Guvnor
Journey Growing & Scaling

Grow your tech business

Scale your tech business - funding, international expansion, investment, and preparing for exit

1. Assessing scale-up readiness

Before scaling, ensure your foundations are solid. Strong unit economics, proven product-market fit, and robust systems are prerequisites for sustainable growth.

Understand scaling thresholds

Know which employee and revenue thresholds trigger new legal obligations as you grow.

Read the guide →
Technology & Digital Requirement

Tech scale-ups: Cyber Essentials for government contracts

From June 2014, Cyber Essentials certification has been mandatory for government contracts involving personal data or certain ICT services. Many enterprise clients now require it. Certification costs from around GBP 300 for self-assessment, GBP 1,500+ for Plus level with external testing.

Who this applies to: Tech companies bidding for government contracts or enterprise clients

Get Cyber Essentials certified

Baseline cyber security certification increasingly required for enterprise and government clients.

Read the guide →

2. Funding your growth

Tech businesses have multiple funding routes: R&D tax credits recoup development costs, government grants fund innovation, and equity investment from angels and VCs provides growth capital.

Technology & Digital Advantage

R&D Tax Credits - maximise your claim

Tech companies can claim R&D tax credits for innovative software development, algorithm improvement, and technical problem-solving. Qualifying costs include developer salaries, subcontractor costs, cloud computing, and software licences used in R&D. Claims are made via CT600 returns - use a specialist to maximise claims.

Who this applies to: Tech companies developing innovative software, algorithms, or solving technical uncertainties

Claim R&D tax credits

Tech businesses can reclaim significant costs on qualifying R&D. Consult an R&D specialist accountant.

Visit GOV.UK →

Apply for innovation funding

Innovate UK offers grants and loans for innovative tech projects. Competitions run throughout the year.

Read the guide →

Explore business funding options

Compare grants, loans, and government-backed finance for scaling tech businesses.

Read the guide →

3. Raising equity investment

Equity investment from angels and VCs is the primary growth fuel for ambitious tech companies. SEIS and EIS make UK tech startups attractive to investors with generous tax reliefs.

Use SEIS for seed funding

50% tax relief makes SEIS-qualifying companies highly attractive to angel investors. Apply for advance assurance.

Read the guide →

Use EIS for growth rounds

30% investor tax relief for larger funding rounds. Knowledge-intensive tech companies get enhanced limits.

Read the guide →

Raising equity investment

Understand how equity rounds work, from angels to Series A and beyond.

Read the guide →

4. Building your tech team

Scaling requires talent. As you grow beyond early hires, you'll need structured recruitment, competitive equity packages, and potentially access to international talent pools.

Technology & Digital Advantage

EMI share options to attract tech talent

Enterprise Management Incentives (EMI) allow tech companies to grant tax-efficient share options. Employees pay only 10% Capital Gains Tax on gains (vs up to 45% income tax). Company must have under GBP 30 million in gross assets and fewer than 250 full-time equivalent employees.

Who this applies to: Tech limited companies hiring senior developers, tech leads, and key hires

Set up EMI share options

Tax-efficient equity to attract top tech talent. Consult a specialist for compliant scheme structure.

Visit GOV.UK →

Get a sponsor licence

Essential for accessing global tech talent. Apply 3+ months before you need to make international hires.

Read the guide →
Technology & Digital Advantage

Scale-Up visa for fast-growing tech companies

The Scale-Up visa allows sponsored workers to switch employers or become self-employed after 6 months. Minimum salary GBP 36,300 or going rate (whichever higher). Requires sponsor to be endorsed as a scale-up by approved body showing 20% annual growth in turnover or headcount.

Who this applies to: Fast-growing tech companies (20%+ annual growth) hiring senior international talent

Use Scale-Up visa route

For companies with 20%+ annual growth - more flexible than Skilled Worker for senior hires.

Read the guide →

5. International expansion

Tech businesses scale globally more easily than most sectors, but international expansion brings tax complexity, export controls, and data transfer requirements.

Technology & Digital Requirement

Export controls for technology

Certain technology, software, and cryptographic items require export licences. Dual-use technology with potential military applications, encryption software exceeding certain key lengths, and cyber-surveillance tools are controlled. Check the UK Strategic Export Control Lists before exporting.

Who this applies to: Tech companies exporting encryption, security tools, AI/ML systems, or dual-use technology

Understand export controls

Check if your technology requires export licensing before selling internationally.

Read the guide →

Dual-use technology exports

Encryption, security software, and AI may require licences. Check before exporting.

Read the guide →
Technology & Digital Requirement

International data transfers under UK GDPR

Transferring personal data outside the UK requires legal mechanisms. Data can flow freely to countries with UK adequacy decisions (including EU, Japan, South Korea). For other countries, use Standard Contractual Clauses (SCCs), Binding Corporate Rules, or other safeguards.

Who this applies to: Tech companies with international users, cloud infrastructure abroad, or overseas subsidiaries

International data transfers

Ensure lawful data transfers to international servers, subsidiaries, and third parties.

Read the guide →

VAT on international services

Digital services have special VAT rules based on customer location. Get treatment right.

Read the guide →

Export market research

Use DBT resources to identify and research international markets for your tech products.

Read the guide →

6. Intellectual property at scale

As your tech company grows, IP becomes a strategic asset. Patents protect innovations, trademarks protect your brand, and licensing creates revenue streams.

Protect your intellectual property

Strategic IP protection: patents for inventions, trademarks for brand, designs for visual elements.

Read the guide →

Software IP protection

Copyright, patents, and trade secrets for protecting software and algorithms.

Read the guide →
Technology & Digital Advantage

Patent Box - 10% Corporation Tax on patent profits

The Patent Box regime allows companies to pay only 10% Corporation Tax on profits from patented inventions (vs standard 25%). Must own or exclusively license qualifying patents. Applies to UK, EU, and certain international patents. Phase-in period applies to pre-2016 patents.

Who this applies to: Tech companies with patented technology generating significant revenue

Patent Box regime

10% Corporation Tax rate on qualifying patent profits. Valuable for patent-rich tech companies.

Visit GOV.UK →

Register a trademark

Protect your brand name and logo as you expand. Essential before international expansion.

Read the guide →

7. Compliance at scale

Growth triggers new compliance obligations. Larger companies face audit requirements, enhanced data protection duties, and potentially Digital Services Tax.

Digital Services Tax

2% tax on large tech platforms. Check if your business is in scope as revenues grow.

Read the guide →

Data protection at scale

Growing data volumes increase GDPR obligations. Review policies and security as you scale.

Read the guide →

Data breach response

Have a breach response plan. ICO notification required within 72 hours for serious breaches.

Read the guide →
Technology & Digital Requirement

Audit requirements as you grow

Companies must have statutory audits if they exceed 2 of 3 thresholds: GBP 10.2 million turnover, GBP 5.1 million balance sheet, 50 employees. Group companies have lower thresholds. Plan ahead - first audits require significant preparation.

Who this applies to: Tech companies approaching or exceeding small company thresholds

8. Preparing for exit

Whether planning trade sale, private equity exit, or IPO, preparation starts years before the event. Clean cap tables, solid financials, and defensible IP are essential.

Technology & Digital Advantage

Business Asset Disposal Relief (BADR) for founders

BADR (formerly Entrepreneurs' Relief) provides a reduced Capital Gains Tax rate of 18% on qualifying business disposals up to GBP 1 million lifetime limit. Must hold 5%+ of shares and voting rights and be an employee or officer for 2 years before disposal. Plan shareholdings to qualify.

Who this applies to: Tech company founders and senior employees with qualifying shareholdings

Business Asset Disposal Relief

10% CGT on qualifying share disposals. Ensure your shareholding qualifies before exit.

Visit GOV.UK →
Technology & Digital Advantage

Investors' Relief for EIS/SEIS shareholders

EIS investors pay 0% CGT on qualifying share disposals (after 3+ years), making your company more attractive to investors. SEIS investors also get CGT exemption on gains. Ensure shares were held for minimum period before exit.

Who this applies to: Tech companies with EIS/SEIS investors planning exit

File Company Tax Return (CT600)

Ensure tax returns are current and accurate before due diligence. Address any outstanding queries.

Read the guide →
Technology & Digital Requirement

Pre-exit IP due diligence

Acquirers will scrutinise IP ownership. Ensure all employee and contractor IP assignments are documented. Verify open source licence compliance. Register key trademarks and patents. Clean IP is essential for valuation and deal completion.

Who this applies to: Tech companies preparing for trade sale, PE investment, or IPO

Identify your intellectual property

Audit and document all IP before exit. Gaps in IP ownership can derail deals.

Read the guide →

Corporation Tax loss relief

Understand how losses carry forward and whether they'll transfer on sale or acquisition.

Read the guide →

Other journeys

Employing people in Northern Ireland

Complete guide to NI employment law including fair employment monitoring, equality obligations, and how NI legislation differs from Great Britain. Covers the key areas where Northern Ireland has its own rules.

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Starting a waste business

Complete compliance guide for waste transfer stations, treatment facilities, skip hire, and recycling centres. Covers environmental permits, waste carrier registration, and ongoing obligations.

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Packaging producer compliance journey

Understand the overlapping environmental obligations for businesses that handle packaging. Covers Extended Producer Responsibility (EPR), Plastic Packaging Tax (PPT), and Simpler Recycling requirements, and explains how they interact.

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Start selling products on the UK market

A comprehensive introduction to UK product safety compliance for businesses placing products on the GB market. Covers the legal framework (CPA 1987, GPSR 2005, PRMA 2025), supply chain responsibilities, risk assessment, UKCA and CE marking, online marketplace duties, and a compliance checklist. Designed for importers, new manufacturers, and online marketplace sellers with no prior knowledge of product safety law.

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Prepare your BNPL business for FCA regulation

Preparation guide for Buy Now Pay Later providers and merchants ahead of FCA regulation from 15 July 2026. Covers what is changing, whether you need FCA authorisation or credit broking permission, affordability assessment setup, advertising compliance, pre-contract disclosure, and complaints handling through the Financial Ombudsman Service.

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Respond to a product safety incident

Emergency guidance when you discover an unsafe product. Stop supply immediately, notify Trading Standards and OPSS, manage the recall, and understand your legal exposure under the Consumer Protection Act 1987.

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Complete your CIS monthly compliance

A practical week-by-week workflow for CIS contractors. Know exactly what to do on each day of the tax month cycle, from verifying subcontractors on the 6th to paying deductions by the 22nd. Designed to make CIS a routine habit rather than a monthly crisis.

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Protect your business from CIS supply chain fraud

From 6 April 2026, contractors face severe penalties if they 'knew or should have known' about fraud in their supply chain. This learning path explains the new rules, helps you assess your risk, and guides you through implementing due diligence to protect your business from 30% penalties and GPS cancellation.

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Comply with the Online Safety Act from scratch

A complete learning path for platform operators new to the Online Safety Act 2023. Covers understanding the Act, determining scope and platform category, conducting risk assessments, protecting children, implementing content moderation, writing compliant terms of service, setting up complaints procedures, implementing age assurance, and registering with Ofcom.

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Understanding VAT from scratch

A complete introduction to VAT for first-time registrants. Takes you from zero knowledge to confident VAT compliance, covering when to register, how to charge VAT, reclaiming VAT on purchases, and submitting your returns.

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Fix CIS payment errors

Something gone wrong with CIS? This troubleshooting guide helps contractors and subcontractors identify and fix common Construction Industry Scheme errors, from wrong deduction rates to late return penalties.

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Respond to a data breach

Step-by-step breach response when personal data has been compromised. Covers the 72-hour ICO notification deadline, assessing risk, notifying affected individuals, and documenting your response.

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Fix VAT problems

Troubleshooting guide for common VAT errors and problems. Helps you identify your issue and find the right solution - from correcting return errors to understanding penalties and preparing for HMRC checks.

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Data breach 72-hour checklist

Emergency checklist when you discover a personal data breach. Covers immediate containment, the 72-hour ICO notification rule, when to notify affected individuals, and who else to contact.

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Start using AI responsibly in your business

End-to-end learning path for businesses adopting AI: understanding the regulatory landscape, assessing obligations, setting up governance, managing specific risks around data, bias, and transparency, and maintaining ongoing compliance.

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Keep and maintain your gross payment status

Everything you need to know to keep your CIS gross payment status once granted. Learn when HMRC reviews your GPS, what triggers cancellation or revocation, how to protect your status through proactive compliance, and what to do if your GPS is at risk.

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Complete PAYE year-end

Step-by-step journey through PAYE year-end tasks, from March planning to final submissions in April. Covers FPS finalisation, P60s, P11Ds, and Class 1A NIC.

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CDM compliance quick check

Quick CDM checklist before construction begins. Four key actions: check if notifiable, appoint duty holders, submit F10 if required, ensure construction phase plan exists.

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Understanding UK GDPR from scratch

A complete introduction to UK data protection law for businesses. Learn the seven principles, six lawful bases, individual rights, ICO registration requirements, and what happens if you get it wrong. No prior knowledge required.

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Fix PAYE problems

Troubleshooting guide for common PAYE errors and issues. Learn how to correct mistakes, respond to HMRC queries, and prepare for compliance checks.

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Handling customer refund disputes

When a customer demands a refund, what are your legal obligations? This guide helps you determine whether the customer is entitled to a refund, what remedy to offer, and how to process it correctly under the Consumer Rights Act 2015.

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ERA 2025 compliance checklist

Quick compliance checklist for employers to identify which Employment Rights Act 2025 changes affect their business and by when. Covers SSP, family leave, zero-hours, dismissal, harassment, and tribunal time limits.

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Cyber security fundamentals

A structured learning path for business owners new to cyber security. Understand the threat landscape, implement the five essential controls, prepare for incidents, and build ongoing resilience.

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Manage your tax compliance

Understand and manage your ongoing tax obligations as a UK business owner. Covers Self Assessment, VAT, Corporation Tax, record keeping, Making Tax Digital, filing deadlines, and avoiding penalties.

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Meet anti-money laundering requirements

Essential guide to AML compliance for UK businesses in regulated sectors. Covers registration with supervisors, customer due diligence, suspicious activity reporting, appointing an MLRO, record keeping, staff training, and penalties for non-compliance.

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Meet workplace health and safety requirements

A comprehensive journey for UK employers to understand and comply with health and safety law. Covers the legal framework (HASAWA 1974, MHSWR 1999), risk assessment requirements, fire safety obligations, and specific hazard regulations including PPE, manual handling, DSE, noise, work at height, and electrical safety.

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Understanding construction tax obligations

A complete picture of how CIS, VAT reverse charge, CITB, and PAYE work together for construction businesses. Learn how these four tax systems interact, which apply to you, and how to manage them as an integrated compliance burden.

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Choosing the right VAT scheme

Compare VAT schemes and choose the best one for your business. This learning path takes you through the three main VAT schemes for small businesses - Flat Rate, Cash Accounting, and Annual Accounting - helping you understand which suits your circumstances.

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Getting started with CIS

A comprehensive learning path for anyone new to the Construction Industry Scheme. Understand how CIS works, decide whether you're a contractor or subcontractor (or both), and learn your registration requirements and ongoing obligations. Covers deductions, monthly returns, and claiming back overpaid tax.

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Start offering consumer credit to customers

End-to-end learning path for businesses new to consumer credit. Covers understanding FCA regulation, obtaining authorisation, setting up pre-contract disclosures and affordability assessments, complying with advertising rules, and verifying ongoing compliance under the Consumer Duty.

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Cyber security quick wins

Five practical security improvements any business can implement today without technical expertise. Covers passwords, updates, backups, phishing awareness, and access control.

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Approaching the VAT threshold

What to do when your turnover is approaching £90,000 and you might need to register for VAT. Helps you monitor your position, understand when registration becomes mandatory, and choose the right VAT scheme for your business.

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Manage your employees

A comprehensive journey for UK employers covering the full employment lifecycle - from ongoing payroll and compliance duties through to managing workforce changes, redundancies, and employment termination. Use this after you've hired your first employee.

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Health and safety management for new employers

A learning path introducing new employers to the Management of Health and Safety at Work Regulations 1999 (MHSWR). Understand your legal duties for risk assessment, appointing competent help, and establishing emergency procedures - the foundations of workplace health and safety management.

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Prepare for EU AI Act compliance

A focused preparation path for UK businesses affected by the EU AI Act. Understand the four risk tiers, check which deadlines have already passed, classify your AI systems, and prepare for high-risk obligations before the August 2026 deadline.

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Health and safety for new employers

A comprehensive learning path to help first-time employers understand and meet their health and safety duties. Takes you from understanding the law to putting compliance systems in place, with practical timelines for your first week, month, and beyond.

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VAT compliance checklist

Quick reference checklist for ongoing VAT compliance. For VAT-registered businesses who know the basics but want a quick reference for returns, invoices, and input tax.

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Environmental compliance for new businesses

A complete introduction to environmental obligations for new business owners. Learn whether you need an environmental permit, how to handle waste legally, how to prevent pollution, and what recycling rules apply to you. No prior knowledge required.

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Plan safe work at height

Learning path for planning and managing work at height safely. Covers the hierarchy of controls, equipment selection, scaffolding management, MEWP operation, and roof work precautions.

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Respond to an Ofcom investigation

What to do when Ofcom takes enforcement action against your online service under the Online Safety Act 2023. Covers identifying the type of action, evidence preservation, senior manager criminal liability, responding to notices, penalty mitigation, and seeking legal advice.

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Dismissing an employee under new rules

Step-by-step guidance for lawfully dismissing an employee under ERA 2025 rules, including fire and rehire restrictions and 6-month qualifying period. Covers fair procedure, ACAS Code compliance, and risk assessment.

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Respond to an ICO investigation

What to do when the Information Commissioner's Office contacts you about an investigation, complaint, or audit. Understand the types of ICO action, your obligations to cooperate, and possible outcomes.

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Meet your data protection obligations

Ensure your business complies with UK GDPR and the Data Protection Act 2018. Covers ICO registration, lawful basis for processing, data subject rights, international transfers, breach notification, and electronic marketing rules under PECR.

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Handle Section 75 claims from customers

What to do when a customer makes a Section 75 connected lender liability claim. Covers validating the claim against the GBP 100 to GBP 30,000 threshold, investigating supplier breach or misrepresentation, responding within the 8-week complaints deadline, FOS escalation, and recovering costs from the supplier.

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Sell your business

Navigate the business sale process from preparation to completion and beyond - valuation, finding buyers, due diligence, TUPE, deal negotiation, and post-sale obligations

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Hire your first employee

Step-by-step journey to become a compliant employer. Covers PAYE registration, insurance, right to work checks, contracts, and pensions - everything before your first employee's first day.

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Data protection compliance checklist

Quick compliance check for UK GDPR and Data Protection Act 2018. Verify your ICO registration, lawful basis documentation, privacy notice, data subject rights process, breach response plan, international transfers, and marketing compliance.

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Consumer credit compliance quick-check

Quick compliance check for experienced consumer credit firms. Covers FCA permissions, fee payments, credit advertising, pre-contract disclosures, Consumer Duty obligations, complaints handling, and upcoming BNPL regulation.

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Start selling online legally

Everything you need to know before launching an online shop. Covers distance selling regulations, pre-contract information, cancellation rights, refund obligations, website compliance, consumer rights for goods and digital content, and enforcement.

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UK REACH compliance checklist

Quick check of your UK REACH registration and notification status. Covers manufacturer and importer registration, downstream user obligations, SVHC duties, Safety Data Sheets, and approaching tonnage band deadlines.

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Fire safety compliance for building owners

A comprehensive learning path for building owners on post-Grenfell fire safety duties. Covers identifying the responsible person, fire risk assessments, external wall assessments, fire door inspections, high-rise requirements, Fire and Rescue Service information, and resident communications.

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Self Assessment for landlords

A learning path for landlords who need to report rental income through Self Assessment. Covers registration, reporting property income on SA105, allowable expenses, mortgage interest restriction, and Making Tax Digital.

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Run a healthcare business

Ongoing compliance for CQC-registered healthcare providers covering inspections, professional registration, safeguarding, clinical governance, medicines management, and staff obligations

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Livestock movement issues: how to resolve

How to resolve common livestock movement compliance problems including missing or lost tags, late movement reporting, standstill breaches, and missing cattle passports. Covers which body enforces what, severity levels, corrective actions, and preventing future issues.

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Achieving nutrient neutrality

Step-by-step guide to achieving nutrient neutrality for development in affected catchments. Learn how to calculate your nutrient budget, identify mitigation options, and prepare your planning application.

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VAT compliance for retailers

Complete VAT guidance for retail businesses. Covers pricing rules, retail schemes for calculating VAT, invoicing requirements, and submitting returns. Designed for VAT-registered retailers who want to understand their specific obligations.

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What regulations apply to my farm?

A quick decision-tree navigator that helps you identify which regulations apply to your specific farm based on what you keep, grow, and do. Each answer reveals applicable regulatory bodies and links to the relevant compliance guides.

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Drainage and utilities infrastructure compliance

Complete learning path for property developers and contractors working on drainage and utilities infrastructure. Covers Approved Document H drainage design, sewer adoption under Section 104, SuDS requirements in England and Wales, confined spaces safety, cable avoidance, and environmental permits.

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Healthcare compliance quick check

Quick compliance check for experienced healthcare providers. Covers CQC registration, professional registrations, DBS checks, medicines audit, controlled drugs register, IPC audit, fire risk assessment, DSPT submission, insurance, and policy reviews.

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VAT compliance for construction

Construction-specific VAT guidance including the domestic reverse charge. Essential for subcontractors and main contractors to understand when the reverse charge applies, how to invoice correctly, and how to account for VAT on returns.

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Start a retail business - compliance essentials

A comprehensive compliance onboarding journey for new retailers. Covers consumer rights, pricing law, age-restricted sales, product safety, data protection, accessibility duties, and specialist licences. Designed for first-time retail business owners who need to understand their legal obligations before opening.

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Respond to a Trading Standards investigation

What to do if Trading Standards has contacted you, visited your premises, or conducted a test purchase. Covers understanding their powers, identifying the compliance area under investigation, gathering your due diligence evidence, responding appropriately, and strengthening your procedures.

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Start selling online - retail compliance

A learning path for retailers adding an online sales channel. Covers the additional compliance obligations for distance selling, including cooling-off periods, website legal requirements, online data protection, accessibility, subscription rules, and handling complaints from online customers.

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Farm compliance calendar

Month-by-month calendar of key farm compliance deadlines covering SFI scheme declarations, TB testing windows, NVZ closed periods, scheme payments, and tax filing. Bookmark this page for quick reference throughout the year.

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Structural incident on site: what to do now

Emergency response for excavation collapse, structural instability, or unexpected failure during construction works. Covers immediate safety actions, RIDDOR reporting, HSE notification, making safe, structural assessment, and investigation to prevent recurrence.

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Building Safety Act for SME contractors

A learning path for small and medium construction businesses working on higher-risk building projects under the Building Safety Act 2022. Covers what the Act means for contractors, your duties on HRB projects, golden thread responsibilities, change control, and handover obligations.

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Farmer compliance checklist

A comprehensive compliance checklist for UK farmers covering livestock, environmental, animal welfare, health and safety, financial, and scheme obligations. Includes frequency of compliance tasks, enforcement bodies, and consequences of non-compliance.

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SME housebuilder planning guide

Comprehensive planning guidance for small and medium housebuilders. Learn how to navigate the planning system efficiently, take advantage of small site easements, and manage S106 and environmental requirements proportionately.

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Utility strike: what to do now

Emergency response for striking gas, electric, water, or telecoms services during digging. Covers immediate danger actions in the first minutes, reporting obligations to HSE and utility companies, RIDDOR requirements, and steps to prevent recurrence.

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Start a social care provider business

End-to-end learning path for starting a social care business. Covers which regulator applies, CQC registration, registered manager requirements, workforce qualifications (Care Certificate, SSSC, Social Care Wales), staffing levels, insurance, Care Act duties, and devolved nations.

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Respond to a medicines or controlled drugs incident

What to do when a medicines incident occurs: medication error, controlled drug discrepancy, or CD theft/loss. Covers securing the patient and evidence, internal reporting, statutory notifications to CQC, MHRA Yellow Card, police notification for CD theft, investigation, Accountable Officer responsibilities, and corrective actions.

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TB breakdown: what to do now

A step-by-step guide for cattle farmers who have just received positive TB test results. Covers immediate actions in the first 48 hours, working with APHA during the breakdown, protecting your compensation, managing your business under restrictions, and the path back to TB-free status.

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Open new hospitality premises: from lease to launch

End-to-end journey from signing a lease to opening night. Covers planning use class checks, premises licence application timeline, building regulations and fire safety, commercial kitchen fit-out, food business registration, music licensing, pavement licensing, and staff recruitment with right to work checks.

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Respond to a CQC investigation or enforcement action

What to do if your healthcare or social care service faces CQC enforcement action. Covers understanding the type and severity of action, immediate response steps, getting legal representation, developing an improvement plan, and the appeal process through the First-tier Tribunal.

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Respond to a hospitality licensing investigation

What to do if your hospitality business faces a licensing review, environmental health investigation, fire safety enforcement notice, or HMRC compliance check. Covers identifying the investigation type, understanding your rights, gathering evidence, getting representation, and preventing recurrence.

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Help with Wales Visitor Levy

Troubleshooting guide for Wales visitor accommodation registration and levy collection. Helps accommodation providers understand registration requirements, council levy adoption, and how to collect and remit the levy.

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Responding to a CMA investigation

What to do if the Competition and Markets Authority or Trading Standards is investigating your business. Covers immediate steps, cooperation obligations, deadlines, undertakings, and possible outcomes including fines under the Digital Markets, Competition and Consumers Act 2024.

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Understanding business rates

How business rates work, what relief you can claim, and how to challenge your rateable value. Covers calculation, relief schemes, appeals, and revaluation across all UK nations.

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Insuring your new business

A step-by-step learning journey for new business owners: understand which insurance is legally required, what additional cover you need, how to compare and buy policies, and how to manage renewals.

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MHSWR 1999 quick compliance audit

Rapid compliance check covering all key MHSWR 1999 duties. Verify your risk assessment, competent person, emergency procedures, information, training, and vulnerable worker protections in 10 minutes.

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Golden thread compliance check

Quick compliance check for duty holders to verify their golden thread meets Building Safety Act requirements. Covers format, content, access controls, and phase-specific obligations for design, construction, and occupation.

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Welsh language compliance help

Help with Welsh language requirements for businesses contracting with the public sector in Wales. Covers when Standards apply, what you need to do, how to build capability, and what happens if you fail to comply.

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Prepare for an HSE visit

What to expect from an HSE inspection. Covers types of visit, inspector powers, what they check, improvement and prohibition notices, Fee for Intervention, how to challenge, and what to do during the visit.

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PSTI IoT compliance check

Quick compliance check for IoT manufacturers, importers, and distributors. Confirm product scope, verify three mandatory security requirements, identify your supply chain role, and confirm your statement of compliance obligations.

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RQIA registration quick check

Quick checklist for Northern Ireland care providers to check whether their service needs RQIA registration, fit person requirements, care standards, and what inspections involve.

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Registering a care service in Scotland

End-to-end learning path for starting a regulated care service in Scotland. Covers the Care Inspectorate, service types, registration, Health and Social Care Standards, SSSC workforce registration, PVG checks, and inspection preparation.

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Operating care services across UK national borders

A learning path for care service providers operating or planning to operate across more than one UK nation. Covers the separate inspectorate regimes, registration requirements, quality frameworks, workforce portability, disclosure scheme differences, and practical steps for achieving cross-border compliance.

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Wales care compliance quick check

Quick checklist for Wales care providers to verify CIW registration, Responsible Individual appointment, Social Care Wales workforce registration, Statement of Purpose, and Welsh language provision.

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Ongoing compliance for law firms

Learning path for maintaining regulatory compliance at an authorised law firm: annual renewal cycle, COLP and COFA reporting, client account management, AML supervision, complaints handling, continuing competence, diversity reporting, and preparing for SRA inspections.

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Start a law firm in England and Wales

End-to-end learning path for setting up a law firm: choosing entity type, SRA authorisation, appointing COLP and COFA, professional indemnity insurance, client account setup, AML registration, complaints procedure, and price transparency.

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Respond to an SRA investigation

Problem path for law firms facing SRA investigation: immediate steps, cooperation obligations, instructing specialist regulatory defence, responding to proposed conditions or fines, SDT referral, intervention risk, and appeal rights.

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AML compliance for legal services

Learning path for law firms implementing anti-money laundering compliance: firm-wide risk assessment, client due diligence, source of funds verification, legal professional privilege boundaries, suspicious activity reporting, and preparing for SRA supervisory visits.

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Responding to an OSCR charity investigation

What to do if your Scottish charity faces an OSCR inquiry or enforcement action. Covers understanding the type of investigation, cooperation obligations, getting professional advice, corrective action, and OSCR's enforcement powers including removal of trustees and directed winding up.

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Setting up a charity in Scotland

End-to-end learning path for setting up a charity in Scotland: understanding OSCR regulation, the charity test, registration, trustee duties, annual reporting and accounts, and ongoing compliance obligations.

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Farming on SSSI land in Scotland

A learning path for Scottish farmers and land managers with SSSI-designated land - understand your conservation obligations, manage deer and muirburn lawfully, and maintain compliance with NatureScot requirements

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Scottish heritage compliance quick check

Rapid compliance check for works affecting scheduled monuments, listed buildings, and conservation areas in Scotland. Covers Historic Environment Scotland consents, local authority requirements, and enforcement penalties.

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Construction near a heritage site in Scotland

Learning path for construction businesses working near protected heritage assets in Scotland. Covers scheduled monuments, listed buildings, conservation areas, archaeological assessments, and how heritage and nature designations interact under Scottish planning law.

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Respond to SIA enforcement action

What to do if your security business faces SIA enforcement action including licence revocation, compliance inspection failure, or prosecution for deploying unlicensed staff. Covers identifying the enforcement type, understanding your rights, appealing to the First-tier Tribunal, and preventing recurrence.

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Start a private security business

End-to-end learning path for starting a private security company. Covers SIA regulation, personal and business licensing, approved contractor status, insurance, recruiting licensed staff, training programme setup, and compliance systems for winning contracts.

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Address an FCA threshold-conditions concern

What to do when FCA supervision has raised a concern that your firm no longer satisfies the threshold conditions. Covers diagnosing the supervisory action, responding to a section 165 information requirement, addressing the failing limb (resources, business model, suitability, effective supervision), and the worst-case path to an Own-Initiative Variation or cancellation of permission under section 55J FSMA.

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Water Framework Directive compliance for businesses

Complete compliance pathway for businesses whose activities may affect water body status — from understanding the WFD framework through identifying which licences, permits, or consents you need, to applying, monitoring, and reporting. Covers England, Wales, Scotland, and Northern Ireland.

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Get FCA authorised: from perimeter check to Connect submission

A six-phase learning path for first-time applicants. Walks you from establishing whether you need authorisation, through choosing your route, building governance foundations, self-assessing the FCA's five threshold conditions, submitting through Connect, and handling case-officer scrutiny during the determination period.

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