Journey
Get FCA authorised
Check whether you need permission, choose your route, build the firm the FCA will assess, gather your application documents and submit through Connect. Then answer your case officer's questions until the FCA decides.
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Check whether you need authorisation
Work out whether what you plan to do is a regulated activity, and whether an exclusion or exemption applies.
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Choose your route
Apply for direct authorisation, become an appointed representative of an authorised firm, or join a network.
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Build the firm the FCA will assess
Put your people, systems, policies and money in place before you write the application.
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Test yourself against the threshold conditions
Gather evidence that you meet each threshold condition, and fix the weakest one before you apply.
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Gather your application documents
Have every document ready before you open the application, so the FCA receives it complete.
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Submit your application on Connect
Choose the right form for your permissions, attach your documents and pay the fee.
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Respond to your case officer
Answer queries quickly and fully, and tell the FCA about any material change while it decides.
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