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Your regulatory landscape

11 regulators · 788 pieces of legislation · 891 guidance pages — set your sector to narrow these down

11 Regulators
788 Legislation
1835 Legal duties
2319 Offences
891 Guidance pages

Triggered by your business size

These requirements are triggered by your 0 employees and £0 turnover.

Data protection registration

Most businesses processing personal data

ICO Up to £4,350 (Tier 1) or unlimited (Tier 2)
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Penalties to be aware of

Extracted from sector-relevant guidance.

Maximum penalty (post-DUAA 2025)

£17.5 million or 4% of annual worldwide turnover, whichever is higher

Privacy and Electronic Communications Regulations →

ICO PECR fines (2019-Sep 2025)

119 monetary penalty notices totalling approximately £10.5 million

Privacy and Electronic Communications Regulations →

Maximum penalty

£17 million for the most serious breaches

Network and Information Systems (NIS) Regulations →

Maximum criminal penalty (on indictment)

Up to 10 years imprisonment and/or unlimited fine

Export Control (Dual-Use Technology) →

Maximum criminal penalty (summary)

Up to 12 months imprisonment and/or fine

Export Control (Dual-Use Technology) →

Maximum penalty

2 years imprisonment and/or unlimited fine

Selling knives and bladed articles →

Criminal penalty

Up to 10 years imprisonment and unlimited fine

UK Export Controls for Defence Products →

Criminal penalty (US)

Up to USD $1 million per violation and 20 years imprisonment

ITAR Compliance for UK Companies →

Previous maximum penalty

£500,000 (a 35-fold increase)

Privacy and Electronic Communications Regulations →

Incorrect deduction penalty

HMRC can charge you for underpaid tax if you applied the wrong rate because you did not verify

CIS: verifying subcontractors with HMRC →

Obligations by regulator

HMRC 1544 obligations

Appoint a scheme representative and notify HMRC

If your company makes payments under construction contracts, you can choose another company in the same group to act as your scheme representative for CIS returns and payments. Once you …

HMRC Income Tax (Construction Industry …
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Adjust corporation tax when CITR is withdrawn or reduced

If your company has received Corporate Income Tax Relief (CITR) and later HMRC decides that relief must be withdrawn or reduced, you must file a new corporation‑tax assessment for the …

HMRC Corporation Tax Act 2010
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Adjust SI relief by filing an income tax assessment when required

If your business has taken advantage of Share Incentive (SI) relief and that relief later has to be withdrawn or reduced under the rules, you must correct it by filing …

HMRC Income Tax Act 2007
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Apply attribution rules to all payments for VAT purposes

When your business makes a payment, you must check the VAT attribution rules (Reg 170 and, if relevant, 170A(5)) to decide if that payment counts as consideration for a supply. …

HMRC The Value Added Tax …
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Calculate and attribute input tax on imported goods and services

If your business pays VAT on imports or services that are used partly for taxable supplies (including supplies made outside the UK or those listed in a specific Order), you …

HMRC Value Added Tax Regulations …
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Calculate and claim corporation tax credit on trade income correctly

If your company wants a tax credit for income that comes from a trade, you must work out the credit so it never exceeds the corporation tax that relates to …

HMRC Imprisonment TIOPA 2010
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Calculate foreign tax credit limits for non‑trading credits

If your company has a non‑trading credit (e.g., from a loan relationship, derivative or intangible asset) and you want to claim a foreign tax credit against UK tax, you must …

HMRC TIOPA 2010
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Check reciprocal refund arrangements before claiming VAT refunds

If your business is a trader established in a country that has a turnover‑tax system similar to VAT, you can only receive a VAT refund under this Part if that …

HMRC Value Added Tax Regulations …
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Confirm your company is not in financial difficulty at start of period B

Your business must check that it is financially sound – i.e. not in difficulty – at the beginning of the relevant reporting period (period B). If the company would be …

HMRC Income Tax Act 2007
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Determine taxable use of capital items for VAT input tax

When you own a capital item (such as a building or plant) that you use for both taxable and exempt supplies, you must work out what proportion of the VAT …

HMRC Value Added Tax Regulations …
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Ensure share subscriptions are for genuine commercial reasons, not tax avoidance

When your company issues shares—especially those that may qualify for tax‑relief schemes like EIS—you must make sure the investor is buying them for a real commercial purpose, not mainly to …

HMRC Income Tax Act 2007
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Ensure you are not an accredited community development finance institution when investing

If your business (or you personally) makes an investment that falls under the Corporation Tax rules, you must check that you are not recognised as a community development finance institution …

HMRC Corporation Tax Act 2010
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Ensure your company is not in financial difficulty at start of period B

Before the relevant tax period begins, you must check that your company would not be considered a firm in difficulty under the EU State Aid guidelines. If the company is …

HMRC Income Tax Act 2007
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Identify comparable transaction value for import duty

When you bring goods into the UK and need to work out the customs duty using Method 2 or Method 3, you must calculate the transaction value by finding a …

HMRC Imprisonment The Customs (Import Duty) …
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Make required tax assessments and adjustments

You must carry out any tax calculations and adjust them as needed to comply with the Income Tax Act. In practice this means your tax returns and payments must reflect …

HMRC Unlimited fine Imprisonment Income Tax Act 2007
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Prepare tax estimates at balance sheet date

When you prepare your company’s accounts you must also work out a reasonable estimate of the corporation tax you will owe, using all the facts that are relevant at the …

HMRC Corporation Tax Act 2009
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Make customs documents available for HMRC inspection within the allowed period

When you submit a transitional supplementary Customs declaration you must keep all the supporting paperwork ready for HMRC to inspect. If an HMRC officer extends the time you have to …

HMRC The Customs (Import Duty) …
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Account correctly for VAT on removed goods

If you move goods between Northern Ireland and an EU member state (or between two EU states) under the Removal Order, you must not record any VAT payable for the …

HMRC The Value Added Tax …
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Account for VAT and issue invoice when goods are appropriated

When you sell goods but keep ownership until the buyer takes them (a retention‑of‑title sale), you must treat the supply as happening on the earliest of three dates – when …

HMRC Value Added Tax Regulations …
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Account for VAT and retain supporting invoices

When you sell goods or services subject to VAT, you must work out the VAT you owe and pay it to HMRC by the deadline for the accounting period in …

HMRC Value Added Tax Regulations …
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Account for VAT on each royalty or similar payment

If you provide services and you don’t know the total price up front, any later royalty or similar payments that are periodic and extra must be treated as a new …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT on retained contract payments

If you have a contract that holds back (retains) part of the price until you have fully performed the work, you must treat that retained amount as a separate supply …

HMRC Value Added Tax Regulations …
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Account for VAT on retained payments at the correct time

If your contract holds back (retains) part of the price until the work is fully completed, you must treat that retained amount as a separate supply for VAT. You need …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT on retained payments at the correct time

If you supply goods or services under a contract that holds back part of the payment until the work is fully completed, you must treat that retained amount as a …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Add required provisions and undertakings to pre‑1998 reimbursement arrangements

If your business set up a VAT reimbursement arrangement before 11 February 1998, you had to, by 11 March 1998, insert the provisions listed in regulation 43C and give the …

HMRC Value Added Tax Regulations …
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Adjust employee tax codes if PAYE differs from self‑assessment

If an employee’s self‑assessment shows a shortfall (or surplus) of tax that’s less than £3,000 compared to what you’ve deducted through PAYE, HMRC can change that employee’s tax code for …

HMRC Income Tax (PAYE) Regulations …
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Adjust VAT scheme compliance when rates change

If a law changes the VAT rate on any of the goods or services you sell, you must follow any instructions from HMRC (the Commissioners) and make the necessary changes …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Adjust VAT scheme when tax rates change

If the government changes the VAT rate on any of the goods or services you sell, you must follow any instructions from HMRC (or any agreement you have with them) …

HMRC Value Added Tax Regulations …
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Adjust VAT scheme when tax rates change

If your business uses a VAT scheme (for example a cash accounting or retail scheme) and the VAT rate on any of the goods or services you supply changes, you …

HMRC The Value Added Tax …
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Adjust VAT scheme when the rate changes

If the VAT rate you charge on any of your supplies changes – for example a new reduced rate or a move to zero‑rate – you must modify the VAT …

HMRC Value Added Tax Regulations …
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Adjust VAT scheme when VAT rates change

If a law changes the VAT rate on any of the goods or services you supply, you must act on any HMRC notice or agreement that tells you how to …

HMRC Value Added Tax Regulations …
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Adjust VAT scheme when VAT rates change

If the VAT rate you charge on any of your sales changes (for example, a new reduced rate is introduced or a zero‑rate item becomes standard rate), you must follow …

HMRC Value Added Tax Regulations …
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Adjust VAT scheme when VAT rates change

If the VAT rate you charge on any product or service changes – for example the rate goes up, down or becomes zero‑rated – you must follow any instructions from …

HMRC Value Added Tax Regulations …
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Adjust VAT scheme when VAT rates change

If the government changes the VAT rate (or adds/removes VAT) on any of the goods or services you sell, you must act on any instructions HMRC sends you or any …

HMRC Value Added Tax Regulations …
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Adjust your VAT scheme when rates change

If the government changes the VAT rate on any of the goods or services you sell, you must follow any instructions from HMRC about how to update the VAT scheme …

HMRC Value Added Tax Regulations …
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Adjust your VAT scheme when the VAT rate changes

If the VAT rate on any of the goods or services you sell changes – either up, down or to zero – you must make the changes required to your …

HMRC Prosecution Value Added Tax Regulations …
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Adjust your VAT scheme when VAT rates change

If the VAT rate on any product or service you sell changes – including moving to or from zero‑rating – you must act on any HMRC notice or any agreement …

HMRC Value Added Tax Regulations …
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Allocate charitable excess expenditure to earlier accounting periods

If your charitable company has spent more than its allowed charitable expenditure in a tax year, you must check earlier years (up to six years back) to see if they …

HMRC Corporation Tax Act 2010
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Allocate input tax on imported goods to taxable supplies proportionally

When you buy goods or services from abroad that you use partly for supplies that would be taxable in the UK, you must work out what share of the VAT …

HMRC The Value Added Tax …
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Allocate input tax to taxable foreign and specified supplies

If you buy goods or services that you later use, even partly, to make supplies outside the UK or to make certain supplies listed in a special Order, you must …

HMRC Value Added Tax Regulations …
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Allocate input VAT to taxable foreign and specified supplies

When your business buys goods or services that are used, even partly, to make supplies outside the UK or to make supplies listed in a specific Order, you must work …

HMRC Value Added Tax Regulations …
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Allocate property allowance between multiple property businesses

If you receive property income from two separate property businesses, you must decide how to split your overall property allowance between them. The split must not cause either business to …

HMRC Income Tax (Trading and …
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Allocate your trading allowance between trades and other income

If you earn money from a trade and also receive income from another trade or from miscellaneous sources in the same tax year, you must split the £1,000 trading allowance …

HMRC Income Tax (Trading and …
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Allow customers to issue invoices on your behalf

If you agree with a customer that they will issue the invoice for the goods or services you supply, you must have a clear agreement and a process for accepting …

HMRC Council Directive 2006/112/EC (EU …
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Allow workers to bring detriment complaints to an employment tribunal

If a worker believes they have been treated unfairly for exercising their right under the National Minimum Wage Act, they can take a complaint to an employment tribunal. Your business …

HMRC National Minimum Wage Act …
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Apply attribution rules to determine consideration for supplies

When your business receives or makes a payment you must use the VAT attribution of payments rules (Regulation 170 and, where relevant, 170A(5)) to decide whether that payment is treated …

HMRC Value Added Tax Regulations …
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Apply flat‑rate compensation percentages to eligible sales

If you run a farm and have chosen the flat‑rate VAT scheme, you must calculate the price of any agricultural products or services you sell to taxable customers (or to …

HMRC Council Directive 2006/112/EC (EU …
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Apply flat‑rate VAT scheme and forgo VAT deductions

If your farm is classed as a flat‑rate farmer, you cannot reclaim VAT on the goods and services you buy. Instead you must work out a flat‑rate compensation by applying …

HMRC Council Directive 2006/112/EC (EU …
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Apply HMRC‑determined PAYE code for high‑income child benefit charge

If HMRC decides on a tax code for an employee because they are liable for the high‑income child benefit charge, you must make sure that code is used in your …

HMRC Income Tax (PAYE) Regulations …
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Apply the correct flat‑rate VAT percentage

If you use the VAT flat‑rate scheme, you must work out which flat‑rate percentage from HMRC’s table applies to your business for each accounting period and use that percentage on …

HMRC Imprisonment Value Added Tax Regulations …
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Apply the correct flat‑rate VAT percentage

If you use the VAT flat‑rate scheme, you must work out which percentage applies to your sales for each accounting period (or any part of it) based on the type …

HMRC Value Added Tax Regulations …
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Apply the correct flat‑rate VAT percentage each accounting period

If you use the VAT flat‑rate scheme, you must work out which percentage of your turnover you owe to HMRC for every accounting period. The rate is taken from the …

HMRC Imprisonment Value Added Tax Regulations …
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Apply the flat‑rate VAT scheme and do not reclaim input VAT

If your farm is eligible for the flat‑rate scheme, you must use the fixed compensation percentage instead of the normal VAT rules. You cannot deduct VAT on the goods and …

HMRC Council Directive 2006/112/EC (EU …
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Apply VAT attribution rules to all payments

When you receive or make a payment you must use the VAT attribution rules (Regulation 170 and 170A(5)) to decide whether that payment counts as consideration for a specific supply. …

HMRC Value Added Tax Regulations …
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Apply zero‑rate VAT to qualifying excise‑goods supplies

If you sell excise‑goods that you move from Northern Ireland to another EU Member State, and the buyer is not VAT‑registered in that state, you must charge VAT at 0 …

HMRC Value Added Tax Regulations …
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Arrange a fair election of employee representatives

When a business is transferred under TUPE, you must set up a fair election of employee representatives who will be consulted about the transfer. You need to decide how many …

HMRC Transfer of Undertakings (Protection …
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Attribute excess charitable expenditure to earlier tax years

If your charitable trust spends more than its charitable income in a tax year, you can move some of that excess to an earlier year, but only if the earlier …

HMRC Income Tax Act 2007
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Attribute input tax on foreign and specified supplies to taxable supplies

If your business pays VAT on imported goods or services that are used partly for taxable activities (such as exports or other specified supplies), you must work out the proportion …

HMRC Value Added Tax Regulations …
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Attribute input tax on foreign and specified supplies to taxable supplies

If your business incurs VAT on imported goods or services that you use, at least partly, for making supplies outside the UK or for certain specified supplies, you must work …

HMRC Value Added Tax Regulations …
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Attribute input VAT to taxable supplies correctly

If your business buys goods or services that are used partly for supplies made outside the UK (or for certain specified supplies), you must work out what share of the …

HMRC Value Added Tax Regulations …
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Avoid contrived tax arrangements for Plastic Packaging Tax relief

If your business sets up any scheme whose main purpose is to obtain a tax advantage on plastic packaging (such as a super‑deduction or special rate allowance), HMRC can adjust …

HMRC Finance Act 2021 (Plastic …
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Avoid pre‑arranged exit arrangements for qualifying investment

If your social enterprise wants the tax relief for a new share or debt investment, you must not have any plans or agreements that would allow the investment to be …

HMRC Income Tax Act 2007
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Calculate and attribute input tax to taxable supplies

Each VAT accounting period you must work out how much of the VAT you have paid on purchases can be reclaimed. You need to separate the input tax that relates …

HMRC Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

Each VAT accounting period you must work out how much of the VAT you have paid can be reclaimed. You can claim all of the VAT on goods used only …

HMRC Imprisonment Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

For each VAT accounting period you must work out how much VAT you can reclaim by attributing the input tax you’ve paid to the supplies you make that are taxable. …

HMRC Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

Each VAT accounting period you must work out how much input VAT you can reclaim. You need to identify the goods and services you bought, allocate the full amount of …

HMRC The Value Added Tax …
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Calculate and attribute input tax to taxable supplies each VAT period

You must work out how much of the VAT you’ve paid on purchases can be reclaimed, based on what you use for taxable versus exempt activities. For each VAT accounting …

HMRC Imprisonment Value Added Tax Regulations …
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Calculate and claim foreign service tax relief for eligible employees

When an employee who has worked abroad leaves your company (or their contract changes) and meets the residency conditions, you can reduce the amount of earnings that are taxed by …

HMRC Income Tax (Earnings and …
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Calculate and claim input tax credit for investment gold correctly

If your business supplies or transforms investment gold, you can only reclaim VAT on costs that directly relate to that gold. You must work out which expenses qualify, apportion any …

HMRC Value Added Tax Regulations …
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Calculate and limit loan‑relationship tax credit for UK companies with CFC links

If your UK company claims tax relief from loans that are linked to a controlled foreign company (CFC) with a qualifying loan relationship, you must cap the credit you claim. …

HMRC TIOPA 2010
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Calculate foreign tax credit within the statutory limit

If your business claims a credit for foreign tax against your UK income tax, you must work out the credit using the formula set out in this section. The credit …

HMRC TIOPA 2010
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Carry on the qualifying trade yourself

If you are an issuing company claiming tax relief for a new qualifying trade, you must make sure that the trade itself, any preparation work and any research‑and‑development are carried …

HMRC Income Tax Act 2007
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Charge VAT on excise goods sold to non‑taxable persons

If your business sells goods that are subject to excise duty (for example alcohol, tobacco or fuel) to a customer who is not registered for VAT in another EU Member …

HMRC Value Added Tax Regulations …
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Check you meet the eligibility criteria before applying for the VAT scheme

If you want to be authorised to account for VAT under the special scheme, you must first confirm that your business meets a set of conditions – for example, your …

HMRC Value Added Tax Regulations …
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Choose whether to charge VAT on investment gold supplies

If you produce or supply investment‑grade gold or gold bars/wafers to another VAT‑registered business, you can pick whether to treat the sale as normal taxed supply (instead of the usual …

HMRC Council Directive 2006/112/EC (EU …
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Claim repayment of VAT on imports and UK supplies where no other relief applies

If your business has paid VAT on goods imported into the UK or on supplies you have received, and you cannot claim any other VAT relief, you can ask HMRC …

HMRC Value Added Tax Regulations …
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Complete customs formalities for goods entering or exiting NI

If your business brings goods into Northern Ireland from territories that are treated as outside the EU, you must complete the required customs entry paperwork. The same applies when you …

HMRC Value Added Tax Regulations …
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Complete customs formalities for goods moving via Northern Ireland

If your business brings goods into Northern Ireland from territories that are treated as outside the EU, or sends goods from Northern Ireland to those territories, you must carry out …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Complete customs formalities for goods moving via Northern Ireland

If your business imports goods into Northern Ireland from territories that are treated as outside the EU, or exports goods from Northern Ireland to those territories, you must carry out …

HMRC Value Added Tax Regulations …
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Complete required customs formalities for goods moving via Northern Ireland

If your business brings goods into Northern Ireland from, or sends goods from Northern Ireland to, territories that are treated as outside the EU, you must complete the EU customs …

HMRC The Value Added Tax …
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Comply with conditions of VAT scheme authorisation

If your business is authorised under the special VAT scheme, you must keep the information you gave HMRC accurate, submit all required returns and payments on time, and tell HMRC …

HMRC Imprisonment Value Added Tax Regulations …
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Comply with handling requirements for goods in temporary storage

If your business holds imported goods under a temporary storage declaration, you must follow the specific handling rules set out in regulation 12. Failing to do so will cause the …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
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Comply with HMRC direction to recover tax from employee

If HMRC tells you you are not liable for a particular amount of tax because it should be recovered from the employee, you must not pay that amount to HMRC. …

HMRC Income Tax (PAYE) Regulations …
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Comply with HMRC notices on simplified customs procedures

If HMRC tells you you’re not a fit‑and‑proper importer, you must stop using the simplified customs declaration processes (EIDR, UK continental shelf or high‑risk exemptions) from the notice date (which …

HMRC The Customs (Import Duty) …
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Comply with VAT annual accounting scheme rules

If your business is authorised to use the VAT annual accounting scheme, you must keep accounting for VAT under that scheme until you lose authorisation. You must also tell HMRC …

HMRC Value Added Tax Regulations …
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Comply with VAT annual accounting scheme thresholds and reporting

If you use the VAT annual accounting scheme you must keep track of the value of your taxable supplies. As soon as you think the total for the next 12‑month …

HMRC Value Added Tax Regulations …
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Comply with VAT duties as a personal representative

If a VAT‑registered person dies or becomes unable to manage their affairs, you – as their personal representative, trustee in bankruptcy, receiver, liquidator or any other representative – must make …

HMRC Imprisonment The Value Added Tax …
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Comply with VAT duties as a personal representative

If a VAT‑registered person dies or becomes incapacitated, the individual handling their estate – such as an executor, bankruptcy trustee, receiver or liquidator – must continue to meet all VAT …

HMRC Value Added Tax Regulations …
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Comply with VAT duties for a deceased or incapacitated person’s assets

If a VAT‑registered individual dies or becomes unable to act, the personal representative, bankruptcy trustee, receiver, liquidator or any other person acting on their behalf must continue to meet all …

HMRC Value Added Tax Regulations …
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Comply with VAT duties for a deceased or incapacitated person’s assets

If a business owner dies or can no longer manage their affairs, the person taking control of their estate (e.g., personal representative, bankruptcy trustee, liquidator) must keep up with all …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Comply with VAT duties when acting as a personal representative

If you become the personal representative, trustee, liquidator or similar for someone who was liable for VAT and they die or can’t manage their affairs, you must, if HMRC asks, …

HMRC Value Added Tax Regulations …
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Comply with VAT obligations as a personal representative

If a VAT‑registered person dies or becomes incapacitated, the person who takes control of their assets – for example a personal representative, trustee in bankruptcy, receiver or liquidator – must …

HMRC Value Added Tax Regulations …
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Comply with VAT obligations as a personal representative

If a VAT‑registered individual dies or becomes incapacitated, the person handling their estate – such as a personal representative, trustee in bankruptcy, receiver, liquidator or any other representative – must …

HMRC Imprisonment Value Added Tax Regulations …
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Continue VAT compliance as a personal representative or liquidator

If a VAT‑registered individual or entity dies or becomes unable to act, the person who takes over their assets (executor, liquidator, trustee in bankruptcy, etc.) must step into their shoes …

HMRC Imprisonment Value Added Tax Regulations …
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Determine VAT supply date for barrister/advocate services

If you provide legal services as a barrister (or a Scottish advocate), you must treat the supply as happening on the earliest of three moments – when you receive the …

HMRC Imprisonment Value Added Tax Regulations …
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Discharge tax obligations of non‑UK resident as UK representative

If your business acts as a UK representative for a foreign individual or company, you must treat any chargeable gains tax duties that the foreign party would have as your …

HMRC Prosecution Taxation of Chargeable Gains …
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Do not claim VAT deduction if you’re a flat‑rate farmer

If your farm uses the EU‑wide flat‑rate VAT scheme and you receive the flat‑rate compensation, you must not reclaim input VAT on any purchases that relate to the activities covered …

HMRC Council Directive 2006/112/EC (EU …
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Do not contribute capital when investing in a partnership CDFI

If your business invests in a Community Development Finance Institution (CDFI) that is set up as a partnership, you must not put any of your own money into the partnership …

HMRC Corporation Tax Act 2010
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Do not join any partnership during the SEIS period

Your company – and any subsidiary that you own at least 90% of – must not become a member of a partnership while the SEIS qualifying period (period A) is …

HMRC Income Tax Act 2007
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Do not repay tax deducted from holiday pay

When you pay an employee holiday pay and deduct tax, you must keep that tax with the fund and must not give it back to the employee. If the employee …

HMRC Income Tax (PAYE) Regulations …
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Ensure all subsidiaries are qualifying subsidiaries

If your business is a social enterprise, any company you own as a subsidiary must meet the specific ‘qualifying subsidiary’ criteria set out in the Income Tax Act. You need …

HMRC Income Tax Act 2007
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Ensure all subsidiaries are qualifying subsidiaries

If your company owns any subsidiaries, you must check that each one meets the definition of a qualifying subsidiary under the Income Tax Act. This means continuously reviewing your subsidiaries' …

HMRC Income Tax Act 2007
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Ensure at least 10% of programme core costs are UK expenditure

If your company produces a film or TV programme that qualifies for corporation tax relief, you must make sure that at least 10% of the core spending on that programme …

HMRC Corporation Tax Act 2009
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Ensure authenticity, integrity and legibility of all invoices

Your business must keep every invoice – whether on paper or electronic – in a way that proves it really came from you, hasn’t been altered and can be read …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Ensure club members jointly comply with VAT obligations

If you run a club, association or any organisation that is run by its members or a committee, every officer, committee member and each ordinary member is personally liable for …

HMRC Value Added Tax Regulations …
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Ensure club officers and members jointly meet VAT obligations

If you run a club, association or similar organisation, every person who holds a formal office (president, chairman, treasurer, secretary, etc.), any committee member, or any ordinary member is personally …

HMRC Value Added Tax Regulations …
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Ensure club officers and members jointly meet VAT obligations

If you run a club, association or similar organisation, the people who hold official roles (president, treasurer, secretary, etc.) and committee members – and ultimately all members – are personally …

HMRC Value Added Tax Regulations …
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Ensure club officers and members jointly satisfy all VAT duties

If you run a club, association or similar organisation, any VAT obligations that arise must be met by the people who run the group – the president, chairman, treasurer, secretary, …

HMRC Value Added Tax Regulations …
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Ensure club officers jointly meet all VAT duties

If you run a club, association or any similar organisation, every person who holds an official role – like president, treasurer, secretary or a committee member – is personally responsible …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Ensure correct PAYE deductions and cooperate with HMRC if tax is under‑deducted

You must take reasonable care to deduct the right amount of income tax from each employee’s pay. If HMRC discovers you have under‑deducted tax, you may need to show it …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Ensure eligibility to join VAT accounting scheme

If you want to use a special VAT accounting scheme you must meet several conditions – your projected taxable supplies for the next year must be under £150,000, you must …

HMRC Value Added Tax Regulations …
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Ensure joint responsibility for VAT compliance in clubs and associations

If your business is a club, association or similar organisation run by members or committees, every officer, committee member (or, failing that, every member) must take joint responsibility for meeting …

HMRC Imprisonment Value Added Tax Regulations …
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Ensure overseas insurer’s tax duties are complied with

If you act as a tax representative for an overseas insurer, you must make sure that all UK tax obligations that apply to that insurer are met – either by …

HMRC Unlimited fine Imprisonment Income and Corporation Taxes …
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Ensure PAYE duties are fulfilled after an employer’s death

If the owner of your business dies, the people handling the estate (your personal representatives) must take over every PAYE task the employer would normally have done – filing returns, …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Ensure reimbursement arrangements meet required VAT provisions

If your business makes a reimbursement arrangement as part of a claim for a VAT repayment, HMRC will ignore that arrangement unless it contains the specific provisions set out in …

HMRC Value Added Tax Regulations …
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Ensure share distribution meets tax relief conditions

If your company transfers shares in a subsidiary to claim corporation tax relief under section 1076(a), you must make sure the shares are not redeemable, that they represent essentially all …

HMRC Corporation Tax Act 2010
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Ensure share issue arrangements are not pre‑arranged exits

When you issue shares (for example under an Enterprise Investment Scheme), you must make sure the share issue does not include any pre‑arranged plan to buy back, exchange, sell, or …

HMRC Income Tax Act 2007
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Ensure shares meet cash‑payment and non‑redeemable conditions

If you buy shares to qualify for the tax relief in the Corporation Tax Act, the shares must be paid for entirely in cash, be fully paid up on the …

HMRC Corporation Tax Act 2010
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Ensure VAT compliance for clubs, associations or organisations

If you are a president, chairman, treasurer, secretary, committee member or any other member of a club, association or similar organisation that is run by its members, you are personally …

HMRC Value Added Tax Regulations …
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Ensure VAT compliance – joint responsibility of club officers

If you run a club, association or similar organisation that is managed by members or committees, every officer (president, chairman, treasurer, secretary, etc.) and committee member is personally jointly responsible …

HMRC Unlimited fine 2 years Imprisonment The Value Added Tax …
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Ensure VAT compliance – joint responsibility of club officers and members

If you are a president, chairman, treasurer, secretary, committee member or any other member of a club, association or similar organisation, any VAT duties the organisation has (registration, returns, payments, …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Ensure VAT duties are met – joint liability for club officers and members

If you run a club, association or similar organisation, any VAT task – registration, filing a return or paying tax – is the personal responsibility of every officer (president, treasurer, …

HMRC Prosecution Value Added Tax Regulations …
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Ensure VAT obligations are met for your club or association

If you run a club, association or any similar organisation, any VAT duties – such as registration, filing returns or paying tax – are the joint and several responsibility of …

HMRC Imprisonment Value Added Tax Regulations …
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Ensure you are the sole beneficial owner of any investment

When your business makes an investment – whether by buying shares or providing a loan – you must be the only person who directly benefits from it. If anyone else …

HMRC Corporation Tax Act 2010
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Ensure your business meets the eligibility criteria for a VAT scheme

If you want to use a VAT accounting scheme you must check that your turnover will stay below £150,000 in the next year, you are not a tour operator, you …

HMRC Value Added Tax Regulations …
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Ensure your Customs agent is established in the UK

If you use a Customs agent to deal with import customs procedures, you must make sure the agent has a UK establishment, unless the agent is only handling a temporary …

HMRC The Customs (Import Duty) …
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Exclude specified costs when calculating import transaction value

When you import goods you must not add certain costs – such as import duty, buying commission, post‑import transport and insurance, and any post‑import assembly, construction or technical assistance – …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
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Exclude unrelated royalties from import duty valuation

When you import goods into the UK, any royalty or licence fee you pay that isn’t for the goods themselves or isn’t a condition of the sale must not be …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
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File a claim within 3 months if liability info not supplied after a business transfer

If your business takes over another company and the seller has not given you the employee liability information you are entitled to, you must bring a complaint to an employment …

HMRC Transfer of Undertakings (Protection …
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Get customer acceptance for electronic VAT invoices

If you send a VAT invoice electronically, you can’t treat it as a valid VAT invoice until your customer agrees to receive it in that form. You must therefore obtain …

HMRC Value Added Tax Regulations …
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Give written undertakings and reimburse consumers promptly

When you claim a VAT repayment you must hand HMRC a signed, dated written undertaking at the same time as the claim. The undertaking must name the consumers you have …

HMRC Value Added Tax Regulations …
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Handle late presentation of employee Form P45 correctly

If a new employee hands you Parts 2 and 3 of a P45 after they have started work, you must treat the tax code shown as if it were issued …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Implement HMRC‑directed steps when VAT rates change

If the VAT rate that applies to any of the goods or services you sell changes, you must follow any actions that HMRC tells you to take (or that you …

HMRC Value Added Tax Regulations …
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Include required details on every VAT invoice

If your business is VAT‑registered, every VAT invoice you issue must contain a set list of details – a unique sequential number, the supply date and invoice date, your name, …

HMRC Value Added Tax Regulations …
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Inform and consult each affected employee individually

If your business has fewer than 50 staff or fewer than 10 employees who will transfer, and you have no recognised employee representatives (and haven’t asked staff to elect any), …

HMRC Transfer of Undertakings (Protection …
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Inform and consult employee representatives before a business transfer

If you are planning to sell or outsource part of your business (a TUPE transfer), you must give the employee representatives (trade union or elected reps) enough notice about the …

HMRC Transfer of Undertakings (Protection …
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Inform and consult employee representatives before a business transfer

If your business is being transferred to a new owner, you must give the affected employees' representatives (or trade union) the required information and hold a proper consultation as set …

HMRC Transfer of Undertakings (Protection …
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Issue detailed VAT invoices for lease payments and treat each payment as a separate supply

If you let property and charge rent or lease fees that are paid periodically, you must treat each payment as a separate supply for VAT. You need to issue a …

HMRC Value Added Tax Regulations …
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Issue qualifying shares only as fully‑paid ordinary cash shares

When you raise money by issuing shares for a tax‑advantaged investment, the shares must be ordinary shares that carry no special dividend or asset rights, must be paid for in …

HMRC Income Tax Act 2007
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Issue shares only for genuine commercial reasons

When your company issues new shares, you must do so because of a real business need, not just to cut your tax bill. Make sure the purpose of the issue …

HMRC Income Tax Act 2007
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Issue VAT invoices within 15 days of the following month

If you supply goods under the special rules of Article 138 or provide services where the customer must account for VAT (Article 196), you must send them a VAT invoice …

HMRC Council Directive 2006/112/EC (EU …
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Keep employee numbers below the permitted limit for tax holdings

When you apply for a relevant tax holding, you must work out your company's full‑time equivalent staff count and ensure it stays under the set limit (250 normally, 500 if …

HMRC Income Tax Act 2007
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Keep full‑time equivalent staff under 250 for investment

When you seek an investment under the Income Tax Act 2007 you must make sure your social enterprise (or its parent plus qualifying subsidiaries) has fewer than 250 full‑time equivalent …

HMRC Income Tax Act 2007
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Keep gross assets below £7m/£8m when claiming share loss relief

If you want to claim share loss relief, you must make sure your company's total gross assets are no more than £7 million right before you issue the shares and …

HMRC Income Tax Act 2007
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Keep post‑sale shareholding below 75% of pre‑sale level

If you sell shares in your company but still hold some (or your associates hold some) right after the sale, you must make sure the total shareholding you retain is …

HMRC Corporation Tax Act 2010
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Keep your customs approval in force by meeting all its conditions

If your business has a customs approval (for example, an Approved Economic Operator licence) you must continuously satisfy the conditions and eligibility criteria that gave you that approval. Failure to …

HMRC Imprisonment The Customs (Import Duty) …
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Limit amount of bad‑debt write‑offs under tour operators margin scheme

If your business uses the tour‑operator margin scheme and you need to write off a customer’s debt as a bad debt, you must only write off an amount that does …

HMRC Value Added Tax Regulations …
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Limit employee debt recovery under PAYE codes

If HMRC issues a PAYE deduction code to recover an employee’s tax or other debt, the amount you can take from that employee’s pay is capped by the table in …

HMRC Income Tax (PAYE) Regulations …
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Limit lease‑payment tax deductions to finance charges

If your business rents plant or machinery under a long‑term finance lease, you can only claim tax relief for the lease payments up to the amount that would be recorded …

HMRC Income Tax (Trading and …
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Limit SEIS funding and aid to £250,000 per investment

When your company raises money under the Seed Enterprise Investment Scheme you must add up the current SEIS investment, any other SEIS investments made on the same day, all SEIS …

HMRC Income Tax Act 2007
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Limit total reductions and deductions for taxed receipts

When your business receives a taxed receipt (for example rent under a taxed lease) you may claim certain tax reductions and expense deductions. You must calculate the maximum amount you …

HMRC Income Tax (Trading and …
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Maintain 4‑month trade or R&D period before issuing qualifying shares

If you raise money by issuing new shares for a qualifying business activity or research and development, you must have been carrying out that trade or R&D for at least …

HMRC Income Tax Act 2007
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Maintain control and independence for SEIS eligibility

If you want your company to qualify for Seed Enterprise Investment Scheme (SEIS) tax relief, you must make sure that, throughout the SEIS qualifying period, your business does not control …

HMRC Income Tax Act 2007
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Maintain control and independence of your company

Your company must not control any other company that isn’t a qualifying subsidiary, and it must not be a 51% subsidiary or be under another company’s control during the relevant …

HMRC Income Tax Act 2007
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Maintain VAT compliance for deceased or incapacitated business

If a VAT‑registered person dies or can’t manage their affairs, anyone acting as their personal representative (executor, liquidator, trustee in bankruptcy, receiver, etc.) must continue to meet all VAT obligations …

HMRC Imprisonment Value Added Tax Regulations …
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Make customs declarations by conduct only with proper authority and no prior declaration

When you or an authorised representative files a customs declaration automatically (by conduct) for imported goods, you must be sure that no other customs declaration has already been submitted for …

HMRC The Customs (Import Duty) …
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Manage follower notices correctly when appealing a final ruling out of time

If you have filed a follower notice about a tax decision and then appeal that decision out of the normal time limit, you must not issue a new follower notice …

HMRC Finance Act 2014 (Theatre …
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Meet eligibility criteria for authorised economic operator status

If you want your business to be recognised as an authorised economic operator (AEO), you must satisfy a set of conditions – be based in the UK, be registered under …

HMRC The Customs (Import Duty) …
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Meet eligibility criteria for VAT scheme admission

If you want to join a VAT accounting scheme you must ensure your projected taxable supplies for the next 12 months will be £150,000 or less, you are not a …

HMRC Value Added Tax Regulations …
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Meet eligibility criteria for VAT scheme authorisation

If you want to use a simplified VAT accounting scheme, you must be sure that your business’s taxable supplies are forecast to stay below £150,000 in the next 12 months …

HMRC Value Added Tax Regulations …
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Monitor turnover and activities to stay within flat‑rate VAT scheme

If you use the VAT flat‑rate scheme you must keep checking your income and business activities. When your annual turnover exceeds £230,000, you expect it to exceed that amount in …

HMRC Value Added Tax Regulations …
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Monitor turnover and withdraw from flat‑rate VAT scheme when ineligible

If you run a flat‑rate VAT scheme you must keep track of your annual turnover and other circumstances that could make you ineligible. When any of the listed triggers occur …

HMRC Value Added Tax Regulations …
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Monitor VAT scheme limits, notify HMRC and file final return if limits are exceeded

If you are using the VAT annual accounting scheme you must keep an eye on how much taxable supply you make. When your supplies reach or are expected to exceed …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Notify HMRC and keep your CSOP scheme compliant

If you set up a Company Share Option Plan (CSOP) you must give HMRC formal notice of the scheme and make sure the plan meets all the rules – who …

HMRC Income Tax (Earnings and …
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Obtain and maintain authorisation to use the EIDR customs procedure

If you want to make customs declarations using the electronic import declaration (EIDR) system, you must first be approved by HMRC. This means meeting the same criteria as an authorised …

HMRC The Customs (Import Duty) …
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Obtain British film certification

If your company makes a film and wants to claim the UK film tax relief, you must first get the Secretary of State to certify the film as a British …

HMRC Corporation Tax Act 2009
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Provide written undertaking and reimburse consumers within 90 days

When you make a VAT claim that involves repaying consumers, you must give HMRC a signed, dated written undertaking at the same time as the claim. The undertaking must state …

HMRC Value Added Tax Regulations …
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Provide written undertakings and reimburse consumers promptly

When you make a VAT reimbursement claim, you must give HMRC a signed written undertaking before you submit the claim. The undertaking must confirm you can identify the consumers, that …

HMRC Value Added Tax Regulations …
View legislation →

Provide written undertakings and reimburse consumers promptly

If you receive a VAT repayment that includes money you must pass on to consumers, you must give HMRC a signed written undertaking at the time you make the claim. …

HMRC Value Added Tax Regulations …
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Provide written undertakings and reimburse consumers within 90 days

When you receive a VAT repayment from HMRC and make a claim, you must give a signed written undertaking that identifies the consumers you have or will reimburse. You must …

HMRC Value Added Tax Regulations …
View legislation →

Provide written undertakings and repay VAT reimbursements on time

When you claim a VAT reimbursement, you must give HMRC a signed, dated statement that names the consumers you have (or will) repay. You must then pay the full refunded …

HMRC Value Added Tax Regulations …
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Recalculate taxable benefit when employment ends but benefit continues

If an employee leaves your company during a tax year but you keep giving them a benefit (for example a fuel or voucher benefit), you must adjust the tax calculations …

HMRC Income Tax (PAYE) Regulations …
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Record and claim tax relief for unremittable amounts

If your business receives money that you cannot transfer out of the country, you can deduct that amount from your taxable profits. Any part that exceeds your profits can be …

HMRC Income Tax (Trading and …
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Respond to breach notices to avoid licence suspension or revocation

If you hold a remote gambling operating licence, HMRC can issue a breach notice when you fail to register, meet licence conditions, pay betting duties or provide required security. You …

HMRC Finance Act 2014 (Theatre …
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Respond to HMRC proposals to vary inheritance‑tax undertakings

If you have given an inheritance‑tax undertaking to HMRC, you must consider any proposal from HMRC to change that undertaking and reply within six months. If you do not agree, …

HMRC Inheritance Tax Act 1984
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Respond to HMRC proposals to vary inheritance‑tax undertakings

If you have given an inheritance‑tax undertaking under sections 78 or 79, HMRC can ask you to change it. You must agree to any proposed change within six months, otherwise …

HMRC Inheritance Tax Act 1984
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Re‑weigh products when material or product changes affect weight

If your business measures the weight of plastic packaging for tax purposes, you must measure it again whenever you change the raw materials, alter the common properties of a product …

HMRC Plastic Packaging Tax (General) …
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Set and communicate sick‑leave notice requirements to employees

You must tell your staff how and when they have to let you know they’re off sick. If you set a specific deadline or a particular way of giving notice, …

HMRC Statutory Sick Pay (General) …
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Stop unregistered non‑UK sellers from offering goods

If you run an online marketplace and you know (or should know) a non‑UK seller has not registered for VAT under Schedule 1A, you must prevent them from listing goods …

HMRC Value Added Tax Act …
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Submit written undertakings and reimburse consumers within 90 days

If your business claims a VAT repayment that must be passed on to consumers, you must give HMRC a signed written undertaking at the same time as you make the …

HMRC Value Added Tax Regulations …
View legislation →

Submit written undertakings and repay VAT reimbursements as required

When you claim a VAT repayment, you must give HMRC a signed written statement confirming you can identify the consumers involved and that you will use the whole repayment (and …

HMRC Value Added Tax Regulations …
View legislation →

Submit written undertakings to HMRC and reimburse consumers within 90 days

When you claim a VAT repayment that requires you to pay back consumers, you must give HMRC a signed, dated written undertaking at the same time as the claim. The …

HMRC The Value Added Tax …
View legislation →

Take joint responsibility for your club’s VAT obligations

If you run a club, association or similar organisation, any VAT duty that the law requires (such as registration, filing returns or paying tax) is the joint and several responsibility …

HMRC Value Added Tax Regulations …
View legislation →

Update employee PAYE codes for the next tax year

If HMRC finds that an employee is owed a tax refund, it may change that person’s PAYE code for the following tax year. As an employer, you must use the …

HMRC Income Tax (PAYE) Regulations …
View legislation →

Update pre‑1998 reimbursement arrangements by 11 March 1998

If your business set up a VAT reimbursement arrangement before 11 Feb 1998, you must make sure that arrangement includes the specific provisions in regulation 43C and you give the …

HMRC Value Added Tax Regulations …
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Update pre‑1998 VAT reimbursement arrangements

If your business set up a VAT reimbursement arrangement before 11 February 1998, you must have added the specific provisions from regulation 43C and given the undertakings from regulation 43G …

HMRC Value Added Tax Regulations …
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Update pre‑1998 VAT reimbursement arrangements by 11 Mar 1998

If your business set up a VAT reimbursement arrangement before 11 February 1998, you must, by 11 March 1998, add the specific provisions required by regulation 43C and give the …

HMRC Value Added Tax Regulations …
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Use an approved electronic system for VAT communications

Whenever you need to send a VAT return or any other required information to HMRC, you must do it through an electronic communications system that HMRC has approved and that …

HMRC Value Added Tax Regulations …
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Use an HMRC‑approved electronic system for all required communications

Whenever you need to send a VAT return or any other required information to HMRC, you must do it through an electronic communications system that HMRC has approved. The system …

HMRC Value Added Tax Regulations …
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Use an HMRC‑approved electronic system for required communications

When you need to send a required communication to HMRC (for example a VAT return), you must do it using an electronic system that HMRC has approved. The system must …

HMRC Value Added Tax Regulations …
View legislation →

Use an HMRC‑approved electronic system for VAT communications

When you send any VAT information to HMRC electronically, you must use a system that HMRC has approved and that includes an electronic validation feature. The system must record the …

HMRC Value Added Tax Regulations …
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Use an HMRC‑approved electronic system for VAT communications

When you need to send any required VAT information to HMRC (for example a return, registration or amendment), you must do it through an electronic system that HMRC has approved. …

HMRC Prosecution Value Added Tax Regulations …
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Use HMRC‑approved electronic system for VAT communications

When you need to send a VAT‑related communication to HMRC, you must do it through an electronic system that HMRC has approved. The system must have a validation feature that …

HMRC Value Added Tax Regulations …
View legislation →

Value fresh fruit & veg imports using HMRC wholesale price notice

If your business imports fresh fruit or vegetables covered by the specific commodity codes, you must calculate the customs value using the wholesale price per 100 kg set out in …

HMRC The Customs (Import Duty) …
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Verify and display sellers' VAT registration numbers on your marketplace

If you run an online marketplace where anyone offers goods for sale, you must check that any VAT registration number you receive from a seller is genuine. You then have …

HMRC Value Added Tax Act …
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Withdraw social‑investment tax relief when you grant a put option

If your business gives an investor a put option – i.e. the right for them to require you to buy back all or part of their investment – you must …

HMRC Income Tax Act 2007
View legislation →

Zero‑rate eligible EU sales of goods from Northern Ireland

If you sell goods from Northern Ireland and send them to a customer who is VAT‑registered in another EU Member State, you must apply the 0% VAT rate to that …

HMRC Prosecution Value Added Tax Regulations …
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Zero‑rate VAT on eligible goods exported from NI to EU customers

If your business sells goods that leave Northern Ireland and you send them to a customer who is VAT‑registered in an EU member state, you must charge VAT at 0% …

HMRC Imprisonment Value Added Tax Regulations …
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Zero‑rate VAT on excise goods exported from NI to non‑taxable EU customers

If your business sells excise‑duty goods (e.g., alcohol, fuel, tobacco) and ships them from Northern Ireland to an EU Member State for a customer who is not registered for VAT …

HMRC Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods sent from NI to non‑taxable EU customers

If your business sells excise‑duty goods that you move from Northern Ireland to an EU member state, and the buyer is not VAT‑registered in that state, you must treat the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Zero‑rate VAT on excise goods sent from NI to non‑taxable EU customers

If your business sells excise goods (like alcohol or tobacco) and moves them from Northern Ireland to a customer in another EU country who is not VAT‑registered there, you can …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods sent from NI to non‑taxable EU customers

If your business sells excise goods (e.g., alcohol, tobacco, fuel) from Northern Ireland and ships them to an EU customer who is not VAT‑registered, you must treat the sale as …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods sent from NI to non‑taxable EU customers

If your business supplies excise‑goods (like alcohol, tobacco or fuel) that are shipped from Northern Ireland to an EU member state, and the buyer is not VAT‑registered, you must charge …

HMRC Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods supplied to non‑taxable EU customers

If your business supplies excise goods (for example alcohol, tobacco or energy products) from Northern Ireland to a customer in another EU Member State who is not registered for VAT …

HMRC Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods supplied to non‑taxable EU customers

If your business supplies excise‑goods (such as alcohol, tobacco or fuel) from Northern Ireland to a buyer who is not VAT‑registered in another EU member state, you must charge VAT …

HMRC Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on excise goods supplied to non‑taxable EU customers

If you sell excise goods (such as alcohol, tobacco or fuel) and ship them from Northern Ireland to an EU member state for a customer who isn’t VAT‑registered there, you …

HMRC Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on qualifying exports from Northern Ireland

If you sell goods that are in Northern Ireland to a customer who isn’t resident there (or a trader with no NI business base or an overseas authority) and you …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
View legislation →

Zero‑rate VAT on qualifying exports to overseas persons

If your business sells goods that are in Great Britain to a buyer who does not live in GB, and you actually export those goods outside GB (not just to …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Appeal a default notice from HMRC within 30 days

If HMRC sends you a default notice because a specified construction payment hasn’t been received on time, you can challenge that notice. You must notify an HMRC officer that you …

HMRC Income Tax (Construction Industry …
View legislation →

Correct any inaccurate plastic packaging tax information

If your business has submitted an application or notification to HMRC for the Plastic Packaging Tax and later find that any of the information you gave was wrong, you must …

HMRC Plastic Packaging Tax (General) …
View legislation →

Deliver required VAT notices as a partnership

If your business is a partnership and the VAT rules require you to send a notice (for example, to register, deregister or update details), every partner shares the responsibility. It’s …

HMRC Value Added Tax Regulations …
View legislation →

Elect not to be VAT exempt and notify HMRC

If your business would normally qualify for a VAT exemption under regulation 32B, you must decide before the next accounting period starts that you do not want the exemption. You …

HMRC Value Added Tax Regulations …
View legislation →

Ensure partnership gives any required VAT notice

If your business is a partnership you must make sure any VAT‑related notice (e.g., registration, change of details) is sent to HMRC. All partners are jointly liable, but a notice …

HMRC Value Added Tax Regulations …
View legislation →

Ensure partnership gives any required VAT notice

If your business is a partnership, any notice you must send to HMRC under VAT rules is the joint responsibility of all partners. One partner can sign and submit the …

HMRC Value Added Tax Regulations …
View legislation →

Ensure partnership gives any required VAT notice

If your business is a partnership and the VAT rules require you to send a notice (for example, to register or to inform HMRC of a change), every partner is …

HMRC Value Added Tax Regulations …
View legislation →

Ensure partnership gives any VAT‑required notice

If your business is a partnership, you and the other partners are jointly responsible for sending any notice that VAT law requires (e.g., registration, change of details). A notice sent …

HMRC The Value Added Tax …
View legislation →

Ensure partnership gives required VAT notice

If your business is a partnership and a VAT notice has to be filed, all partners share the responsibility for sending it. A notice signed by any one partner satisfies …

HMRC Value Added Tax Regulations …
View legislation →

Give any required VAT notice as a partnership

If your business is a partnership, you and the other partners must make sure any notice the VAT rules require (for example a registration or change notice) is submitted. A …

HMRC Value Added Tax Regulations …
View legislation →

Give any VAT‑required notice and ensure all partners are liable

If a VAT regulation says you must send a notice (for example to register, notify a transfer or any other requirement), your partnership must make sure the notice is sent. …

HMRC Value Added Tax Regulations …
View legislation →

Give any VAT‑required notice on behalf of the partnership

If your business is a partnership and the VAT rules require you to send a notice (e.g., registration, change of details, or other statutory notifications), the partnership as a whole …

HMRC Value Added Tax Regulations …
View legislation →

Give any VAT‑required notice – partners are jointly liable

If your business is a partnership and the VAT Act or its regulations require you to send a notice (for example, a registration or change‑of‑address notice), any one partner can …

HMRC Value Added Tax Regulations …
View legislation →

Give employees notice of their community classification before monitoring return

When you need to submit a Fair Employment monitoring return to the Commission, you must send each affected employee a written notice at least two weeks beforehand. The notice must …

HMRC Fair Employment (Monitoring) Regulations …
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Give purchaser a written notice within 7 days of making a VAT claim

If your business (the claimant) is claiming a VAT relief for a bad debt and the buyer is also VAT‑registered, you must send the buyer a written notice within 7 …

HMRC The Value Added Tax …
View legislation →

Give purchaser written notice of VAT bad‑debt claim

If you are claiming a VAT bad‑debt relief against a customer who is also VAT‑registered, and the original sale took place before 1 January 2003, you must send the customer …

HMRC Value Added Tax Regulations …
View legislation →

Give purchaser written notice of VAT bad‑debt claim within 7 days

If you (the supplier) make a VAT bad‑debt claim against a purchaser who is a taxable person for a supply made before 1 January 2003, you must send the purchaser …

HMRC Value Added Tax Regulations …
View legislation →

Give required VAT notices as a partnership

If your business is a partnership and the VAT rules require you to send a notice to HMRC, every partner is jointly responsible for that notice. Any one partner can …

HMRC Value Added Tax Regulations …
View legislation →

Inform clients and intermediaries if you receive a stop notice

If your business is served with a stop notice for promoting a particular tax arrangement, you must promptly tell every client and any intermediary you know about the arrangement that …

HMRC Finance Act 2014 (Theatre …
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No notification needed for import duty ≤£9

If you import goods and the customs duty you owe is £9 or less, you do not have to send a notification of liability to HMRC. The duty is dealt …

HMRC The Customs (Import Duty) …
View legislation →

Notify clients and publish details of monitoring notice

If HMRC serves you with a monitoring notice, you must tell all your existing clients (and any new clients while the notice is in force) in writing that you are …

HMRC Finance Act 2014 (Theatre …
View legislation →

Notify clients and relevant parties of your promoter reference number

If your business has been issued a monitoring notice and a promoter reference number, you must tell any existing client, any new client, anyone you know is involved in a …

HMRC Finance Act 2014 (Theatre …
View legislation →

Notify employees of amended PAYE tax codes

If HMRC changes an employee’s PAYE tax code because the circumstances have changed, you must give the employee a notice of the new code by the date HMRC sends the …

HMRC Income Tax (PAYE) Regulations …
View legislation →

Notify employees of their PAYE tax code

For every tax year, you must let your employees know the tax code HMRC has set for them. The notice should be given if the code has changed or if …

HMRC Income Tax (PAYE) Regulations …
View legislation →

Notify HMRC and customer of intended 9ZA supply

If you are an intermediate supplier and you want a supply to be treated under paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC and to …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer of intended 9ZA supply

If you are an intermediate supplier and you want paragraph 6(2) of Schedule 9ZA to apply to a supply, you must send a written notice to HMRC and to the …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC and customer of intended 9ZA supply

If your business is an intermediate supplier and you want the special VAT treatment in paragraph 6(2) of Schedule 9ZA to apply to a sale, you must send a written …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer of intended Schedule 9ZA (6)(2) supply

If your business acts as an intermediate supplier and you want a supply to qualify for paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC and …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer of intended Schedule 9ZA 6(2) supply

If your business acts as an intermediate supplier and you want a supply to be treated under paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC …

HMRC The Value Added Tax …
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Notify HMRC and customer of intended Schedule 9ZA supply

If you are an intermediate supplier and want a supply to be treated under paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC and to the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Notify HMRC and customer of intended Schedule 9ZA supply

If you are an intermediate supplier and you make (or plan to make) a supply that falls under paragraph 6(2) of Schedule 9ZA, you must send a written notice to …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer of intended Schedule 9ZA VAT treatment

If you are an intermediate supplier and you want to apply paragraph 6(2) of Schedule 9ZA to a supply, you must send a written notice to HMRC and to the …

HMRC Value Added Tax Regulations …
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Notify HMRC and customers of Schedule 9ZA supply

If your business is an intermediate supplier and you want to use the special VAT treatment in paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer when applying Schedule 9ZA paragraph 6(2) to a supply

If you act as an intermediate supplier and want the special VAT treatment in paragraph 6(2) of Schedule 9ZA to apply, you must tell HMRC and your customer in writing. …

HMRC Value Added Tax Regulations …
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Notify HMRC and customer when applying Schedule 9ZA paragraph 6(2) VAT treatment

If you are an intermediate supplier and you want a sale to be treated under paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC and to …

HMRC Value Added Tax Regulations …
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Notify HMRC and pay VAT on excise‑goods you acquire

If you buy excise‑duty goods in the UK and you are not VAT‑registered at the time, you must tell HMRC about the purchase in writing as soon as the goods …

HMRC Value Added Tax Regulations …
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Notify HMRC and the UK buyer of intended VAT deduction supply

If you are a business based in another EU Member State and you want a UK customer’s purchase to qualify for a special VAT deduction (paragraph 6(3) of Schedule 9ZA), …

HMRC Value Added Tax Regulations …
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Notify HMRC and the UK customer before making a Schedule 9ZA supply

If you are a supplier based in another EU/EEA member state and you want the reverse‑charge rules in paragraph 6(3) of Schedule 9ZA to apply to a supply you make …

HMRC The Value Added Tax …
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Notify HMRC and the UK customer before supplying under paragraph 6(3) of Schedule 9ZA

If you are a supplier based in another EU/EEA member State and you want the special VAT treatment in paragraph 6(3) of Schedule 9ZA, you must send a written notice …

HMRC Value Added Tax Regulations …
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Notify HMRC and the UK customer of intended Schedule 9ZA (6‑3) supply

If you are a supplier based in another EU member state and you are about to supply goods that will be installed or assembled in the UK under paragraph 6(3) …

HMRC Value Added Tax Regulations …
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Notify HMRC and transfer VAT registration when selling a going‑concern

If you sell all or part of your business as a going concern, you must inform HMRC and apply to cancel your VAT registration and have the buyer registered in …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK buyer before first invoice for Schedule 9ZA (6‑3) supplies

If your business is based in another EU Member State and you are supplying goods that will be installed or assembled in the UK, you must give written notice to …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer before applying reverse‑charge on supplies

If you are a supplier based outside the UK and you want to use the special VAT reverse‑charge rule (paragraph 6(3) of Schedule 9ZA) for installing or assembling goods, you …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer before first invoice for Schedule 9ZA supplies

If you are a business in another EU Member State and you want to use the special VAT rule in paragraph 6(3) of Schedule 9ZA for a supply to a …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer before using Schedule 9ZA §6(3)

If you are a supplier based in another EU/EEA member state and you want to apply the special VAT rule for installation or assembly (Schedule 9ZA paragraph 6(3)), you must …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer of intended Schedule 9ZA (6‑3) supply

If you are a supplier based in another EU member state and you want a VAT supply to be treated under paragraph 6(3) of Schedule 9ZA, you must send a …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer of intended Schedule 9ZA supply

If you are a supplier based in another EU Member State and you want the special VAT treatment in paragraph 6(3) of Schedule 9ZA for goods you will install or …

HMRC Value Added Tax Regulations …
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Notify HMRC and UK customer of intended VAT treatment for cross‑border supplies

If your business is based in another EU/EEA member state and you are supplying goods to a UK VAT‑registered customer, you must tell HMRC and that customer in writing that …

HMRC Value Added Tax Regulations …
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Notify HMRC and your customer of intended Schedule 9ZA supply

If you are an intermediate supplier and you want to use the special VAT treatment in paragraph 6(2) of Schedule 9ZA, you must send a written notice to HMRC and …

HMRC Value Added Tax Regulations …
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Notify HMRC and your UK customer when using special VAT treatment for EU supplies

If you are a supplier based in another EU member state and you want the special VAT rule in paragraph 6(3) of Schedule 9ZA to apply to a sale to …

HMRC Value Added Tax Regulations …
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Notify HMRC before making NI‑EU distance sales

If your business sells goods from Northern Ireland to customers in the EU and you have chosen the special VAT option for those sales, you must tell HMRC in writing …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT accounting scheme

If you run a retail business and want to stop using a special VAT scheme, you must inform HMRC before you actually cease. After you stop, HMRC can require you …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT accounting scheme

If you run a retail business and want to stop using a special VAT accounting scheme, you must let HMRC know before you cease. HMRC may also require you to …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT accounting scheme

If you run a retail business and decide to stop using a VAT accounting scheme, you must inform HMRC (the Commissioners) before you cease. The notification must be made in …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If your business is using a VAT accounting scheme and you intend to stop using it, you must inform HMRC (the Commissioners) before you cease. After you stop, HMRC may …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If you run a retail business and decide to stop using a VAT accounting scheme, you must tell HMRC (the Commissioners) before you cease. You will also have to pay …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If you run a retail business and decide to stop using a VAT accounting scheme, you must inform HMRC before you do so. HMRC may also require you to pay …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If you decide to stop using a VAT accounting scheme, you must tell HMRC (the Commissioners) before you do so. The notification must be made in advance of the date …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If you decide to stop using a VAT accounting scheme, you must inform HMRC (the Commissioners) before you do so. HMRC may also require you to pay a proportion of …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC before stopping a VAT scheme

If your business decides to stop using a VAT accounting scheme, you must tell HMRC (the Commissioners) before you cease. HMRC may also require you to pay a proportion of …

HMRC The Value Added Tax …
View legislation →

Notify HMRC before stopping a VAT scheme

If you run a retail business and decide to stop using a VAT accounting scheme, you must inform HMRC (the Commissioners) before you actually cease. HMRC may also require you …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC before stopping a VAT scheme

If your business is using a special VAT accounting scheme and you decide to stop using it, you must tell HMRC (the Commissioners) before you cease. HMRC may also require …

HMRC Value Added Tax Regulations …
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Notify HMRC before stopping a VAT scheme

If you stop using a VAT accounting scheme, you must tell HMRC (the Commissioners) before you cease. You may also have to pay any VAT the Commissioners consider fair on …

HMRC Value Added Tax Regulations …
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Notify HMRC if a foreign tax reduction becomes too large

If your business has claimed a reduction in UK tax because of foreign tax (e.g. a foreign tax credit or deduction) and later a foreign tax adjustment makes that reduction …

HMRC TIOPA 2010
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Notify HMRC if foreign tax credit is reduced or becomes excessive

If your business has claimed a credit for foreign tax and later that credit is cut or becomes too large because of a tax adjustment (that isn’t a Lloyd’s adjustment), …

HMRC TIOPA 2010
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Notify HMRC if import duty exceeds guarantee amount

If you have given a guarantee for import duty, you must tell HMRC straight away as soon as you realise the actual duty you owe is higher than the amount …

HMRC Prosecution The Customs (Import Duty) …
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Notify HMRC if issued shares cease to meet EIS conditions

If your company has issued shares and given HMRC a compliance statement for Enterprise Investment Scheme (EIS) relief, and later an event occurs that means the shares no longer satisfy …

HMRC Income Tax Act 2007
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Notify HMRC if REIT conditions are breached

If your company is a UK REIT and any of the REIT conditions A, B, E or F stop being met, you must tell HMRC as soon as reasonably possible. …

HMRC Corporation Tax Act 2010
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Notify HMRC if you choose not to be VAT‑exempt

If your business would normally be exempt from VAT under regulation 32B but you want to be taxable instead, you must tell HMRC before the next accounting period starts and …

HMRC Value Added Tax Regulations …
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Notify HMRC if you elect not to be VAT exempt

If your business is currently covered by a VAT exemption but you want to opt out, you must tell HMRC before the next accounting period starts. The notice must state …

HMRC The Value Added Tax …
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Notify HMRC if you elect not to be VAT‑exempt

If your business would normally be exempt from VAT under regulation 32B but you decide to opt out, you must tell HMRC before the next accounting period starts and state …

HMRC Value Added Tax Regulations …
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Notify HMRC if you elect not to be VAT‑exempt

If your business would normally be exempt from VAT under regulation 32B but you want to charge VAT instead, you must tell HMRC before the next accounting period starts. The …

HMRC Value Added Tax Regulations …
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Notify HMRC if you elect not to claim VAT exemption

If your business would normally be exempt from VAT under regulation 32B but you want to charge VAT instead, you must inform HMRC before the start of the next accounting …

HMRC Value Added Tax Regulations …
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Notify HMRC if your VAT turnover will exceed £1.6 million

If you run a VAT‑registered business and you become aware that your taxable supplies in the current accounting period are likely to go over £1.6 million, you must write to …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC in writing when VAT‑registration thresholds are met

If your business’s taxable sales reach more than £230,000 in a year or in any 30‑day period, or if you become eligible for group or division VAT registration or become …

HMRC Value Added Tax Regulations …
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Notify HMRC of acceptance of a review offer within 30 days

If HMRC offers you a review of a tax decision, you must tell them you accept the offer within 30 days of the offer letter. You can only do this …

HMRC Finance Act 2003, Part …
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Notify HMRC of acceptance of review offer within 30 days

If HMRC offers you a review of a VAT decision, you must let them know you accept the offer within 30 days of receiving it. You cannot accept the offer …

HMRC Value Added Tax Act …
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Notify HMRC of any change to your approval status

If your business holds an HMRC approval (for example a customs approval) you must tell HMRC promptly if you stop meeting any condition of that approval, become ineligible, or if …

HMRC The Customs (Import Duty) …
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Notify HMRC of any depositary receipt activity

If your business issues depositary receipts, holds UK company securities as a nominee or agent for an issuer, or you become aware that a UK company's shares are held by …

HMRC £1000 Finance Act 1986 (Part …
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Notify HMRC of any tax‑return error caused by a chargeable payment

If you have filed a corporation tax return and later discover that a loan or advance from your close company (a "chargeable payment") makes the return incorrect, you must inform …

HMRC Corporation Tax Act 2010
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Notify HMRC of chargeable events and benefits

When your business provides a chargeable benefit (for example a share option, a pension arrangement or any taxable perk) you must tell HMRC about it. The notification has to be …

HMRC Income Tax (Earnings and …
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Notify HMRC of clearance services or relevant shareholdings

If your business provides clearance services for UK‑company shares, holds those shares as a nominee/agent for a clearance‑service provider, or your company discovers that its shares are held by such …

HMRC £1000 Prosecution Finance Act 1986 (Part …
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Notify HMRC of death, incapacity or insolvency of your plastic packaging business

If you run a business that makes or imports finished plastic packaging and the owner dies, can no longer run the business, or the business goes insolvent, the person who …

HMRC Plastic Packaging Tax (General) …
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Notify HMRC of distance‑sale option and provide supporting evidence

If your business has chosen the VAT option that lets you sell goods from Northern Ireland to customers in the EU, you must tell HMRC in writing at least 30 …

HMRC Value Added Tax Regulations …
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Notify HMRC of election not to be exempt from digital records

If you want to keep paper VAT records instead of using digital ones, you must tell HMRC before the next accounting period starts and say when that period begins. You …

HMRC Value Added Tax Regulations …
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Notify HMRC of election not to be exempt from VAT

If your business would normally be exempt from VAT under regulation 32B but you want to charge VAT instead, you must tell HMRC before the next accounting period starts and …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of election not to be exempt from VAT

If your business would normally be exempt from VAT under regulation 32B but you want to opt out, you must inform HMRC before the next accounting period begins. You must …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of election not to be VAT exempt (or withdrawal)

If your business would normally be exempt from VAT, you must tell HMRC that you want to be taxable instead. The notice has to be sent before the next accounting …

HMRC Value Added Tax Regulations …
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Notify HMRC of excise‑duty goods acquisition and pay VAT

If your business (or you as an individual) buys goods that attract excise duty in the UK and you are not VAT‑registered at the time, you must tell HMRC about …

HMRC Imprisonment Value Added Tax Regulations …
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Notify HMRC of excise‑goods acquisition and pay the VAT

If your business acquires excise‑taxed goods (e.g., alcohol, tobacco, fuel) in the UK and you are not a VAT‑registered trader at the time, you must tell HMRC about the purchase …

HMRC Value Added Tax Regulations …
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Notify HMRC of excise goods acquisition and pay VAT

If your business buys goods that attract excise duty (e.g., alcohol, tobacco, energy products) in the UK and you are not VAT‑registered at the time, you must tell HMRC about …

HMRC Imprisonment Value Added Tax Regulations …
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Notify HMRC of excise goods acquisition and pay VAT

If you buy goods that attract excise duty in the UK and you are not VAT‑registered, you must inform HMRC about the purchase (or when the goods arrive) and pay …

HMRC Value Added Tax Regulations …
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Notify HMRC of excise‑goods acquisition and pay VAT

If your business buys goods that are subject to excise duty in the UK and you are not VAT‑registered, you must inform HMRC as soon as the goods arrive (or …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Notify HMRC of excise‑goods acquisition and pay VAT

If your business (or you as an individual) buys goods that are subject to excise duty in the UK and you are not VAT‑registered, you must tell HMRC about the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Notify HMRC of excise‑goods acquisition and pay VAT due

If your business buys excise‑duty goods in the UK and you are not VAT‑registered, you must tell HMRC about the purchase as soon as the goods arrive (or when you …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC of excise goods purchase and pay VAT

If you acquire goods that carry excise duty in the UK and you are not VAT‑registered, you must inform HMRC about the purchase and pay the VAT at the same …

HMRC Value Added Tax Regulations …
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Notify HMRC of new share control within 30 days

If your limited company (a close company) issues new shares or sells shares and the new holder was not a shareholder before, you must tell HMRC about it within 30 …

HMRC Income Tax (Construction Industry …
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Notify HMRC of new ship/aircraft acquisition and pay VAT

If you buy a brand‑new ship or aircraft in the UK and you are not registered for VAT, you must tell HMRC in writing within 14 days of the purchase …

HMRC Imprisonment Value Added Tax Regulations …
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Notify HMRC of new ship/aircraft acquisition and pay VAT

If you buy a brand‑new ship or aircraft in the UK and you are not VAT‑registered at the time, you must tell HMRC about the purchase within 14 days of …

HMRC Imprisonment The Value Added Tax …
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Notify HMRC of new ship/aircraft acquisition and pay VAT

If your business (or you personally) is not registered for VAT and you buy a brand‑new ship or aircraft in the UK, you must tell HMRC about the purchase within …

HMRC Value Added Tax Regulations …
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Notify HMRC of new ship/aircraft acquisition and pay VAT

If you buy a brand‑new ship or aircraft and you are not VAT‑registered at the time, you must tell HM Revenue & Customs about the purchase in writing within 14 …

HMRC Imprisonment Value Added Tax Regulations …
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Notify HMRC of new ship/aircraft purchase and pay VAT

If your business buys a brand‑new ship or aircraft in the UK and you are not VAT‑registered at the time, you must tell HMRC in writing within 14 days of …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of new ship/aircraft purchase and pay VAT

If your business buys a brand‑new ship or aircraft in the UK and you are not VAT‑registered, you must send HMRC a written notice within 14 days of the purchase …

HMRC Value Added Tax Regulations …
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Notify HMRC of new ship/aircraft purchase and pay VAT

If you buy a brand‑new ship or aircraft in the UK and you are not VAT‑registered at the time, you must send a written notice to HMRC within 14 days …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of new ship or aircraft acquisition and pay VAT

If you buy a new ship or a new aircraft in the UK and you are not VAT‑registered at the time, you must tell HMRC about the purchase within 14 …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Notify HMRC of new ship or aircraft purchase and pay VAT

If your business (or you as an individual) buys a brand‑new ship or aircraft in the UK and you are not VAT‑registered, you must tell HMRC in writing within 14 …

HMRC Prosecution Value Added Tax Regulations …
View legislation →

Notify HMRC of new ship or aircraft purchase and pay VAT

If you buy a brand‑new ship or aircraft in the UK and you are not VAT‑registered, you must tell HMRC about the purchase in writing within 14 days of the …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of new ship or aircraft purchase and pay VAT

If your business buys a brand‑new ship or aircraft in the UK and you are not VAT‑registered, you must inform HMRC in writing within 14 days of the purchase or …

HMRC Value Added Tax Regulations …
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Notify HMRC of new ship or aircraft purchase and pay VAT

If your business is not VAT‑registered and you buy a brand‑new ship or aircraft that will be used in the UK, you must send a written notice to HMRC within …

HMRC Value Added Tax Regulations …
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Notify HMRC of non‑taxable excise‑goods acquisition and pay VAT

If your business (or you personally) buys goods that carry excise duty in the UK, and you are not registered for VAT at the time of purchase, you must tell …

HMRC Value Added Tax Regulations …
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Notify HMRC of non‑VAT‑registered acquisition of excise goods and pay VAT

If your business (or you personally) buys excise‑goods in the UK and you are not VAT‑registered at the time, you must tell HMRC about the purchase and pay the VAT …

HMRC Value Added Tax Regulations …
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Notify HMRC of non‑VAT‑registered purchases of excise goods and pay the VAT

If your business or you as an individual buy goods that attract excise duty in the UK, and you are not VAT‑registered, you must tell HMRC about the purchase and …

HMRC Imprisonment The Value Added Tax …
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Notify HMRC of option for NI‑EU distance sales

If your business chooses to use the special VAT option for sending goods from Northern Ireland to the EU, you must tell HMRC in writing at least 30 days before …

HMRC Value Added Tax Regulations …
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Notify HMRC of option for NI‑EU distance sales and provide evidence

If your business chooses the special VAT option for sending goods from Northern Ireland to an EU country, you must tell HMRC in writing at least 30 days before your …

HMRC Value Added Tax Regulations …
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Notify HMRC of Plastic Packaging Tax liability within 30 days

When your business first becomes liable to register for the Plastic Packaging Tax (as a producer or importer of liable plastic packaging), you must tell HMRC about that liability. You …

HMRC Finance Act 2021 (Plastic …
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Notify HMRC of tax rate for any lump‑sum payment

When you make a lump‑sum payment to an employee you must tell HMRC which tax rate should apply – either no tax, 20% or 40%. Use the form and send …

HMRC Income Tax (PAYE) Regulations …
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Notify HMRC of VAT option for NI‑EU distance sales

If you have chosen the VAT option that lets you sell goods from Northern Ireland to EU countries, you must inform HMRC in writing at least 30 days before your …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT option for NI‑EU distance sales

If your business has chosen the special VAT option for sending goods from Northern Ireland to an EU country, you must tell HMRC in writing at least 30 days before …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT option for NI‑EU distance sales

If your business has chosen the special VAT option for sending goods from Northern Ireland to an EU member state, you must tell HMRC in writing at least 30 days …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT option for NI‑EU distance sales

If your business chooses the VAT option for sending goods from Northern Ireland to an EU member state, you must inform HMRC in writing at least 30 days before the …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT registration and any business changes

If your business reaches the VAT threshold you must inform HMRC and complete the prescribed registration form. Once you’re registered, you must also tell HMRC within 30 days of any …

HMRC Imprisonment Value Added Tax Regulations …
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Notify HMRC of VAT registration and any changes

When your business becomes liable for VAT you must send HMRC a registration notification using the prescribed form, and if you are already registered you must inform HMRC of any …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Notify HMRC of VAT registration and any changes

If your business meets the VAT registration thresholds you must tell HMRC straight away using the form they prescribe. You also have to inform HMRC within 30 days of any …

HMRC The Value Added Tax …
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Notify HMRC of VAT registration and any changes

When your business meets the VAT registration criteria, you must tell HMRC you are liable to register and use the prescribed form. After you are registered, you must also inform …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC of VAT registration and any changes

When your business first becomes liable for VAT you must tell HMRC and use the specific form they provide. If any details of your business – name, structure, ownership or …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC of VAT registration and any changes

When you become liable to register for VAT, you must tell HMRC using the prescribed form and give all the required details. If any of the information you previously gave …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT registration and any changes

When your business becomes liable to register for VAT you must send HMRC a notification using the official form. Once you are registered, you also have to tell HMRC within …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT registration and any changes

If your business becomes liable to register for VAT, you must tell HMRC using the prescribed form and provide all required details. Once you are registered, you also have to …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT registration and any changes

When your business becomes liable to register for VAT you must inform HMRC using the prescribed form. Once you are registered, you also have to tell HMRC within 30 days …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT registration and changes

If you need to register for VAT or are already VAT‑registered, you must inform HMRC using the prescribed form. Any change to your business name, structure, ownership or any event …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT registration, changes and supply status

If your business becomes liable for VAT you must send HMRC the prescribed registration notification form. You also have to tell HMRC within 30 days of any change to your …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT representative appointment and any changes

If you are appointed as a VAT representative for another business or individual, you must inform HMRC within 30 days of the appointment, providing the details and evidence of the …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT representative appointment and any changes

If you are appointed as a VAT representative for another business, you must tell HMRC about your appointment within 30 days, using the form they provide and attaching proof of …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT representative appointment and any changes

If your business is appointed to act as a VAT representative for another entity, you must tell HMRC within 30 days, providing the details and proof required by the notice …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT representative appointment and any changes

If your business is appointed as a VAT representative for another trader, you must tell HMRC within 30 days, supplying the details and proof of your appointment. You also have …

HMRC Value Added Tax Regulations …
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Notify HMRC of VAT representative appointment and any changes

If you are appointed as a VAT representative for another business, you must tell HMRC within 30 days using the prescribed form and provide proof of the appointment. You also …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT representative appointment and changes

If you are appointed as a VAT representative for another business, you must tell HMRC about your appointment within 30 days and give the required details. You also have to …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC of your appointment as a VAT representative and keep details up‑to‑date

If you are appointed as a VAT representative for another taxable person, you must tell HMRC in the prescribed form within 30 days and include the required details and a …

HMRC The Value Added Tax …
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Notify HMRC of your current address

If HMRC issues a monitoring notice that applies to you at the end of a tax quarter, you must tell HMRC your up‑to‑date address. You have 30 days after the …

HMRC Finance Act 2014 (Theatre …
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Notify HMRC of your NI‑EU distance‑sale VAT option

If you have chosen the special UK VAT option for sending goods from Northern Ireland to an EU member state, you must tell HMRC in writing at least 30 days …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of your VAT option for NI‑EU distance sales

If your business chooses the special VAT option for sending goods from Northern Ireland to EU member states, you must tell HMRC in writing at least 30 days before the …

HMRC The Value Added Tax …
View legislation →

Notify HMRC of your VAT option for NI‑EU distance sales

If your business has chosen the VAT option that applies to sending goods from Northern Ireland to an EU member state, you must tell HMRC in writing at least 30 …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of your VAT option for NI‑EU distance sales

If you have chosen the VAT option that lets you sell goods from Northern Ireland to an EU Member State, you must tell HMRC in writing at least 30 days …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of your VAT representative appointment and any changes

If you are appointed as a VAT representative for another business, you must tell HMRC in writing within 30 days, providing the details they require and proof of your appointment. …

HMRC Value Added Tax Regulations …
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Notify HMRC of your VAT representative appointment and any changes

If you are appointed as a VAT representative for another taxable person, you must tell HMRC within 30 days, providing the details and proof of your appointment. You also have …

HMRC Value Added Tax Regulations …
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Notify HMRC to elect not to be VAT exempt

If your business would normally be exempt from VAT under regulation 32B but you want to charge VAT instead, you must let HMRC know before the next accounting period starts. …

HMRC Value Added Tax Regulations …
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Notify HMRC when eligibility or UK presence ends

If your business (or the group you belong to) stops being eligible for the Plastic Packaging Tax, or if the representative member no longer has a UK establishment, you must …

HMRC Plastic Packaging Tax (General) …
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Notify HMRC when relying on community‑benefit exemption

If your business operates as a bookmaker and you claim that a pool bet is exempt because it is made for community benefit, you must tell HMRC (the Commissioners) about …

HMRC Prosecution Finance Act 2014 (Theatre …
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Notify HMRC when taxable supplies exceed £230,000

If your business’s taxable sales go over £230,000 in any 12‑month period or in a single month, or you become eligible to register for VAT as a group, division or …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or group status changes

If your business’s taxable sales go above £230,000 in a 12‑month period or in any single month, you must tell HMRC in writing within 30 days. You also have to …

HMRC Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or other VAT registration events

If your business’s taxable supplies go above £230,000 in a year or in any single month, or you become eligible for group or division VAT registration or associate with another …

HMRC Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or registration status changes

If your business makes taxable supplies worth more than £230,000 in a 12‑month period (on its certification anniversary) or in any 30‑day period, you must tell HMRC in writing. You …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or registration status changes

If your business’s taxable sales in any 12‑month period go above £230,000, or in any single month go above £230,000, you must tell HMRC in writing. You also have to …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or VAT eligibility changes

If your business’s taxable supplies reach more than £230,000 in a year or in any month, or you become eligible to register for VAT as a group or division, or …

HMRC Value Added Tax Regulations …
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Notify HMRC when taxable supplies exceed £230,000 or VAT status changes

If your business’s taxable sales reach more than £230,000 in a year (checked on your certification anniversary) or in any 30‑day period, you must tell HMRC in writing. You also …

HMRC Prosecution Value Added Tax Regulations …
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Notify HMRC when VAT registration thresholds are met

If your business’s taxable supplies exceed £230,000 in a 12‑month period or in any 30‑day stretch, or if you become eligible for group or division VAT registration or associate with …

HMRC Value Added Tax Regulations …
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Notify HMRC when VAT thresholds or registration status change

If your business’s taxable sales rise above £230,000 in any 12‑month period or in any 30‑day period, or if you become eligible to register for VAT as a group, a …

HMRC The Value Added Tax …
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Notify HMRC when VAT turnover exceeds £230,000 or registration status changes

If your business’s taxable supplies go above £230,000 in a year, or above £230,000 in any month, you must send a written notice to HMRC within 30 days. You also …

HMRC Value Added Tax Regulations …
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Notify HMRC when your VAT‑taxable turnover exceeds £230,000 or you join a VAT group/division

If your business’s taxable sales go above £230,000 in a year (checked each certification anniversary) or in any 30‑day period (checked each month), you must send a written notice to …

HMRC Value Added Tax Regulations …
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Notify HMRC when you want a tax review

If you have appealed a tax decision and want HMRC to review the issue, you must send HMRC a notification saying you require a review. You can only do this …

HMRC Inheritance Tax Act 1984
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Notify service provider of relevant electronic payments and generate references

If your business runs payroll through Real Time Information and you pay employees using an approved electronic method, you must create a unique reference for each payment, include it in …

HMRC Income Tax (PAYE) Regulations …
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Pass on promoter reference number to relevant parties

If your business is notified of a promoter reference number under the Theatre Tax Relief scheme, you must share that number with anyone you reasonably expect to be, or become, …

HMRC Finance Act 2014 (Theatre …
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Provide any VAT‑required notice for your partnership

If your business is a partnership and a VAT notice must be sent, all partners are jointly responsible for making sure it’s given. Any one partner can send the notice, …

HMRC Value Added Tax Regulations …
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Provide employee liability information to the transferee before a transfer

If you are transferring part or all of your business to another company, you must give the buyer a written (or easily accessible) pack of information about every employee who …

HMRC Transfer of Undertakings (Protection …
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Provide notice to purchaser when claiming a bad‑debt VAT deduction

If your business is VAT‑registered and you write off a customer’s debt (for a supply made before 1 Jan 2003) you must send that customer a written notice within 7 …

HMRC Value Added Tax Regulations …
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Receive partner's Shared Parental Pay notice and information

When one of your employees adopts a child and their partner plans to claim Statutory Shared Parental Pay (adoption), you must be given the partner’s notice and supporting details at …

HMRC Shared Parental Pay (General) …
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Request HMRC's permission for a late appeal

If you miss the deadline to lodge an appeal against an HMRC decision, you must send a written request to HMRC asking them to accept a late appeal. HMRC will …

HMRC Inheritance Tax Act 1984
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Send written notice to purchaser when claiming a VAT bad debt

If you are claiming a VAT bad‑debt from a taxable customer for a supply that took place before 1 January 2003, you must send the customer a written notice within …

HMRC Value Added Tax Regulations …
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Send written notice to purchaser when you make a VAT bad‑debt claim

If you (as a trader) are claiming a VAT bad‑debt relief for a supply made before 1 January 2003 and the buyer is VAT‑registered, you must send the buyer a …

HMRC Value Added Tax Regulations …
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Send written notice to VAT‑registered customer when claiming a bad‑debt deduction

If you are claiming a VAT deduction for a bad debt on a supply that was made before 1 January 2003 to a customer who is also VAT‑registered, you must …

HMRC Value Added Tax Regulations …
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Serve PAYE transfer notices on time

If your PAYE responsibility changes – for example when an employee moves to a new employer, a new assessment is issued, or HMRC finishes an inspection – you must send …

HMRC Income Tax (PAYE) Regulations …
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Submit a tax deduction appeal to the tribunal

If you question whether basic‑rate tax should be deducted from an employee’s reserve pay, you can appeal to the PAYE tribunal. The tribunal will decide whether the deduction is correct, …

HMRC Income Tax (PAYE) Regulations …
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Allow HMRC to examine and sample declared goods and pay any fees

If you make a customs, export or outward‑processing declaration and HMRC tells you the goods must be examined or sampled (or they need to take samples to give you a …

HMRC The Customs (Import Duty) …
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Amend pre‑1998 reimbursement arrangements to include required provisions

If your business set up any VAT reimbursement arrangements before 11 February 1998, you must change those arrangements by 11 March 1998 to add the specific provisions listed in regulation …

HMRC Value Added Tax Regulations …
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Appeal personal liability notice within 30 days

If HMRC serves you with a personal liability notice for your company's PAYE debt, you can contest it, but you must write to HMRC within 30 days of receiving the …

HMRC Income Tax (PAYE) Regulations …
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Claim a refund after withdrawing a customs declaration

If you decide to cancel a customs declaration and you have already paid import duty for that declaration, the regulation allows you to reclaim the amount you paid. You need …

HMRC The Customs (Import Duty) …
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Comply with accreditation terms and conditions

If your business seeks or holds accreditation under this part of the Income Tax Act, you must follow all the terms set out in the regulations and any additional conditions …

HMRC Income Tax Act 2007
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Comply with VAT duties as a personal representative

If a VAT‑registered individual dies or becomes unable to act and someone such as a personal representative, bankruptcy trustee, receiver or liquidator takes control of their assets, that person must …

HMRC Value Added Tax Regulations …
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Comply with VAT obligations as a personal representative

If a VAT‑registered individual dies or can’t manage their affairs, the person handling their estate – such as an executor, trustee, liquidator or other representative – must keep up with …

HMRC Value Added Tax Regulations …
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Discharge tax obligations of non‑UK residents you represent

If your business acts as a UK representative for a company or person that lives outside the UK, you must treat any UK tax duties that apply to that non‑resident …

HMRC Income Tax Act 2007
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Do not apply for remission of duty in specified cases

If your business imports goods that fall into the categories listed in Regulations 75‑78, you must not ask HMRC to reduce or waive the import duty. In practice this means …

HMRC Prosecution The Customs (Import Duty) …
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Do not re‑apply for customs approval when barred by time limits

If you have previously received a customs approval that was later annulled or revoked, you must not submit a new application for the same approval while the statutory waiting period …

HMRC The Customs (Import Duty) …
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Follow any extra invoicing rules when the customer is in a non‑cooperating country

If the person who issues an invoice to you is based in a country that does not have a mutual‑assistance agreement with the UK, the tax authority can require you …

HMRC Council Directive 2006/112/EC (EU …
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Give HMRC consent to receive electronic information

HMRC can send you tax‑related documents by email or another approved digital method, but only if you have agreed to receive them that way. If you want to receive electronic …

HMRC Income Tax (PAYE) Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or the treatment of a supply as exempt, zero‑rated or reduced‑rate) changes after you have issued an invoice and the customer has later made an election …

HMRC Value Added Tax Regulations …
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Personal representatives must fulfil contractor’s CIS duties

If a contractor in the Construction Industry Scheme dies, the people handling their estate (personal representatives) have to step into the contractor’s shoes and carry out all the CIS duties …

HMRC Income Tax (Construction Industry …
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Provide VAT invoice on request of taxable customers

If your business is VAT‑registered and you sell goods or services as a retailer, you must give a VAT invoice when a customer who is also VAT‑registered asks for one. …

HMRC Value Added Tax Regulations …
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Provide written undertakings and repay VAT refunds as required

If you claim a VAT refund that involves paying back consumers, you must give HMRC a signed written undertaking at the same time as the claim. The undertaking must list …

HMRC Value Added Tax Regulations …
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Take steps to resolve disputes before HMRC reviews

When HMRC is set to review a tax matter under sections 223 B or 223 C, you must first try to resolve the disagreement yourself and give HMRC any evidence …

HMRC Inheritance Tax Act 1984
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Treat bundled article 6 and article 5 services as construction work

If you are supplying services that fall under Article 6 of SI 2019/892 (specified services) and you package them together with Article 5 services as one single supply, the whole …

HMRC SI 2019/892, Article 2 …
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Update pre‑1998 VAT reimbursement arrangements by 11 March 1998

If your business has a VAT refund scheme that was set up before 11 February 1998, you must tidy it up by 11 March 1998. Add the required details from …

HMRC Value Added Tax Regulations …
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Zero‑rate VAT on qualifying excise goods supplied to non‑taxable persons

If your business supplies excise‑duty goods from Northern Ireland to a buyer who is not VAT‑registered in another EU Member State, and you move the goods in line with the …

HMRC Value Added Tax Regulations …
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Account and pay VAT based on invoice value for EU acquisitions

If you buy goods from another EU country and the purchase date is set by when the invoice is issued, you must calculate the VAT you owe only on the …

HMRC Value Added Tax Regulations …
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Account for and pay VAT at the duty point for certain goods

If you sell (or buy) dutiable goods and the actual supply or acquisition happens before the official duty point, you must calculate the VAT as if it were chargeable on …

HMRC Value Added Tax Regulations …
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Account for and pay VAT on dutiable goods before the duty point

If your business supplies dutiable goods, or buys them from another EU Member State, and the supply or acquisition happens before the customs duty point, you must work out the …

HMRC Value Added Tax Regulations …
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Account for and pay VAT on dutiable goods supplied before the duty point

If your business sells (or buys) dutiable goods and the transaction happens before the customs duty point, you must work out the VAT using that duty point (or a later …

HMRC Value Added Tax Regulations …
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Account for and pay VAT on goods supplied before the duty point

If you sell (or acquire) goods that are subject to customs duty and the sale or acquisition happens before the customs duty is actually due, you must calculate the VAT …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for and pay VAT on imported goods based on invoice value

If your business brings goods into the UK from another EU member state and you use the supplier’s invoice date to decide when you acquired the goods, you only need …

HMRC Value Added Tax Regulations …
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Account for and pay VAT on imported goods using the invoice amount

When you buy goods from another EU Member State and the acquisition date is set by the invoice, you must calculate the VAT you owe only on the amount shown …

HMRC Value Added Tax Regulations …
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Account for and pay VAT only on the invoice value

If your business buys goods from another EU member state and the time of acquisition is set by the issue of the supplier’s invoice, you must calculate the VAT due …

HMRC Value Added Tax Regulations …
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Account for and pay VAT on time and keep records for 6 years

If your business makes taxable supplies, you must work out the VAT due and pay it to HMRC by the deadline for the accounting period in which you receive payment …

HMRC Value Added Tax Regulations …
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Account for and pay VAT using the duty point for dutiable goods

If your business supplies dutiable goods, or buys them from another EU/EEA member state, and the supply or acquisition happens before the customs duty is due (the “duty point”), you …

HMRC Value Added Tax Regulations …
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Account for and pay VAT when supply occurs before duty point

If you sell or acquire dutiable goods and the supply or acquisition happens before the duty point, you must calculate the VAT based on that duty point (or a later …

HMRC Imprisonment Value Added Tax Regulations …
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Account for and pay VAT when supply precedes the duty point

If your business supplies or buys dutiable goods and the transaction happens before the customs duty point, you must still record the VAT and pay it in the VAT period …

HMRC Imprisonment The Value Added Tax …
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Account for and pay VAT when supply precedes the duty point

If you sell (or acquire) dutiable goods and the actual supply or acquisition happens before the customs duty point, you must still treat the VAT on those goods as due …

HMRC Value Added Tax Regulations …
View legislation →

Account for and pay VAT when supply precedes the duty point

If your business supplies or acquires dutiable goods and the supply or acquisition happens before the customs duty point, you must work out the VAT using that duty point (or …

HMRC Prosecution Value Added Tax Regulations …
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Account for and pay VAT when supply precedes the duty point

If your business sells goods or buys goods from another EU member state and the supply happens before the customs duty is due, you must calculate the VAT as if …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for and pay VAT when supply precedes the duty point

If you sell (or import) goods that are subject to VAT and the date you supply or acquire them comes before the official VAT point (the duty point), you must …

HMRC Prosecution Value Added Tax Regulations …
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Account for VAT and keep supporting invoices for 6 years

You must pay the VAT you owe by the deadline for the accounting period in which you receive payment for a supply, and you can claim input tax in the …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT and keep supporting records

If your business uses the cash‑accounting scheme, you must calculate the VAT you owe and pay it by the deadline for each accounting period. You can also claim input tax …

HMRC Value Added Tax Regulations …
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Account for VAT and retain supporting documents

You must calculate the VAT due on each sale and pay it to HMRC by the deadline for the accounting period in which you receive payment (unless an exception applies). …

HMRC Value Added Tax Regulations …
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Account for VAT and retain supporting invoices and receipts

You must work out the VAT due on each supply, include it in your VAT return and pay it by the deadline for the accounting period in which you receive …

HMRC Imprisonment The Value Added Tax …
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Account for VAT at the earliest of fee receipt, invoice or cessation

When you provide legal services as a barrister or advocate, you must treat the supply as happening on the first of three events – the day you get paid, the …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT on barrister/advocate services at the earliest of payment, invoice or cessation

If you provide legal services as a barrister (or an advocate in Scotland), you must treat the supply as having taken place on the earliest of three dates – when …

HMRC Value Added Tax Regulations …
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Account for VAT on capital goods when leaving flat‑rate scheme

If your business stops using the flat‑rate VAT scheme but you have claimed input tax on capital items and never sold those items, HMRC will treat the goods as if …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT on excise goods sold to non‑taxable EU customers

If your business sells goods that attract excise duty (e.g., alcohol, tobacco, fuel) to a customer who is not registered for VAT in another EU Member State, you must treat …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for VAT on excise goods supplied to non‑taxable persons

If your business sells goods that are subject to excise duty (such as alcohol, tobacco or fuel) to a customer who is not registered for VAT in another EU Member …

HMRC Unlimited fine 2 years Imprisonment The Value Added Tax …
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Account for VAT on excise‑goods supplied to non‑taxable persons abroad

If your business sells goods that carry excise duty (for example alcohol, tobacco or energy products) to someone who is not registered for VAT in another EU Member State, you …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for VAT on excise goods supplied to non‑taxable persons in other EU states

If your business sells goods that are subject to excise duty (for example alcohol, tobacco or fuel) to a customer who is not registered for VAT in another EU member …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for VAT on excise goods supplied to non‑taxable persons in other EU states

If your business sells goods that are subject to excise duty (e.g., alcohol, tobacco, fuel) to a customer who is not registered for VAT in another Member State, you must …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for VAT, pay on time and keep supporting invoices for 6 years

You must calculate the VAT due on each supply and pay it to HMRC by the deadline for the accounting period in which you receive payment. You can reclaim input …

HMRC Value Added Tax Regulations …
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Adjust contract payments to reflect plastic packaging tax

If you sell a chargeable plastic packaging component and, after the contract is signed, the plastic packaging tax is applied or changes, you can (and should) adjust the price you …

HMRC Finance Act 2021 (Plastic …
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Adjust employee fuel benefit payments when they fail to pay

If an employee hasn’t paid the amount they owe for private car or van fuel by 1 June after the tax year the fuel was provided, you as the employer …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Adjust final benefit payment if employee hasn’t fully paid the making‑good amount

If an employee hasn’t paid all of the ‘making‑good’ amount for a taxable benefit (for example fuel benefit) before you make the final main relevant payment for the tax year, …

HMRC Income Tax (PAYE) Regulations …
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Adjust import duty for price reductions on defective goods

If you import goods that turn out to be defective and the seller reduces the price to compensate you within one year of the customs declaration, you must treat the …

HMRC The Customs (Import Duty) …
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Adjust output tax by making a negative entry

When a specific VAT adjustment (as required by regulation 172H(2)) arises, you must reduce the VAT you owe by entering a negative amount in the VAT‑payable part of your VAT …

HMRC Value Added Tax Regulations …
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Adjust PAYE when tax is withheld during a strike

If a trade dispute means you cannot pass on the tax that should be deducted from employees' wages, you must reduce the PAYE you send to HMRC for that period …

HMRC Income Tax (PAYE) Regulations …
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Adjust VAT output tax entries when revising previous entries

If you have already recorded output VAT for a supply and later need to change that record, you must also record a matching increase to the VAT you owe for …

HMRC Value Added Tax Regulations …
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Adjust VAT output tax entry for same supply

If you have already recorded VAT on a supply (under regulation 172L) and later need to adjust that supply (under regulation 172I), you must also make a matching positive entry …

HMRC Value Added Tax Regulations …
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Adjust VAT output tax for supplies covered by section 55A(6)

If your business must make a VAT adjustment under section 55A(6), you need to record a negative entry for the output tax in the same accounting period as the original …

HMRC Value Added Tax Regulations …
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Adjust VAT payable entry for output tax changes

If you have already recorded VAT on a supply (under regulation 172L) and later need to record a correction for the same supply (under regulation 172I), you must also add …

HMRC Value Added Tax Regulations …
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Adjust VAT payable for readjusted output tax

If you have already recorded VAT on a supply and later make a further adjustment for the same supply, you must also record a matching increase in the VAT you …

HMRC Value Added Tax Regulations …
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Adjust VAT payable for specific supplies

If you are entitled to adjust VAT under section 26AB(2) for supplies that fall within section 55A(6), you must record a negative entry in the VAT payable part of your …

HMRC Value Added Tax Regulations …
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Adjust VAT payable when you amend a previous output‑tax entry

If you have already recorded a VAT output‑tax entry for a supply (under regulation 172L) and later need to make a further adjustment for the same supply (under regulation 172I), …

HMRC Value Added Tax Regulations …
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Adjust VAT payable when you readjust output tax

If you have already recorded output tax for a supply and later need to adjust that output tax, you must also increase the VAT‑payable amount in the same accounting period …

HMRC Value Added Tax Regulations …
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Adjust VAT payable when you re‑adjust output tax for a supply

If you have already recorded a VAT adjustment for the input side of a supply (Reg 172L) and later record an adjustment for the output side of the same supply …

HMRC Value Added Tax Regulations …
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Allocate payments to each supply according to VAT rules

When your business receives a single payment that covers more than one supply you have made, you must split that payment and assign each part to the relevant supply. The …

HMRC Value Added Tax Regulations …
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Allow members to opt‑in to a union’s political fund

If your union runs a political fund, it must give every member a clear way to choose whether to contribute and must state exactly how much of any regular fee …

HMRC Trade Union Act 2016
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Be exempt from VAT payment on insignificant amounts

If the VAT you owe is extremely small, your authorising state can let you skip paying it entirely. This means you don’t have to include that tiny amount in your …

HMRC Council Directive 2006/112/EC (EU …
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Calculate and deduct tax on employee benefits via PAYE

If your business provides a specified benefit (for example a company car or other non‑cash perk) to an employee, you must work out the cash value of that benefit, split …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Calculate and pay apprenticeship levy for the first month of the tax year

At the start of each tax year you must work out how much apprenticeship levy your business owes for April. Use your total monthly pay bill, apply the 0.5% rate, …

HMRC Income Tax (PAYE) Regulations …
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Calculate and pay duty on hydrocarbon products using pre‑2011 rates for Aug‑Dec 2012

If your business deals with fuels or other products that attract duty under the Hydrocarbon Oils Duty Act, you must apply the old duty rates (as if the Finance Act …

HMRC Imprisonment Finance Act 2012 (introduced …
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Calculate and pay the apprenticeship levy each month

For every month after the first month of the tax year you must work out how much apprenticeship levy you owe using the steps set out in the regulations, then …

HMRC Income Tax (PAYE) Regulations …
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Calculate and pay VAT using flat‑rate percentage

If you operate under the VAT flat‑rate scheme, you must work out the VAT you owe for each accounting period by applying the prescribed flat‑rate percentage to your total taxable …

HMRC Value Added Tax Regulations …
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Calculate PAYE tax on later payments using aggregate totals

If you pay an employee more than once in the same PAYE period (or tax week) and you’re using the non‑cumulative tax code, you must work out the tax for …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Calculate VAT as a flat‑rate percentage of turnover

If you are registered for the VAT flat‑rate scheme, you must work out the VAT you owe by applying the prescribed percentage to your total sales (turnover) for each accounting …

HMRC Value Added Tax Regulations …
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Calculate VAT as a flat‑rate percentage of turnover

If your business uses the VAT flat‑rate scheme, you must work out the VAT you owe for each accounting period by applying the prescribed flat‑rate percentage to your total sales …

HMRC Imprisonment The Value Added Tax …
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Calculate VAT as a percentage of turnover for flat‑rate traders

If your business uses the VAT flat‑rate scheme, you must work out the output tax you owe by applying the prescribed percentage to your total turnover for each accounting period. …

HMRC Value Added Tax Regulations …
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Calculate VAT due as a flat‑rate percentage of turnover

If your business uses the VAT flat‑rate scheme, you don’t work out VAT on each individual sale. Instead, for every accounting period you must treat the VAT you owe as …

HMRC Value Added Tax Regulations …
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Calculate VAT using flat‑rate percentage

If your business uses the VAT flat‑rate scheme, you must work out the VAT you owe by applying the correct flat‑rate percentage to your total turnover for each accounting period. …

HMRC Value Added Tax Regulations …
View legislation →

Charge and pay UK VAT on excise goods sold to non‑taxable persons in another Member State

If your business sells goods that carry excise duty (such as alcohol, tobacco or fuel) to a customer who is not VAT‑registered in another EU country, you must treat that …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Charge UK VAT on excise goods supplied to non‑taxable people abroad

If you sell goods that are subject to excise duty (for example alcohol, tobacco or spirits) to a person who is not a taxable business in another EU country, you …

HMRC Imprisonment Value Added Tax Regulations …
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Charge VAT at the standard rate (no less than 15%)

If you sell goods or provide services, you must add VAT at your country’s standard rate – the minimum set by the law is 15%. In the UK the current …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Charge VAT on all taxable supplies

If your business supplies goods or services in the UK, you must add the appropriate VAT to the price (unless the supply is exempt) and pass that VAT on to …

HMRC Unlimited fine Imprisonment Value Added Tax Act …
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Charge VAT on excise goods supplied to non‑taxable persons in other EU states

If your business sells goods that are subject to excise duty – such as alcohol, tobacco or fuel – to a customer who is not a taxable person in another …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
View legislation →

Claim and use television tax credit

If your company qualifies for a television tax credit, you must submit a claim to HMRC. Once the claim is approved, HMRC will pay the credit, which you can use …

HMRC Corporation Tax Act 2009
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Claim a refund of an incorrectly low import duty

If HMRC or the customs authority gives you a lower duty rate by mistake, you can ask them to pay back the difference. You must prove the mistake and show …

HMRC The Customs (Import Duty) …
View legislation →

Claim repayment of over‑paid import duty

If HMRC’s liability notice shows you’ve been charged a higher import duty because the wrong rate was used, you can get the excess amount back. You need to check the …

HMRC The Customs (Import Duty) …
View legislation →

Claim VAT repayment on eligible imports or supplies

If you import goods or receive supplies and the VAT on them can’t be deducted as normal input tax, you can ask HMRC to refund that VAT. This right applies …

HMRC Value Added Tax Regulations …
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Continue paying SSP if you end employment to avoid liability

If you dismiss an employee mainly to escape having to pay Statutory Sick Pay, you must still keep paying SSP for the period they were already entitled to. The payments …

HMRC Statutory Sick Pay (General) …
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Deduct and remit CIS payments to HMRC correctly

If you pay a company subcontractor, you must deduct the required CIS amount from that payment and send it straight to HMRC. HMRC will then use the money to cover …

HMRC Income Tax (Construction Industry …
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Deduct and remit tax on income‑taxable payments

When you pay wages, interest, royalties, dividends or any other sum that will be taxed, you must withhold the correct amount of income tax at the time of payment and …

HMRC Unlimited fine Imprisonment Income Tax Act 2007
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Deduct and repay tax on a cumulative basis

As an employer you must calculate PAYE tax using the cumulative method, adding together each employee’s earnings and allowances for the whole tax year up to the current pay period. …

HMRC Income Tax (PAYE) Regulations …
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Deduct basic‑rate tax from reserve pay

When you pay a reservist’s reserve pay, you must withhold income tax at the basic rate at the moment you make the payment. You only skip the deduction if HMRC …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Deduct flat‑rate compensation from your VAT and claim any refund

If you buy agricultural products or services from a farmer who uses the flat‑rate scheme and you pay the flat‑rate compensation, you can subtract that amount from the VAT you …

HMRC Council Directive 2006/112/EC (EU …
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Deduct income tax from lump‑sum payments at the correct rate

Whenever your business makes a lump‑sum payment to a person, you must withhold income tax at the appropriate rate. Use the rate the recipient has notified you of; if they …

HMRC Income Tax (PAYE) Regulations …
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Deduct or repay tax on pension payments using the HMRC‑issued code

When you pay a UK‑resident pensioner and HMRC has sent you a tax code for that person, you must use that code to work out how much tax to deduct …

HMRC Income Tax (PAYE) Regulations …
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Deduct or repay tax using employee’s PAYE code

Whenever you pay an employee, you must withhold (or give back) tax based on the employee’s PAYE tax code that you hold for them. You must do this even if …

HMRC Income Tax (PAYE) Regulations …
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Deduct PAYE and remit tax when paying participant from trustee‑paid capital receipt

If a trustee pays your company an amount that represents a participant’s employment income (for example from a share‑based incentive plan), you must treat that payment like a salary. You …

HMRC Income Tax (Earnings and …
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Deduct PAYE tax from irregular employee payments on the correct reference date

If you pay an employee on an irregular schedule (for example, not weekly or monthly), or you make more than one payment in the same tax week, you must work …

HMRC Income Tax (PAYE) Regulations …
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Deduct PAYE tax on each relevant payment using non‑cumulative rates

Whenever you pay an employee, you must withhold income tax using the tax tables as if the payment were made on the first day of the tax year, based on …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Deduct PAYE tax on payments to contractor’s employees when directed by HMRC

If HMRC tells you (the business that is paying) that a contractor’s staff are working for you, you must treat the payment you make to the contractor as if it …

HMRC Income Tax (Earnings and …
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Deduct PAYE tax using HMRC‑issued code after employee’s code is issued

When you pay an employee – for example a salary, bonus or pension – after HMRC has sent you a tax code for that employee (and you don’t have a …

HMRC Income Tax (PAYE) Regulations …
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Deduct tax at basic/emergency rate when no P45 and tax code unknown

If you hire an employee who does not give you a P45 and you have not yet received a tax code for them (including the specific expatriate cases), you must …

HMRC Income Tax (PAYE) Regulations …
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Deduct tax at higher rate for employees with higher rate code

When one of your employees has a higher‑rate PAYE tax code, you must withhold income tax at the higher rate from their wages. The usual cumulative or non‑cumulative calculation rules …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Deduct tax at the additional rate for employees with that code

If one of your staff has the ‘additional rate’ tax code, you must withhold tax at the higher (additional) rate when you run payroll. The normal cumulative or non‑cumulative PAYE …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Deduct tax from holiday pay

Whenever you pay an employee their holiday (vacation) pay, you must withhold income tax at the basic rate that is in force at that moment. The tax you deduct must …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Deduct tax using emergency code when employee has no P45

If you start paying a new employee who has not given you a P45, you must work out their tax on a cumulative basis using the emergency tax code. Do …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Determine correct import duty for imported goods

When you bring goods into the UK you must work out how much import duty you owe. The amount is set by the UK customs tariff and may be changed …

HMRC Taxation (Cross-border Trade) Act …
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Do not deduct PAYE tax from reserve pay unless HMRC says it is due

If you pay reserve pay to a military reservist, you must not withhold PAYE tax from that pay unless HMRC has issued a determination that the tax is payable. When …

HMRC Income Tax (PAYE) Regulations …
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Do not pay Class 3 contributions if not entitled

If you already pay Class 1 or Class 2 National Insurance, or your earnings for a tax year meet the qualifying earnings level, you cannot also make a voluntary Class …

HMRC SSCBA 1992
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Ensure customers pay your flat‑rate compensation

If you supply agricultural products or services under the flat‑rate scheme, your customer (another VAT‑registered buyer) must pay the flat‑rate compensation along with the price. This means you do not …

HMRC Council Directive 2006/112/EC (EU …
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Give written undertaking and reimburse consumers within 90 days

When you claim a VAT repayment you must hand HMRC a signed written undertaking. The undertaking promises that you will be able to identify the consumers you have (or will) …

HMRC Value Added Tax Regulations …
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Include all import costs when calculating VAT on imported goods

When you bring goods into the UK, the amount you use to work out the VAT you must pay isn’t just the customs value. You also have to add any …

HMRC Council Directive 2006/112/EC (EU …
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Include royalties in customs transaction value for import duty

If you import goods and you have to pay a royalty or licence fee that is linked to those goods and is a condition of the sale, you must add …

HMRC The Customs (Import Duty) …
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Notify HMRC and repay any VAT due within 14 days

If you have made a VAT repayment claim and the regulations say you must repay some VAT, you must tell HMRC about it and pay the amount straight away – …

HMRC Value Added Tax Regulations …
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Notify HMRC and repay any VAT over‑payment within 14 days

If HMRC tells you, after a VAT repayment claim, that you must return money, you must first send the required notification and then make the repayment. Both must be done …

HMRC Value Added Tax Regulations …
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Notify HMRC and repay any VAT you’re required to within 14 days

If HMRC decides that you must repay VAT after a claim, you must tell them the decision and pay the amount back without waiting for a demand. You have 14 …

HMRC Value Added Tax Regulations …
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Notify HMRC of import duty liability and make the required payment

If your business brings goods into the UK that attract import duty, you must tell HMRC you owe the duty and pay it (or provide a guarantee). You also need …

HMRC Taxation (Cross-border Trade) Act …
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Pay 10% betting duty on non‑financial spread bets

If your business is a bookmaker that offers non‑financial spread bets in the UK, you must calculate the profit you make from those bets each accounting period and pay a …

HMRC Finance Act 2014 (Theatre …
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Pay 15% general betting duty on Chapter 1 pool bet profits

If your business operates Chapter 1 pool betting, you must work out the profit you make from those bets each accounting period and pay HMRC a duty of 15% of …

HMRC Unlimited fine Imprisonment Finance Act 2014 (Theatre …
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Pay 3% betting duty on financial spread bets

If your business acts as a bookmaker in the UK and accepts financial spread bets, you must work out the profit you make from those bets each accounting period and …

HMRC Finance Act 2014 (Theatre …
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Pay accelerated tax amount when HMRC issues a notice

If HMRC sends you an accelerated payment notice while a tax enquiry is under way, you must pay the amount shown on the notice within the time limit set out …

HMRC Finance Act 2014 (Theatre …
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Pay aggregate PAYE Settlement Agreement amount to HMRC

You must pay the total amount you owe under any PAYE Settlement Agreement (PSA) for the previous tax year to HMRC by 19 October after that tax year ends. This …

HMRC Income Tax (PAYE) Regulations …
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Pay air passenger duty on each UK flight

If you run an airline that operates flights into, out of or within the UK, you must pay an air passenger duty for every passenger boarding those flights. The tax …

HMRC Imprisonment Finance Act 2012 (introduced …
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Pay air passenger duty on every ticket sold

If you run an airline or sell air tickets for UK‑operated flights, you must pay a duty to HMRC on every passenger. The duty’s rate is set in the Act, …

HMRC Imprisonment Tribunals, Courts and Enforcement …
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Pay and recover PAYE tax when succeeding a business with an ongoing trade dispute

If you take over another business while a trade dispute is still active, the former employer must still make any PAYE payments to HMRC and send an extra tax return …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Pay and report apprenticeship levy for UKCS certificate holders

If your business holds a UK continental shelf workers certificate, you must calculate, pay and submit the apprenticeship levy to HMRC. The levy and its return must be filed in …

HMRC Income Tax (PAYE) Regulations …
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Pay any costs imposed by Commissioners on SDLT decisions

When the Commissioner decides on a Stamp Duty Land Tax matter, you have to pay all costs that the decision may impose – for example, court or administrative fees. The …

HMRC Finance Act 2003, Part …
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Pay any deemed employer PAYE debt (and interest) within 30 days

If HMRC tells you that you owe PAYE tax as a deemed employer, you must send the full amount to HMRC within 30 days of that notice. Any interest that …

HMRC Income Tax (PAYE) Regulations …
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Pay any export duty that HMRC imposes on goods you export

If you export goods from the UK, HMRC may charge you an export duty based on the rules set out in the regulations. When a duty is imposed you must …

HMRC Taxation (Cross-border Trade) Act …
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Pay any Section 208 penalty within 30 days of HMRC notice

If HMRC decides you owe a penalty under section 208, they will send you a notice that names the tax period. You must pay the full amount of that penalty …

HMRC Finance Act 2014 (Theatre …
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Pay any shortfall when workers are under the National Minimum Wage

If you pay a qualifying employee less than the legal minimum wage for any pay period, you must calculate the shortfall and pay the higher amount of either the difference …

HMRC Imprisonment National Minimum Wage Act …
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Pay apprenticeship levy by the correct deadline

If your business owes apprenticeship levy, you must send the payment within 17 days after the tax month ends when you use an approved electronic method, or within 14 days …

HMRC Income Tax (PAYE) Regulations …
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Pay CIS tax via approved electronic method

If HMRC issues you an electronic payment notice for Construction Industry Scheme tax, you must pay the amount using an approved electronic method such as BACS, iDeal or similar. This …

HMRC Imprisonment Income Tax (Construction Industry …
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Pay Class 1B secondary NI contributions for PAYE settlement agreements

If your business has a PAYE settlement agreement – an arrangement where you pay your employees’ income tax to HMRC – you must also pay a Class 1B secondary National …

HMRC Prosecution SSCBA 1992
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Pay corporation tax instalments on schedule

If your business is a large company, you must split your corporation tax bill for the accounting period into two parts. A set percentage (60%, 72% or 88% depending on …

HMRC Corporation Tax (Instalment Payments) …
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Pay corporation tax instalments on the scheduled dates

If your company is classed as a large company for corporation tax, you must not pay the whole bill at once. Instead you split the liability into up to four …

HMRC Corporation Tax (Instalment Payments) …
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Pay customs fees when importing or exporting goods

If your business imports, exports or processes goods through UK customs, you must pay any applicable import duty or fee. Customs will charge a fee when it accepts, verifies or …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
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Pay customs fees within the required time

If HMRC tells you that you owe a customs fee, you must pay it in the way and within the time they specify – usually within 30 days of the …

HMRC The Customs (Import Duty) …
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Pay deducted tax to HMRC on time

If you’re a contractor in the construction industry, any tax that you have had deducted from your invoice payments must be paid straight to HMRC within a strict deadline – …

HMRC Income Tax (Construction Industry …
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Pay excise duty on goods you handle

If your business deals with alcohol, tobacco, fuel, or other goods that attract excise duty, you must calculate, pay and declare that duty on time. This section confirms that failure …

HMRC Unlimited fine Imprisonment Finance Act 2014 (Theatre …
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Pay general betting duty (excise tax)

If your business takes bets, you must pay the general betting duty – an excise tax on betting activity – to HMRC. The duty is calculated on your betting turnover …

HMRC Imprisonment Finance Act 2014 (Theatre …
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Pay general betting duty on time

If your business accepts bets (or provides betting facilities) you must calculate the general betting duty for those bets and pay it at the end of each accounting period. The …

HMRC Imprisonment Finance Act 2014 (Theatre …
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Pay General Betting Duty on your betting profits

If your business operates as a bookmaker and accepts general bets, you must work out your profit for each accounting period and pay a betting duty of 15% of that …

HMRC Imprisonment Finance Act 2014 (Theatre …
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Pay high‑income child benefit charge

If your adjusted net income for a tax year is over £60,000 and you (or your partner) receive Child Benefit, you must pay a tax charge back to HMRC. The …

HMRC Imprisonment Income Tax (Earnings and …
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Pay HMRC fee for destruction of seized goods

If HMRC seizes and destroys goods you were in possession of (or own), they can charge you a fee for that destruction. Your business must pay the fee as invoiced, …

HMRC The Customs (Import Duty) …
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Pay HMRC fees for import duty related functions

If you bring goods into the UK or deal with any import duty, HMRC can charge you a fee for certain services they perform. When HMRC applies a fee, you …

HMRC Taxation (Cross-border Trade) Act …
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Pay HMRC fees for special treatment of hazardous goods

If your business brings in goods that are combustible, inflammable or otherwise hazardous and HMRC requires extra care or treatment for storing, transporting or sampling those goods, HMRC will charge …

HMRC The Customs (Import Duty) …
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Pay HMRC fee when you request a site inspection (commercial or dwelling premises)

If you ask an HMRC officer to inspect your premises for a customs duty check, HMRC can charge you a fee. The fee is only levied if the premises are …

HMRC The Customs (Import Duty) …
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Pay import duty and ensure accurate customs declarations

Whenever you import goods that attract import duty, the person named on the customs declaration – or anyone who has the goods under their control when they enter the UK …

HMRC Unlimited fine Imprisonment Taxation (Cross-border Trade) Act …
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Pay import duty on goods imported into the UK

Whenever you bring chargeable goods into the United Kingdom you must pay customs import duty. The duty is calculated according to HMRC’s customs rules and is payable when the goods …

HMRC Taxation (Cross-border Trade) Act …
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Pay import duty when notified by HMRC after a carnet declaration

If you import goods using an ATA or CPD carnet, HMRC’s claim (for an ATA carnet) or non‑discharge notice (for a CPD carnet) is treated as official notice that you …

HMRC The Customs (Import Duty) …
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Pay income tax on earnings each tax year

You must work out how much income your business earns in a tax year and pay income tax on that amount. Any reliefs that apply (e.g. foreign income rules, care …

HMRC Imprisonment Income Tax (Trading and …
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Pay income tax on estate income (unless de minimis amount)

If you are responsible for administering a deceased person’s estate, you must treat any income the estate receives as taxable and pay the appropriate income tax, unless that income is …

HMRC Imprisonment Income Tax (Trading and …
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Pay inheritance tax by the required deadline

When a chargeable transfer of value occurs – for example when someone dies or makes a gift that attracts inheritance tax – you (or the personal representative of the estate) …

HMRC Unlimited fine Imprisonment Inheritance Tax Act 1984
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Pay inheritance tax on chargeable transfers

When your business or personal assets are transferred in a way that is chargeable for inheritance tax (for example, gifts, inheritances, or certain trusts), you must calculate the value transferred …

HMRC Imprisonment Inheritance Tax Act 1984
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Pay inheritance tax on settlement assets at each ten‑year anniversary

If you are acting as a trustee of a settlement, you must calculate the value of any relevant property in the settlement immediately before each ten‑year anniversary and pay the …

HMRC Inheritance Tax Act 1984
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Pay interest on any PAYE tax that is paid late

If your business does not pay the PAYE tax it owes by the legal due date, HMRC will charge interest from that date until you pay. The interest is calculated …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Pay interest on late import duty

If your business owes import duty and you don’t pay it by the due date, you must also pay interest on the overdue amount. The interest starts the day after …

HMRC The Customs (Import Duty) …
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Pay Machine Games Duty to HMRC

If your business runs amusement or other machine games, you now have to pay an excise duty called Machine Games Duty instead of the old licence duty. You must calculate …

HMRC Finance Act 2012 (introduced …
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Pay or recover PAYE adjustment after RTI amendment

If you submit a Real‑Time Information (RTI) amendment that changes your PAYE liability, you must pay any increase to HMRC for the final tax period of that tax year. If …

HMRC Income Tax (PAYE) Regulations …
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Pay or recover tax differences for each PAYE period

If your business does not use Real‑Time Information for PAYE, you must work out the tax you owed (A) and any repayment due (B) for each tax period. When the …

HMRC Income Tax (PAYE) Regulations …
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Pay outstanding PAYE tax if you’re a director

If your company fails to deduct, account for, or pay the PAYE tax it owes, HMRC can send you a personal liability notice. The notice tells you exactly how much …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Pay PAYE tax owed if employer fails to deduct

If tax that should have been taken from your wages isn’t paid to HMRC within 30 days and you were paid knowing the employer deliberately didn’t deduct it (or the …

HMRC Unlimited fine Imprisonment Income Tax (PAYE) Regulations …
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Pay plastic packaging tax on chargeable components you produce or import

If your business makes a plastic packaging component that falls under the chargeable definition, you must pay the plastic packaging tax on it. The same applies if you import such …

HMRC Prosecution Finance Act 2021 (Plastic …
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Pay plastic packaging tax on chargeable items you produce or import

If your business makes a plastic packaging component in the UK, or brings one into the UK for your business, you become liable to pay the plastic packaging tax on …

HMRC Finance Act 2021 (Plastic …
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Pay plastic packaging tax on time

You must pay the plastic packaging tax for every accounting period, using the amount you report on your tax return. The payment has to be made by the same deadline …

HMRC Prosecution Plastic Packaging Tax (General) …
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Pay pool betting duty and keep supporting records

If your business runs a pool betting (e.g., football pools) you must pay the pool betting duty to HMRC when it is due and retain records of those payments. Failing …

HMRC Unlimited fine Imprisonment Income Tax (Trading and …
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Pay pool betting duty on Chapter 2 pool bets

If you run a bookmaker that offers Chapter 2 pool betting, you must work out the profit you make from those bets each accounting period and pay a duty of …

HMRC Imprisonment Finance Act 2014 (Theatre …
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Pay pool betting duty on Chapter 2 pool bets

If your business operates as a bookmaker and takes Chapter 2 pool bets, you must calculate the pool betting duty on the profit from those bets and pay it when …

HMRC Prosecution Finance Act 2014 (Theatre …
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Pay pool betting duty to HMRC

If your business runs a pool betting scheme you must calculate the pool betting duty due and pay it to HMRC. The duty is payable on the betting turnover and …

HMRC Unlimited fine Imprisonment Income Tax (Trading and …
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Pay remote gaming duty on your profits

If your business provides remote gaming services, you must calculate and pay remote gaming duty on the profits you make each accounting period. For companies, the company and its directors …

HMRC Imprisonment Finance Act 2014 (Theatre …
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Pay remote gaming duty to HMRC

If your business provides remote gambling services (e.g., online casino or betting) you must pay the remote gaming duty that HMRC sets. The duty starts from the date HMRC announces …

HMRC Imprisonment Tribunals, Courts and Enforcement …
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Pay required National Insurance contributions

If you employ people, work for an employer, or are self‑employed, you must pay the National Insurance contributions (Class 1, 1A, 1B, 2, 3, 3A or 4) that fund state …

HMRC SSCBA 1992
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Pay SDLT by the filing deadline

When you buy or otherwise deal with land, you must pay any Stamp Duty Land Tax (SDLT) that becomes due by the date you must file your SDLT return. The …

HMRC Finance Act 2003, Part …
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Pay Stamp Duty Reserve Tax on relevant agreements

If you are the party (referred to as “B”) to an agreement that falls under Section 87 of the Finance Act 1986, you must pay any Stamp Duty Reserve Tax …

HMRC Imprisonment Finance Act 1986 (Part …
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Pay statutory paternity pay for eligible adoption cases

If one of your employees meets the adoption‑related criteria (26 weeks continuous employment, earnings above the lower earnings limit, and has chosen to receive statutory paternity pay), you must pay …

HMRC Prosecution SSCBA 1992
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Pay statutory paternity pay to eligible employees

If one of your employees qualifies for statutory paternity pay – they have the right relationship to the child, have been with you for at least 26 weeks up to …

HMRC SSCBA 1992
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Pay statutory shared parental pay when ending contracts to avoid liability

If you end an employee’s contract after they have worked for at least eight weeks and you do so mainly to avoid paying statutory shared parental pay, you must still …

HMRC Shared Parental Pay (General) …
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Pay statutory sick pay only in cash (no in‑kind benefits)

When an employee is entitled to Statutory Sick Pay you must give them a monetary payment – usually via payroll or bank transfer. You cannot count meals, accommodation, board, services …

HMRC Statutory Sick Pay (General) …
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Pay tax due on trust income as settlor

If you have set up a trust, you (the settlor) are the person responsible for any tax charged under this part of the Income Tax Act. In some cases a …

HMRC Imprisonment Income Tax (Trading and …
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Pay tax on income you receive

If your business receives any income – or you have a right to it – you are the one who must pay the tax due on that income. In practice …

HMRC Income Tax (Trading and …
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Pay the authorised customs fee for imports

If you are importing goods into the UK, HMRC may charge you a fee for customs services. This regulation sets out that the fee cannot exceed the costs HMRC actually …

HMRC Prosecution The Customs (Import Duty) …
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Pay the default surcharge to HMRC within 30 days

If HMRC sends you a default notice and a surcharge notice for a payment you owe under the Construction Industry Scheme, you must pay the surcharge. The amount is based …

HMRC Income Tax (Construction Industry …
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Pay the full inheritance tax bill even if jointly liable

If more than one person is named as liable for the same inheritance tax, each of you must pay the whole amount. In practice this means you cannot rely on …

HMRC Prosecution Inheritance Tax Act 1984
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Pay the HMRC fee for non‑working day attendance requests

If HMRC asks you to attend a vehicle or premises on a Sunday or other non‑working day for a vehicle/ship report or an export, you may be charged a fee. …

HMRC The Customs (Import Duty) …
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Pay the specified amount to HMRC within 30 days

If HMRC serves you with a transfer notice, you must send the amount they specify to the address they give, and you must do it within 30 days of the …

HMRC Income Tax (PAYE) Regulations …
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Pay VAT by the due date when filing your return

When you submit your VAT return you must also pay the net VAT amount due. If the tax authority has set a different payment date or requires interim payments, you …

HMRC Council Directive 2006/112/EC (EU …
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Pay VAT on goods re‑imported after overseas repair or processing

If you temporarily export goods from Northern Ireland for repair, adaptation, or other processing abroad and then bring them back, you must treat the import as if the work was …

HMRC Value Added Tax Regulations …
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Pay VAT on goods re‑imported after overseas repair or processing

If you export goods from Northern Ireland to be repaired, processed, adapted or re‑worked abroad and then bring them back, you must treat the re‑import as if the work had …

HMRC Imprisonment Value Added Tax Regulations …
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Pay VAT on goods re‑imported to NI after repair abroad

If your business sends goods out of Northern Ireland to be repaired, processed or adapted outside the EU and then brings them back, you must treat the re‑import as if …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on goods re‑imported to Northern Ireland after overseas repair

If you export goods from Northern Ireland for repair, processing or adaptation outside the EU and then bring them back, you must treat the import as if the work had …

HMRC The Value Added Tax …
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Pay VAT on goods removed from a warehousing regime on the correct deadline

If your business stores excisable goods in a specified or Northern Ireland warehouse and you are VAT‑registered, you must pay the VAT due on those goods when they are taken …

HMRC Value Added Tax Regulations …
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Pay VAT on imported goods

When you bring goods into the UK you must account for the import VAT. Depending on the rules set by HMRC you may have to pay the VAT when the …

HMRC Council Directive 2006/112/EC (EU …
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Pay VAT on intra‑Community purchases even if you’re a non‑taxable legal person

If your organisation is a non‑taxable legal person (such as a charity or other non‑commercial body) and you buy goods from another EU country, you still have to pay VAT. …

HMRC Council Directive 2006/112/EC (EU …
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Pay VAT on investment gold transactions

If your business buys investment gold or certain gold products that are treated as VAT‑liable through Article 198, you may be the party who must pay the VAT. You must …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Pay VAT only on the amount shown on the invoice for EU acquisitions

When you buy goods from another EU member state and the acquisition date is set by the supplier’s invoice, you must calculate and remit VAT only on the value that …

HMRC Unlimited fine 2 years Imprisonment The Value Added Tax …
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Pay VAT only on the invoice amount for EU acquisitions

If you buy goods from another EU member state and the purchase is timed by the issue of the supplier’s invoice, you must calculate and pay VAT only on the …

HMRC Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas processing

If you send goods from Northern Ireland out of the EU for repair, processing, adaptation or re‑working and then bring them back, you must pay VAT on the re‑import as …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods abroad for repair, processing, adaptation or re‑working and then bring them back to the UK, you must treat the import as if the work had been …

HMRC Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods abroad for repair, processing, adaptation, making‑up or re‑working and you plan to bring them back, you must treat the re‑import as a domestic supply for VAT …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods abroad for repair, processing, adaptation or re‑working and then bring them back, you must treat the import as if the work had been done in the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods abroad for repair, processing, adaptation, or re‑working and then bring them back, you must treat the re‑import as if the work had been done in the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If your business sends goods out of Great Britain for repair, processing, adaptation or re‑work and then brings them back, you must pay import VAT on their return as if …

HMRC Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods abroad for repair, adaptation or other processing and plan to bring them back, you must pay import VAT as though the work had been done in …

HMRC Prosecution Value Added Tax Regulations …
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Pay VAT on re‑imported goods after overseas repair or processing

If you send goods from Northern Ireland abroad for repair, processing, adaptation or re‑working and then bring them back, you must treat the import as if the work had been …

HMRC Value Added Tax Regulations …
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Pay VAT on re‑imported goods and retain supporting records

If you send goods from Northern Ireland abroad for repair, processing or adaptation and then bring them back, you must treat the import as if the work had been done …

HMRC Value Added Tax Regulations …
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Pay VAT on re‑imported goods as if treatment done in NI

If you export goods from Northern Ireland for repair, processing or adaptation abroad and then bring them back, you must treat the VAT on the re‑importation as if the work …

HMRC Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods temporarily exported for repair

If you export goods from Northern Ireland to a country outside the EU for repair, processing or adaptation and then bring them back, you must treat the re‑import as if …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on re‑imported goods treated abroad

If you temporarily export goods for repair, processing or adaptation outside Great Britain and then bring them back, you must pay VAT on the re‑import as if the work had …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Pay VAT on removed warehouse goods by the specified deadline

If your business is VAT‑registered and approved to use the excise deferred‑payment scheme for goods stored in a specified or Northern Ireland warehouse, you must pay the VAT due on …

HMRC Value Added Tax Regulations …
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Pay VAT on time and retain supporting invoices

You must calculate the VAT due on each supply, pay it to HMRC by the deadline for that accounting period, and keep a dated, receipted VAT invoice and any receipt …

HMRC Value Added Tax Regulations …
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Pay VAT when filing your VAT return

If your business is registered for VAT, you must pay the net VAT you owe at the same time you submit your VAT return. HMRC may set a different payment …

HMRC Council Directive 2006/112/EC (EU …
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Pay VAT when removing goods from a fiscal warehouse

If your business takes goods out of a VAT‑warehouse (or goods are treated as supplied when removed), you must pay the VAT that becomes due at that moment. The payment …

HMRC Unlimited fine Imprisonment Value Added Tax Act …
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Pay VAT when you file your VAT return

If you’re a VAT‑registered business, you must pay the full amount of VAT you owe at the same time you submit your VAT return. HMRC can put a different deadline …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Provide a guarantee to extend the import duty payment deadline

If you owe import duty and another notified party is in breach, you can get a year to pay only if you give HMRC a guarantee. By providing that guarantee …

HMRC Imprisonment The Customs (Import Duty) …
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Provide an HMRC‑approved guarantee for import duty liabilities

If your business imports goods and may have to pay import duty, you must give HMRC a guarantee that covers the amount of duty (and any related charges) and keep …

HMRC The Customs (Import Duty) …
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Provide security as specified by HMRC notice

If HMRC sends you a notice saying you must give security – a deposit or guarantee – you must do so. The notice will tell you how much, how it …

HMRC Income Tax (PAYE) Regulations …
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Provide security for betting or gaming tax liabilities

If HMRC believes you might not pay your betting, pool betting or remote gaming duties, they can send you a notice asking you to provide security (e.g. a bank guarantee …

HMRC Finance Act 2014 (Theatre …
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Record VAT output tax adjustments in your VAT account

If you have already recorded output tax for a supply and later need to adjust that amount, you must add a positive entry to the VAT payable part of your …

HMRC Value Added Tax Regulations …
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Repay any plastic packaging tax credits you were not entitled to

If your business has received a plastic packaging tax credit that you were not eligible for, or if you lose eligibility after receiving it, you must pay that amount back …

HMRC Plastic Packaging Tax (General) …
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Repay erroneous customs duty remission within 10 days

If HMRC later decides that a customs duty remission or repayment you received was a mistake, they will notify you. You must return the money (plus any interest HMRC paid …

HMRC The Customs (Import Duty) …
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Repay excess tax recovered from trustees if liability is reduced

If you have recovered tax from a trustee because a chargeable event increased your tax bill, and later HMRC recalculates your tax and reduces the amount you actually owe, you …

HMRC Income Tax (Trading and …
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Repay tax deducted from payments to non‑UK residents when required

If your business has deducted tax from a payment to a non‑UK resident under the Income Tax (Trading and Other Income) Act, you must adjust that deduction by repaying tax. …

HMRC Income Tax (Trading and …
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Repay tax to employees on unpaid leave and record nil payments

If an employee is on unpaid leave, receives no pay on a normal pay day, and personally asks you to do so, you must work out any tax that would …

HMRC Income Tax (PAYE) Regulations …
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Repay tax within 14 days after the repayment period ends

If your business owes a repayment under the Plastic Packaging Tax arrangements, you must pay it to HMRC without waiting for a demand. The repayment has to be made within …

HMRC Plastic Packaging Tax (General) …
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Repay VAT and notify HMRC within 14 days after 90‑day period

If you have made a VAT repayment claim and HMRC tells you you must repay, you must send the repayment and any required notification to HMRC within 14 days after …

HMRC The Value Added Tax …
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Repay VAT to HMRC and notify them within 14 days

If HMRC tells you that a VAT claim you made must be repaid, you must send the repayment and any required notification to HMRC without waiting for a demand. The …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC and notify them within 14 days

If HMRC tells you, under the VAT Regulations, that you must repay VAT after a claim, you must send the repayment and any required notice to HMRC within 14 days …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC and notify them within 14 days

If HMRC tells you that you must repay VAT (under the relevant VAT regulations), you must send the payment and any required notification to HMRC without waiting for a formal …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC and notify within 14 days

If, after a VAT claim, you are told you must pay back tax, you must make that repayment and send any required notice to HMRC within 14 days of the …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC and send required notification

If HMRC tells you that you must repay VAT under regulation 43C, you must pay the amount and send any required notice to HMRC without waiting for a demand. Both …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC and send required notification within 14 days

If HMRC tells you that a VAT repayment you have received must be returned, you must pay the amount back and send any required notice within 14 days after the …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC within 14 days and notify them

If HMRC tells you that you must repay VAT (under regulation 43C), you must send the money back and any required notification within 14 days after the 90‑day waiting period …

HMRC Value Added Tax Regulations …
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Repay VAT to HMRC within 14 days and send required notice

If HMRC decides that you must repay VAT after you have made a claim, you must send the repayment and any required notification to HMRC within 14 days of the …

HMRC Value Added Tax Regulations …
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Report auction or sale and pay VAT within 21 days

If you run an auction or sell goods that are treated as supplied under Schedule 4 paragraph 7, you must, within 21 days of the sale, send HMRC a detailed …

HMRC Imprisonment Value Added Tax Regulations …
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Set off or reclaim excess PAYE tax after certification

If you end up overpaying PAYE because of a tax certification you issued, you’re allowed to either cancel the extra amount against tax you owe later on, or get that …

HMRC Income Tax (PAYE) Regulations …
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Set off overpaid apprenticeship levy before claiming a refund

If your business has paid more apprenticeship levy than required in a tax year, you must first use that overpayment to reduce any other PAYE‑related taxes you owe. Only after …

HMRC Income Tax (PAYE) Regulations …
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Stop VAT scheme and pay correct VAT when withdrawn

If HMRC decides you must leave a VAT scheme – for example because you’ve been convicted of a VAT offence, received a penalty, failed to leave when told, or the …

HMRC The Value Added Tax …
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Submit written undertakings and repay VAT claims to consumers

When you make a VAT repayment claim, you must give HMRC a signed written undertaking that names any consumers you have or will reimburse. You must then pay the full …

HMRC Value Added Tax Regulations …
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Use emergency tax code for new employees and deduct tax non‑cumulatively

When you hire someone and you don’t have a P45, you must treat the emergency tax code as if HMRC gave it to you. Record that code on your deductions …

HMRC Income Tax (PAYE) Regulations …
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Withdraw Enterprise Investment Scheme (EIS) relief if later found not due

If you have claimed EIS tax relief and it is later decided that the relief should not have been given, you must give the relief back. You can only withdraw …

HMRC Income Tax Act 2007
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Withdraw from VAT scheme and pay VAT due on cessation

If your business is operating a VAT scheme and you are convicted of a VAT offence, receive a penalty, fail to leave the scheme when required, or HMRC decides you …

HMRC Prosecution Value Added Tax Regulations …
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Act as a director while disqualified (bankruptcy‑related)

If you act as a company director, or take part in running a company, while you are an undischarged bankrupt or subject to a bankruptcy‑related restriction order, you commit a …

HMRC Prosecution Small Business, Enterprise and …
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Act as director while bankrupt or under restrictions

If you act as a company director, or take part in setting up or running a company, while you are an undischarged bankrupt or subject to a bankruptcy, debt‑relief or …

HMRC Prosecution Small Business, Enterprise and …
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Appoint a non‑natural person as director

If a company tries to appoint a corporation, partnership or any other legal person as a director (instead of a natural person), the appointment is void and the company, the …

HMRC Unlimited fine Prosecution Small Business, Enterprise and …
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Arrange sub‑contracted hire booking knowing the subcontractor will breach licence conditions

If you are a licensed private‑hire operator and you pass a booking on to another operator, you commit an offence if you know that the second operator will break the …

HMRC Unlimited fine 6 months Imprisonment Small Business, Enterprise and …
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Be liable for a body’s theatre‑tax‑relief offence

If a company or partnership commits an offence under section 277A (relating to stop notices) and a director, manager, partner or other senior person either consents to it, turns a …

HMRC Prosecution Finance Act 2014 (Theatre …
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Breach of walking possession agreement

If your business owes VAT and HMRC has taken possession of your goods under a walking possession agreement, you must not remove those goods from the premises without HMRC’s consent. …

HMRC Unlimited fine Prosecution Value Added Tax Act …
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Conceal or destroy documents after a conduct notice

If, after HMRC has issued a conduct notice (or warned that one will be issued), you hide, destroy or otherwise dispose of any document that HMRC could reasonably ask for, …

HMRC Unlimited fine 2 years Imprisonment Finance Act 2012 (introduced …
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Conceal or destroy documents after HMRC informal notice

If HMRC writes to you telling you a document may be needed for a tax notice and you hide, destroy or arrange for it to be hidden or destroyed (or …

HMRC Prosecution Finance Act 2014 (Theatre …
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Conceal or destroy documents required by HMRC

If HMRC (by way of a notice under section 255) tells you to produce a document and you hide, destroy, or arrange for the destruction of that document – even …

HMRC Prosecution Finance Act 2014 (Theatre …
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Conduct involving evasion or misstatement of plastic packaging tax

If your business carries out actions that amount to evading or misstating the plastic packaging tax – i.e. conduct that must have involved committing the fraud or misstatement offences under …

HMRC Unlimited fine 14 years Imprisonment Finance Act 2021 (Plastic …
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Corporate officer liable for tax offence

If your company commits a tax offence covered by the Finance Act 2014, any director, general manager, secretary or similar officer who was in post at the time can also …

HMRC Prosecution Finance Act 2014 (Theatre …
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Disclose confidential monitoring information

If you are an employer or employee and you reveal any monitoring data about employees or job applicants that was obtained under the Fair Employment (Monitoring) Regulations, you commit a …

HMRC Unlimited fine Prosecution Fair Employment (Monitoring) Regulations …
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Disclose or use VAT registration information unlawfully

If you reveal or use VAT registration details in breach of the rules set out in section 8 of the Small Business, Enterprise and Employment Act 2015, you commit a …

HMRC Unlimited fine Prosecution Small Business, Enterprise and …
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Dishonest evasion of Stamp Duty Land Tax

If you or your business deliberately carry out dishonest actions to avoid paying Stamp Duty Land Tax – for example by claiming an unauthorised relief, rebate or deferring payment you …

HMRC Unlimited fine Prosecution Finance Act 2003, Part …
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Fail to comply with an information request from the Pubs Code Adjudicator

If you deliberately ignore a written notice from the Pubs Code Adjudicator demanding documents or information (or you do not provide it by the deadline), you commit a criminal offence. …

HMRC Unlimited fine Prosecution Small Business, Enterprise and …
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Fail to comply with information duties under tax‑avoidance‑scheme rules

If you are a promoter (or any person) of a tax‑avoidance scheme and you do not fulfil the information, return or notification duties set out in sections such as 236B, …

HMRC £1000000 Prosecution Finance Act 2014 (Theatre …
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Fail to deliver inheritance tax account

If you are required to send an inheritance‑tax account (under sections 216 or 217) and you do not do so, you commit an offence. You will be hit with a …

HMRC £3000 Prosecution Inheritance Tax Act 1984
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Fail to deliver SDLT return on time

If you are required to send a Stamp Duty Land Tax (SDLT) return and you miss the filing deadline, you commit an offence. You will be hit with a flat‑rate …

HMRC Unlimited fine Prosecution Finance Act 2003, Part …
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Fail to ensure plastic packaging tax compliance as a tax representative

If you act as a tax representative for a non‑resident taxpayer under the plastic packaging tax, you must make sure that taxpayer meets all its tax obligations. Failing to secure …

HMRC Prosecution Finance Act 2021 (Plastic …
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Fail to keep and preserve required stamp duty land tax records

If you buy land and the transaction is not a notifiable SDLT transaction, you must keep records that prove this and preserve them for the required period. Failing to do …

HMRC £3000 Prosecution Finance Act 2003, Part …
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Fail to keep required gold transaction records

If your business does not keep the records or provide the information that the regulations under the Finance Act 1999 require for gold transactions, you commit an offence. HMRC can …

HMRC Unlimited fine Prosecution Value Added Tax Act …
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Fail to keep the central register statement up‑to‑date

If a private company does not keep the statement it must send to Companies House up‑to‑date (or fails to correct it when the company’s register of members is changed), the …

HMRC £1000 Prosecution Small Business, Enterprise and …
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Fail to pay betting, pool betting or remote gaming duty

If your business is required to pay general betting duty, pool betting duty or remote gaming duty and you do not pay it, you breach the Finance Act. That failure …

HMRC Unlimited fine Prosecution Finance Act 2014 (Theatre …
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Fail to pay the national minimum wage

If you employ someone who is entitled to the national minimum wage and you do not pay them at least the minimum rate for any pay‑reference period, you commit a …

HMRC Unlimited fine Prosecution National Minimum Wage Act …
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Fail to provide security or appoint UK representative

If your business is required to be registered for theatre tax relief and HMRC tells you to provide security or to appoint a UK representative and you do not do …

HMRC Unlimited fine Prosecution Finance Act 2014 (Theatre …
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Fail to retain applicant data or give false information

If you run a registered concern in Northern Ireland, you must collect each job applicant’s name and address, keep the information and any decision records for three years, and ensure …

HMRC Unlimited fine Prosecution Fair Employment (Monitoring) Regulations …
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Fail to retain employee monitoring records

If your business does not keep the written information and the determinations about an employee for three years after that employee leaves, and you have no reasonable excuse, you are …

HMRC Unlimited fine Prosecution Fair Employment (Monitoring) Regulations …
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Fail to submit a correct monitoring return

If your business submits a monitoring return to the Commission that is not prepared according to the Fair Employment Regulations or is missing required information, and you cannot show a …

HMRC £10000 Prosecution Fair Employment (Monitoring) Regulations …
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Fraudulently evade betting or gaming duty

If you knowingly take steps to avoid paying general betting duty, pool betting duty or remote gaming duty, you commit a criminal offence. On conviction you could face up to …

HMRC Unlimited fine 14 years Imprisonment Finance Act 2014 (Theatre …
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Fraudulently evade plastic packaging tax

If you knowingly help, or take steps towards, avoiding the plastic packaging tax – for example by claiming a tax credit or a refund you are not entitled to – …

HMRC Unlimited fine 14 years Imprisonment Finance Act 2021 (Plastic …
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Give incorrect zero‑rating certificate

If you (or your business) provide a certificate to a supplier claiming that a supply is eligible for zero‑rating or reduced VAT when it is not, you commit an offence. …

HMRC Unlimited fine Prosecution Value Added Tax Act …
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Knowingly facilitate fraudulent tax evasion

If you knowingly help or are involved in a fraudulent scheme to evade Stamp Duty Land Tax, you are committing a criminal offence. On conviction you could be sentenced to …

HMRC Unlimited fine 14 years Imprisonment Finance Act 2003, Part …
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Knowingly facilitate fraudulent VAT evasion

If you intentionally help, or take steps to help, anyone to cheat on VAT – for example by hiding sales, false invoicing or claiming a credit you aren’t entitled to …

HMRC Unlimited fine 14 years Imprisonment Value Added Tax Act …
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Make false statements on plastic packaging tax returns

If you provide a document or information to HMRC about the plastic packaging tax that you know is false, or you act recklessly or intend to deceive, you have committed …

HMRC Unlimited fine 14 years Imprisonment Finance Act 2021 (Plastic …
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Provide false information on employment monitoring return

If you knowingly give false information to anyone gathering data for a Fair Employment monitoring return, or you put false information into the return yourself without a reasonable excuse, you …

HMRC Unlimited fine Prosecution Fair Employment (Monitoring) Regulations …
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Provide false information to HMRC about a chargeable transfer

If your business supplies HMRC with incorrect information or documents – either deliberately (fraud) or carelessly (negligence) – about a transfer that would normally be subject to Inheritance Tax, you …

HMRC £3000 Prosecution Inheritance Tax Act 1984
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Unauthorised disclosure of VAT information

If you reveal VAT registration numbers, business names, addresses, or the value of supplies that you have obtained under the VAT Act – for example to competitors or the public …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Act …
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Use or supply restricted fuel for private pleasure craft

If you use, supply or allow restricted fuel (rebated fuel or marked oil) to be used as fuel for a private pleasure craft, you commit an offence. On conviction you …

HMRC Unlimited fine 7 years Imprisonment Digital Services Tax Act …
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Account for and keep VAT records for six years

You must calculate and pay any VAT due by the deadline for the accounting period in which you receive payment for a supply, and you must retain a dated, receipted …

HMRC Imprisonment Value Added Tax Regulations …
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Account for free services and private‑use goods in the correct VAT period

If your business supplies free services (or services listed in a Treasury order) or makes goods available for private use, you must treat those supplies as occurring on the last …

HMRC Prosecution Value Added Tax Regulations …
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Account for VAT and keep supporting records

When you receive payment for a taxable supply you must work out the VAT due and pay it by the deadline for that accounting period. You also need to keep …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT and retain invoices for six years

You must calculate, report and pay any VAT you owe by the deadline for the accounting period in which you receive payment for a supply. You also need to obtain …

HMRC Value Added Tax Regulations …
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Account for VAT and retain invoices/receipts for six years

You must pay the VAT you owe on each supply by the deadline for the accounting period in which you receive payment, and you must keep a dated VAT invoice …

HMRC Value Added Tax Regulations …
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Account for VAT at the correct time on construction supplies

When you supply services (or services with goods) for building, demolition or repair work and you invoice or get paid periodically, you must treat each supply as happening at the …

HMRC Value Added Tax Regulations …
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Account for VAT correctly on removal of goods

If you move goods from Northern Ireland to another EU Member State, or between EU Member States (including NI), you must only record VAT payable in your VAT account when …

HMRC Value Added Tax Regulations …
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Account for VAT correctly on removed goods

If your business moves goods between Northern Ireland and other EU Member States and the removal falls under the specific Removal Order rules, you must not record any VAT payable …

HMRC Value Added Tax Regulations …
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Account for VAT correctly on removed goods

If your business moves goods from Northern Ireland to another EU member state, or between EU member states (including to Northern Ireland), you must not record any VAT payable for …

HMRC Value Added Tax Regulations …
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Account for VAT each time you receive payment or issue an invoice on construction contracts

If you carry out construction, alteration, demolition, repair or maintenance work under a contract that pays you periodically, HMRC expects you to treat each payment you receive or each VAT …

HMRC Value Added Tax Regulations …
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Account for VAT on each royalty or similar payment

If you provide a service and the total price isn’t fixed at the time you do the work, any later royalty‑type payments you receive (or invoice for) must be treated …

HMRC Value Added Tax Regulations …
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Account for VAT on goods removed to/from NI and EU

If you move goods from Northern Ireland to another EU Member State, or between EU Member States (including NI), you must handle the VAT accounting correctly. You should not record …

HMRC Prosecution Value Added Tax Regulations …
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Account for VAT on goods removed to/from NI and the EU

If you move goods between Northern Ireland and any EU Member State (or between two EU Member States) under the specific Removal Order rules, you must not record any VAT …

HMRC Prosecution Value Added Tax Regulations …
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Account for VAT on removed goods correctly

If your business moves goods between Northern Ireland and an EU Member State, or between Member States (including NI), and the removal meets the specific conditions set out in the …

HMRC Value Added Tax Regulations …
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Account for VAT on removed goods correctly

When you move goods between Northern Ireland and another EU Member State (or between Member States) and the move falls under the specified removal rules, you must not record any …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT when goods from outside the UK are paid for or removed

When you sell goods that are treated as supplied from outside the United Kingdom, you must treat the supply as having taken place at the moment you receive payment. If …

HMRC Value Added Tax Regulations …
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Adjust output tax by making a negative entry

When a VAT adjustment is required under regulation 172H(2), you must reduce the VAT you owe by entering a negative amount in the VAT‑payable part of your VAT account for …

HMRC The Value Added Tax …
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Adjust output tax by making a negative entry in your VAT account

When regulation 172H(2) tells you to record an output‑tax entry, you must also record a matching negative entry in the VAT payable part of the same accounting period. The two …

HMRC Value Added Tax Regulations …
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Adjust output tax by making a negative entry in your VAT account

When you need to correct the amount of VAT you owe (as required by another VAT rule), you must enter a negative amount in the VAT payable part of your …

HMRC Value Added Tax Regulations …
View legislation →

Adjust output tax by making a negative VAT entry

If you need to correct the output VAT you have reported, you must record a negative entry in the VAT‑payable part of your VAT account for the same accounting period. …

HMRC Value Added Tax Regulations …
View legislation →

Adjust output tax with a negative entry in your VAT account

If you need to change the amount of VAT you owe on your sales (as required by regulation 172H(2)), you must record a negative entry in the VAT payable part …

HMRC Value Added Tax Regulations …
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Adjust output tax with a negative VAT entry

If you are required to make a VAT adjustment under regulation 172H(2), you must record a negative amount in the VAT‑payable part of your VAT account for the same accounting …

HMRC Value Added Tax Regulations …
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Adjust output VAT in your VAT account as required

If you are entitled to adjust the VAT you owe under section 55A(6), you must record a negative entry in the VAT‑payable part of your VAT account for the same …

HMRC The Value Added Tax …
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Adjust VAT account after correcting a supply entry

If you first record VAT on a supply using regulation 172L and later correct that same supply with regulation 172I, you must also make a matching positive entry in the …

HMRC Value Added Tax Regulations …
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Adjust VAT account entries when supply status changes

If the price of a sale changes so that it now falls under (or no longer falls under) the special reverse‑charge rules for missing‑trader fraud, you must update your VAT …

HMRC Value Added Tax Regulations …
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Adjust VAT account for input‑tax repayment

If you have to repay input tax because a claim has been made on a VAT deduction you claimed, you must record a negative entry in your VAT account for …

HMRC Value Added Tax Regulations …
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Adjust VAT account for input‑tax repayment claims

If your business has claimed VAT on a purchase as input tax and you later receive a repayment claim for part or all of that VAT, you must record a …

HMRC Value Added Tax Regulations …
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Adjust VAT account for repaid input tax

If your business has claimed input VAT on a purchase and later a repayment claim is made, you must record a negative entry in your VAT account for the accounting …

HMRC Value Added Tax Regulations …
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Adjust VAT account for repayment claims

If you have claimed input VAT on a purchase and later make a claim for a repayment, you must record a negative entry in your VAT account for the accounting …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT accounts when a supply changes its missing‑trader fraud status

If the price of a supply you sell or buy goes up or down and that change means the supply now falls inside, or moves out of, the special missing‑trader …

HMRC Value Added Tax Regulations …
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Adjust VAT accounts when a supply’s status changes for missing‑trader fraud

If the price you charge for a sale goes up and the supply then falls under the missing‑trader fraud rules, or if the price goes down and it no longer …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT accounts when a supply’s tax status changes

If the price of a product or service changes so that it now falls under (or no longer falls under) the anti‑fraud rules in section 55A(6), you and your customer …

HMRC Value Added Tax Regulations …
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Adjust VAT accounts when a supply’s tax status changes

If the price you charge (or pay) for a supply changes so that it either starts to fall under, or stops falling under, the special anti‑fraud rules in section 55A(6), …

HMRC Value Added Tax Regulations …
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Adjust VAT accounts when a supply’s VAT status changes

If the price of a supply you sell or buy goes up or down and that change means the supply now falls under (or no longer falls under) the special …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT accounts when a supply’s VAT status changes

If the price of a sale or purchase changes so that the supply either becomes subject to, or stops being subject to, the anti‑fraud rule in section 55A(6) of the …

HMRC Value Added Tax Regulations …
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Adjust VAT account to restore input tax credit

If your business has claimed a repayment of input tax, lodged the VAT return for that period and paid the VAT due, you must record a further entry in your …

HMRC Value Added Tax Regulations …
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Adjust VAT account to restore input tax credit when you pay for supplies

If you have claimed an input tax repayment on a purchase and later pay part or all of the price for that supply, you must increase your VAT account by …

HMRC Value Added Tax Regulations …
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Adjust VAT account when you later pay for a supply

If your business has claimed a repayment of input VAT for a purchase, filed the VAT return and paid any VAT due, and then you pay part or all of …

HMRC Value Added Tax Regulations …
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Adjust VAT account when you later pay for a supply after claiming input tax repayment

If you have claimed an input tax repayment in a VAT period and later pay part or all of the price for that supply, you must record a corrective entry …

HMRC Value Added Tax Regulations …
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Adjust VAT output tax entries for supplies under section 55A(6)

If you have to adjust the VAT you charge on a supply that falls under section 55A(6), you must record a negative entry in the VAT‑payable part of your VAT …

HMRC Value Added Tax Regulations …
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Adjust VAT output tax entries for the same supply

If you have already recorded a VAT adjustment for a supply (under regulation 172L) and later make another adjustment for the same supply (under regulation 172I), you must also increase …

HMRC Value Added Tax Regulations …
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Adjust VAT output tax for qualifying supplies

If you have a supply that falls under the VAT adjustment rules (section 55A (6)), you must record a negative entry in your VAT account to reduce the output tax …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT records when a supply starts or stops being covered by section 55A(6)

If the price you charge for a supply changes so that the supply either becomes subject to, or ceases to be subject to, the special missing‑trader fraud rules (section 55A(6) …

HMRC The Value Added Tax …
View legislation →

Adjust VAT records when a supply’s tax status changes

If the price you charge for a good or service goes up or down and that change makes the supply fall under (or out of) the special missing‑trader fraud rules …

HMRC Value Added Tax Regulations …
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Adjust your VAT account for output tax adjustments

If you make an output‑VAT adjustment under section 55A(6), you must record a matching negative entry in the VAT‑payable part of your VAT account for the same accounting period. If …

HMRC Value Added Tax Regulations …
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Adjust your VAT account when you later pay for a supply

If you have claimed a repayment of input tax for a purchase and later pay part or all of the purchase price that was still unpaid at the end of …

HMRC The Value Added Tax …
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Allocate input tax on mixed‑use services to taxable supplies

If your business pays VAT on services such as accounting, legal, advertising or similar that you use for both financial supplies and other activities, you must split that VAT proportionally. …

HMRC Value Added Tax Regulations …
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Allocate input tax to investment gold correctly

If your VAT‑registered business buys, transforms or sells investment gold, you can only reclaim the VAT on costs that relate directly to that gold. Any costs that are shared with …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Allocate payment amounts to each VAT supply correctly

If you sell more than one item or service to the same customer and they pay you with a single amount, you must split that payment between the individual supplies. …

HMRC Value Added Tax Regulations …
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Allocate payments to each supply in your VAT records

When you sell more than one product or service to the same customer and receive a single payment that covers those sales, you must split that payment between the supplies. …

HMRC Value Added Tax Regulations …
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Allocate received payments to each supply correctly

If you sell more than one supply to the same customer and they pay you in a single sum, you must split that payment across the individual supplies. Use the …

HMRC Value Added Tax Regulations …
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Allocate VAT between goods and credit on hire‑purchase payments

If your business sells goods and also provides credit under a hire‑purchase, conditional sale or credit sale agreement, you must split every payment you receive into a part that relates …

HMRC Value Added Tax Regulations …
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Apply correct VAT on excise goods to non‑taxable EU customers

When you sell excise‑duty goods (such as alcohol, tobacco or energy products) to a customer who is not registered for VAT in another EU Member State, you must treat the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Apply zero‑rate VAT on eligible excise goods supplies to non‑taxable EU customers

If you sell excise goods (e.g., alcohol, tobacco) that are moved from Northern Ireland to a EU member state and the buyer is not registered for tax there, you must …

HMRC Imprisonment Value Added Tax Regulations …
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Apportion input VAT on specified services used for financial supplies

If your business pays VAT on services such as accounting, legal, advertising or similar, and you use those services both for making financial supplies (e.g. loans, insurance or other regulated …

HMRC Value Added Tax Regulations …
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Attribute input tax to taxable supplies for foreign and specified goods/services

If your business pays VAT on imported goods or services that you use partly for taxable sales (including foreign sales that would be taxable if made in the UK, or …

HMRC Value Added Tax Regulations …
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Attribute input VAT correctly to investment‑gold supplies

If your business supplies investment gold, buys gold to turn into investment gold, or uses services that change gold’s form, you can only reclaim VAT on costs that relate directly …

HMRC Value Added Tax Regulations …
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Attribute input VAT to investment gold supplies and keep records

If your business sells, produces or transforms investment gold, you can only reclaim VAT on the costs that relate directly to that gold. You must work out what proportion of …

HMRC Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

For every VAT accounting period you must work out how much of the VAT you have paid (input tax) can be reclaimed. You do this by identifying which purchases are …

HMRC Imprisonment Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

Each VAT accounting period you must work out how much VAT you can reclaim by attributing the input tax on your purchases to the parts of your business that make …

HMRC Value Added Tax Regulations …
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Calculate and attribute input tax to taxable supplies

For each VAT accounting period you must work out how much VAT you can reclaim by attributing the input tax to the supplies that are taxable. You must allocate all …

HMRC Imprisonment Value Added Tax Regulations …
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Calculate and claim fixed‑rate writing‑down allowance each accounting period

If your company chooses the fixed‑rate writing‑down allowance (under s.730), you must each accounting period add a tax debit equal to the lower of 4% of the asset’s cost or …

HMRC Corporation Tax Act 2009
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Calculate and keep a written record of recycled plastic content

If your business is required to register for Plastic Packaging Tax, you must work out what percentage of each plastic packaging component is made from recycled plastic. You can do …

HMRC Plastic Packaging Tax (General) …
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Calculate and record taxable use of capital items for VAT

If your business owns a capital item (e.g., plant, equipment or a building) that is used for both taxable and exempt supplies, you must work out each period how much …

HMRC Value Added Tax Regulations …
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Calculate and record taxable use of each capital item

If your business owns a capital item (for example a building, plant or equipment) that you use for both taxable and exempt supplies, you must work out each year (or …

HMRC Value Added Tax Regulations …
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Calculate and record the cost of any building used in your trade

When you buy or build a property that you use for your business, you must work out the building’s cost for tax purposes. Use the lower of market value or …

HMRC Prosecution Income Tax (Trading and …
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Calculate taxable use of capital items for VAT input tax

If you own a capital item such as equipment or a building and have reclaimed VAT on it, you must work out how much of that VAT relates to making …

HMRC Prosecution Value Added Tax Regulations …
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Charge UK VAT on excise goods sold to non‑taxable EU customers

If your business sells excise goods such as alcohol, tobacco or energy to a customer in another EU member state who is not registered for VAT there, you must treat …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Collect and keep Shared Parental Pay notices from father/partner

When one of your staff (or their partner) wants to claim Shared Parental Pay for a birth, you must receive a written notice from them at least eight weeks before …

HMRC Shared Parental Pay (General) …
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Collect and retain employee notice and evidence for Shared Parental Pay

When a mother employee tells you she wants to claim Shared Parental Pay, you must receive her written notice showing how many weeks she and the partner intend to take, …

HMRC Shared Parental Pay (General) …
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Collect written Protestant/Catholic status from staff and applicants

You must get a written statement from every employee about whether they are Protestant, Roman Catholic, or neither. If you don’t already have one, you must ask them in writing …

HMRC Fair Employment (Monitoring) Regulations …
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Create and retain a signed written PAYE Settlement Agreement

When you use a PAYE Settlement Agreement (PSA) you must put it in writing – paper or electronic – and have both you and HMRC sign and date it. The …

HMRC Income Tax (PAYE) Regulations …
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Deduct PAYE tax on post‑termination payments and keep records

If you make a payment to a former employee after they have left, and that payment becomes a PAYE‑eligible amount that wasn’t shown on their P45, you must treat it …

HMRC Income Tax (PAYE) Regulations …
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Determine and record first entry‑into‑service date for new transport

When you buy a new ship, aircraft or motor‑powered vehicle you must work out the exact date it first entered service for VAT purposes. Use the delivery date, registration date …

HMRC Value Added Tax Regulations …
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Determine and record plastic content of packaging components

If your business makes or imports packaging components that contain plastic, you must calculate how much plastic (and any other listed substances) each component contains and keep a written record …

HMRC Plastic Packaging Tax (General) …
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Determine taxable use of capital items for VAT input tax

If your business owns a capital asset (such as equipment or a building) that is used for both taxable and exempt supplies, you must work out how much of the …

HMRC Value Added Tax Regulations …
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Ensure any business deal meets arm’s‑length commercial criteria for tax

The Income Tax Act explains what counts as a "commercial transaction" for tax purposes. If your company makes a deal that is part of or aimed at starting a trade …

HMRC Income Tax Act 2007
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Ensure EU acquisition invoices meet prescribed requirements

When you buy goods from another EU member state, the VAT rules say the time of acquisition is based on the invoice date. You must make sure the invoice – …

HMRC Value Added Tax Regulations …
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Ensure intra‑EU invoices meet legal and format rules

If you buy goods from another EU country and the acquisition date is set by the invoice issue date, you must have an invoice that is either issued by the …

HMRC Value Added Tax Regulations …
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Ensure VAT zero‑rating certificates contain required information

If your business provides services on goods that are in a fiscal or other warehousing scheme and you want to zero‑rate those services for VAT, you must obtain a certificate …

HMRC The Value Added Tax …
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Ensure VAT zero‑rating certificates contain required information

If your business provides services that are zero‑rated because the goods are held under a fiscal or other warehousing regime, you must have a certificate that meets HMRC’s prescribed format. …

HMRC Value Added Tax Regulations …
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Ensure VAT zero‑rating certificates contain the required information

If you supply services that you want to zero‑rate because the goods involved are in a fiscal or other warehousing scheme, you must obtain a certificate that includes all the …

HMRC Value Added Tax Regulations …
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Ensure VAT zero‑rating certificates contain the required information

If your business provides services on goods that are in a fiscal or other warehousing regime and you want to zero‑rate those services for VAT, you must issue a certificate …

HMRC Value Added Tax Regulations …
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Ensure VAT zero‑rating certificates contain the required information

When you need a VAT zero‑rating certificate for services performed on goods that are in a fiscal or other warehousing scheme, you must complete the certificate using the exact format …

HMRC Value Added Tax Regulations …
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Ensure you are sole beneficial owner of any investment

When you invest in something, you must be the only person who truly owns it for tax purposes. If the investment is a loan, the person who will be repaid …

HMRC Income Tax Act 2007
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Ensure zero‑rating certificates contain required information

If your business claims VAT zero‑rating for services performed on goods that are in a fiscal or other warehousing scheme, the supporting certificate you submit must include the exact details …

HMRC Value Added Tax Regulations …
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Ensure zero‑rating certificates contain the prescribed information

If you provide services on goods that are in a fiscal or other warehousing scheme and you want those services to be zero‑rated for VAT, you must obtain a certificate …

HMRC Value Added Tax Regulations …
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Exclude finance interest from customs transaction value

When you import goods using a finance agreement, you must leave out the interest charged on that finance when calculating the customs value for import duty, as long as the …

HMRC The Customs (Import Duty) …
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Get and keep proper VAT invoices from foreign suppliers

If you buy goods or services from a supplier in another EU member state, that supplier must give you a VAT‑compliant invoice. You need to receive that invoice within 15 …

HMRC Imprisonment The Value Added Tax …
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Include required details on all VAT invoices

Whenever you issue a VAT invoice you must put a set list of information on it – a unique invoice number, dates, supplier and customer details, a clear description of …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Include required details on every VAT invoice

Whenever you issue a VAT invoice, you must make sure it contains all the information set out in the Regulations – a unique invoice number, dates, supplier and customer details, …

HMRC Imprisonment Value Added Tax Regulations …
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Include required details on every VAT invoice

Whenever you issue a VAT invoice you must put a set list of details on it – a unique invoice number, dates, supplier and customer names and addresses, description of …

HMRC Value Added Tax Regulations …
View legislation →

Include required details on every VAT invoice

Whenever your business issues a VAT invoice you must put a set list of information on it – a unique invoice number, dates, supplier and customer details, description of the …

HMRC Prosecution Value Added Tax Regulations …
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Include required details on every VAT invoice

If your business is VAT‑registered, every VAT invoice you issue must contain a set list of items – a unique invoice number, dates, supplier and customer details, a clear description …

HMRC Value Added Tax Regulations …
View legislation →

Include required details on every VAT invoice

If your business is VAT‑registered you must put a set list of information on each VAT invoice you issue. This includes a unique invoice number, dates, supplier and customer details, …

HMRC Value Added Tax Regulations …
View legislation →

Include required details on fiscal warehousing certificates

If your business supplies goods that will be placed in fiscal warehousing, you must issue a certificate that contains exactly the information set out in the form published by HMRC. …

HMRC Value Added Tax Regulations …
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Include required details on fiscal warehousing certificates

When you supply goods that are to be placed in fiscal warehousing, you must issue a certificate that contains all the information set out in the form published by the …

HMRC The Value Added Tax …
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Include required details on fiscal warehousing certificates

When you supply goods that are to be placed in fiscal warehousing, you must issue a certificate that contains all the information set out in the form specified by HMRC …

HMRC Value Added Tax Regulations …
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Include required details on fiscal warehousing certificates

When you supply goods that will be placed in fiscal warehousing, you must issue a certificate that contains all the information set out in the form the Commissioners publish. In …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Include required information on every VAT invoice

Whenever you issue a VAT invoice you must put a set of specific details on it – a unique reference number, dates, supplier and customer names and addresses, a clear …

HMRC Prosecution The Value Added Tax …
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Include required information on fiscal warehousing certificates

When you supply goods that are to be placed in fiscal warehousing, you must issue a certificate that contains the exact details set out by HMRC in their notice. Check …

HMRC Value Added Tax Regulations …
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Include required information on fiscal warehousing certificates

When you supply goods that are going to be placed in fiscal warehousing, you must issue a certificate that contains all the details set out in the form published by …

HMRC Value Added Tax Regulations …
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Include required information on VAT zero‑rating certificates

If you provide services on goods that are in a fiscal or other warehousing regime and want to zero‑rate the VAT, you must issue a certificate that contains exactly the …

HMRC Value Added Tax Regulations …
View legislation →

Include required information on VAT zero‑rating certificates

If your business claims zero‑VAT for services performed on goods that are in a fiscal or other warehousing regime, the supporting certificate must contain exactly the details set out in …

HMRC Value Added Tax Regulations …
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Include required information on zero‑rating certificates for goods in fiscal or warehousing regimes

If your business supplies a service that you want to zero‑rate for VAT because the goods it relates to are in a fiscal or other warehousing arrangement, you must issue …

HMRC Value Added Tax Regulations …
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Issue an invoice for EU supplies subject to the reverse charge

If you’re a trader in the EU supplying goods or services to a UK VAT‑registered business and you want the supply to be treated under the UK reverse‑charge rules (paragraph …

HMRC Value Added Tax Regulations …
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Issue compliant invoices for VAT

When you sell goods or services that need VAT, you must issue an invoice that satisfies the EU VAT rules. The invoice can be on paper or electronic, but it …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Issue credit note when VAT rate changes

If the VAT rate changes after you have issued a VAT invoice for a supply (and you have made an election under s.88), you must send the customer a credit …

HMRC Value Added Tax Regulations …
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Issue detailed VAT invoices for lease payments

If your business lets property or equipment under a tenancy or lease that is treated as a supply of goods, you must issue a VAT invoice at the start of …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Issue EU acquisition invoices under the supplier’s law

When you buy goods from another EU member State and the acquisition date is based on the invoice issue date, you must make sure the invoice is issued either by …

HMRC Value Added Tax Regulations …
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Issue EU‑member‑state‑compliant invoice for cross‑border acquisitions

If your business buys goods from another EU member state and the acquisition date is set by the invoice issue date, you must ensure the invoice is either issued by …

HMRC Value Added Tax Regulations …
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Issue fiscal warehousing certificates with required information

If you supply goods that are to be placed in fiscal warehousing, you must provide a certificate that includes all the details set out in the form the Commissioners publish. …

HMRC Value Added Tax Regulations …
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Issue invoice for intra‑EU supplies

If your business (as a VAT‑registered trader) sells goods or services to a customer in another EU Member State that falls under Schedule 9ZA paragraph 6(9), you must give that …

HMRC Value Added Tax Regulations …
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Issue or obtain compliant EU acquisition invoices

When you buy goods from another EU Member State and the VAT rules say the acquisition date is set by the invoice date, you must have an invoice that meets …

HMRC Value Added Tax Regulations …
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Issue proper invoices for all taxable supplies

If you sell goods or services that are subject to VAT, you must give the buyer a full tax invoice every time you supply. The invoice has to contain all …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Issue proper VAT invoice for intra‑EU supplies

If your VAT‑registered business sells goods or services to a customer in another EU member state under paragraph 6(9) of Schedule 9ZA, you must give that customer a VAT invoice. …

HMRC Value Added Tax Regulations …
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Issue required invoice for intermediate supplies

When you, as an intermediate supplier, sell goods that fall under paragraph 6(2) of Schedule 9ZA, you must give your customer an invoice that meets the VAT rules. The invoice …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoice for supplies ≤ £250

When you sell goods or services worth £250 or less and you are a VAT‑registered business (including in Northern Ireland), you only need to give a simplified VAT invoice. That …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoices for sales up to £250

When you sell goods or services for £250 or less and you’re VAT‑registered in Northern Ireland, you only need to give a simplified VAT invoice. The invoice must show your …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoices for supplies ≤ £250

When you sell goods or services worth £250 or less and you are a VAT‑registered trader in Northern Ireland (and the customer isn’t in another EU Member State), you only …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you sell goods or services and a supplementary charge becomes payable under the Finance Acts, but your original VAT invoice didn’t include that charge, you must send the customer …

HMRC Value Added Tax Regulations …
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Issue VAT‑compliant invoice for intermediate supplies

If your business acts as an intermediate supplier and makes a sale that falls under paragraph 6(2) of Schedule 9ZA, you must give the customer an invoice that meets the …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Issue VAT‑compliant invoice for intermediate supplies

If your business acts as an intermediate supplier and sells goods that have been removed to the UK, you must give your customer an invoice that meets the required VAT …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for EU supplies

When you sell goods or services to a customer in another EU member state that falls under the specific VAT rule, you must give them a VAT invoice that meets …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services on goods in fiscal/warehousing schemes

If your business provides services on goods that are stored under a fiscal or other warehousing regime and you want to zero‑rate those services for VAT, you must give the …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services under fiscal warehousing regime

If your business provides services that relate to goods held in a fiscal or other warehousing scheme, you must give the customer a VAT invoice that shows all the required …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for zero‑rated services within 30 days

If you provide services on goods that are in a fiscal or other warehousing scheme and you want those services to be zero‑rated for VAT, you must give the customer …

HMRC Value Added Tax Regulations …
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Issue VAT invoices for lease payments with required details

If you let property and charge rent or lease payments on a periodic basis, you must treat each payment as a separate supply of goods for VAT. You need to …

HMRC Value Added Tax Regulations …
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Issue VAT invoices for taxable supplies

Whenever your business makes a taxable sale of goods or services, you must give a VAT invoice (or arrange for one) that shows the required details. The invoice must be …

HMRC Council Directive 2006/112/EC (EU …
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Keep all required VAT records

If your business is VAT‑registered you must keep a full set of records for VAT accounting. This includes your business and accounting books, your VAT account, copies of every sales …

HMRC Value Added Tax Regulations …
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Keep and maintain a detailed VAT account

If your business is registered for VAT you must keep a separate VAT account for each accounting period. The account must be split into a ‘VAT payable’ part (outgoing tax …

HMRC Prosecution Value Added Tax Regulations …
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Keep and maintain a VAT account for each accounting period

If your business is VAT‑registered you must keep a separate VAT account for every tax period. The account has two parts – a payable side for the VAT you owe …

HMRC Prosecution Value Added Tax Regulations …
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Keep and maintain VAT records electronically

If your business is VAT‑registered you must store all required VAT information in an electronic account. The account has to be kept on software that HMRC has approved, and you …

HMRC Value Added Tax Regulations …
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Keep and provide a fiscal warehousing record

If you run a fiscal warehouse you must keep a detailed record of all goods stored there, in a format that HMRC approves. The record has to be kept for …

HMRC Value Added Tax Regulations …
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Keep and retain VAT records for six years

If your business is VAT‑registered you must keep your accounting records and copies of all invoices that fall under the VAT scheme, and you must hold them for six years …

HMRC Value Added Tax Regulations …
View legislation →

Keep and retain VAT records for six years

If your business is VAT‑registered, you must keep your accounting records and a copy of every VAT invoice you issue. Store them safely and keep them for at least six …

HMRC Value Added Tax Regulations …
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Keep business and invoice records for 6 years

If your business is VAT‑registered you must keep your accounting books and copies of all invoices covered by the VAT rules, and retain them for six years (or a shorter …

HMRC Value Added Tax Regulations …
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Keep CIS records and let HMRC inspect them

If the contractor who pays you under the Construction Industry Scheme withholds sums that HMRC treats as payments toward your tax liability, you must keep detailed records of what you …

HMRC Income Tax (Construction Industry …
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Keep copies of all invoices for VAT

As a taxable person, you must keep a copy of every invoice you issue, receive or receive on your behalf – whether on paper or digitally. HMRC can ask to …

HMRC Council Directive 2006/112/EC (EU …
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Keep detailed records for each VAT claim

Whenever you make a claim to HMRC for a VAT refund you must keep a record of that claim. The record must show the VAT amount on each supply, the …

HMRC The Value Added Tax …
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Keep detailed records for each VAT claim

Whenever you make a claim to HMRC for a VAT refund (e.g. for a bad debt), you must keep a detailed record of that claim. The record must include the …

HMRC Value Added Tax Regulations …
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Keep detailed records for each VAT refund claim

Whenever your business makes a claim to HMRC for a VAT refund (e.g., bad‑debt relief), you must keep a record of that claim. The record must contain specific details such …

HMRC Value Added Tax Regulations …
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Keep detailed records for VAT bad debt claims

If you claim a VAT refund for a bad debt, you must keep a detailed record for each claim. The record must include the VAT amount, the accounting period, invoice …

HMRC Value Added Tax Regulations …
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Keep detailed records for VAT bad‑debt refund claims

If you claim a VAT refund for a bad debt, you must keep a record of each claim with specific details – the VAT amount, the accounting period it relates …

HMRC Value Added Tax Regulations …
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Keep detailed records for VAT bad‑debt refund claims

If your business claims a VAT refund because a customer has not paid (a bad debt), you must keep a record for each claim that includes the VAT amount, the …

HMRC Prosecution Value Added Tax Regulations …
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Keep detailed records for VAT refund claims

Whenever you make a claim to HMRC for a VAT refund (for example, a bad‑debt claim), you must keep a record of that claim. The record must contain specific details …

HMRC Value Added Tax Regulations …
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Keep detailed records of VAT bad‑debt claims

If your business makes a claim to HMRC for a VAT refund on a bad debt, you must record the claim in detail. The record must include the VAT amount, …

HMRC Prosecution Value Added Tax Regulations …
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Keep detailed records of VAT bad‑debt claims

When you make a claim to HMRC for a VAT refund on a bad debt, you must keep a record of each claim showing the VAT amount, the accounting period …

HMRC Value Added Tax Regulations …
View legislation →

Keep detailed records of VAT refund claims

If your business makes a claim to HMRC for a VAT refund (for example, on a bad‑debt), you must keep a record of each claim. The record must show the …

HMRC Value Added Tax Regulations …
View legislation →

Keep detailed records of VAT refund claims

Whenever you make a claim to HMRC for a VAT refund (for example, on a bad debt), you must keep a record of that claim. The record must include the …

HMRC Value Added Tax Regulations …
View legislation →

Keep detailed VAT accounts and registers

If your business is VAT‑registered you must maintain full accounting records and specific registers of goods moved abroad within the EU. These records must be detailed enough for HMRC to …

HMRC Council Directive 2006/112/EC (EU …
View legislation →

Keep detailed VAT records and registers for intra‑EU goods movements

If your business is registered for VAT and you send, receive or store goods that move between EU Member States, you must keep full accounting details and specific registers of …

HMRC Council Directive 2006/112/EC (EU …
View legislation →

Keep evidence for VAT on excise goods supplied to non‑taxable persons abroad

If you sell excise‑duty goods (such as alcohol, tobacco or fuel) to a buyer who isn’t registered for VAT in another EU member state, you must retain the proper paperwork …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
View legislation →

Keep full VAT records

If your business is registered for VAT you must keep a complete set of records for every VAT transaction. This includes your normal accounting books, a VAT account, copies of …

HMRC Prosecution Value Added Tax Regulations …
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Keep invoices and documents needed to claim VAT deductions

If you want to recover VAT on your purchases, you must keep proper invoices and import documents and give the required details in your VAT returns. The rule says you …

HMRC Council Directive 2006/112/EC (EU …
View legislation →

Keep non‑PAYE records for three years

If your business acts as a specified employment intermediary, you must retain all non‑PAYE records (those not sent to HMRC) for at least three years after the end of the …

HMRC Income Tax (PAYE) Regulations …
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Keep PAYE Settlement Agreement records for 3 years

If you run a payroll and use a PAYE Settlement Agreement (PSA), you must retain every record that relates to the PSA – the earnings covered, how you calculated the …

HMRC Income Tax (PAYE) Regulations …
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Keep proper evidence before making a VAT claim

Before you lodge a claim for a VAT refund, you must have the relevant paperwork ready. This includes a copy of the VAT invoice (or, if none was required, a …

HMRC Value Added Tax Regulations …
View legislation →

Keep proper records to claim VAT deductions

If your business wants to recover VAT on purchases, imports or intra‑Community acquisitions, you must have the correct invoices and other supporting documents and complete the VAT return with the …

HMRC Council Directive 2006/112/EC (EU …
View legislation →

Keep records and report PAYE for offshore continental shelf workers

If your business holds a UKCS continental shelf workers certificate and supplies staff to offshore installations, you must operate PAYE as you would for any employee. This means making the …

HMRC Income Tax (PAYE) Regulations …
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Keep records for plastic packaging tax credit claims

If your business claims a Plastic Packaging Tax credit, you must hold detailed evidence to support the claim – things like the amount of credit claimed, why you think it …

HMRC Plastic Packaging Tax (General) …
View legislation →

Keep records of all consumer reimbursements

Whenever you pay back a consumer (or plan to), you must record who they are, how much you paid them, any interest you included and the date of the payment. …

HMRC Value Added Tax Regulations …
View legislation →

Keep records of consumer reimbursements

If your business pays back a consumer – whether as a refund, compensation or any other reimbursement – you must record who was paid, how much they received, any interest …

HMRC Value Added Tax Regulations …
View legislation →

Keep records of consumer reimbursements

If your business refunds customers, you must keep a clear record for each refund. Record the consumer’s name and address, the total amount you paid back, any interest included, and …

HMRC Value Added Tax Regulations …
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Keep records of consumer reimbursements

If your business reimburses a consumer (or plans to), you must keep a record of each repayment. The record must show the consumer’s name and address, the total amount paid …

HMRC Prosecution Value Added Tax Regulations …
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Keep records of consumer reimbursements

Whenever you refund a customer you must keep a clear record that shows the customer’s name and address, the total amount you paid them, any interest you added, and the …

HMRC Value Added Tax Regulations …
View legislation →

Keep records of consumer reimbursements

If your business reimburses a consumer (or plans to do so) you must maintain a record for each payment. The record must show the consumer’s name and address, the total …

HMRC Value Added Tax Regulations …
View legislation →

Keep records of consumer reimbursements

If your business reimburses a consumer (or plans to do so) you must keep a written record of each reimbursement. Record the consumer’s name and address, the total amount paid …

HMRC Value Added Tax Regulations …
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Keep records of consumer reimbursements

If your business reimburses a consumer (or plans to), you must keep a clear record of each payment. This includes the consumer’s name and address, how much you paid, any …

HMRC Value Added Tax Regulations …
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Keep records of consumer reimbursements

Whenever your business reimburses a consumer – or plans to do so – you must record who the consumer is, how much you paid them (including any interest) and the …

HMRC The Value Added Tax …
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Keep records of consumer reimbursements

If your business repays, or plans to repay, a consumer you must keep a simple record for each case. The record must show the consumer’s name and address, how much …

HMRC Value Added Tax Regulations …
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Keep records of consumer reimbursements

If your business reimburses a consumer (or plans to do so), you must keep a record of each case. The record must show the consumer’s name and address, how much …

HMRC Value Added Tax Regulations …
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Keep records of investment gold transactions and customer details

If your business buys, sells or transforms investment gold, you must keep proper accounts of all significant gold transactions and retain the documents that allow you to identify the customers …

HMRC Council Directive 2006/112/EC (EU …
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Keep records of investment‑gold transactions and customer ID for five years

If your business buys, sells or transforms investment gold, you must keep proper accounts of every substantial transaction and retain the documents that identify your customers. These records must be …

HMRC Council Directive 2006/112/EC (EU …
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Keep records of investment gold transactions and customer IDs for 5 years

If your business trades investment gold, you must maintain detailed accounts of every significant transaction and keep the documents that allow you to identify the customers involved. These records must …

HMRC Council Directive 2006/112/EC (EU …
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Keep records of Plastic Packaging Tax reimbursements

If your business receives or plans to receive a reimbursement under the Plastic Packaging Tax, you must keep written details of who you paid, how much (including any interest) and …

HMRC Plastic Packaging Tax (General) …
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Keep records proving subcontractor unemployment for CIS exemption

If a subcontractor says they were unemployed in order to avoid CIS obligations, you must keep proof of that claim. When HMRC asks, you provide the supporting documents that show …

HMRC Income Tax (Construction Industry …
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Keep records proving your plastic is recycled plastic

If your business claims that the plastic you use or supply is recycled, you must retain enough proof to show this to HMRC. You need to hold the appropriate documents …

HMRC Plastic Packaging Tax (General) …
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Keep records that clearly prove your plastic packaging tax calculations

Under the Plastic Packaging Tax rules you must keep enough evidence of how you calculate and pay the tax. HMRC will later set the exact details, but you need to …

HMRC Unlimited fine Imprisonment Plastic Packaging Tax (General) …
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Keep records to demonstrate minimum wage compliance

You must keep suitable payroll and related records for every worker you pay at least the national minimum wage (including agricultural rates). This includes copies of daily‑average agreements for unmeasured …

HMRC Imprisonment National Minimum Wage Regulations …
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Keep required documents before making a VAT claim

Before you claim a VAT deduction (for example, a bad‑debt relief claim), you must have the appropriate paperwork on hand. You need a copy of the VAT invoice (or a …

HMRC Value Added Tax Regulations …
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Keep required documents before making a VAT claim

Before you submit any claim for VAT (for example a refund or credit), you must have the proper paperwork ready. You need a copy of the VAT invoice (or other …

HMRC Value Added Tax Regulations …
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Keep required evidence before making a VAT bad‑debt claim

If you want to claim VAT relief on a debt you’ve written off, you must have the supporting paperwork ready before you submit the claim. This means keeping a copy …

HMRC Value Added Tax Regulations …
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Keep required evidence before making a VAT claim

If your business wants to claim VAT relief (for example, on a bad debt), you must have on hand the supporting paperwork before you submit the claim. This means you …

HMRC Value Added Tax Regulations …
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Keep required evidence before making a VAT claim

Before you submit a VAT claim (for example, to recover VAT on a bad debt), you must have the proper paperwork ready. You need a copy of the VAT invoice …

HMRC Value Added Tax Regulations …
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Keep required evidence before making a VAT claim

If you want to claim back VAT, you must have the proper paperwork ready for each supply you’re claiming on. This includes a copy of the VAT invoice (or, if …

HMRC Value Added Tax Regulations …
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Keep required evidence before submitting a VAT bad‑debt claim

If your business wants to claim VAT back on a bad debt, you must have the proper paperwork ready before you make the claim. You need a copy of the …

HMRC Value Added Tax Regulations …
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Keep required evidence before submitting a VAT claim

Before you claim a VAT refund or deduction, you must have on hand a copy of the VAT invoice (or another document that shows the time, nature, purchaser and amount …

HMRC Value Added Tax Regulations …
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Keep required records before making a VAT claim

If you want to claim back VAT from HMRC, you must have the proper paperwork ready first. This includes a copy of any VAT invoice (or an alternative document showing …

HMRC Value Added Tax Regulations …
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Keep required VAT evidence before making a claim

Before you submit any VAT claim to HMRC, you must have the proper paperwork ready. This means keeping a copy of the VAT invoice (or, if no invoice was required, …

HMRC The Value Added Tax …
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Keep required VAT records

If your business is registered for VAT, you must retain a full set of VAT‑related documents. This includes your normal accounting records, your VAT account, copies of every VAT invoice …

HMRC Value Added Tax Regulations …
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Keep required VAT records

If your business is registered for VAT, you must retain a full set of records to support your VAT accounting. This includes your normal business and accounting records, a separate …

HMRC Prosecution Value Added Tax Regulations …
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Keep required VAT records

If your business is registered for VAT, you must retain a full set of records that HMRC can inspect. This includes your accounting books, VAT account, copies of all VAT …

HMRC Prosecution The Value Added Tax …
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Keep required VAT records

If your business is VAT‑registered, you must retain a full set of VAT‑related records – such as your business and accounting books, your VAT account, copies of every VAT invoice …

HMRC Value Added Tax Regulations …
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Keep required VAT records

If your business is registered for VAT you must retain a full set of records for VAT accounting. This includes your normal business and accounting books, your VAT account, copies …

HMRC Value Added Tax Regulations …
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Keep required VAT records

If your business is VAT‑registered you must keep a full set of VAT‑related records – your normal business and accounting books, a VAT account, copies of every VAT invoice you …

HMRC Value Added Tax Regulations …
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Keep required VAT records

If your business is VAT‑registered, you must keep a full set of records for VAT accounting. This includes your normal business and accounting records, a VAT account, copies of all …

HMRC Prosecution Value Added Tax Regulations …
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Keep required VAT records before making a claim

Before you submit a VAT claim (for example to recover VAT on a bad debt), you must have the relevant paperwork ready – a VAT invoice or other evidence of …

HMRC Value Added Tax Regulations …
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Keep valid invoices, import docs and submit full VAT return details

If you want to deduct VAT on purchases, exports, imports or intra‑Community transactions, you must keep proper invoices (or the equivalent) that show the price, tax rate, and required details. …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Keep valid VAT invoices and deduct VAT correctly

If you’re VAT‑registered, you can only reclaim (deduct) the VAT you’ve paid on purchases when you meet certain conditions. This means keeping invoices that match the required format, following any …

HMRC Council Directive 2006/112/EC (EU …
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Keep VAT claim documents for 4 years and produce them on request

If you make a VAT claim, you must keep all the invoices, receipts and other paperwork that support the claim for four years from the date you lodge it. When …

HMRC Value Added Tax Regulations …
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Keep VAT claim documents for 4 years and provide them on request

If you submit a VAT claim, you must retain all supporting paperwork – invoices, receipts and other records – for four years from the date of the claim. If HMRC …

HMRC Value Added Tax Regulations …
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Keep VAT claim documents for 4 years and provide them on request

When you make a VAT claim you must hold onto all the related invoices, records and other documents for four years from the date you lodge the claim. If HMRC …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and produce them on request

If you make a VAT reclaim, you must retain all the invoices, receipts and other documents that support the claim for four years from the date you submit the claim. …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT claim records for 4 years and produce them on request

When you make a VAT refund claim, you must hold onto all the related invoices, documents and records for four years from the date you lodged the claim. If HMRC …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and produce them on request

If your business makes a VAT refund or other VAT claim, you must hold on to all the supporting paperwork for four years from the date you make the claim. …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and produce them on request

When your business makes a VAT claim (for example, a refund claim) you must keep all supporting invoices, documents and records for four years from the date of the claim. …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and produce them on request

When you submit a VAT claim you must keep all related invoices and records for four years from the date you made the claim. If HMRC or another authorised person …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and provide them on request

When you make a VAT claim you must hold on to all the invoices, receipts and other paperwork that support that claim for four years from the date you lodged …

HMRC The Value Added Tax …
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Keep VAT claim records for 4 years and provide them on request

If your business makes a VAT refund claim, you must retain all related invoices and records for four years from the date you submit the claim. When HMRC or another …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and provide them on request

If you make a VAT claim you must retain all the supporting documents, invoices and records for four years from the date you submit the claim. When HMRC or another …

HMRC Value Added Tax Regulations …
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Keep VAT claim records for 4 years and provide them on request

If you make a VAT claim, you must hold onto all the invoices, receipts and other records that support that claim for four years from the date you lodged the …

HMRC Value Added Tax Regulations …
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Keep VAT invoices and claim input tax on time

When your business pays VAT on purchases, imports or EU acquisitions you must claim the amount back on your VAT return for the period when the tax became chargeable, and …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT records and invoices for six years

If you are VAT‑registered, you must retain your business and accounting records together with copies of every VAT invoice required by the regulations. Keep these records safe and be ready …

HMRC Value Added Tax Regulations …
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Keep VAT records and invoices for six years

If you are a VAT‑registered business (a certified person), you must retain all your business and accounting records plus copies of the invoices that count for input tax. You also …

HMRC Value Added Tax Regulations …
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Keep VAT records and invoices for six years

If you are a VAT‑registered business you must keep all of your business and accounting records, plus copies of every VAT invoice covered by regulation 209(3). These records have to …

HMRC Value Added Tax Regulations …
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Keep VAT records and make them available to HMRC

If your business is registered for VAT, you must keep all VAT‑related paperwork (invoices, receipts, import/export documents, VAT returns, etc.) for at least six years. You also have to be …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Keep VAT records and produce them on HMRC request

If your business is registered for VAT, you must keep all VAT‑related paperwork (invoices, receipts, account books, etc.) for at least six years. You must be ready to show these …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT records and produce them on HMRC request

If your business is registered for VAT, you must keep all VAT‑related paperwork – invoices, receipts, import/export documents and accounting records – for at least six years. You also have …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Keep VAT records and provide them to HMRC on request

If your business is registered for VAT, you must retain all VAT‑related paperwork – sales invoices, purchase invoices, import/export documents, VAT returns and supporting records – for the required period. …

HMRC Value Added Tax Regulations …
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Keep VAT records and provide them to HMRC on request

If your business is registered for VAT you must retain all VAT‑related paperwork – sales and purchase invoices, receipts, credit notes, import/export documents and your VAT account – for the …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Keep VAT records for 6 years

If your business is VAT‑registered you must retain all of your accounting records and copies of every VAT invoice for six years. You also have to follow any additional record‑keeping …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Keep VAT records for 6 years and provide them on request

If your business is registered for VAT, you must keep all VAT‑related documents (invoices, receipts, import/export paperwork, VAT returns, etc.) for at least six years. HMRC can ask to see …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Keep VAT records for at least 6 years

If your business is VAT‑registered you must retain your accounting books and copies of all invoices covered by regulation 209(3), plus any other records HMRC tells you to keep. You …

HMRC Value Added Tax Regulations …
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Keep VAT records for at least 6 years and produce them on request

If your business is registered for VAT, you must keep all VAT‑related paperwork – sales invoices, purchase invoices, receipts, VAT returns and any other supporting documents – for a minimum …

HMRC Unlimited fine 2 years Prosecution The Value Added Tax …
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Keep VAT records for at least 6 years and produce them on request

If your business is registered for VAT, you must keep all the paperwork that supports your VAT returns – invoices, receipts, import/export documents, VAT account sheets, etc. – for a …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT records for at least 6 years and provide them on HMRC request

If your business is registered for VAT, you must retain all VAT‑related paperwork – sales invoices, purchase receipts, import documents, your VAT account and any other supporting records – for …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT records for at least six years and provide them on request

If your business is VAT‑registered you must retain all the paperwork that underpins your VAT returns – sales invoices, purchase invoices, import/export documents, credit notes and your VAT account – …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Keep VAT records for six years

If your business is a VAT‑registered (certified) person, you must keep full business and accounting records and copies of all invoices required under the VAT Regulations. You have to retain …

HMRC Value Added Tax Regulations …
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Keep VAT records for six years

If you're a VAT‑registered business you must keep all your business and accounting records, plus the copies of invoices required by regulation 209(3), for at least six years. You also …

HMRC Prosecution Value Added Tax Regulations …
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Keep VAT records for six years

If your business is VAT‑registered you must keep your accounting books and a copy of every VAT invoice you issue (or that is issued on your behalf). HMRC can also …

HMRC The Value Added Tax …
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Keep VAT records for six years and produce them on request

If your business is VAT‑registered you must retain all VAT‑related paperwork – invoices, receipts, account books, digital files, etc – for at least six years after the end of the …

HMRC £5000 2 years Value Added Tax Regulations …
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Keep VAT records for six years and provide them on request

You must retain all documents that support your VAT returns – invoices, receipts, accounting entries and any digital files – for at least six years. HMRC can ask to see …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Keep written evidence of waste or surplus material on taxed plastic packaging

If your business produces or imports a plastic packaging component that may be subject to the Plastic Packaging Tax, you must hold a written record of any evidence (including weight …

HMRC Plastic Packaging Tax (General) …
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Keep written export records to cancel plastic packaging tax

If you export any plastic packaging component that would normally be taxed, you can remove the tax liability – but only if you have written proof of what was exported, …

HMRC Plastic Packaging Tax (General) …
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Keep written records of plastic packaging weight measurements

Whenever you weigh plastic packaging to calculate your Plastic Packaging Tax, you must write down the weight, the method you used to weigh it, and any calculations you did to …

HMRC Plastic Packaging Tax (General) …
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Maintain a deductions working sheet for each relevant payment

When an employee receives any PAYE‑related payment, they must record the amount, the date it was received and the running total of all such payments in a deductions working sheet. …

HMRC Income Tax (PAYE) Regulations …
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Maintain a detailed VAT account each accounting period

If your business is registered for VAT, you must keep a separate VAT account for every tax period. The account must be split into a ‘VAT payable’ side (what you …

HMRC Value Added Tax Regulations …
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Maintain and provide a fiscal warehousing record

If your business operates a fiscal warehouse, you must keep a detailed fiscal warehousing record that meets HMRC’s requirements and can be easily inspected or reproduced. The record must be …

HMRC Value Added Tax Regulations …
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Maintain and provide a fiscal warehousing record

If your business operates a fiscal warehouse, you must keep a detailed record of all goods held under the fiscal warehousing scheme. The record must be kept in a format …

HMRC Value Added Tax Regulations …
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Maintain and provide a fiscal warehousing record

If you run a fiscal warehouse, you must keep a detailed record of the goods stored, in a format that HMRC can inspect, and retain the information for up to …

HMRC Prosecution Value Added Tax Regulations …
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Maintain and provide a fiscal warehousing record

If you run a fiscal warehouse, you must keep a detailed record of all goods stored there in a format that HMRC (the Commissioners) will accept. The record has to …

HMRC The Value Added Tax …
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Maintain and provide a fiscal warehousing record

If your business operates a fiscal warehouse, you must keep a detailed record of the goods stored there, in a format HMRC accepts. Keep the record for up to six …

HMRC Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If you run a fiscal warehouse you must keep a detailed record of all goods stored, in a format that HMRC officers can inspect and copy. Keep the record for …

HMRC Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If your business runs a fiscal warehouse you must keep a detailed record of the goods stored, in a format that HMRC officers can use. The record has to meet …

HMRC Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If you run a fiscal warehouse, you must keep a detailed record of all goods stored there, in a format approved by HMRC. Keep this record for at least six …

HMRC Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If your business operates a fiscal warehouse, you must keep a detailed fiscal warehousing record for each warehouse you run. The record must meet the requirements in Schedule 1A, be …

HMRC Imprisonment Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If your business operates a fiscal warehouse, you must keep a detailed record of the goods stored, retain that record for at least six years after the goods leave the …

HMRC Value Added Tax Regulations …
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Maintain and provide fiscal warehousing records

If you run a fiscal warehouse you must keep a detailed record of all goods stored there, in a format the tax authorities accept. Keep the record for up to …

HMRC Value Added Tax Regulations …
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Maintain and retain VAT records for six years

If your business is VAT‑registered you must keep all of your business and accounting records, plus copies of every invoice required under VAT rules. You must preserve these records for …

HMRC Value Added Tax Regulations …
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Maintain an electronic VAT account

You must keep a digital VAT account that records your business details and a full breakdown of every supply you make and receive for each VAT accounting period. The account …

HMRC Value Added Tax Regulations …
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Maintain an electronic VAT account

If your business is registered for VAT you must keep an electronic VAT record (the “electronic account”) that contains the details set out in the regulation. The account must be …

HMRC Value Added Tax Regulations …
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Maintain an electronic VAT account with required details

You must keep a digital record – the ‘electronic account’ – of the information HMRC requires for VAT. This includes your business name, address, VAT number, any accounting schemes you …

HMRC Value Added Tax Regulations …
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Maintain a register of temporary movement of goods to/from EU

If your business sends goods to, or receives goods from, another EU member state and the goods are expected to be returned within two years, you must keep a detailed …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Maintain a register of temporary movement of goods to/from EU states

If your business moves goods to or receives goods from another EU member state and you intend to return them within two years, you must keep a detailed register of …

HMRC Value Added Tax Regulations …
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Maintain a register of temporary movement of goods to/from EU states

If you send goods to or receive goods from another EU Member State and plan to return them within two years, you must keep a detailed log of each movement. …

HMRC Value Added Tax Regulations …
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Maintain a register of temporary movement of goods to/from other EU states

If your business moves goods to or receives goods from another EU member state and you intend to return them within two years, you must keep a detailed register of …

HMRC Prosecution Value Added Tax Regulations …
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Maintain a register of temporary movement of goods to/from other EU states

If you send goods to, or receive goods from, another EU member state and you intend to return them within two years, you must keep a detailed log of each …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a register of temporary movement of goods to/from other EU states

If your business is VAT‑registered and you send goods to, or receive goods from, another EU member state with the intention of returning them within two years, you must keep …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a register of temporary movements of goods to/from EU states

If your business moves goods to, or receives goods from, another EU member state and you expect them to be returned within two years, you must keep a detailed log …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
View legislation →

Maintain a register of temporary movements of goods to/from other EU states

If your VAT‑registered business moves goods to or receives goods from another EU Member State and you intend to bring them back within two years, you must keep a detailed …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a register of temporary movements of goods to/from other EU states

If your business moves goods to or receives goods from another EU member state and you intend to return them within two years, you must keep a detailed register of …

HMRC The Value Added Tax …
View legislation →

Maintain authentic, integral and legible invoices (paper or electronic)

You must make sure every invoice you issue – whether on paper or electronically – can be proved genuine, its details unchanged and readable for the whole time you keep …

HMRC Council Directive 2006/112/EC (EU …
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Maintain a VAT account for each accounting period

If your business is registered for VAT, you must keep a detailed VAT account for every VAT accounting period. The account must be split into a payable side (output tax, …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a VAT account for each accounting period

If your business is registered for VAT, you must keep a separate VAT account for every tax period. The account has to be split into a payable side (output tax, …

HMRC Prosecution Value Added Tax Regulations …
View legislation →

Maintain a VAT account for each accounting period

If your business is registered for VAT you must keep a separate VAT account for every VAT accounting period. The account must be split into a ‘payable’ side (output tax, …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a VAT account split into payable and allowable parts

If your business is registered for VAT, you must keep a VAT account for every VAT accounting period. The account has to be split into a ‘VAT payable’ section (output …

HMRC Value Added Tax Regulations …
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Maintain a VAT account split into payable and allowable parts

If your business is registered for VAT, you must keep a separate VAT account for each accounting period. The account has to be divided into a ‘VAT payable’ section (output …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a VAT account split into payable and allowable portions

If your business is registered for VAT, you must keep a separate VAT account for each accounting period. The account has to be divided into a ‘VAT payable’ part (output …

HMRC Imprisonment Value Added Tax Regulations …
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Maintain a VAT account with payable and allowable sections

If your business is registered for VAT, you must keep a VAT account for every accounting period. The account has to be split into a VAT payable part (output tax, …

HMRC Value Added Tax Regulations …
View legislation →

Maintain a VAT account with payable and allowable sections

If your business is VAT‑registered, you must keep a VAT account for every tax period. The account has two parts – one showing all VAT you owe (output tax, import …

HMRC Unlimited fine 2 years Prosecution The Value Added Tax …
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Maintain a VAT account with payable and allowable sections

If your business is VAT‑registered you must keep a VAT account for every accounting period. The account must be split into a ‘VAT payable’ part (what you owe HMRC) and …

HMRC Value Added Tax Regulations …
View legislation →

Maintain detailed records for VAT refund claims

Whenever you claim a VAT refund for a bad debt, you must keep a full record for each claim. The record must show the VAT amount, the accounting period, invoice …

HMRC Value Added Tax Regulations …
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Maintain electronic VAT records

If your business is registered for VAT, you must keep an electronic VAT account that contains your business details and the details of every supply you make or receive each …

HMRC Prosecution Value Added Tax Regulations …
View legislation →

Maintain electronic VAT records and submit them on time

If your business is VAT‑registered you must keep all the information HMRC requires in an electronic ‘VAT account’. This includes your business details, the details of every sale and purchase …

HMRC Value Added Tax Regulations …
View legislation →

Maintain electronic VAT records as required

If your business is VAT‑registered you must keep a digital VAT account that contains your business details, the VAT scheme you use and, for every accounting period, details of every …

HMRC Prosecution Value Added Tax Regulations …
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Maintain electronic VAT records (electronic account)

If your business is VAT‑registered you must keep all the required VAT information in an electronic account. The account must contain your business details, the VAT schemes you use and, …

HMRC Value Added Tax Regulations …
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Maintain electronic VAT records (electronic account)

If your business is VAT‑registered you must keep an electronic account that contains your name, business address, VAT number, any VAT schemes you use, and detailed information about every supply …

HMRC Value Added Tax Regulations …
View legislation →

Maintain electronic VAT records (electronic account)

If you are VAT‑registered you must keep all the information HMRC requires in an electronic ‘account’. This includes your business details, any VAT schemes you use and, for each accounting …

HMRC Prosecution Value Added Tax Regulations …
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Maintain electronic VAT records in approved software

If your business is VAT‑registered you must keep an electronic VAT account that contains your name, address, registration number, any VAT schemes you use and, for each accounting period, details …

HMRC Imprisonment The Value Added Tax …
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Maintain electronic VAT records using approved software

If your business is VAT‑registered you must keep an electronic VAT account that contains your business details, the VAT schemes you use and detailed information on every sale and purchase …

HMRC Prosecution Value Added Tax Regulations …
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Maintain plastic packaging tax accounts and records

You must keep a set of accounts for the plastic packaging tax for every accounting period, showing details such as exported weight, tax credits claimed, any adjustments and the tax …

HMRC Plastic Packaging Tax (General) …
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Maintain records of consumer reimbursements

If your business reimburses a consumer (or plans to do so), you must keep a record of each payment. For every reimbursement you need to note the consumer’s name and …

HMRC Value Added Tax Regulations …
View legislation →

Maintain register of temporary movement of goods

If you move goods to or from another EU member state and intend to bring them back within two years, you must keep a detailed register of those movements. The …

HMRC Value Added Tax Regulations …
View legislation →

Maintain register of temporary movement of goods to/from EU

If your business sends goods to, or receives goods from, another EU member state and expects them to be returned within two years, you must keep a detailed register. The …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Maintain register of temporary movement of goods to/from EU

If your business temporarily exports or imports goods to or from another EU member state and plans to have them back within two years, you must keep a detailed register …

HMRC Prosecution Value Added Tax Regulations …
View legislation →

Maintain required VAT records

If your business is registered for VAT, you must keep a full set of records to support your VAT accounting. This includes your normal business and accounting records, a VAT …

HMRC Value Added Tax Regulations …
View legislation →

Maintain required VAT records

If your business is registered for VAT you must keep a full set of records to show how you calculate your VAT. This includes your normal business and accounting records, …

HMRC Value Added Tax Regulations …
View legislation →

Maintain required VAT records for accounting

If your business is registered for VAT you must keep a full set of records to support your VAT returns. This includes your normal business and accounting records, a VAT …

HMRC Prosecution Value Added Tax Regulations …
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Make a negative VAT entry to adjust output tax

If, under the VAT rules, you need to correct the amount of output tax you have accounted for, you must record a negative entry in the VAT payable part of …

HMRC Value Added Tax Regulations …
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Make a negative VAT entry to adjust output tax

When another VAT rule (Regulation 172H(2)) tells you to record a change, you must also enter a matching negative amount in the VAT‑payable part of your VAT account for the …

HMRC Value Added Tax Regulations …
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Make a negative VAT entry to adjust output tax

When a VAT adjustment is required under regulation 172H(2), you must record a negative entry in the VAT‑payable part of your VAT account for the same accounting period. The amount …

HMRC Prosecution Value Added Tax Regulations …
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Make VAT account entry for later supply payment

If you have already claimed an input‑tax repayment on a purchase, filed your VAT return and paid any VAT due, then later pay part or all of the price for …

HMRC Value Added Tax Regulations …
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Make VAT adjustment entries for supplies covered by section 55A(6)

If your business makes a supply that falls under VAT rule section 55A(6) and you are entitled to adjust the VAT you owe, you must enter a negative amount in …

HMRC Value Added Tax Regulations …
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Make VAT adjustment entry for readjusted output tax

If you have already recorded output tax for a supply (under regulation 172L) and later need to adjust that same supply using regulation 172I, you must also record a positive …

HMRC The Value Added Tax …
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Manage fiscal warehousing transfers and provide required certification

If your business operates a fiscal warehouse and you want to move eligible goods to another fiscal warehouse, you must first get a written promise from the receiving warehouse that …

HMRC Value Added Tax Regulations …
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Obtain and keep a compliant invoice from EU suppliers

When you buy goods or services from a business in another EU member state and they want to rely on paragraph 6(3) of Schedule 9ZA, you must receive an invoice …

HMRC Value Added Tax Regulations …
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Obtain and keep adopter’s notice and supporting documents for Shared Parental Pay (adoption)

If one of your employees is adopting a child and will claim Statutory Shared Parental Pay, you must receive a written notice from them about the weeks of pay they …

HMRC Shared Parental Pay (General) …
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Obtain prescribed employee and applicant information on time

You must collect the data the Fair Employment Regulations require about every current employee, job applicant and former employee within the time limits set by the law. For employees, this …

HMRC Fair Employment (Monitoring) Regulations …
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Prepare and keep deductions working sheets for employee payments

Whenever you pay an employee who has a tax code, you must create a deductions working sheet that records the employee’s details, the payment date and amount, any tax deducted …

HMRC Income Tax (PAYE) Regulations …
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Process new employee’s Form P45 and send Part 3 to HMRC

When a new starter hands you their P45 (Parts 2 and 3), you must copy the employee’s details onto a deductions worksheet, fill in Part 3 of the form with …

HMRC Income Tax (PAYE) Regulations …
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Provide a compliant invoice for intermediate supplies

If you sell goods as an intermediate supplier and the supply is covered by Schedule 9ZA paragraph 6(2), you must give your customer an invoice that meets the VAT rules. …

HMRC Value Added Tax Regulations …
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Provide a compliant invoice for intermediate supplies

If your business acts as an intermediate supplier of goods that have been moved into the UK from another EU member state, you must give your customer an invoice that …

HMRC Value Added Tax Regulations …
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Provide a compliant invoice to UK VAT‑registered customers

If you are a business based in another EU/EEA state and you supply goods or services to a UK VAT‑registered customer under the reverse‑charge rules, you must send them an …

HMRC Value Added Tax Regulations …
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Provide a compliant VAT invoice to UK customers

If you are a business in another EU country and supply goods or services to a UK company that is VAT‑registered, you must send them a proper VAT invoice. The …

HMRC Value Added Tax Regulations …
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Provide an invoice for intermediate supplies under Schedule 9ZA

If your business acts as an intermediate supplier and makes a supply that falls under paragraph 6(2) of Schedule 9ZA, you must give the customer an invoice that meets the …

HMRC Value Added Tax Regulations …
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Provide a VAT invoice for EU cross‑border supplies

When you sell goods or services to a customer in another EU member state under the type of supply covered by paragraph 6(9) of Schedule 9ZA, you must give that …

HMRC Value Added Tax Regulations …
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Provide correct information on VAT zero‑rating certificates

If your business supplies services on goods that are in a fiscal or other warehousing scheme and you want to claim the zero‑rate, you must use a certificate that contains …

HMRC Imprisonment Value Added Tax Regulations …
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Provide customs documents to HMRC within extended time limits

If HMRC decides you need more time to supply the paperwork that goes with a supplementary customs declaration, you must still get those documents to them within the extra period …

HMRC The Customs (Import Duty) …
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Provide employer SSP records when HMRC requests them

If HM Revenue & Customs sends you a written notice asking for any records that show how you have calculated and paid Statutory Sick Pay, you must hand those records …

HMRC Statutory Sick Pay (General) …
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Provide evidence when HMRC requests it for customs valuation

If HMRC issues a notice asking you to show the evidence that backs up the method you used to value imported goods, you must supply that evidence to the officer. …

HMRC The Customs (Import Duty) …
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Provide evidence you are running a construction business

If you are applying to register for the Construction Industry Scheme (CIS) in the UK, you must prove that your company is a genuine construction business. HMRC will require a …

HMRC Income Tax (Construction Industry …
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Provide records for HMRC inspection under CIS

Under the Construction Industry Scheme (CIS) you must keep detailed records of all payments and deductions made to sub‑contractors. If an HMRC official (or someone nominated by HMRC) asks, you …

HMRC Imprisonment Income Tax (Construction Industry …
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Provide requested VAT records to HMRC

If HMRC sends you a written notice asking for the VAT records you must keep, you must hand those records over at the place, date and time set out in …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT invoice on request and include required details

If your business is a VAT‑registered retailer, you must give a VAT invoice whenever a customer who is also a taxable person asks for one. The invoice must contain the …

HMRC Value Added Tax Regulations …
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Provide VAT invoice on request for small supplies

If you run a retail business and a VAT‑registered customer asks for a VAT invoice for a purchase of £250 or less (and, where you are registered for VAT in …

HMRC Value Added Tax Regulations …
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Provide VAT invoice to taxable customer on request (≤ £250)

If your business is a VAT‑registered retailer and a customer who is also a taxable person asks for an invoice, you must give them a VAT invoice as long as …

HMRC Value Added Tax Regulations …
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Provide VAT records for inspection on HMRC request

If HMRC asks, you must make your VAT records available at your main place of business (or another reasonable location) at a time they specify. You must let them copy …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records to HMRC on demand

If HMRC asks to see your VAT records, you must make them available at your main place of business (or another reasonable location) at the time they specify. You must …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records to HMRC on request

If HMRC asks to see your VAT records, you must show them the documents they specify, at your main business premises (or another reasonable location) and at a reasonable time. …

HMRC Prosecution The Value Added Tax …
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Provide VAT records to HMRC on request

If HMRC (or another authorised officer) asks, you must show them the VAT records they specify, at your business premises and at the time they reasonably require. You also have …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records to HMRC on request

If HMRC asks you for the VAT records listed in regulation 210(1), you must make them available for inspection at your business premises (or another reasonable place) at a reasonable …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records to HMRC on request

If HMRC asks you to show your VAT records, you must produce the documents at your main place of business (or another location they reasonably require) at the time they …

HMRC Value Added Tax Regulations …
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Provide VAT records to HMRC on request

If HMRC asks to see your VAT records, you must make them available at your main place of business (or another reasonable location) at the time they specify. You must …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records to HMRC on request

If HMRC asks to see your VAT records, you must make them available at your main place of business (or another reasonable location) at the time they ask, and let …

HMRC Value Added Tax Regulations …
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Provide VAT records to HMRC when requested

If HMRC asks to see your VAT records, you must make the specified documents available for inspection at your main place of business (or another reasonable location) at a reasonable …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT records when HMRC requests them

If HMRC inspectors ask to see your VAT records, you must produce the documents at your main place of business (or another reasonable location) at the time they reasonably require. …

HMRC Value Added Tax Regulations …
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Provide VAT records when HMRC requests them

If HMRC (or another authorised officer) asks to see your VAT records, you must show them the documents they specify, at the place and time they reasonably require. You also …

HMRC Value Added Tax Regulations …
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Receive a compliant VAT invoice for EU cross‑border supplies

If you buy goods or services from a supplier in another EU member state, that supplier must give you a special VAT invoice that meets the rules set out in …

HMRC Value Added Tax Regulations …
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Record actual payment dates and apply non‑cumulative PAYE rules

If you pay an employee on a regular schedule that is longer than a week but not monthly, you must calculate their PAYE tax as if each payment were made …

HMRC Income Tax (PAYE) Regulations …
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Record and certify fiscal warehousing transfers

If your business acts as a fiscal warehousekeeper and you receive eligible goods from another fiscal warehouse, you must record the entry, allocate the goods to your own fiscal warehousing …

HMRC Value Added Tax Regulations …
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Record a negative VAT entry when a repayment claim is made

If your business has claimed back VAT that you previously deducted as input tax, you must record a negative entry in the VAT account for the accounting period in which …

HMRC The Value Added Tax …
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Record a negative VAT output‑tax entry to adjust output tax

When you have to make an adjustment under regulation 172H(2), you must enter a negative amount in the VAT‑payable part of your VAT account for the same accounting period, matching …

HMRC Value Added Tax Regulations …
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Record councillor allowance payments and tax details

If you run a local council that pays councillors allowances and has opted for the basic rate tax deduction, you must keep a worksheet that lists every allowance payment. The …

HMRC Income Tax (PAYE) Regulations …
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Record details of each holiday pay payment

Whenever you pay holiday pay to an employee (or any recipient), you must keep a record of the payment in a PAYE deductions working sheet. The record must show the …

HMRC Income Tax (PAYE) Regulations …
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Record employee tax code from P45 and apply correct PAYE deductions

When you hire someone who started work on or before 24 May and they give you a P45 for a previous tax year, you must copy the tax code shown …

HMRC Income Tax (PAYE) Regulations …
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Record employee tax details from Form P45 and apply correct tax code

When you hire someone who gives you a Form P45, you must copy the tax code and any cumulative figures shown on Parts 2 and 3 into your payroll records. …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Record entries of goods into fiscal warehouses

When eligible goods are brought into a fiscal warehouse, you must log their arrival in a dedicated fiscal warehousing record and keep that record up‑to‑date while the goods remain under …

HMRC Value Added Tax Regulations …
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Record entry and status of goods in fiscal warehouse

When eligible goods come into your fiscal warehouse you must log them in a fiscal warehousing record. That record must show which regime the goods are in, whether they have …

HMRC Value Added Tax Regulations …
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Record entry of eligible goods in fiscal warehouse

If your business operates a fiscal warehouse, you must log every eligible item that comes into the warehouse in a dedicated fiscal‑warehousing record. The record must be kept up‑to‑date to …

HMRC The Value Added Tax …
View legislation →

Record entry of eligible goods in fiscal warehouse

If your business operates a fiscal warehouse, you must log every eligible item that comes into the warehouse. The log must show when the goods are allocated to the fiscal …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of eligible goods in fiscal warehouse record

When eligible goods arrive at a fiscal warehouse you must log them in your fiscal warehousing record. The record must show each item’s allocation to the regime and be kept …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of eligible goods in fiscal warehousing record

When any eligible goods arrive at your fiscal warehouse, you must immediately note them in the warehouse’s fiscal warehousing record. That record must show each item’s allocation to the regime, …

HMRC Value Added Tax Regulations …
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Record entry of eligible goods in fiscal warehousing record

When eligible goods are placed in a fiscal warehouse, you must immediately log their entry in your fiscal warehousing record and keep that record up‑to‑date. The record determines when the …

HMRC Value Added Tax Regulations …
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Record entry of eligible goods in fiscal warehousing register

When eligible goods arrive at your fiscal warehouse you must log them in a dedicated fiscal warehousing record. The record must show each item’s allocation to the regime, whether it …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of eligible goods into a fiscal warehouse

When eligible goods arrive at a fiscal warehouse, your business (as the fiscal warehouse‑keeper) must immediately log the arrival in a dedicated fiscal warehousing record. This record is the only …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of eligible goods into fiscal warehouse

When any eligible goods are placed in a fiscal warehouse, you must immediately log their entry in the warehouse’s fiscal warehousing record. This record determines whether the goods remain under …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of goods in a fiscal warehouse

When eligible goods are placed in a fiscal warehouse you must log their arrival in a dedicated fiscal‑warehousing record. The record must show that the goods are allocated to the …

HMRC Value Added Tax Regulations …
View legislation →

Record entry of goods into fiscal warehouse

When eligible goods arrive at your fiscal warehouse you must log them in the required fiscal warehousing record. Keep the goods listed in that record while they remain in the …

HMRC Value Added Tax Regulations …
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Record input‑tax repayment correctly in your VAT account

If you have claimed a deduction for VAT on a purchase and a repayment claim is later made, you must adjust your VAT records. You need to enter a negative …

HMRC Value Added Tax Regulations …
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Record interest on overpaid PAYE tax

If your company gets a PAYE tax repayment after the due date, HMRC will add interest to that repayment. You should treat the interest as taxable income, include it in …

HMRC Income Tax (PAYE) Regulations …
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Record negative VAT entry to claim repayment of import VAT

If your business has paid import VAT that you later discover was not actually due (for example because the duty was reduced or later repaid), you can get the money …

HMRC Value Added Tax Regulations …
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Record negative VAT entry when repaying input tax

If you have claimed a deduction for VAT on a purchase and then receive a claim to repay part of that input tax, you must adjust your VAT account. Make …

HMRC Value Added Tax Regulations …
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Record repayment claim as a negative VAT entry

If you have claimed a repayment of VAT and have already deducted that VAT as input tax, you must record a negative entry in your VAT account for the period …

HMRC Value Added Tax Regulations …
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Record repayment of import VAT in your VAT account

If your business has paid import VAT that you later discover you were not actually required to pay – for example because the duty was reduced, refunded or not due …

HMRC Value Added Tax Regulations …
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Record repayment of input tax in VAT account

If you have reclaimed VAT on a purchase and later make a repayment claim, you must put a negative entry in your VAT account for the period the claim relates …

HMRC Value Added Tax Regulations …
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Record repayment of input tax in your VAT account

If your business has claimed input VAT and you later make a claim to get that VAT repaid, you must enter a negative amount in your VAT account for the …

HMRC Value Added Tax Regulations …
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Record repayment of input tax in your VAT account

If you have made a claim to recover VAT you have already deducted as input tax, you must adjust your VAT records. You need to enter a negative amount in …

HMRC Value Added Tax Regulations …
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Record repayment of input tax in your VAT account

When you have made a claim to get back input VAT you have already deducted, you must adjust your VAT records. This means entering a negative amount in the allowable …

HMRC Value Added Tax Regulations …
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Record restoration of VAT credit when you pay for a supply

If you have claimed an input tax repayment on a VAT return and later pay all or part of the price for that supply, you must adjust your VAT account …

HMRC Value Added Tax Regulations …
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Record restored VAT credit when you later pay for a supply

If you have claimed an input tax repayment, filed your VAT return and paid any VAT due, and then later pay part or all of the price for the goods …

HMRC Value Added Tax Regulations …
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Record tax credit for negative goodwill gains

If your company records a profit from negative goodwill when you acquire another business, you must also create a matching tax credit. The credit should reflect the part of that …

HMRC Corporation Tax Act 2009
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Record VAT adjustments when a supply’s status changes

If the price you charge for a good or service rises or falls and, because of that change, the supply becomes (or stops being) one that falls under the special …

HMRC Value Added Tax Regulations …
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Record VAT adjustments when a supply’s status under section 55A(6) changes

If the price of a sale goes up or down and, because of that change, the supply either becomes or stops being a type of transaction that falls under section …

HMRC Value Added Tax Regulations …
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Record VAT adjustments when a supply’s tax status changes

If the price of a supply you sell or buy changes and that change means the supply now falls under, or no longer falls under, the special VAT rules for …

HMRC Value Added Tax Regulations …
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Record VAT correctly for removed goods

If you move goods between Northern Ireland and another EU Member State (or between Member States and Northern Ireland) and the removal falls under the specified removal order, you must …

HMRC Value Added Tax Regulations …
View legislation →

Record VAT correctly for removed goods

If you move goods from Northern Ireland to an EU Member State, or between Member States or to Northern Ireland, you must handle the VAT accounting for that movement correctly. …

HMRC Value Added Tax Regulations …
View legislation →

Record VAT entries to restore input tax credit

If you have claimed a repayment of input VAT and later pay all or part of the purchase price for that supply, you must make a positive entry in your …

HMRC Value Added Tax Regulations …
View legislation →

Record VAT input tax repayment restoration

If you have claimed a VAT input tax repayment for a supply and later pay all or part of the price for that supply, you must adjust your VAT account …

HMRC Value Added Tax Regulations …
View legislation →

Record VAT on removed goods correctly

If you move goods between Northern Ireland and an EU Member State (or between two Member States) under a Removal Order, you must only enter VAT payable in your VAT …

HMRC Value Added Tax Regulations …
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Record VAT readjustment entry for output tax

If you have already made a VAT entry under regulation 172L and later make another entry under regulation 172I for the same supply, you must also add a positive entry …

HMRC Value Added Tax Regulations …
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Retain apprenticeship levy records for three years

If you’re an employer who pays the apprenticeship levy, you must keep all documents that show how you worked out the levy amount. Hold onto these records for at least …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Store all invoices and make them available to tax authorities

You must keep a copy of every invoice you issue, receive or that is issued on your behalf, and retain them for the period required by law (usually several years). …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Store all VAT invoices and make them accessible to tax authorities

If your business is VAT‑registered you must keep a copy of every invoice you issue, receive, or that is issued on your behalf. You can store them wherever you like …

HMRC Council Directive 2006/112/EC (EU …
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Store all VAT invoices for the required period and in the required form

You must keep copies of every VAT invoice you issue, receive or have on your behalf for the length of time the UK tax authority sets (usually several years). The …

HMRC Unlimited fine Imprisonment Council Directive 2006/112/EC (EU …
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Store invoices and make them available to tax authorities

If your business is VAT‑registered you must keep copies of every invoice you issue and receive. You must be able to show those invoices to HMRC promptly when they ask. …

HMRC Council Directive 2006/112/EC (EU …
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Supply HMRC with proof you lived abroad during the qualifying period

If you say you were outside the UK during the period that keeps you out of the Construction Industry Scheme, you must give HMRC a document from the foreign tax …

HMRC Income Tax (Construction Industry …
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Update or create deduction working sheets for retrospective payments

If a payment that was made during a tax year later qualifies as retrospective employment income after that year has closed, you must adjust the employee’s deduction working sheet to …

HMRC Income Tax (PAYE) Regulations …
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Update VAT account when you later pay for a supply

If you have claimed a VAT repayment on a purchase but only pay for that purchase after the VAT period has ended, you must adjust your VAT records to restore …

HMRC Value Added Tax Regulations …
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Use a compliant EU‑member‑state invoice for acquisition timing

If you buy goods from another EU member state and the acquisition date is set by the invoice date, you must have an invoice that is either issued by the …

HMRC Value Added Tax Regulations …
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Use a compliant invoice for cross‑border VAT acquisitions

When you buy goods from another EU member State and the VAT time‑of‑acquisition is set by the date on an invoice, you must make sure that invoice is issued either …

HMRC Value Added Tax Regulations …
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Use approved electronic system with validation for HMRC communications

When you need to send any required information to HMRC (for example a VAT return), you must do it using an electronic system that HMRC has approved. That system must …

HMRC Value Added Tax Regulations …
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Apply for a UKCS continental shelf workers certificate

If your business supplies, or plans to supply, workers on a UK continental shelf oil field and you act as the oil field licence holder’s agent, you must ask HMRC …

HMRC Income Tax (PAYE) Regulations …
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Apply for flat‑rate VAT scheme certification

If you want to join the flat‑rate VAT scheme you must convince HMRC that you run a qualifying business, have not been convicted of any VAT‑related offence or penalty in …

HMRC Value Added Tax Regulations …
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Apply for VAT flat‑rate scheme certification

If you want to join HMRC’s flat‑rate VAT scheme you must prove you meet a set of conditions – you run a designated activity, have no VAT‑related convictions or penalties …

HMRC Value Added Tax Regulations …
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Apply to join the VAT Flat Rate Scheme

If you want to use the VAT flat‑rate scheme you must prove you meet a set of conditions – you must be carrying out a designated activity, your taxable supplies …

HMRC The Value Added Tax …
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Meet approval tests for housing association status

If you run a housing association and want the relevant authority to approve you, you must satisfy a set of five tests. These include being recognised as a housing association, …

HMRC Corporation Tax Act 2010
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Meet eligibility criteria to join VAT scheme

If you want to be authorised to account for VAT under the scheme, you must satisfy a set of conditions. Your forecast taxable supplies for the next year must be …

HMRC The Value Added Tax …
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Notify HMRC and apply to transfer VAT registration for a going‑concern sale

If you sell (or buy) all or part of your business as a going concern, you and the buyer must jointly submit HMRC’s prescribed application on the day of the …

HMRC Value Added Tax Regulations …
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Notify HMRC and register VAT when transferring a going‑concern

If you sell or transfer all or part of your business as a going concern, you must jointly apply to HMRC to cancel the seller’s VAT registration and register the …

HMRC Value Added Tax Regulations …
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Notify HMRC and transfer VAT registration when selling a business as a going concern

If you sell all or part of your business as a going concern, you must jointly apply to HMRC to cancel your VAT registration and have the buyer registered in …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC and transfer VAT registration when selling a going concern

If you sell your whole business or part of it as a going concern and you are VAT‑registered, you and the buyer must jointly inform HMRC. You must apply to …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC and transfer VAT registration when selling a going‑concern

If you sell all or part of your business as a going concern, you and the buyer must jointly apply to HMRC to cancel the seller’s VAT registration and re‑register …

HMRC Value Added Tax Regulations …
View legislation →

Notify HMRC of VAT registration and any changes

If your business reaches a VAT registration threshold you must tell HMRC that you are liable to register by completing the prescribed form. Once you are registered, you also have …

HMRC Value Added Tax Regulations …
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Notify HMRC of your VAT representative appointment and any changes

If you are appointed as a VAT representative for another business, you must inform HMRC within 30 days, giving the details they require and proof of your appointment. You also …

HMRC Value Added Tax Regulations …
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Obtain and maintain a UKCS oil field licence certificate

If your business supplies workers to a UK Continental Shelf oil field, you must have a UKCS oil field licence certificate issued by HMRC before the workers start. While the …

HMRC Income Tax (PAYE) Regulations …
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Obtain authorisation to use the simplified customs declaration process

If you want to use the fast‑track (simplified) customs declaration for imports, you must first be approved by HMRC. To get that approval you need to meet the authorised economic …

HMRC Imprisonment The Customs (Import Duty) …
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Obtain HMRC approval to act as a customs duty guarantor

If your business wants to guarantee another party’s import duty, you must first be approved by HMRC (or belong to a guaranteeing association) and be established in the UK. You …

HMRC The Customs (Import Duty) …
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Register as a qualifying lender with HMRC

If your business accepts deposits or carries out general insurance contracts (or is a 90 % subsidiary of such a business), you must apply to HMRC to be placed on …

HMRC Income and Corporation Taxes …
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Register for CIS payment by providing required ID and documents

If you want to receive payments on your construction jobs through HMRC’s Construction Industry Scheme (CIS), you must register as a contractor or subcontractor. HMRC will ask you to prove …

HMRC Income Tax (Construction Industry …
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Register for VAT and keep the registration up to date

If your business is based outside the UK but you start making taxable supplies in the UK and you have no UK establishment, you must register for VAT within 30 …

HMRC Value Added Tax Act …
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Transfer VAT registration when selling a business as a going concern

If you sell your whole business or part of it as a going concern, you and the buyer must jointly apply to HMRC to cancel your VAT registration and register …

HMRC Value Added Tax Regulations …
View legislation →

Transfer VAT registration when selling a business as a going concern

If you sell all or part of your business as a going concern, you and the buyer must together tell HMRC so that the seller’s VAT registration is cancelled and …

HMRC The Value Added Tax …
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Account for certain free services and private‑use goods at period end

If your business supplies the free services listed in Schedule 4 paragraph 5(4) of the VAT Act, or any services that the Treasury has specified, you must treat those supplies …

HMRC Value Added Tax Regulations …
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Account for VAT correctly on removed goods

If you move goods between Northern Ireland and an EU member state (or between two EU states) under a Removal Order, you must not record any VAT payable for the …

HMRC Value Added Tax Regulations …
View legislation →

Account for VAT each time you receive payment or issue an invoice for water, gas, power or related supplies

If your business supplies water, gas, electricity, heat, cooling, ventilation or similar gases, you must treat each payment you receive (or each VAT invoice you issue) as a separate supply …

HMRC Imprisonment Value Added Tax Regulations …
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Account for VAT on construction services at the correct time

When you supply construction, alteration, demolition, repair or maintenance services (or those services together with goods) under a contract that is paid for periodically, you must treat each service as …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Account for VAT on overseas services at the correct tax point

When you supply services that originate outside the UK, you must treat the supply as made at the time the service is performed, or at the end of each payment/invoice …

HMRC Prosecution Value Added Tax Regulations …
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Account for VAT on overseas services at the correct time

When your business buys services from a supplier outside the UK, you must decide when those services are treated as supplied for VAT. Depending on the situation they are treated …

HMRC Value Added Tax Regulations …
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Account for VAT on overseas services at the correct time

When your business supplies services from outside the UK, you must work out the exact moment the supply is treated as made – either when the service is performed, at …

HMRC Value Added Tax Regulations …
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Account for VAT on private‑use goods and free services at period end

If your business supplies certain services that are free or provided for private use, you must treat the supply as happening on the last day of the accounting period in …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Adjust and report input‑tax deductions for capital items

If the way you use a capital item (e.g. plant, equipment) for taxable supplies goes up or down, or you sell, lose, steal or destroy that asset, you must recalculate …

HMRC Prosecution Value Added Tax Regulations …
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Adjust and report VAT on capital items when usage changes

If the proportion of a capital asset that you use for taxable supplies goes up or down, or you sell or otherwise dispose of part of the asset, you must …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Adjust corporation tax to counteract avoidance arrangements

If your company holds a relevant investment and you or anyone else enters into a scheme whose main purpose is to gain a tax advantage, you must adjust your corporation …

HMRC Corporation Tax Act 2009
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Adjust input tax when taxable use of a capital item changes

If the proportion of a capital asset you use for taxable supplies goes up or down, you must increase or reduce the amount of input tax you have claimed on …

HMRC Prosecution Value Added Tax Regulations …
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Adjust output tax with a negative entry in your VAT account

If you have to adjust your output tax under regulation 172H(2), you must record a negative entry in the VAT‑payable part of your VAT account for the same accounting period, …

HMRC Value Added Tax Regulations …
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Adjust VAT deduction when purchase values change

If, after you have filed a VAT return, something changes the amount of VAT you can reclaim – for example a purchase is cancelled, you receive a discount or a …

HMRC Council Directive 2006/112/EC (EU …
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Adjust VAT input tax deductions when use of capital items changes

If the way you use a capital item (such as equipment) for taxable supplies goes up or down, or you sell, partially sell, lose or destroy the item, you must …

HMRC Value Added Tax Regulations …
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Adjust VAT input tax on capital items and report the change

If you own a capital asset (e.g., plant, equipment or building) and the way you use it for taxable supplies goes up or down, or you sell or lose part …

HMRC Unlimited fine 2 years Prosecution Value Added Tax Regulations …
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Adjust VAT input tax on capital items when their taxable use changes

If the way you use a capital item (e.g. machinery, equipment) for taxable supplies goes up or down, or you sell part of it, you must recalculate the VAT you …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT input tax on capital items when usage changes

If the proportion of a capital asset (e.g., machinery, vehicle) that you use for taxable supplies goes up or down, you must recalculate the VAT you can reclaim (or must …

HMRC Imprisonment Value Added Tax Regulations …
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Adjust VAT input tax on capital items when usage changes

If the percentage of a capital item (like machinery or equipment) that you use for taxable supplies goes up or down, you must recalculate the VAT you can reclaim (or …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Adjust VAT input tax on capital items when use changes

If you own a capital asset (e.g., plant, equipment) and the proportion of its use for taxable supplies goes up or down, you must recalculate the amount of VAT you …

HMRC Unlimited fine 2 years Imprisonment The Value Added Tax …
View legislation →

Adjust VAT input tax when use of a capital item changes

If the proportion of a capital asset that you use to make taxable supplies goes up or down, you must recalculate the VAT you can reclaim (or must repay) on …

HMRC Value Added Tax Regulations …
View legislation →

Adjust VAT on capital items when taxable use changes

If your business has bought a capital item (for example, a machine or vehicle) and reclaimed the VAT you paid, you must recalculate that VAT each time the proportion of …

HMRC Value Added Tax Regulations …
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Adjust VAT on capital items when usage changes

If the proportion of a capital asset (e.g., machinery or equipment) that you use to make taxable supplies goes up or down, you must recalculate the input VAT you can …

HMRC Prosecution Value Added Tax Regulations …
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Amend corporation tax return if UK expenditure condition not met

If your company claimed tax relief for a theatrical production and later discovers that the UK‑expenditure condition isn’t satisfied when the separate theatrical trade ends, you must remove that relief …

HMRC Unlimited fine 2 years Corporation Tax Act 2009
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Amend declarations to disclose withdrawal of a Customs agent

If you have appointed a Customs agent and that appointment is later withdrawn, you must update every temporary storage or Customs declaration that originally required the agent’s details to show …

HMRC The Customs (Import Duty) …
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Amend tax return and provide UK expenditure statement when relief conditions fail

If your company has claimed provisional orchestra tax relief and later discovers the UK expenditure requirement won’t be met, you must remove that relief from your corporation tax return and …

HMRC Corporation Tax Act 2009
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Amend tax return if exhibition relief claim becomes invalid

If your company has claimed museum and galleries exhibition tax relief and later discovers that the UK expenditure requirement is not met, or you stop the separate exhibition trade, you …

HMRC Corporation Tax Act 2009
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Apply exemption rules for mixed pre‑ and post‑5 Dec 2005 transactions

If you have both transactions that occurred before 5 December 2005 and after 4 December 2005, you must apply the special exemption rules when completing your tax return. This means …

HMRC Income Tax Act 2007
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Apply for advance clearance and provide required details on time

If you want HMRC to give you advance clearance for a payment, you must submit a written application that includes all the needed details of the transaction. HMRC can ask …

HMRC Corporation Tax Act 2010
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Apply for an in‑year CIS repayment

If you are a sub‑contractor in the construction sector and you have paid more CIS deductions than the tax you owe for the year, you can get the excess back. …

HMRC Income Tax (Construction Industry …
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Apply for repayment of reduced anti‑dumping duties within 6 months

If your business has paid import duty because of an anti‑dumping or counter‑vailing measure, and that measure is later reduced, you can claim a repayment. You must lodge an application …

HMRC The Customs (Import Duty) …
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Apply for VAT repayment on imports and supplies

If you import goods or receive supplies in the UK and have already paid VAT, you may be able to get that VAT back. This right is available when there …

HMRC Value Added Tax Regulations …
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Apply for VAT repayment on imports or unschedulable supplies

If you import goods and pay VAT that you can’t claim back by any other relief, you can get that VAT back from HMRC. To do so you must submit …

HMRC Value Added Tax Regulations …
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Apply in writing to HMRC to revoke or reduce a secondary tax liability

If your business gets a secondary‑liability and assessment notice for the Plastic Packaging Tax, you can ask HMRC to cancel it or lower the amount. You must send a written …

HMRC Plastic Packaging Tax (General) …
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Apply the flat‑rate VAT scheme if you opt for it

If you are a farmer who has chosen the flat‑rate VAT scheme, you must calculate your compensation by applying the percentage set by your Member State to the turnover for …

HMRC Council Directive 2006/112/EC (EU …
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Apply to HMRC for remission of unpaid import duty

If your business owes import duty but hasn’t paid it yet, you can ask HMRC to reduce or cancel that charge when a reduced‑duty case (other than the one covered …

HMRC The Customs (Import Duty) …
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Apply to HMRC to discharge import duty guarantees

If your business has given a customs guarantee for import duty, you can ask HMRC to release that guarantee once the duty (or part of it) has been paid or …

HMRC The Customs (Import Duty) …
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Apply to TRA for a safeguarding investigation

If you produce goods in the UK and see that imports of similar products are rising sharply and harming your business, you must submit a formal request to the Trade …

HMRC Taxation (Cross-border Trade) Act …
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Assist HMRC in identifying import‑duty avoidance breaches

If you didn’t cause an import‑duty avoidance breach but you can help point HMRC to the wrong entry, you must give them the information they need so they can find …

HMRC The Customs (Import Duty) …
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Attach film certification to tax returns to claim special film relief

If you want to claim the special film tax relief, you must send the appropriate British‑film certificate with the company tax return for the period in question. If the certificate …

HMRC Imprisonment Corporation Tax Act 2009
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Attribute input tax on imported goods to taxable foreign supplies

If your business is VAT‑registered and you buy goods or services that you will use, in whole or in part, to make supplies that would be taxable if they were …

HMRC Value Added Tax Regulations …
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Attribute input tax to taxable supplies for each VAT period

If your business makes both taxable and exempt supplies, you must work out how much of the VAT you have paid can be reclaimed. This means separating purchases used only …

HMRC Value Added Tax Regulations …
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Calculate and claim capital gains tax credit within the allowed limit

If you want to claim a credit against your capital gains tax under section 18(2), you must work out the credit so it does not exceed the difference between the …

HMRC TIOPA 2010
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Calculate and claim VAT deductions on your VAT return

You must work out how much VAT you can reclaim for each VAT accounting period and subtract that amount from the VAT you owe when you submit your VAT return. …

HMRC Council Directive 2006/112/EC (EU …
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Calculate and complete VAT return boxes correctly

Each time you have to submit a VAT return, you must work out the amounts from your VAT account for that accounting period. Put the total VAT you owe in …

HMRC The Value Added Tax …
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Calculate and complete your VAT return correctly

If your business is VAT‑registered you must work out the amounts to put in each box of your VAT return exactly as set out in the regulations. Total VAT you …

HMRC Value Added Tax Regulations …
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Calculate and report all profits and gains in sterling

When you prepare your company’s corporation tax return you must work out the profit and any chargeable gains in British pounds and show the figures in sterling. This applies regardless …

HMRC Corporation Tax Act 2010
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Calculate and submit accurate VAT return figures

When you are required to file a VAT return, you must work out the amounts for each box using the figures from your VAT account for the relevant accounting period. …

HMRC Value Added Tax Regulations …
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Calculate and submit VAT return amounts correctly

When you need to send a VAT return, you must work out the figures for each box exactly as set out – total VAT due on sales goes in Box …

HMRC Value Added Tax Regulations …
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Calculate annual PAYE Settlement Agreement tax

If your business has a PAYE Settlement Agreement (PSA) with HMRC, you must work out each tax year how much income tax is due under that agreement. The calculation has …

HMRC Income Tax (PAYE) Regulations …
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Calculate flat‑rate compensation percentages for your farm VAT scheme

If you run a farm, forestry or fisheries business that uses the EU VAT flat‑rate scheme, you must determine the flat‑rate compensation percentage based on the macro‑economic data for your …

HMRC Council Directive 2006/112/EC (EU …
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Calculate import value pro rata for partial consignments

If you import goods that are only part of a larger batch you bought, or if part of a shipment is lost or damaged when you submit a free‑circulation declaration, …

HMRC The Customs (Import Duty) …
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Calculate taxable amount for hire‑purchase capital sums

If your business receives a capital sum in connection with a hire‑purchase lease, you must work out how much of the lease payments are not covered by tax relief and …

HMRC Income Tax Act 2007
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Calculate VAT return amounts correctly

If your business is required to submit a VAT return, you must work out the figures for each box using your VAT account. The total VAT you owe for the …

HMRC Value Added Tax Regulations …
View legislation →

Calculate VAT return amounts correctly

If your business must submit a VAT return, you need to work out the figures for each box exactly as set out in the regulations. Add together all VAT payable …

HMRC Value Added Tax Regulations …
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Calculate VAT return boxes correctly

When your business must submit a VAT return to HMRC, you need to work out the figures for each box exactly as set out in this regulation. Total all VAT …

HMRC Value Added Tax Regulations …
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Claim Flat‑rate Addition credit on your VAT return

If you receive an invoice that includes a ‘Flat‑rate Addition’ (FRA) amount, you must claim that amount as an input‑tax credit on the VAT return for the accounting period in …

HMRC Value Added Tax Regulations …
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Claim Flat‑rate Addition input tax credit on VAT return

If your business receives an invoice that includes a Flat‑rate Addition (FRA) – an amount that must be treated as VAT – you have to claim that amount as an …

HMRC Value Added Tax Regulations …
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Claim import duty remission within 3 years of the duty being incurred

If your business has to pay import duty, you can usually get part or all of that money back – a remission. You must apply for this refund as soon …

HMRC The Customs (Import Duty) …
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Claim input tax on VAT return and retain supporting documents

When your business pays VAT on purchases, you must reclaim that amount on your VAT return for the accounting period in which the tax became chargeable (or the first period …

HMRC Value Added Tax Regulations …
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Claim input tax on your VAT return with supporting documents

Whenever you pay VAT on purchases, imports or EU acquisitions you must claim that VAT back on the VAT return for the period in which the tax became chargeable. You …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT and keep supporting documents within time limits

When you want to reclaim VAT you have paid on purchases, imports or EU acquisitions, you must include the claim on the VAT return for the period when the tax …

HMRC The Value Added Tax …
View legislation →

Claim input VAT and retain supporting documents

When you incur VAT on purchases, imports or acquisitions that you can recover, you must include the claim on your VAT return for the period when the tax became chargeable …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT and retain supporting documents

When you incur VAT on purchases, imports or EU acquisitions, you must claim the input tax on your VAT return for the period when the tax became chargeable, and you …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT on the correct return and retain supporting documents

When you incur VAT on purchases, you must claim the corresponding input tax on the VAT return for the accounting period in which the tax became chargeable (or the first …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT on time and retain supporting documents

When your business incurs VAT on purchases, imports or EU acquisitions you must claim the input tax on the VAT return for the accounting period in which the tax became …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT on your VAT return with supporting documents

When your business pays VAT on purchases, imports or intra‑EU acquisitions, you must recover that VAT by making a claim on your VAT return for the accounting period in which …

HMRC Value Added Tax Regulations …
View legislation →

Claim input VAT with required documents and within time limits

When your business pays VAT on purchases, imports or EU acquisitions, you must keep the appropriate invoice or supporting document and claim the input tax on your VAT return for …

HMRC Value Added Tax Regulations …
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Claim plastic packaging tax credits in your return

When you first have enough evidence that a piece of plastic packaging you use qualifies for a tax credit, you must include that credit in the same tax return for …

HMRC Plastic Packaging Tax (General) …
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Claim recoverable VAT and retain supporting documents

When you incur VAT on purchases, you must recover that input tax on the VAT return for the accounting period in which the tax became chargeable, or on the first …

HMRC Value Added Tax Regulations …
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Claim relief to avoid double taxation on carried interest

If you have paid Capital Gains Tax on a carried‑interest gain and you (or another person) have also paid income tax on the same gain, you can ask HMRC to …

HMRC Taxation of Chargeable Gains …
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Claim repayment of any inheritance tax overpayment within 4 years

If you discover you have paid too much inheritance tax, you must notify HMRC and ask for the excess (including any interest) to be repaid. You have to make the …

HMRC Inheritance Tax Act 1984
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Claim repayment of import duty after a trade‑remedy notice

If the Secretary of State has issued a public notice about trade remedies (for example, dumping or subsidies) that affects the duty you paid on an import, you may get …

HMRC The Customs (Import Duty) …
View legislation →

Claim repayment of import VAT correctly

If your business has paid import VAT on goods that entered Northern Ireland and later discovers you are entitled to a refund (e.g., the VAT was not actually due or …

HMRC Value Added Tax Regulations …
View legislation →

Claim repayment of import VAT you have paid

If your business has paid import VAT on goods brought into Northern Ireland and you later discover you were not actually liable for it, you must claim the money back. …

HMRC Value Added Tax Regulations …
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Claim repayment of VAT on imports or supplies you’re not a VAT‑payer

If you’ve paid VAT on goods you’ve brought into the UK or on supplies you’ve bought for yourself and you’re not a registered VAT‑payer, you can get that money back …

HMRC Value Added Tax Regulations …
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Claim tax credit for eligible plastic packaging

If you pay Plastic Packaging Tax on a component that qualifies under case 1 or 2 but isn’t directly exported, you can claim a tax credit. To do so you …

HMRC Plastic Packaging Tax (General) …
View legislation →

Claim tax relief for double taxation on carried interest

If you have elected to treat carried‑interest gains as accruing under s.103KFA, have paid CGT on those gains and later are taxed on the same carried interest, you can ask …

HMRC Taxation of Chargeable Gains …
View legislation →

Claim VAT credit for Flat‑rate Addition and retain proper invoice

If you buy goods or services from a certified person who isn’t VAT‑registered and the invoice shows a ‘Flat‑rate Addition’ (FRA) amount, you must keep an invoice that includes all …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT credit for flat‑rate addition (FRA)

If your business buys goods or services from a certified person and the invoice includes a flat‑rate addition, you can treat that amount as VAT and claim it as input …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT input credit for flat‑rate addition and keep proper invoice

If your business receives a supply from a certified person that includes a flat‑rate addition (FRA), you can treat that amount as VAT and claim it as input tax. To …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT input tax on time and keep required documents

When your business pays VAT on purchases, you must claim the amount back on your VAT return for the period when the tax became chargeable, or the first period you …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refund for non‑business Academy purchases

If your Academy buys goods or services (or imports them) and the purchase isn’t for a business activity, you can ask HMRC to refund the VAT you paid. You must …

HMRC Value Added Tax Act …
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Claim VAT refund for non‑business supplies to qualifying charities

If your organisation is a qualifying charity and you have been charged VAT on goods or services that are not for a business activity, you can claim a refund from …

HMRC Value Added Tax Act …
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Claim VAT refund on eligible import or supply costs

If you import goods into the UK, or buy supplies that would normally be treated as input tax, you can get the VAT back – as long as no other …

HMRC The Value Added Tax …
View legislation →

Claim VAT refund on imports and UK supplies when no relief

If you buy goods from outside the UK (or buy goods in the UK) but can’t use any other VAT relief, you’re entitled to get the VAT back. This means …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refund on your VAT return

When your business has more VAT to reclaim than you owe (i.e. you’re entitled to a refund), you must record the refund amount in the specific box on your VAT …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refund on your VAT return

When your business becomes entitled to a VAT refund, you must put the correct refund amount into the “VAT reclaimed in this period on purchases and other inputs” box on …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds in your VAT return

When you have more input VAT than output VAT and are entitled to a refund, you must put the correct refund amount into the ‘VAT reclaimed in this period on …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on eligible imports and supplies

If you import goods into the UK or buy supplies for your business and you end up paying VAT that you can’t actually use as input tax (or would be …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on eligible imports and supplies

If you’re a trader and you pay VAT on goods you import (or on supplies you receive) that you can’t normally recover, the law lets you ask HMRC to repay …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on imported goods and certain supplies

If you import goods into the UK and haven’t got any other VAT relief, or if you supply goods where the VAT would normally be treated as input tax, you …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on imports and qualifying supplies

If you import goods into the UK or buy goods in the UK and the VAT would normally be your input tax, you can ask HMRC to refund that VAT …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on your VAT return

When your business has more VAT on purchases than you owe on sales, you must claim the refund by putting the correct amount into the “VAT reclaimed in this period …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on your VAT return

When your business is due a VAT refund, you must put the correct refund amount into the ‘VAT reclaimed in this period on purchases and other inputs’ box on your …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on your VAT return

When your business is owed a VAT refund, you must tell HMRC about it by putting the correct amount into the “VAT reclaimed in this period on purchases and other …

HMRC Value Added Tax Regulations …
View legislation →

Claim VAT refunds on your VAT return

When your business is due a VAT refund, you must tell HMRC the amount by putting it in the “VAT reclaimed on purchases and other inputs” box on the VAT …

HMRC Value Added Tax Regulations …
View legislation →

Complete customs entry, exit and transit formalities for goods moving through Northern Ireland

If your business brings goods into Northern Ireland from territories that are outside the EU, you must complete the customs entry paperwork required by the Union Customs Code. The same …

HMRC Imprisonment Value Added Tax Regulations …
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Complete customs entry, exit and transit formalities for goods moving through Northern Ireland

If your business brings goods into Northern Ireland from territories treated as outside the EU, you must complete the EU customs entry procedures. The same applies when you export goods …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Complete customs entry, exit and transit formalities for goods moving through Northern Ireland

If your business moves goods into or out of Northern Ireland to/from territories that are treated as outside the EU, you must carry out the required customs declarations before the …

HMRC Value Added Tax Regulations …
View legislation →

Complete customs entry, exit and transit formalities for goods moving via Northern Ireland

If your business moves goods into or out of Northern Ireland from territories that are treated as outside the EU, you must carry out the required customs entry or export …

HMRC Value Added Tax Regulations …
View legislation →

Complete customs entry/exit and transit formalities for goods moving via Northern Ireland

If your business moves goods into or out of Northern Ireland from the specified non‑EU territories, you must carry out the required customs entry or export procedures. When those goods …

HMRC Value Added Tax Regulations …
View legislation →

Complete customs entry, exit and transit formalities for NI trade

If your business moves goods into Northern Ireland from territories that are treated as outside the EU, you must complete the EU customs entry formalities. The same applies when you …

HMRC Imprisonment Value Added Tax Regulations …
View legislation →

Complete customs formalities for goods entering or leaving NI

If your business moves goods through Northern Ireland from territories that are treated as outside the EU, you must complete the EU customs entry procedures when the goods arrive. The …

HMRC Value Added Tax Regulations …
View legislation →

Complete customs formalities for goods moving through Northern Ireland

If your business brings goods into Northern Ireland from territories that are treated as outside the EU, you must carry out the EU customs entry procedures. The same applies when …

HMRC Value Added Tax Regulations …
View legislation →

Complete VAT return boxes correctly for each accounting period

When you have to send a VAT return, you must work out the figures for the required boxes from your VAT account for that period. Put the total VAT due …

HMRC Prosecution Value Added Tax Regulations …
View legislation →

Complete your VAT return with correct box amounts

When you have to send a VAT return, you must fill in the totals from your VAT account for the accounting period. The VAT you owe goes in Box 1 …

HMRC Value Added Tax Regulations …
View legislation →

Comply with all conditions of any accreditation you hold

If your business obtains an accreditation under the Income Tax Act (for example as a social‑impact contractor), you must obey every condition the accrediting Minister sets – such as providing …

HMRC Income Tax Act 2007
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Comply with Commission directions on employee monitoring methods

If the Equality Commission for Northern Ireland tells you to use a different method for deciding a case involving an employee and for preparing the related monitoring return, you must …

HMRC Fair Employment (Monitoring) Regulations …
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Comply with eligibility and reporting rules for the VAT accounting scheme

If you want to use the VAT annual accounting scheme you must be sure your expected taxable supplies are under £1.35 million when you apply and stay below £1.6 million …

HMRC Imprisonment Value Added Tax Regulations …
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Comply with special VAT scheme for cross‑border telecom, broadcasting and e‑services

If your business supplies telephone, TV, radio or online services from an EU Member State to customers in another Member State, you must use the special VAT scheme. You need …

HMRC Council Directive 2006/112/EC (EU …
View legislation →

Comply with VAT scheme rules and notify HMRC if supplies exceed £1.6 million

If your business is authorised under the VAT scheme you must give only true information in your application, lodge every required VAT return and make any payments by the prescribed …

HMRC Imprisonment The Value Added Tax …
View legislation →

Comply with VAT scheme rules and notify HMRC if supplies exceed £1.6 million

If your business is authorised to use the VAT scheme you must keep your application truthful, file every required VAT return and pay any VAT due on time. As soon …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Continue VAT compliance after death or incapacity

If you become the personal representative, trustee, liquidator or similar for someone who was registered for VAT and that person dies or can no longer manage their affairs, you must …

HMRC Prosecution Value Added Tax Regulations …
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Correct customs declaration if HMRC adjusts transaction value

If HMRC decides the value you declared for imported goods is substantially lower than the true value, they will tell you the amount that should have been included. You must …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
View legislation →

Correct errors in Plastic Packaging Tax returns within 4 years

If you spot a mistake in a Plastic Packaging Tax return you have already sent to HMRC, you must fix it. You must use the correction method that HMRC sets …

HMRC Plastic Packaging Tax (General) …
View legislation →

Correct errors in tax information and report them to HMRC

If you discover a material mistake in any tax return or document you’ve submitted to HMRC, you must fix it promptly. If you notice an error that could mean tax …

HMRC Inheritance Tax Act 1984
View legislation →

Correctly calculate and attribute input tax to taxable supplies

If your business makes both taxable and exempt supplies, you must work out how much of the VAT you have paid (input tax) relates to the taxable part of your …

HMRC Value Added Tax Regulations …
View legislation →

Correct tax return and inform HMRC after a follower notice

If HMRC sends you a follower notice and does not withdraw it, you must fix the tax advantage they have denied – either by amending the return/claim or by agreeing …

HMRC Finance Act 2014 (Theatre …
View legislation →

Declare free‑circulation goods imported at other listed locations

If you import miscellaneous goods at a port, airport or other place listed in the regulations, and you are entitled to full duty relief under the specified reliefs, you must …

HMRC Imprisonment The Customs (Import Duty) …
View legislation →

Declare the full amount of UK pension income on your tax return

If you receive a pension (or only a part of it during a split year), you must count the entire pension income – or just the UK part if it's …

HMRC Imprisonment Income Tax (Earnings and …
View legislation →

Declare UK core expenditure to claim special TV relief

If your company wants to claim special television relief, you must put the amount of planned UK‑based core spending for the programme on your interim company tax return. When the …

HMRC Prosecution Corporation Tax Act 2009
View legislation →

Deduct tax and file Form P46(Pen) for former‑employer pensions

If you were an employee’s employer right up to their retirement and no P45 was issued, you must treat any pension they receive from you as PAYE income. This means …

HMRC Income Tax (PAYE) Regulations …
View legislation →

Deduct tax at 0T and report pension payments to HMRC

If a former employee who is now a pensioner starts receiving pension payments while you are still paying them through PAYE, you must treat the pension as non‑cumulative, apply the …

HMRC Income Tax (PAYE) Regulations …
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Determine applicant community for monitoring returns

When you prepare a Fair Employment monitoring return, you must decide which community each job applicant belongs to using the method set out in the Regulations. If the method can’t …

HMRC Fair Employment (Monitoring) Regulations …
View legislation →

Disclose any HMRC customs ruling you receive

If HMRC gives you a ruling on the tariff classification, value or country of origin of goods you import or export, you must tell HMRC that you have received it. …

HMRC Prosecution Taxation (Cross-border Trade) Act …
View legislation →

Do not apply for duty remission or repayment while an appeal is pending

If you have lodged an appeal about the amount of import duty you owe, you must wait until that appeal is resolved before making any application for remission or repayment …

HMRC The Customs (Import Duty) …
View legislation →

Elect and notify levy allowance split across PAYE references

If your business (as a member of a company or charities unit) has more than one PAYE reference and an apprenticeship levy allowance, you must decide how to divide that …

HMRC Income Tax (PAYE) Regulations …
View legislation →

Ensure exported goods retain domestic status on re‑import

If your business ships goods out of the UK and plans to bring them back after they have passed through another country, you must keep a proper travel document that …

HMRC The Customs (Import Duty) …
View legislation →

Ensure VAT zero‑rating certificate includes required information

If your business provides services on goods that are in a fiscal or other warehousing arrangement and you want those services to be zero‑rated for VAT, you must obtain a …

HMRC Value Added Tax Regulations …
View legislation →

Enter correct amounts in VAT return boxes

When you submit a VAT return you must put the total VAT you owe for the period into Box 1 (unless the VAT is on goods bought in Northern Ireland …

HMRC Value Added Tax Regulations …
View legislation →

File a complete VAT return each tax period

If your business is registered for VAT, you must send a VAT return for every tax period (monthly, quarterly or yearly as set by HMRC). The return must include the …

HMRC Council Directive 2006/112/EC (EU …
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File a final VAT return and pay any outstanding VAT when authorisation ends

If your business loses its special VAT authorisation – for example because your taxable supplies exceed £1.6 million, HMRC terminates it, you become insolvent or you decide to stop using …

HMRC Value Added Tax Regulations …
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File an employee appeal against a PAYE direction notice

If your employer issues a PAYE direction notice that you believe is incorrect, you, as an employee, have the right to appeal. You must notify HMRC in writing within 30 …

HMRC Income Tax (PAYE) Regulations …
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File annual PAYE return to HMRC

If you pay employees (or provide a support allowance) you must send HMRC an annual return for each award covering that employment. The return has to be lodged by 1 …

HMRC Income Tax (PAYE) Regulations …
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File a VAT recapitulative statement with HMRC

If you are a VAT‑registered business (or a person who has been made liable to account for VAT on behalf of a non‑UK VAT‑registered supplier), you must regularly submit a …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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File a VAT return after each tax period

If your business is a VAT‑registered trader, you must submit a VAT return each month, quarter or year (as HMRC sets). The return has to contain all the information that …

HMRC Council Directive 2006/112/EC (EU …
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File a VAT return each tax period with required details

If your business collects VAT, you must submit a detailed VAT return for every period (usually every month). The return must be filed electronically if the UK rules allow it, …

HMRC £1200 Imprisonment Council Directive 2006/112/EC (EU …
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File monthly VAT recapitulative statements

If your business is VAT‑taxable, you must give HMRC a monthly summary of all intra‑Community supplies and acquisitions. The statement lists the VAT numbers of your buyers and suppliers, the …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Follow all conditions in any HMRC conduct notice

If HMRC gives you a conduct notice, you must comply with every condition it sets out. This can include giving clients and intermediaries clear information about tax‑related proposals, supplying documents …

HMRC Unlimited fine Imprisonment Finance Act 2014 (Theatre …
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Give a compliant VAT invoice to UK VAT‑registered customers

If you’re VAT‑registered in the UK and a trader based in another EU country supplies you goods or services, that foreign trader must send you a proper VAT invoice. The …

HMRC Value Added Tax Regulations …
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Give a tax certificate for holiday pay

Whenever you pay an employee holiday pay, you must hand them a certificate that shows their name, NI number (if you have it), the tax year, payment date, amount paid …

HMRC Income Tax (PAYE) Regulations …
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Give employees a P60 by 1 June each year

You must send a P60 (end‑of‑tax‑year payslip) to every staff member who was still employed on the last day of the tax year and from whom you deducted PAYE at …

HMRC Income Tax (PAYE) Regulations …
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Give purchaser a written notice of VAT bad‑debt claim

If you are claiming a VAT bad debt on a supply made before 1 January 2003 to a purchaser who is also VAT‑registered, you must send that purchaser a written …

HMRC Value Added Tax Regulations …
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Include correct deductions and adjustments in annual other earnings return

If you have to report ‘other earnings’ under PAYE regulations 85‑87, you must work out any deductions or adjustments that the tax rules allow or require. You must use the …

HMRC Income Tax (PAYE) Regulations …
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Include correct VAT refund amount on your VAT return

When you have more VAT to reclaim than you owe, you must put the exact refund figure into the “VAT reclaimed in this period on purchases and other inputs” box …

HMRC Value Added Tax Regulations …
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Include non‑trading loan deficits in corporation tax returns

If your company records a loss from its loan relationships (for example, interest expenses exceed interest income), you must carry that loss into your corporation tax calculation. Follow the rules …

HMRC Prosecution Corporation Tax Act 2009
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Include plastic packaging tax statement on business invoices

When you sell a plastic packaging component to another business and you have to pay plastic packaging tax on it, you must show the amount of that tax on the …

HMRC Finance Act 2021 (Plastic …
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Include required costs in customs transaction value

When you bring goods into the UK, you must add the cost of the container, packaging, transport and insurance up to the point of import, loading and handling, any commission …

HMRC The Customs (Import Duty) …
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Include required details in duty remission or repayment applications

If you apply to HMRC to have import duty reduced, waived or repaid, you must give specific information – what the goods are, which reduced‑duty rule you are using, the …

HMRC The Customs (Import Duty) …
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Include required details on every VAT invoice

Whenever you issue a VAT invoice you must put a set list of information on it – a unique invoice number, dates, supplier and customer details, description of the goods …

HMRC Prosecution Value Added Tax Regulations …
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Include required details on fiscal warehousing certificates

When you supply goods that are to be placed in fiscal warehousing, you must issue a certificate that contains all the information set out in the form notice published by …

HMRC Value Added Tax Regulations …
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Include required information on fiscal warehousing certificates

When you sell goods that are to be placed in fiscal warehousing, you must issue a fiscal warehousing certificate that contains all the details set out in the form prescribed …

HMRC Value Added Tax Regulations …
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Include required information on fiscal warehousing certificates

When you supply goods that are to be placed in a fiscal warehouse, you must issue a certificate that contains all the details set out in the form announced by …

HMRC Value Added Tax Regulations …
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Include VAT refund amount on your VAT return

When your business is owed a VAT refund, you must enter the exact refund amount in the “VAT reclaimed in this period on purchases and other inputs” box on the …

HMRC Value Added Tax Regulations …
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Include VAT refund amount on your VAT return

When your business becomes entitled to a VAT refund, you must claim it by entering the correct refund figure in the ‘VAT reclaimed in this period on purchases and other …

HMRC The Value Added Tax …
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Include VAT refund amount on your VAT return

When you have more VAT on purchases than you owe on sales, you must claim the refund by putting the correct amount into the ‘VAT reclaimed on purchases and other …

HMRC Value Added Tax Regulations …
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Issue a compliant invoice for Schedule 9ZA (6‑2) supplies

If your business acts as an intermediate supplier and makes a supply that falls under paragraph 6(2) of Schedule 9ZA, you must give the customer an invoice that meets the …

HMRC The Value Added Tax …
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Issue an invoice for qualifying EU supplies

If your VAT‑registered business sells goods or services to a customer in another EU member state as set out in Schedule 9ZA paragraph 6(9), you must give that customer an …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If you supply goods or services and an anti‑forestalling charge becomes payable under Schedule 27 of the Finance Act 2012, you must send the customer a separate invoice for that …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If you supply goods or services that attract an anti‑forestalling charge and you have already issued a VAT invoice that does not include that charge, you must send a separate …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If a supply you make attracts an anti‑forestalling charge under Schedule 27 and you would normally have issued a VAT invoice for that supply, you must send the customer a …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If you have to charge an anti‑forestalling amount (a supplemental VAT charge) on a supply that would have required a normal VAT invoice, you must send the customer a separate …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If you make a supply that attracts an anti‑forestalling charge and you have already issued a VAT invoice that did not include that charge, you must send a separate invoice …

HMRC Value Added Tax Regulations …
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Issue anti‑forestalling charge invoice within 45 days

If you owe an anti‑forestalling charge under Schedule 27 of the Finance Act 2012 and you should have issued a VAT invoice for the supply, you must send a separate …

HMRC Value Added Tax Regulations …
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Issue a VAT invoice for qualifying supplies to EU customers

If your business is VAT‑registered and you sell a service or good that falls under paragraph 6(9) of Schedule 9ZA to a customer in another EU Member State, you must …

HMRC Value Added Tax Regulations …
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Issue a VAT invoice for services under fiscal/warehousing regimes

When you supply services on goods that are held in a fiscal or other warehousing regime and you want the supply to be zero‑rated for VAT, you must give the …

HMRC Prosecution Value Added Tax Regulations …
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Issue a VAT invoice for zero‑rated services in fiscal/warehousing regimes

If your business supplies services on goods that are stored under a fiscal or other warehousing scheme and you want to zero‑rate those services for VAT, you must give the …

HMRC The Value Added Tax …
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Issue compliant invoice for EU supplies

When your VAT‑registered business sells goods or services to a customer in another EU member state under the specific rules of paragraph 6(9) Schedule 9ZA, you must give that customer …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or the classification of a supply as exempt, zero‑rated or reduced‑rate) changes after you have issued a VAT invoice for a supply where you later make …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or the classification of a supply as exempt, zero‑rated or reduced‑rate) changes after you have issued a VAT invoice for a supply that the customer will …

HMRC The Value Added Tax …
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Issue credit note when VAT rate changes

If the VAT rate (or the status of a supply as exempt, zero‑rated or reduced‑rate) changes after you have issued a VAT invoice, you must send the customer a credit …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or the classification of supplies as exempt, zero‑rated or reduced‑rate) changes after you have issued an invoice, and you later make a VAT election under s.88, …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate changes after you have sent a VAT invoice for a supply and you later make an election under s.88, you must send the customer a credit …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or an exempt/zero‑rate/reduced‑rate classification) changes after you have issued a VAT invoice for a supply and you have made an election under s.88, you must send …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate changes after you have issued an invoice for a supply and you later make a VAT election, you must send the customer a credit note. The …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the standard rate of VAT changes and you have already sent a VAT invoice for a supply that later becomes subject to a different rate, you must send the …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes

If the VAT rate (or the rules on exempt, zero‑rated or reduced‑rate supplies) changes and you have already issued a VAT invoice for a supply that later gets an election …

HMRC Value Added Tax Regulations …
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Issue credit note when VAT rate changes after invoicing

If the VAT rate (or the classification of a supply as exempt, zero‑rated or reduced‑rate) changes after you have sent a VAT invoice for a relevant supply, you must send …

HMRC Value Added Tax Regulations …
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Issue fiscal warehousing certificates with the required information

If your business supplies goods that will be placed in fiscal warehousing, you must provide a fiscal warehousing certificate that includes all the details set out in the form published …

HMRC Value Added Tax Regulations …
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Issue invoice for intermediate supplies under Schedule 9ZA

If your business acts as an intermediate supplier of goods that have been moved into the UK from the EU and you want the special VAT treatment in Schedule 9ZA, …

HMRC Value Added Tax Regulations …
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Issue invoice for intermediate supplies under Schedule 9ZA

If your business acts as an intermediate supplier and makes a supply that uses the special VAT treatment in paragraph 6(2) of Schedule 9ZA, you must give your customer an …

HMRC Prosecution Value Added Tax Regulations …
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Issue simplified VAT invoice for low‑value supplies

When you sell goods or services that cost £250 or less, and you are a VAT‑registered business in Northern Ireland selling to a UK customer, you only need to give …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoice for low‑value supplies

If you sell goods or services and the total charge is £250 or less, and you are a VAT‑registered trader in Northern Ireland selling to a UK customer, you may …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoices for supplies ≤ £250

If your business is VAT‑registered in Northern Ireland and you sell goods or services for £250 or less (and the customer isn’t in another EU state), you only need to …

HMRC The Value Added Tax …
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Issue simplified VAT invoices for supplies ≤ £250

If you make a taxable supply that costs £250 or less, you are a VAT‑registered trader in Northern Ireland and the customer isn’t in another EU member state, you only …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoices for supplies ≤ £250

When you sell goods or services worth £250 or less, you’re VAT‑registered (including in Northern Ireland) and the customer isn’t in another EU member state, you can use a simplified …

HMRC Value Added Tax Regulations …
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Issue simplified VAT invoices for supplies up to £250

If you sell goods or services worth £250 or less, you’re VAT‑registered in Northern Ireland, and the customer isn’t in another EU member state, you only need to give a …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If a supplementary charge (such as a levy under the Finance Acts) becomes payable on a supply and your original VAT invoice did not include it, you must send the …

HMRC The Value Added Tax …
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Issue supplementary charge invoice within 45 days

If you have supplied goods or services and a supplementary charge (e.g., a levy under the Finance Acts) becomes payable after you have already issued a VAT invoice that does …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you supply goods or services and a supplementary charge (e.g., for fuel or climate levy) becomes payable after you have already sent a VAT invoice that does not show …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you have already issued a VAT invoice for a supply but a statutory supplementary charge later becomes payable and wasn’t included on that invoice, you must send the customer …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you supply goods or services and a supplementary charge (such as a climate change levy) becomes payable, but your original VAT invoice did not include that charge, you must …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you make a supply and a supplementary charge (e.g. under the Finance Act) later becomes payable, and your original VAT invoice did not include that charge, you must send …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you have supplied goods or services that attract a supplementary VAT charge and you have already sent a normal VAT invoice that does not show that charge, you must …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you have supplied goods or services and a supplementary charge (such as a climate‑change levy) becomes payable after you have already issued a VAT invoice that doesn’t contain that …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If a supplementary charge (under the 2009 or 2010 Finance Acts) applies to a supply you have made and the VAT invoice you sent did not show that charge, you …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If a supplementary charge (under the Finance Act 2009/2010) becomes payable on a supply and your original VAT invoice did not include that charge, you must send the customer a …

HMRC Value Added Tax Regulations …
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Issue supplementary charge invoice within 45 days

If you have already issued a VAT invoice for a supply but a supplementary charge (under the relevant Finance Act schedules) later becomes payable and wasn’t on that invoice, you …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for EU supplies

If your business supplies goods or services to a customer in another EU Member State under Schedule 9ZA paragraph 6(9), you must give that customer a VAT invoice. The invoice …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for EU supplies

If your business is VAT‑registered and you make a supply that falls under paragraph 6(9) of Schedule 9ZA to a customer in another EU Member State, you must give that …

HMRC The Value Added Tax …
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Issue VAT invoice for EU supplies under Schedule 9ZA

If your business is VAT‑registered and you sell goods or services to a customer in another EU member state that fall under paragraph 6(9) of Schedule 9ZA, you must give …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Issue VAT invoice for intermediate supplies

If your business acts as an intermediate supplier (you sell goods that were brought into the UK from another EU member state directly to a UK customer), you must give …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services on goods fiscal warehousing regimes

If your business supplies services that relate to goods held in a fiscal or other warehousing regime and you want to zero‑rate those services for VAT, you must issue a …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services on goods in fiscal or warehousing regimes

If your business provides services on goods that are in a fiscal or other warehousing arrangement, you must give the customer a VAT invoice that shows all the required details …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services on goods in fiscal/warehousing regimes

If your business provides services on goods that are held in a fiscal or other warehousing regime and you want those services to be zero‑rated for VAT, you must give …

HMRC Prosecution Value Added Tax Regulations …
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Issue VAT invoice for services on goods in fiscal/warehousing regimes

When you provide services on goods that are stored in a fiscal or other warehousing regime and want the supply to be zero‑rated for VAT, you must send the customer …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for services on warehoused goods

If your business provides services on goods that are in a customs or other warehousing scheme and you want those services to be zero‑rated for VAT, you must give the …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for specific cross‑border supplies

When your VAT‑registered business makes a supply to a customer in another Member State that falls under paragraph 6(9) of Schedule 9ZA, you must give that customer a VAT invoice. …

HMRC Value Added Tax Regulations …
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Issue VAT invoice for zero‑rated services in fiscal warehousing

If your business provides services on goods that are in a fiscal or other warehousing regime and you want the supply to be zero‑rated for VAT, you must give the …

HMRC Prosecution Value Added Tax Regulations …
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Issue VAT invoices for each water, gas or power supply

If your business sells water, gas, electricity, heat, cooling or ventilation you must treat each payment or each invoice as a separate supply. You need to issue a VAT invoice …

HMRC Imprisonment Value Added Tax Regulations …
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Issue VAT invoices for taxable supplies and advance payments

Whenever your business makes a taxable sale of goods or services to another VAT‑registered company or to a non‑taxable legal entity, you must issue a proper VAT invoice. You also …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Issue VAT invoices for water, gas, power and similar supplies

If your business supplies water, gas, electricity, heat, cooling or ventilation (unless the supply is exempt), you must treat each payment you receive or each VAT invoice you issue as …

HMRC Prosecution Value Added Tax Regulations …
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Issue VAT invoices with the required details

Whenever your business supplies goods or services and you are VAT‑registered, you must give your customer a VAT invoice that includes all the information set out in the regulation – …

HMRC Value Added Tax Regulations …
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Issue VAT invoice when a taxable customer asks

If your business is a VAT‑registered retailer, you normally don’t have to give a VAT invoice. However, whenever a customer who is also VAT‑registered requests one you must provide it. …

HMRC Value Added Tax Regulations …
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Issue VAT invoice within 14 days of buyer appropriating goods

If you sell goods but keep legal ownership until the buyer takes them (a retention‑of‑title sale), VAT is due from the earliest of three dates – when the buyer appropriates …

HMRC Value Added Tax Regulations …
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Issue VAT invoice within 14 days of buyer taking goods

If you sell goods but keep ownership until the buyer actually takes them, you must send a VAT invoice (or accept a proper self‑billed invoice) no later than 14 days …

HMRC Value Added Tax Regulations …
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Issue VAT zero‑rate invoice for services on warehoused goods

If your business provides services on goods that are in a fiscal or other warehousing regime and you want those services to be zero‑rated for VAT, you must give the …

HMRC Value Added Tax Regulations …
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Keep VAT records, submit returns and issue VAT invoices

If your business is registered for VAT you must keep proper VAT accounting records, file the required VAT returns and any other information to HMRC, issue a VAT invoice to …

HMRC Unlimited fine Imprisonment Value Added Tax Act …
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Maintain VAT scheme accounting and file final return when it ends

If your business is authorised under the VAT accounting scheme, you must keep accounting for VAT using that scheme until your authorisation ends. When you stop being authorised – for …

HMRC The Value Added Tax …
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Make a customs declaration for temporary admission

If you bring unaccompanied chargeable goods into the UK at an 'other listed' location and you qualify for full duty relief, you must submit a customs declaration using the temporary …

HMRC The Customs (Import Duty) …
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Make a customs declaration for temporary admission of RoRo‑imported goods

If you bring goods into the UK at a recognised RoRo (roll‑on/roll‑off) port using a RoRo vehicle, and those goods qualify for full duty relief (e.g. packaging, broadcast equipment, disaster‑relief …

HMRC The Customs (Import Duty) …
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Make a customs declaration when unloading stores for refurbishment

If your business is authorised to use the inward‑processing procedure and you unload goods from a vehicle that need refurbishment, you must submit a customs declaration for those goods. This …

HMRC The Customs (Import Duty) …
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Make a customs declaration when unloading surplus stores for storage

If your business is approved by HMRC to run a customs warehouse, you must lodge a customs declaration each time you unload surplus goods that are on a vehicle and …

HMRC The Customs (Import Duty) …
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Make and keep valid temporary storage declarations for imported goods

If you bring goods into the UK and intend to store them temporarily, you must submit a temporary storage declaration to HMRC as required by the regulations and must not …

HMRC Prosecution The Customs (Import Duty) …
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Make a tax return calculation on an arm’s‑length basis before claiming relief

If you want to claim relief under section 174, you must first have prepared your tax return (or the relevant calculation) as if the arm‑length provision had been used instead …

HMRC TIOPA 2010
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Make a temporary storage declaration for imported goods

If you import goods that fall under the Customs (Import Duty) (EU Exit) Regulations, you must send a temporary storage declaration to HMRC before the goods are presented to Customs, …

HMRC Prosecution The Customs (Import Duty) …
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Make a two‑part transitional EIDR customs declaration

When you import goods that fall under the transitional EIDR rules, you must submit your customs declaration in two stages – a simplified declaration (Part 1) and a supplementary declaration …

HMRC The Customs (Import Duty) …
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Make a voluntary advance customs declaration for qualifying travel goods

If you travel to the UK carrying chargeable goods (not gifts or commercial items) in your own baggage or a small vehicle, and the goods meet the value, weight and …

HMRC Imprisonment The Customs (Import Duty) …
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Make claim for spreading profits within deadline

If you want to spread your profits for tax relief, you must submit the claim under section 225ZB no later than one year after your normal self‑assessment filing date for …

HMRC Income Tax (Trading and …
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Make customs declaration for chargeable goods on non‑qualifying vehicles

If you use, sell or consume goods that attract import duty and those goods are on a vehicle that does not qualify under the free‑circulation rules, you must submit a …

HMRC The Customs (Import Duty) …
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Make customs declaration for duty‑free import of human organs for transplant

If your business imports human blood, organs, tissues, cells or related products for transplant and you qualify for full import‑duty relief, you must lodge a customs declaration when the goods …

HMRC The Customs (Import Duty) …
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Make customs declaration for temporary admission of eligible goods

If you import certain goods – such as portable musical instruments for professional use, items needed after a UK disaster, or any goods that qualify for full duty relief – …

HMRC The Customs (Import Duty) …
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Make customs declarations before goods arrive at listed UK locations

HMRC can name a port, airport or rail terminal as "other listed" if customs paperwork becomes a problem there. If your business brings goods into that location, you must file …

HMRC Prosecution The Customs (Import Duty) …
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Make oral customs declaration for temporary admission of eligible goods

If you bring certain portable musical instruments, packaging, broadcast equipment or disaster‑relief material into the UK, you can use an oral customs declaration to admit them temporarily. You must be …

HMRC The Customs (Import Duty) …
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Make oral customs declaration for temporary admission of eligible goods

If you import certain miscellaneous or other goods and you qualify for full relief from import duty, you can tell customs the goods orally instead of completing paperwork. For some …

HMRC The Customs (Import Duty) …
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Make oral customs declarations correctly and avoid prohibited cases

If you need to declare imported goods verbally to HMRC, you must do it in person to an officer, clearly identify the goods (and, where required, who they’re for) and …

HMRC Imprisonment The Customs (Import Duty) …
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Make two‑part customs declaration and keep records for imports via fixed transport installations

If your business operates a pipeline or other continuous transport system for electricity, gas or oil and you import chargeable goods using that system, you must record when the goods …

HMRC The Customs (Import Duty) …
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Make VAT deduction claim within 6 months and meet minimum amounts

You must submit any claim to recover VAT within six months after the end of the tax year it relates to. The claim must cover a period of at least …

HMRC Value Added Tax Regulations …
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Make VAT reclaim claims within 6 months and meet minimum claim amounts

You must submit any claim to get back VAT you’ve paid no later than six months after the end of the tax year in which the VAT was charged. The …

HMRC Value Added Tax Regulations …
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Notify HMRC and file final VAT return if you exceed the scheme limit

If your business is using the small‑VAT scheme, you must keep accounting under that scheme until you either exceed £1.6 million of taxable supplies in a 12‑month period or you …

HMRC Value Added Tax Regulations …
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Notify HMRC and prove goods have left the UK to claim duty remission

If a breach or failure causes you to incur import duty, you must tell HMRC as soon as possible – before they find out – and give them proof that …

HMRC The Customs (Import Duty) …
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Notify HMRC if a payment you receive is not tax‑exempt

If your business receives a payment (for example a royalty or licence fee) that does not qualify for an exemption under the Income Tax Act, you must tell HMRC about …

HMRC Prosecution Income Tax Act 2007
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Notify HMRC if SEIS share issue conditions are not met

If your company has given HMRC a compliance statement for a SEIS share issue and later an event means the spending condition, qualifying‑company status, or the SEIS relief is lost, …

HMRC Income Tax Act 2007
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Notify HMRC if you choose not to claim VAT exemption

If your business could claim a VAT exemption for the next accounting period but you want to stay taxable, you must tell HMRC before that period starts and give the …

HMRC Value Added Tax Regulations …
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Notify HMRC of customs breach and take steps to rectify

If your business causes a customs breach that results in import duty, you must tell HMRC about the breach as soon as possible, fix any problems caused by it, and …

HMRC The Customs (Import Duty) …
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Notify HMRC of employee death and handle PAYE on post‑death payments

When a staff member (who is not a pensioner) dies, you must complete a Form P45 showing that the employee has died and send it to HMRC as soon as …

HMRC Income Tax (PAYE) Regulations …
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Notify HMRC of estate‑varying instruments that raise extra tax

If you create a legal document that changes how a deceased person's estate is dealt with and this change means more Inheritance Tax is due, you must send a copy …

HMRC £3000 Inheritance Tax Act 1984
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Notify HMRC of exempt distributions within 30 days

If your company makes an exempt distribution (for example a dividend that is not chargeable to corporation tax), you must send a return to HMRC within 30 days. The return …

HMRC Corporation Tax Act 2010
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Notify HMRC of pensioner death using Form P45

When a pensioner you pay a pension for dies, you must immediately complete a P45 form stating that the person has died and send it to HMRC. If you continue …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Notify HMRC of VAT representative appointment and any changes within 30 days

If you act as a VAT representative for another business, you must tell HMRC when you are appointed and provide the required details and evidence within 30 days. You also …

HMRC Value Added Tax Regulations …
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Notify HMRC of your appointment and any changes as a VAT representative

If your business is acting as a VAT representative for another taxable person, you must tell HMRC within 30 days that you have been appointed and provide the required details …

HMRC Value Added Tax Regulations …
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Notify HMRC within 60 days of any event that reduces or withdraws SI relief

If you have claimed SE (SI) tax relief and something happens that makes that relief be withdrawn or reduced – for example you receive a payment, sell the investment, or …

HMRC Income Tax Act 2007
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Provide accurate, complete information on customs duty applications

When you apply to HMRC for a reduced import duty or a remission, you must make sure the application follows the correct customs rules, relates to a valid reduced‑duty case, …

HMRC Unlimited fine Imprisonment The Customs (Import Duty) …
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Provide a compliant invoice for cross‑border supplies

If you’re a supplier based outside the UK and you supply goods or services to a UK trader under the rules for paragraph 6(3) of Schedule 9ZA, you must send …

HMRC Imprisonment Value Added Tax Regulations …
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Provide a compliant invoice for EU supplies

If you are a supplier based in another EU member state and you sell goods or services to a UK VAT‑registered business under paragraph 6(3) of Schedule 9ZA, you must …

HMRC Value Added Tax Regulations …
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Provide a compliant invoice for intermediate supplies

If you are an intermediate supplier and make a supply that falls under paragraph 6(2) of Schedule 9ZA, you must give your customer an invoice that meets the required VAT …

HMRC Value Added Tax Regulations …
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Provide additional client information when HMRC requests it

If HMRC suspects that you have not supplied all the client details required for a theatre tax relief proposal, they can send you a written notice asking for more information. …

HMRC Finance Act 2014 (Theatre …
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Provide an invoice for outside‑EU supplies within 15 days

If you buy goods or services from a trader based in another EU member state and you want VAT treatment to apply, the trader must give you a valid invoice. …

HMRC Value Added Tax Regulations …
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Provide a tax deducted certificate to recipients of lump sum payments

If you pay a lump sum that has tax deducted, you must give the recipient a certificate showing the payee’s name, National Insurance number (if known), the payment date, the …

HMRC Income Tax (PAYE) Regulations …
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Provide a VAT invoice for qualifying intra‑EU supplies

If your business supplies goods or services to a customer in another EU Member State under the rules in paragraph 6(9) of Schedule 9ZA, you must issue them an invoice. …

HMRC Value Added Tax Regulations …
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Provide a VAT invoice on request for small supplies

If you run a VAT‑registered retail business and a customer who is also VAT‑registered asks for a VAT invoice, you must give them one for any sale of £250 or …

HMRC Value Added Tax Regulations …
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Provide a VAT invoice when a taxable customer asks (≤ £250)

If your business is VAT‑registered and sells goods or services as a retailer, you normally don’t have to give a VAT invoice. However, when a customer who is also VAT‑registered …

HMRC Value Added Tax Regulations …
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Provide benefit statements to specified employees

If you give any ‘specified benefits’ (e.g., a company car, private medical insurance) to an employee during a tax year, you must send that employee a written statement showing each …

HMRC Income Tax (PAYE) Regulations …
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Provide certificates of tax deducted for reserve pay

When you pay a reservist, you must give HMRC the certificates of tax deducted that show how much tax you withheld from the reserve pay. This lets HMRC decide if …

HMRC Income Tax (PAYE) Regulations …
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Provide client information to HMRC when requested

If HMRC issues you a notice under the monitoring regime, you must supply details of every client you dealt with for each relevant period. This includes the client’s name, address …

HMRC Finance Act 2014 (Theatre …
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Provide client information to HMRC when served with a notice

If HMRC serves you with a notice under this section because you act as an intermediary for a monitored proposal, you must send them the name, address and any other …

HMRC Unlimited fine Imprisonment Finance Act 2014 (Theatre …
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Provide draft customs declaration when value is not yet known

If you are importing goods and cannot work out their transaction value in time for your customs declaration, you can still make the declaration – but only if you follow …

HMRC The Customs (Import Duty) …
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Provide employee’s Form P45 (Parts 2 & 3) to HMRC on request

When a former employee claims Employment and Support Allowance they must give HMRC their P45 Parts 2 and 3. If they say they did not receive those pages, HMRC can …

HMRC Income Tax (PAYE) Regulations …
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Provide employee’s Form P45 parts to HMRC when requested

If a former employee applies for taxable jobseeker’s allowance and says they have not received Parts 2 and 3 of their P45, HMRC can ask you to send those parts …

HMRC Income Tax (PAYE) Regulations …
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Provide employees with details of non‑cash earnings and benefits

You must give each employee clear information about any non‑cash earnings they receive – such as vouchers, credit‑tokens, living accommodation, removal benefits, or other taxable benefits – showing the amount …

HMRC Income Tax (PAYE) Regulations …
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Provide employees with required SSP entitlement information

When an employee is off sick you must give them a written statement explaining why they are not entitled to Statutory Sick Pay, why a period of entitlement has ended, …

HMRC Statutory Sick Pay (General) …
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Provide employees with termination award information

If you have to send details of a termination award (or any change to it) to HMRC, you must also give the same information to the employee. The copy must …

HMRC Income Tax (PAYE) Regulations …
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Provide evidence to HMRC when notified

If HMRC sends you a notice asking for information about goods you have imported, you must supply the requested evidence – for example whether the goods are non‑Union, when they …

HMRC The Customs (Import Duty) …
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Provide full details of intra‑EU transport acquisitions on VAT return

If your business buys new means of transport (e.g., cars, trucks, machinery) from another EU Member State, you must give the tax authority all the information it needs when you …

HMRC Council Directive 2006/112/EC (EU …
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Provide HMRC access to or information from your transitional EIDR system

If your business makes a transitional simplified Customs declaration, you must let HMRC inspect your EIDR electronic system or give them the information they ask for to confirm your records …

HMRC Prosecution The Customs (Import Duty) …
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Provide HMRC with details of large termination awards

If you give a former employee a termination payment (or benefits) that, together with any related payments, is expected to be more than £30,000, you must send HMRC certain information …

HMRC Income Tax (PAYE) Regulations …
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Provide information in the form HMRC specifies

If HMRC tells you how to give the information or documents they have asked for (for example, a particular format or a specific inspection location), you must follow those instructions. …

HMRC Finance Act 2014 (Theatre …
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Provide information requested by HMRC for customs approval applications

If HMRC asks you for more details to decide your customs approval (e.g., outward/inward processing, storage, etc.) you must send that information within the time they set. If you need …

HMRC The Customs (Import Duty) …
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Provide information to HMRC when notified about a non‑resident promoter

If you act as an intermediary, adviser or any other party dealing with a foreign (non‑UK) monitored promoter and HMRC serves you a notice, you must give them the information …

HMRC Unlimited fine Imprisonment Finance Act 2014 (Theatre …
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Provide invoice for intermediate supplies under Schedule 9ZA

If your business acts as an intermediate supplier and makes a supply that falls under paragraph 6(2) of Schedule 9ZA, you must give the customer an invoice. The invoice has …

HMRC Prosecution Value Added Tax Regulations …
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Provide invoice to UK buyer for VAT‑deduction supplies

If you sell goods or services to a UK VAT‑registered business and want the buyer to be able to recover the input tax, you must send them an invoice that …

HMRC Value Added Tax Regulations …
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Provide P11D benefit statements to employees by 7 July

If you give any taxable benefits to staff, you must send each employee a P11D statement showing those benefits for the tax year that just ended. The statement has to …

HMRC Income Tax (PAYE) Regulations …
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Provide PAYE details of post‑termination payment to employee

If you make a payment to an employee after their employment has ended and that payment later becomes subject to PAYE (and wasn’t shown on their P45), you must tell …

HMRC Income Tax (PAYE) Regulations …
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Provide PAYE information for specified payments within 7 days

If you pay an employee for work that was done on the same day (or the day before) and you couldn’t work out the amount or give the required PAYE …

HMRC Income Tax (PAYE) Regulations …
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Provide requested SSP information to the Secretary of State

If you (or an employee) are involved in a statutory sick pay matter and the Secretary of State asks you for information, you must send that information within 10 days …

HMRC Statutory Sick Pay (General) …
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Provide requested VAT records to HMRC

If HMRC (the Commissioners) send you a written notice asking for the VAT records you must keep, you must hand those records over at the time and place set out …

HMRC Prosecution Value Added Tax Regulations …
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Provide requested VAT records to HMRC

If HMRC sends you a written notice asking for the VAT records you must keep, you have to hand those records over at the place, date and time set out …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC

If HMRC (the Commissioners) sends you a written notice asking for the VAT records you must keep, you must give those records to them at the place, date and time …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC

If HMRC sends you a written notice asking for the VAT records you are required to keep, you must hand over those records at the place and time set out …

HMRC The Value Added Tax …
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Provide requested VAT records to HMRC

If HMRC (the Commissioners) sends you a written notice asking for the VAT records you are required to keep, you must hand those records over at the place, date and …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC

If HMRC (the Commissioners) send you a written notice asking for the VAT records you must keep, you have to give those records to them at the place and time …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC

If HMRC sends you a written notice telling you to hand over the VAT records you are required to keep, you must give those records to the officer at the …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC when issued a notice

If HMRC sends you a written notice asking for the VAT records you must keep, you must give those records to them at the place, date and time the notice …

HMRC Value Added Tax Regulations …
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Provide requested VAT records to HMRC when notified

If HMRC sends you a written notice asking for the VAT records you are required to keep, you must hand those records over at the place and time set out …

HMRC Prosecution Value Added Tax Regulations …
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Provide requested VAT records to HMRC when notified

If HMRC (the Commissioners) sends you a written notice asking for the VAT records you are required to keep, you must hand those records over at the date, time and …

HMRC Value Added Tax Regulations …
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Provide required certificates when claiming tax repayment after leaving employment

If you have stopped working for an employer during a tax year and want a PAYE tax refund, you must send HMRC a certificate (A or B) confirming that you …

HMRC Income Tax (PAYE) Regulations …
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Provide required information to HMRC to complete customs declaration

If you declare goods that are stored for free‑circulation using the special procedure in regulation 26FA, HMRC will still need extra details before the declaration is final. You (or someone …

HMRC The Customs (Import Duty) …
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Provide required PAYE information using approved forms and methods

As an employer you must send all PAYE information that HMRC requires – such as P45s, P60s, P11Ds and annual returns – using the specific forms and formats that HMRC …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Provide required PAYE information within 7 days of payment

If you pay an employee for whom you do not have to keep a deductions working sheet, you don’t have to send the PAYE details at the moment of payment. …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Provide required tax information using approved forms

Your employees must give HMRC the information they need on the specific PAYE forms (e.g., P46, P45, P14, P187) that the tax authority has approved. They have to use the …

HMRC Income Tax (PAYE) Regulations …
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Provide required VAT records when HMRC requests them

If HMRC (the Commissioners) sends you a written notice asking for the VAT records you must keep, you must hand those records over at the place, date and time set …

HMRC Value Added Tax Regulations …
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Provide simplified VAT invoice for supplies ≤ £250

If your business is VAT‑registered in Northern Ireland and you sell goods or services costing £250 or less (and the customer is not in another EU Member State), you may …

HMRC Value Added Tax Regulations …
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Provide statements to employees about unrelated payments or benefits

If your business makes a payment to, or provides a benefit for, someone who is employed by another company, you must give that employee a written statement with the required …

HMRC Income Tax (PAYE) Regulations …
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Provide VAT invoice on request for low‑value sales

If a business customer (a taxable person) asks for a VAT invoice for a sale that costs £250 or less, you as a VAT‑registered retailer must give them an invoice. …

HMRC Value Added Tax Regulations …
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Provide VAT invoice on request with required details

If your business is a VAT‑registered retailer, you normally don’t have to give a VAT invoice, but you must do so when a customer who is also a taxable person …

HMRC Value Added Tax Regulations …
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Provide VAT invoices with all required details

Whenever you issue a VAT invoice you must include a set list of information – such as a unique invoice number, dates, supplier and customer details, description of goods or …

HMRC Prosecution Value Added Tax Regulations …
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Provide VAT invoices with all required details

Whenever you issue a VAT invoice you must include a set list of details – a unique invoice number, dates, your and the customer’s name and address, VAT registration numbers, …

HMRC Value Added Tax Regulations …
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Provide VAT invoice to taxable customers on request (≤ £250)

If your business is a VAT‑registered retailer, you normally don’t have to give a VAT invoice. But when a taxable‑business customer asks for one for a sale of £250 or …

HMRC The Value Added Tax …
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Provide VAT invoice to taxable customers on request (≤ £250)

If your business is a VAT‑registered retailer you normally don’t have to give a VAT invoice. However, when a customer who is also VAT‑registered asks for one you must issue …

HMRC Value Added Tax Regulations …
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Provide VAT invoice when requested by taxable customer

If your business is a VAT‑registered retailer, you must give a VAT invoice whenever a customer who is also VAT‑registered asks for one. For small sales of £250 or less …

HMRC Value Added Tax Regulations …
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Provide VAT records to HMRC on demand

If HMRC (or another authorised officer) asks to see your VAT records, you must show them the relevant documents at your main place of business – or another reasonable location …

HMRC Value Added Tax Regulations …
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Provide written estate‑income statement on request

If you are acting as the personal representative (executor or administrator) of a deceased person’s estate, you must, when asked in writing by anyone who has an interest in the …

HMRC Income Tax (Trading and …
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Provide written notice to purchaser when claiming a bad‑debt VAT relief

If you are claiming VAT relief on a bad debt for a supply made before 1 January 2003 to another taxable business, you must send the buyer a written notice …

HMRC Value Added Tax Regulations …
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Provide your NI and tax reference to the promoter

If you have been given a promoter reference number under the Theatre Tax Relief scheme, you must tell the promoter your National Insurance number and Unique Tax Reference (or let …

HMRC Finance Act 2014 (Theatre …
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Record and report all lump‑sum PAYE payments

If you pay an employee or contractor a lump sum that is subject to PAYE, you must keep detailed records of the payment – name, NI number, amount, date, tax …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Record sale of old animal and claim deduction for replacement

When you sell an animal from your herd and replace it with another, you must treat any sale proceeds as income in your corporation tax calculation. You can then deduct …

HMRC Corporation Tax Act 2009
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Refer your clearance application to tribunal if HMRC is slow or unsatisfied

If you’re applying for a tax clearance and HMRC doesn’t give you a decision within 30 days (or dismisses you), you have to ask HMRC to send the case to …

HMRC Corporation Tax Act 2009
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Report and pay VAT on auction (or deemed) sales within 21 days

If you sell goods at auction (or any other sale that is treated as a taxable supply under Schedule 4 paragraph 7), you must, even if you are not VAT‑registered, …

HMRC The Value Added Tax …
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Report and pay VAT on auction or third‑party sales

If you sell goods that are treated as supplied under Schedule 4 paragraph 7 – for example, an auctioneer selling items on behalf of the owner or a dealer selling …

HMRC Value Added Tax Regulations …
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Report and pay VAT on goods sold under Schedule 4 para 7

If you sell goods that are treated as supplied under Schedule 4 paragraph 7 of the VAT Act – for example, when you run an auction – you must, within …

HMRC Value Added Tax Regulations …
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Report any change to termination awards that exceed £30,000

If you gave an employee a termination payment that was reported as £30,000 or less (or only cash) and the award later changes – for example the total rises above …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Report apprenticeship levy liability to HMRC

If your business’s payroll (pay bill) is over £3 million – either in the previous tax year or you expect it to be this year – you must work out …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Report auction or non‑auction sales and pay VAT within 21 days

If you sell goods that fall under Schedule 4 paragraph 7 – for example, an auctioneer or anyone selling goods in a non‑auction sale where the tax rules treat you …

HMRC Value Added Tax Regulations …
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Report auction or sale details and pay VAT within 21 days

If you sell goods that are treated as supplies under Schedule 4 paragraph 7 (for example, an auction sale), you must, within 21 days, send HMRC a detailed statement, pay …

HMRC Value Added Tax Regulations …
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Report auction sale and pay VAT within 21 days

If you run an auction or sell goods that are treated as supplied by a taxable person under Schedule 4 paragraph 7, you must, within 21 days of the sale, …

HMRC Imprisonment Value Added Tax Regulations …
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Report auction sales and pay VAT within 21 days

If you sell goods at auction (or any other sale that falls under Schedule 4 para 7), you must send HMRC a detailed statement of the transaction, pay the VAT …

HMRC Imprisonment Value Added Tax Regulations …
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Report employee death via Form P45 to HMRC

If an employee dies while you are still deducting PAYE, you must complete a Form P45 showing the death and send it to HMRC. You also need to handle any …

HMRC Imprisonment Income Tax (PAYE) Regulations …
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Report notional payment information within 14 days

If you pay an employee a notional amount (for example, a retroactive tax adjustment) and you couldn’t give the required details before the payment, you must still send that information …

HMRC Income Tax (PAYE) Regulations …
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Report sale and pay VAT within 21 days for auction or private sales

If you sell goods that are treated as a taxable supply under Schedule 4 para 7 – for example, an auctioneer or anyone selling goods in a private sale – …

HMRC Value Added Tax Regulations …
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Report VAT refund on your VAT return

When your business becomes entitled to a VAT refund, you must tell HMRC by putting the correct refund amount into the ‘VAT reclaimed in this period on purchases and other …

HMRC Value Added Tax Regulations …
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Request out‑of‑time VAT review in writing

If you miss the deadline to accept HMRC’s offer of a VAT decision review or to ask for a review, you can still ask for a review later. You must …

HMRC Value Added Tax Act …
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Request PAYE direction and appeal a refusal

If your business failed to deduct the correct PAYE tax because of an error, you can ask HMRC to issue a direction to correct it. If HMRC refuses your request, …

HMRC Income Tax (PAYE) Regulations …
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Request withdrawal of monitoring notice in writing

If HMRC has issued your business a monitoring notice, you can ask for it to be lifted once at least 12 months have passed since the end of any appeal …

HMRC Finance Act 2014 (Theatre …
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Return unpaid CIS amount within 14 days of notice

If HMRC thinks you still owe money on a CIS deduction 17 or more days after the end of a tax period, they can send you a notice. You must …

HMRC £300 Income Tax (Construction Industry …
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Send additional PAYE return after unresolved trade dispute tax

If your business withholds tax during a strike and you do not repay that tax within 42 days after the strike ends, you must immediately send an extra PAYE return …

HMRC Income Tax (PAYE) Regulations …
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Send Form P46 and use emergency tax code for new employees

When you make your first PAYE payment to a new employee that meets the lower earnings limit (or secondary threshold) and you don’t have a tax code for them, you …

HMRC Income Tax (PAYE) Regulations …
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Send Form P46 and use emergency tax code for new employees

When you make your first payroll payment to a new employee who has filled in a Form P46 (Statement B or C), you must immediately send that P46 to HMRC, …

HMRC Income Tax (PAYE) Regulations …
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Send Form P46(Pen) to HMRC for non‑UK resident pensioners

If your business pays a pension to a person who lives outside the UK, and you have no tax code for them, you must complete and forward Form P46(Pen) to …

HMRC Income Tax (PAYE) Regulations …
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Send purchaser written notice of VAT claim within 7 days

If you claim a VAT deduction for a bad debt on a supply made before 1 January 2003 to another VAT‑registered business, you must send that buyer a written notice …

HMRC Value Added Tax Regulations …
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Send required PAYE notification to HMRC

If your business runs PAYE in real‑time, you must tell HMRC when you have either (a) a tax period with no relevant payments, or (b) you have submitted the final …

HMRC Income Tax (PAYE) Regulations …
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Send tax certificates for dividend or interest payments

Whenever your company pays a dividend or interest, you must issue a tax certificate for that payment. The certificate has to be sent to the bank or building society holding …

HMRC Corporation Tax Act 2010
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Send written notice to purchaser when claiming a pre‑2003 VAT bad debt

If your business makes a VAT claim for a bad‑debt on a supply that took place before 1 January 2003 and the buyer is also a taxable person, you must …

HMRC Value Added Tax Regulations …
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Send written notice to purchaser when claiming a VAT bad‑debt

If you are claiming a VAT bad‑debt on a supply made before 1 January 2003 to a VAT‑registered customer, you must give that customer a written notice within 7 days …

HMRC Value Added Tax Regulations …
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Serve notice on corporation tax within the 3‑year time limit

When HMRC finalises your corporation tax liability for an accounting period, the company must give a notice under this part of the Act within three years of that determination. If …

HMRC Corporation Tax Act 2010
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Show no special relationship or calculate royalty rates for HMRC

If your business pays royalties to a party that could be linked to you (a "special relationship"), you must be able to prove to HMRC that no such relationship exists, …

HMRC Prosecution TIOPA 2010
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Submit accurate and complete electronic information to HMRC

When you send any required tax information to HMRC by email, web‑upload, or any other electronic method, it must be fully accurate and include all the details HMRC has asked …

HMRC Income Tax (PAYE) Regulations …
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Submit accurate and correctly formatted earnings tax return

When you send your annual earnings and pensions tax return, you must do it in the way HMRC requires and make sure all the information is correct. If you include …

HMRC Unlimited fine Income Tax (Earnings and …
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Submit a complete VAT return each tax period

Every business that pays VAT has to file a VAT return each tax period. The return must set out all sales, purchases, exempt transactions and any specific information the tax …

HMRC Council Directive 2006/112/EC (EU …
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Submit a customs declaration for temporary admission of a pleasure craft

If you plan to bring a pleasure boat into the UK for a temporary stay and you are eligible for duty relief, you need to tell HMRC you’re doing this …

HMRC The Customs (Import Duty) …
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Submit amended PAYE return for past year if payments increase

If a new tax rule retroactively increases the amount you paid to employees for a closed tax year, you must send HMRC an amended PAYE return (Forms P14/P35(RL)) showing the …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Submit an accurate VAT return every tax period

If your business is VAT‑registered, you must file a VAT return each period. The return should list all taxable sales, purchases, exempt supplies and any EU cross‑border transactions. You have …

HMRC Council Directive 2006/112/EC (EU …
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Submit an annual VAT return with full transaction details

If your business is registered for VAT, you must send HMRC a return covering the whole previous year that shows all the figures needed to work out the VAT you …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Submit annual employee and appointee data to the Fair Employment monitor

Each year you must collect and report a detailed breakdown of your workforce – gender, religious/community background, full‑time/part‑time status, apprenticeship contracts and occupational groups – and also the same kind …

HMRC Prosecution Fair Employment (Monitoring) Regulations …
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Submit annual Form P38A for non‑taxable employee payments

Each tax year you must send HMRC a Form P38A by 20 May covering every ‘relevant employee’ – i.e. anyone who received payments that were not subject to PAYE and …

HMRC Income Tax (PAYE) Regulations …
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Submit annual HMRC returns for reportable events

If you are the person responsible for any reportable tax events (for example under an employee share scheme), you must send HMRC an annual return for every tax year that …

HMRC Income Tax (Earnings and …
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Submit annual PAYE return (Forms P35 & P14) to HMRC

Each year you must send HMRC a return (Forms P35 and P14) by 20 May after the tax year ends. The return must show the total payments you made to …

HMRC Prosecution Income Tax (PAYE) Regulations …
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Submit a VAT return each tax period

If your business is VAT‑registered, you must file a VAT return each tax period giving details of all sales, purchases, deductions and exempt items. The return must be filed within …

HMRC Council Directive 2006/112/EC (EU …
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Submit a VAT return for every tax period

If you’re VAT‑registered, you must send HMRC a VAT return each tax period. The return should show all your taxable sales, purchases, exemptions and deductions, and it must go in …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Submit claim for provisional repayment of pension‑related tax

If your insurance company runs a pension business, you must claim a provisional repayment for each repayment period (up to three months or the accounting period). The claim must be …

HMRC Income and Corporation Taxes …
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Submit complete VAT repayment claim with required certificates

When you want a VAT refund, you must send HMRC a claim form written in English together with a current certificate of status from the country where your business is …

HMRC Value Added Tax Regulations …
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Submit complete VAT repayment claim with required evidence

When you want to claim a VAT refund, you must send the HMRC‑specified claim form in English, together with a certificate of status from the country where your business is …

HMRC Value Added Tax Regulations …
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Submit customs declaration for RoRo imports

If you import goods by a RoRo (roll‑on/roll‑off) vehicle into the UK at a listed entry point, and you are eligible for duty relief, you must file a customs declaration …

HMRC The Customs (Import Duty) …
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Submit customs declaration for temporary admission of private aircraft

If you bring a private aircraft into the UK for the first time, you must lodge a customs declaration for temporary admission – but only if the aircraft lands at …

HMRC The Customs (Import Duty) …
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Submit customs declaration for unaccompanied goods before train loading

If you are importing goods that will travel on a through train without being accompanied, you must file a customs (or temporary storage) declaration before the goods are loaded onto …

HMRC Prosecution The Customs (Import Duty) …
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Submit extra information on your monthly VAT recapitulative statement, if required

When you file your VAT recapitulative statement each month, your country may ask you to include additional details that go beyond the usual data. If the tax authority tells you …

HMRC Unlimited fine Imprisonment Council Directive 2006/112/EC (EU …
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Submit final VAT return and pay any outstanding VAT when leaving the scheme

If you stop being authorised to use the VAT scheme (e.g. because your turnover exceeds the limit, HMRC ends it, you become insolvent or you choose to leave), you must …

HMRC Value Added Tax Regulations …
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Submit final VAT return and pay any outstanding VAT when you leave the scheme

If your business stops being authorised under the VAT scheme (for example because you exceed the turnover limit or the authority revokes it), you must send a final VAT return …

HMRC The Value Added Tax …
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Submit final VAT return and pay any VAT due when leaving the scheme

When your business stops being authorised under the VAT scheme – for example because your supplies exceed £1.6 million, HMRC terminates the authorisation, you become insolvent, or you decide to …

HMRC Prosecution Value Added Tax Regulations …
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Submit final VAT return and pay VAT when leaving the annual accounting scheme

If your business is using the VAT annual accounting scheme you must keep accounting under that scheme until you stop being authorised. When you cease to be authorised – for …

HMRC Prosecution Value Added Tax Regulations …
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Submit Form P46 and apply basic‑rate tax deductions

When you make the first payment to a new employee who does not yet have a tax code (a Form P46 case), you must send a Form P46 to HMRC, …

HMRC Income Tax (PAYE) Regulations …
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Submit Form P46 for new hires without a P45

If a new employee starts work and does not give you Parts 2 and 3 of their P45 and you have not been issued a tax code for them, you …

HMRC Income Tax (PAYE) Regulations …
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Submit full VAT repayment claim with required certificates

If you want a VAT refund, you must send HMRC a completed claim form in English, together with a current certificate of status from the authority of the country where …

HMRC Value Added Tax Regulations …
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Submit group allowance allocation statement to HMRC

If your company is the nominated member of a corporate group, you must send a group allowance allocation statement to HMRC for each accounting period. The statement must reach HMRC …

HMRC Corporation Tax Act 2010
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Submit group allowance allocation statement to HMRC

If your company is the nominated company for a corporate tax group, you must send HMRC a group allowance allocation statement for each accounting period. The statement must be filed …

HMRC Corporation Tax Act 2010
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Submit intra‑Community acquisition statements

If your business buys goods from other EU Member States (or transactions treated as such) and the tax authority in the UK requires it, you must send a statement that …

HMRC Council Directive 2006/112/EC (EU …
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Submit land transaction return to HMRC

When you buy land that falls inside the Stamp Duty Land Tax (SDLT) rules, you must send a land transaction return to HMRC. The return, which includes your calculation of …

HMRC Finance Act 2003, Part …
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Submit monitoring returns with prescribed employee data

You must include the specific information about your employees, job applicants and former staff that is listed in the regulations when you prepare a monitoring return (except for the very …

HMRC Fair Employment (Monitoring) Regulations …
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Submit monthly (or quarterly) recapitulative VAT statement

If your business is VAT‑registered and you make intra‑EU supplies of goods or services, you must each month send a summary to HMRC showing the VAT numbers of your EU …

HMRC Council Directive 2006/112/EC (EU …
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Submit monthly (or quarterly) VAT recapitulative statements

If your business is registered for VAT, you must each month send HMRC a summary of your intra‑EU sales of goods and services – showing who you sold to, their …

HMRC Prosecution Council Directive 2006/112/EC (EU …
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Submit monthly recapitulative statement for intra‑Community acquisitions

If your business buys goods from another EU Member State and then sells them on, you must file a recapitulative statement each month. The statement must contain your VAT number, …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Submit NATO Form 302 for duty‑free imports

If you are acting as a NATO force representative and import goods that qualify for full duty relief, you must file a Customs declaration by sending NATO Form 302 to …

HMRC The Customs (Import Duty) …
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Submit overseas tax compliance evidence to HMRC

If you've lived abroad at any point during the qualifying period of the Construction Industry Scheme, HMRC must be shown that you have met comparable tax obligations in that country. …

HMRC Income Tax (Construction Industry …
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Submit Plastic Packaging Tax return each accounting period

You must send a Plastic Packaging Tax return to HMRC for every accounting period you operate. The return has to be filed by the last working day of the month …

HMRC Plastic Packaging Tax (General) …
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Submit proof of full‑time education to HMRC

If you or your staff (as a self‑employed contractor under CIS) want to be exempt from deduction because you were studying full‑time, HMRC requires a statement from your educational institution …

HMRC Income Tax (Construction Industry …
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Submit quarterly PAYE returns as a specified employment intermediary

If your business acts as a specified employment intermediary, you must send HMRC a quarterly electronic return with the information set out in regulation 84G. The return must be filed …

HMRC Income Tax (PAYE) Regulations …
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Submit real‑time payroll information to HMRC for each employee payment

If you run a PAYE payroll you must send HMRC the details of every wage or salary payment before you actually pay your staff (or by the end of the …

HMRC Income Tax (PAYE) Regulations …
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Submit required documents when claiming a VAT repayment

If you want a refund of VAT, you must send HMRC the claim form (in English) together with a current certificate of status from the country where your business is …

HMRC Value Added Tax Regulations …
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Submit required forms and documents to claim VAT repayment

If you want HMRC to repay VAT to your business, you must fill in the official claim form in English and send it to HMRC, together with a certificate of …

HMRC Value Added Tax Regulations …
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Submit required forms and documents when claiming VAT repayment

If your business wants HMRC to repay VAT you have paid, you must send them a claim form (in English) together with a certificate of status from the country where …

HMRC Value Added Tax Regulations …
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Submit required HMRC communications using an approved electronic system

When you need to send any required information to HMRC (for example a VAT return), you must do it through an electronic system that HMRC has approved. The system must …

HMRC Value Added Tax Regulations …
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Submit required PAYE forms (P45, P46) on time

You must send the correct P45 (Part 1 or Part 3) and P46 forms for your employees to HMRC each tax quarter for the tax years ending 5 April 2012 …

HMRC £3000 Income Tax (PAYE) Regulations …
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Submit required returns and avoid duplicate tax credit claims

If you claim a plastic packaging tax credit that is larger than the tax you owe for a period, you must have filed all required tax returns first. You also …

HMRC Plastic Packaging Tax (General) …
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Submit required VAT repayment claim documentation

When you want to claim a repayment of VAT, you must fill out the official claim form in English and send it to HMRC. At the same time you must …

HMRC Value Added Tax Regulations …
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Submit simplified customs declarations, monthly summary and keep supporting documents

If your business is an authorised declarant, you must file a simplified customs declaration for any chargeable imports, and (unless exempt) a supplementary declaration, each by the deadline set in …

HMRC The Customs (Import Duty) …
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Submit single SDLT return for joint land purchase

When you buy land together with one or more people, the whole purchase is treated as a single transaction for Stamp Duty Land Tax. You must file one SDLT return …

HMRC Finance Act 2003, Part …
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Submit tax claim within two years in prescribed form

If your self‑build society wants to claim relief under sections 651 or 652, you must lodge the claim no later than two years after the relevant accounting period ends (or …

HMRC Corporation Tax Act 2010
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Submit tax repayment claims using the prescribed form and evidence

When you apply for a refund of Plastic Packaging Tax, you must send your claim exactly as HMRC directs – using their specified form, include the supporting documents you have, …

HMRC Plastic Packaging Tax (General) …
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Submit termination award details to HMRC

If a former employee receives termination payments from more than one previous employer, the employer that paid the largest amount must send the required details about those payments to HMRC …

HMRC Income Tax (PAYE) Regulations …
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Submit VAT building claim within 6 months of completion

If your business is claiming VAT relief on a building, you must send the prescribed claim form to HMRC no later than six months after the building is finished. At …

HMRC Value Added Tax Regulations …
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Submit VAT claim for a building within 6 months of completion

If you want to claim VAT relief on a building you have finished, you must send the prescribed claim form to HMRC no later than six months after the building …

HMRC Value Added Tax Regulations …
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Submit VAT claim for a building within 6 months of completion

If you want to claim VAT relief on a building, you must send the claim form to HMRC within six months of the building being finished. The claim must be …

HMRC Value Added Tax Regulations …
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Submit VAT claim for a building within 6 months of completion

If your business has incurred VAT on the construction of a building and wants to reclaim it, you must send a claim to HMRC within six months of the building …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months

If your business is claiming VAT relief on a building, you must send the claim to HMRC within six months of the building’s completion. The claim must use the form …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months and provide required evidence

If you want to claim VAT back on a building you’ve completed, you must send HMRC a claim on the form they prescribe within six months of the building’s completion. …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months of completion

If your business has completed a building and wants to claim VAT relief, you must send HMRC a completed claim form within six months of the building’s completion. At the …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months of completion

If you’re claiming VAT relief on a building you have finished, you must send the required claim form to HMRC within six months of the building’s completion, together with a …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months of completion

If you have built or renovated a property and want to claim back the VAT you paid on the construction costs, you must send a claim to HMRC within six …

HMRC The Value Added Tax …
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Submit VAT claim for building within 6 months of completion

If you want to reclaim VAT on a building, you must send HMRC a completed claim form no later than six months after the building is finished. You also have …

HMRC Value Added Tax Regulations …
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Submit VAT claim for building within 6 months of completion

If your business has finished a building and wants to claim VAT relief, you must send the prescribed claim form to HMRC within six months, together with all the required …

HMRC Value Added Tax Regulations …
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Submit VAT claim within 6‑month deadline and meet minimum claim amounts

You must lodge any claim for a VAT repayment no later than six months after the end of the tax year it relates to. The claim must cover supplies or …

HMRC Value Added Tax Regulations …
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Submit VAT deduction claim for a building within 6 months

If your business has built, converted or otherwise completed a building and wants to reclaim the input VAT you paid, you must send a claim to HMRC within six months …

HMRC Value Added Tax Regulations …
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Submit VAT recapitulative statements each month (or quarter)

If your business is registered for VAT you must send HMRC a recap report showing who you supplied goods or services to, their VAT numbers and the total value of …

HMRC Council Directive 2006/112/EC (EU …
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Submit VAT refund claim for new means of transport on time

If you are claiming a VAT refund for a new vehicle, aircraft or ship, you must put your claim in writing. The claim can only be sent after at least …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim for new transport on time

If your business wants a VAT refund for a new vehicle, aircraft or ship, you must put the claim in writing and send it to HMRC no earlier than one …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within prescribed window

If your business is claiming a VAT refund for a new means of transport, you must put the claim in writing. The claim can only be sent after one month …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within required time window

If you want a VAT refund for a new vehicle, aircraft, ship or other means of transport, you must send a written claim to HMRC no earlier than one month …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the allowed timeframe

If your business supplies a new means of transport (e.g., a new vehicle, ship or aircraft) and you want to claim a VAT refund, you must put your claim in …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the allowed time window

If your business is claiming a VAT refund for a new vehicle, aircraft or ship, you must put the claim in writing and send it to HMRC. The claim can …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the correct time window

If your business is claiming a VAT refund for a new vehicle, ship or aircraft, you must send the claim in writing no sooner than one month and no later …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the required time window

If you are claiming a VAT refund for a newly‑acquired means of transport, you must send a written claim to HMRC. The claim can only be made after at least …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the required window

If you want a VAT refund on a new means of transport you are supplying (e.g., a vehicle, aircraft or ship), you must put your claim in writing sometime between …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim in writing within the required window

If your business is claiming a VAT refund for a new means of transport, you must send the claim in writing no earlier than one month and no later than …

HMRC The Value Added Tax …
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Submit VAT refund claim in writing within the set time window

If you’re claiming a VAT refund for a new vehicle, aircraft or ship you’ve supplied, you must send your written claim no sooner than one month before the supply and …

HMRC Value Added Tax Regulations …
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Submit VAT refund claims within 6 months and meet minimum thresholds

If you want HMRC to repay VAT you have paid, you must send your claim no later than six months after the end of the tax year that the VAT …

HMRC Value Added Tax Regulations …
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Submit VAT refund claim within 6 months of the tax year end

If you are VAT‑registered you must lodge any claim for a VAT repayment no later than six months after the end of the VAT accounting year it relates to. The …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months

You must lodge any claim to recover VAT you’ve over‑paid no later than six months after the end of the tax year it relates to. The claim must relate to …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months

If your business has paid VAT that it can reclaim, you must lodge the claim within 6 months of the end of the tax year in which the VAT was …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months

You must lodge any claim to get a VAT refund no later than six months after the end of the VAT year in which the VAT was charged. The claim …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months

If you want HMRC to repay VAT you’ve previously charged, you must lodge the claim no later than 6 months after the end of the tax year in which the …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months and meet minimum claim amounts

You must lodge any claim to recover VAT within six months after the end of the tax year in which the VAT was charged. The claim must relate to supplies …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim within 6 months and meet minimum thresholds

If your business wants a VAT refund, you must send the claim no later than six months after the end of the VAT year it relates to. The claim must …

HMRC The Value Added Tax …
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Submit VAT repayment claim within the statutory time limits

You must lodge any claim to recover VAT you’ve paid no later than six months after the end of the tax year in which the VAT was charged. The claim …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim with required documents

When you want a VAT refund, you must fill out the HMRC claim form in English and send it to the Commissioners. You also need to attach a recent certificate …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim with required documents

When you want HMRC to repay VAT, you must fill in the official claim form in English and send it to the Commissioners. You also need to attach a recent …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim with required documents

If your business wants HMRC to repay VAT you’ve over‑paid, you must send them a claim form in English, a certificate of status from the country where you’re established, and …

HMRC Value Added Tax Regulations …
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Submit VAT repayment claim with required forms and certificates

If your business wants a refund of VAT, you must send HMRC a completed claim form in English, together with a certificate of status from the country where your business …

HMRC The Value Added Tax …
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Submit VAT repayment claim with required forms and evidence

When you want HMRC to repay VAT you must send them a completed claim form in English, a current certificate of status for the country where your business is established, …

HMRC Value Added Tax Regulations …
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Submit VAT return on time

You must file a VAT return for every tax period. The return has to be sent to HMRC by the deadline they set, and that deadline can never be later …

HMRC Council Directive 2006/112/EC (EU …
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Submit VAT returns on time

If your business is VAT‑registered (or you are required to be), you must send a VAT return for every accounting period – usually each quarter – to HMRC. The return …

HMRC Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or is required to be registered), you must send a VAT return to HMRC for each tax period – normally every three months – showing …

HMRC Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or required to be), you must send a VAT return to HMRC for each accounting period – usually every three months – showing the VAT …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or required to be), you must send a VAT return for every accounting period – normally every three months – showing the VAT you owe …

HMRC Prosecution The Value Added Tax …
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Submit VAT returns on time

If your business is VAT‑registered (or required to be), you must send a VAT return to HMRC for each accounting period – normally every three months – showing the VAT …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or required to be), you must send a VAT return to HMRC for each accounting period – usually every three months – showing the VAT …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or you are required to be), you must send a VAT return for each accounting period – normally every quarter, or monthly if HMRC allows …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered you must send a VAT return to HMRC for every tax period (normally every three months) showing the VAT you owe or are owed, and …

HMRC Prosecution Value Added Tax Regulations …
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Submit VAT returns on time

If your business is registered (or required) for VAT, you must send a VAT return to HMRC for every accounting period – normally each quarter – showing the VAT you …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered you must send a VAT return for every accounting period (normally each quarter) showing how much VAT you owe or are owed. The return must …

HMRC Value Added Tax Regulations …
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Submit VAT returns on time

If your business is VAT‑registered (or required to be), you must send a VAT return for each accounting period – normally every three months – showing the VAT you owe …

HMRC Unlimited fine 2 years Imprisonment Value Added Tax Regulations …
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Submit VAT returns on time (including final return)

If your business is registered (or should be registered) for VAT you must send HMRC a VAT return for every accounting period – normally each quarter – showing the VAT …

HMRC Value Added Tax Regulations …
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Submit VAT returns with detailed sales information

Every month (or every 2–3 months, as HMRC decides) you must file a VAT return. The return must list all sales, exempt sales and intra‑EU purchases, with the amounts shown …

HMRC Council Directive 2006/112/EC (EU …
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Submit VAT return with required transaction totals

If your business is VAT‑registered you must file a VAT return for every tax period. The return must list the total exclusive‑VAT value of all the different types of supplies …

HMRC Imprisonment Council Directive 2006/112/EC (EU …
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Submit VAT statement and pay tax after auction or sale

If you run an auction or sell goods that are treated as supplied by you under VAT Schedule 4 para 7, you must, within 21 days, send a detailed statement …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT statement and pay tax for auction sales

If you sell goods that fall under Schedule 4 para 7 – for example an auctioneer or anyone selling goods in that situation – you must, within 21 days of …

HMRC Imprisonment Value Added Tax Regulations …
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Submit VAT statement, pay VAT and notify seller within 21 days of auction sale

If you run an auction or sell goods that are treated as a taxable supply under Schedule 4 para 7, you must, within 21 days of the sale, send a …

HMRC Value Added Tax Regulations …
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Submit written appeal to HMRC within 30 days of a notice

If HMRC serves you a notice asking for information or documents (under the Theatre Tax Relief rules), you can appeal the notice. You must send a written appeal to the …

HMRC Finance Act 2014 (Theatre …
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Submit written claim for VAT credit or repayment

If you discover that you have over‑paid VAT or are entitled to a credit, you must send a written claim to HMRC (the Commissioners). The claim must state the exact …

HMRC Value Added Tax Regulations …
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Submit written claim for VAT credit or repayment

If your business has paid too much VAT or has an over‑statement and you want a credit or refund, you must lodge a claim in writing with HMRC. The claim …

HMRC Value Added Tax Regulations …
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Submit written claim for VAT overpayment or overstatement

If you have paid too much VAT or claimed more than you should have, you must send a written claim to HMRC. The claim must state the amount you are …

HMRC Value Added Tax Regulations …
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Submit written clearance application and respond to HMRC within 30 days

If you want HMRC to approve an insurance business transfer under the Patent Box regime, you must send a written application with all required details. HMRC can ask for more …

HMRC Finance Act 2012 (introduced …
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Submit written undertaking and keep records for plastic packaging tax reimbursements

When you claim a reimbursement under the Plastic Packaging Tax you must give HMRC a signed, dated written undertaking before you make the claim. The undertaking confirms you will identify …

HMRC Plastic Packaging Tax (General) …
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Submit written VAT credit/repayment claim to HMRC

If you discover that you have paid too much VAT, you must put a written claim to HMRC asking for a credit or repayment. Your claim must state the exact …

HMRC The Value Added Tax …
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Submit written VAT credit/repayment claim with supporting evidence

If your business has paid too much VAT and wants a credit or refund, you must send a written claim to HMRC. The claim must state the amount you are …

HMRC Value Added Tax Regulations …
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Submit written VAT credit/repayment claim with supporting evidence

If your business has paid too much VAT or made a mistake, you must put your claim in writing to HMRC. The claim must show how much you think you’re …

HMRC Value Added Tax Regulations …
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Submit written VAT over‑payment claim to HMRC

If your business has paid too much VAT, you must put your claim for a credit or refund in writing to HMRC. The claim must state the exact amount you …

HMRC Value Added Tax Regulations …
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Submit written VAT overpayment claim to HMRC

If you have paid too much VAT, you must send a written claim to HMRC showing how much you think you’re owed and how you worked it out, using the …

HMRC Value Added Tax Regulations …
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Submit written VAT over‑payment claim with supporting evidence

If you discover that you have paid too much VAT, you must send a written claim to HMRC. The claim must say exactly how much you are claiming back and …

HMRC Value Added Tax Regulations …
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Submit written VAT overpayment claim with supporting evidence

If your business has paid too much VAT or claimed too much, you must send a written claim to HMRC’s Commissioners. The claim must include the amount you’re claiming and …

HMRC Value Added Tax Regulations …
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Submit written VAT refund claim within the prescribed window

If your business is claiming a VAT refund for a new means of transport, you must put the claim in writing sometime after one month but no later than 14 …

HMRC Value Added Tax Regulations …
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Submit written VAT repayment claim with supporting evidence

If you discover that you have over‑paid VAT, you must put your claim in writing to HMRC. Your letter must state the amount you are claiming and explain how you …

HMRC Value Added Tax Regulations …
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Submit written VAT repayment claim with supporting evidence

If your business has overstated VAT or has paid too much VAT, you must send a written claim to HMRC (the Commissioners). The claim must state the amount you are …

HMRC Value Added Tax Regulations …
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Treat each royalty payment as a separate VAT‑taxable supply

If you provide services where the total price isn’t fixed up front and you later receive royalty or similar periodic payments, each payment (or each VAT invoice you issue) must …

HMRC Imprisonment Value Added Tax Regulations …
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Update VAT account to restore input tax credit when you pay outstanding supply cost

If you have claimed an input‑tax repayment for a purchase but then pay part or all of the purchase price after the accounting period has ended, you must record a …

HMRC Value Added Tax Regulations …
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Use an approved electronic system with validation for HMRC communications

When you need to send any required information to HMRC – for example a VAT return – you must do it through an electronic system that HMRC has approved. The …

HMRC The Value Added Tax …
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Use an HMRC‑approved electronic system for VAT communications

When you need to send any required VAT information to HMRC (for example a return or registration), you must do it using an electronic system that HMRC has approved. The …

HMRC Value Added Tax Regulations …
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Use an HMRC‑approved electronic system for VAT communications

When you need to send any VAT information to HMRC, you must do it through an electronic system that HMRC has approved. The system has to record the time the …

HMRC Value Added Tax Regulations …
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Use free‑circulation procedure for posted goods with duty relief

If you import goods that are sent by post (e.g., Royal Mail) and the recipient is entitled to import‑duty relief, you can declare them under the free‑circulation procedure. You do …

HMRC The Customs (Import Duty) …
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Use the correct carnet to declare goods for transit procedures

If you are moving goods across the UK border under a transit procedure, you must declare them using a TIR, ATA or CPD carnet – the only acceptable forms of …

HMRC The Customs (Import Duty) …
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Value trading stock when you permanently stop a trade

If you decide to close your business for good, you must work out the value of any stock you still hold at the moment you stop trading. That value has …

HMRC Income Tax (Trading and …
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Zero‑rate VAT on excise goods supplied to non‑taxable persons in a member state

If your business supplies excise‑duty goods (e.g. alcohol, tobacco) that you move from Northern Ireland to an EU member state, and the buyer isn’t VAT‑registered there, you must treat that …

HMRC The Value Added Tax …
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HSE 604 obligations

Appoint and manage an authorised representative for your construction products

If you manufacture construction products, you must appoint an authorised representative in writing. That representative must keep your declaration of performance and technical files available for authorities, supply any information …

HSE Regulation (EU) No 305/2011 …
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor to manage the …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor to manage the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor (or you can reasonably expect that will happen), you must formally appoint a principal designer to lead the design phase …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor (or you can reasonably expect that will happen), you must formally appoint a principal designer to lead the design phase …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Appoint a principal designer and principal contractor in writing

If your construction project is going to involve more than one contractor (or you can reasonably expect that will happen), you must formally appoint a principal designer to lead the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction safety work and a principal contractor to manage health …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor to manage the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to manage the design phase and a principal contractor to manage the build. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the design phase and a principal contractor to manage the build. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally name a principal designer to lead the design phase and a principal contractor to run the build. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor to run the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Appoint a principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a qualified principal designer (to lead the pre‑construction design work) and a principal contractor (to manage …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Appoint a principal designer and principal contractor in writing

If your construction project will have more than one contractor, you must formally name a principal designer to lead the pre‑construction design work and a principal contractor to manage the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Appoint a principal designer and principal contractor in writing

If your construction project will have more than one contractor, you must formally appoint a principal designer to lead the pre‑construction safety work and a principal contractor to manage health …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Appoint a principal designer and principal contractor in writing

If your construction project will have more than one contractor, you as the client must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Appoint principal designer and principal contractor in writing

If your construction project will involve more than one contractor, you must formally appoint a principal designer to lead the pre‑construction design work and a principal contractor to manage the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure competence of designers and contractors and cooperate on site safety

When you appoint or act as a designer or contractor on a construction project, you must have the necessary skills, knowledge, experience and organisational capacity to keep everyone safe. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Assess and verify constancy of performance for construction products

If you manufacture a construction product you must check that it consistently meets the declared performance standards before you put it on the market. This means carrying out the required …

HSE Regulation (EU) No 305/2011 …
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Carry out and keep a PPE assessment

If you must provide personal protective equipment (PPE) for your staff, you must first assess which equipment is suitable. The assessment must identify the remaining risks, specify the needed PPE …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Carry out product performance assessments and enforce corrective action

If your company is an approved (notified) body, you must assess construction products’ performance according to the rules in Annex V and do so transparently and proportionately. If a manufacturer’s …

HSE Regulation (EU) No 305/2011 …
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Prepare UK Assessment Document for construction products

If you manufacture a construction product that needs a UK assessment, you must create a UK Assessment Document. It must describe the product, list the essential characteristics for its intended …

HSE Regulation (EU) No 305/2011 …
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Do not tamper with or misuse health and safety equipment

You must not intentionally or recklessly interfere with, alter, remove or use in the wrong way any equipment, protective devices, signs or other items that have been provided to keep …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Do not use lifting equipment with known defects

If a thorough examination or inspection identifies a defect that could be dangerous, you must stop using that crane, hoist or any other lifting plant until the defect is repaired. …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure compatible personal protective equipment when using multiple items

If your business has more than one health or safety risk that means an employee (or you as a self‑employed person) must wear two or more pieces of PPE at …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Ensure lifting equipment and loads are strong and stable

You must make sure any lifting plant you use can safely carry the loads you put on it, and that the loads themselves and anything attached are strong enough. This …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure lifting equipment and loads are strong enough

You must make sure any lifting plant you use can safely handle the loads you put on it, including the point where it’s mounted, and that the loads themselves and …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 Regulation 4 …
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Ensure lifting equipment and loads are strong enough

You must make sure any crane, hoist, forklift, sling or other lifting equipment you use can safely carry the load you put on it, especially where it is fixed or …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure lifting equipment and loads are strong enough for the work

You must make sure any lifting plant you use can safely carry the load you put on it, paying particular attention to the stress at the point where the equipment …

HSE Imprisonment LOLER 1998 - Regulation …
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Ensure lifting equipment for persons is safe and inspected daily

If you run lifting equipment that moves people (e.g., lifts, passenger hoists, aerial work platforms), you must make sure it is designed and fitted so users cannot be crushed, trapped, …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure lifting equipment for persons is safe and inspected daily

You must make sure any plant that lifts people cannot crush, trap, strike or let the person fall. The equipment must have devices to stop a carrier falling, and if …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure lifting equipment is strong enough for each load

If your business uses lifts, hoists or other lifting gear, you must make sure that the equipment can safely handle any load you intend to lift. The machinery must not …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Ensure safe lifting equipment for persons and daily rope inspection

If you use equipment to lift people, you must make sure it is designed and maintained so nobody can be crushed, trapped, struck or fall from the carrier. Where the …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Maintain and replace personal protective equipment

You must keep any PPE you provide to staff (or use yourself if you’re self‑employed) in good working order. That means inspecting it regularly, cleaning it, repairing it when needed …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Mark lifting equipment and accessories with safe working loads

You must put clear labels on every piece of lifting machinery and its accessories showing how much weight they can safely lift. If a lift's capacity changes with its configuration, …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Mark lifting equipment with its safe working load

As an employer you must make sure every piece of lifting plant – cranes, hoists, slings, hooks and any accessories – is clearly labelled with its safe working load (SWL). …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Mark lifting equipment with safe load and usage information

You must make sure every piece of lifting machinery and its accessories is clearly labelled with its safe working load (SWL). If the load changes with the equipment’s configuration, either …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Mark lifting equipment with safe working loads

If you own or operate lifting plant, you must make sure every crane, hoist, chain, sling or any accessory is clearly labelled with its safe working load. When a lift's …

HSE LOLER 1998 Regulation 4 …
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Mark lifting equipment with safe working loads and usage details

You must make sure every crane, hoist, chain, sling or other lifting machine and its accessories carry a clear label showing the safe working load. If the load changes with …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Position lifting equipment safely and fit fall‑prevention devices

You must make sure any crane, hoist, lift or other lifting plant is set up so it cannot hit people or cause the load to drift, fall or be released …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Position lifting equipment safely and provide fall‑prevention devices

You must make sure any lifting plant you use is placed and installed so that the chance of it or its load hitting someone, drifting, falling, or being released unintentionally …

HSE Imprisonment LOLER 1998 - Regulation …
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Provide and maintain fire detection and fighting equipment

On a construction site you must put in place suitable fire‑detecting alarms and fire‑fighting gear wherever they are needed for health and safety. The equipment has to be regularly tested, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide and maintain fire detection and fighting equipment

On any construction site where a fire risk exists, you must supply appropriate fire‑fighting equipment and fire‑detection/alarm systems, locate them correctly and keep them in good working order. The equipment …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Provide and maintain fire detection and fire‑fighting equipment

You must ensure that suitable fire‑fighting equipment and fire‑detection/alarm systems are on site wherever a fire risk exists, that they are placed in the right locations, kept tested and in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Provide and maintain fire detection and firefighting equipment

You must make sure that any fire risk on your construction site is covered by suitable fire‑fighting equipment and a working alarm system, placed where they’re needed and easy to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Provide and maintain fire‑fighting equipment and alarms

On your construction site you must have the right fire‑fighting tools and fire detection/ alarm systems in place wherever a fire risk exists. They must be easy to reach, regularly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide and maintain fire‑fighting equipment and alarms

If any fire risk exists on your construction site you must put in place suitable fire‑fighting gear and fire‑detection/ alarm systems, keep them in the right places and maintain them. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Provide and maintain fire‑fighting equipment and alarms

If there is any risk of fire on your construction site, you must put suitable fire‑fighting equipment and fire‑detection/alarm systems in the right places, keep them in good working order, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Provide and maintain fire‑fighting equipment and alarms

You must make sure that suitable fire‑extinguishers and fire‑detection/alarm systems are installed where they’re needed on your construction site, kept in good working order and tested regularly. You also have …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Provide and maintain fire‑fighting equipment and alarms on site

On any construction site you must have appropriate fire‑fighting equipment and fire detection/alarm systems in the right places. The equipment must be kept in good working order, tested regularly, clearly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Provide safe lifting equipment for persons

When your business lifts people, you must make sure the lifters are safe. They should stop anyone from being trapped, crushed or falling, and the lift itself should be checked …

HSE Lifting Operations and Lifting …
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Provide suitable personal protective equipment (PPE)

You must supply appropriate PPE to any employee or self‑employed worker who could be harmed at work, unless the risk is already controlled by a safer method. The equipment must …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Provide suitable PPE and manage its use and storage

As an employer you must choose PPE that is suitable for the work and that meets the relevant EU health‑and‑safety design standards. Before you buy it you need to carry …

HSE Personal Protective Equipment at …
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Provide suitable storage for unused PPE

If you must give your employees personal protective equipment, you also have to make sure there is a safe, clean and secure place to store that equipment when it isn’t …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Ensure lifting equipment is thoroughly examined and inspected

You must have all lifting equipment checked for defects before you first use it, after it’s installed, and regularly thereafter (at least every 6 months for equipment that lifts people …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Ensure safe design, maintenance and inspection of cofferdams and caissons

If you are carrying out construction work in a cofferdam or caisson, you must make sure it is properly designed, built, equipped and kept in good condition. It must be …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Ensure thorough examination and inspection of lifting equipment

You must have all lifting equipment checked for defects before it is first used, after it is installed or moved, and at regular intervals (at least every 6 months for …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 Regulation 4 …
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Ensure thorough examination and inspection of lifting equipment

You must have all lifting equipment checked for defects before you first use it, after it’s installed or moved to a new site, and then at regular intervals (at least …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure thorough examination and inspection of lifting equipment

You must have every piece of lifting equipment checked for defects before you first use it, after it is installed or moved to a new location, and then regularly – …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Ensure thorough examination and inspection of lifting equipment

You must have all lifting equipment checked for safety before it is first used, after it is installed or moved to a new location, and at regular intervals – at …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Inspect and maintain cofferdams and caissons before use

If your business uses a cofferdam or caisson on a construction site, you must make sure it is properly designed, equipped and kept in good condition. A competent person must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Inspect excavations before each shift and after any incident

Whenever you are carrying out construction work in a trench or pit, you must take all reasonable steps to stop the excavation collapsing or material falling. A competent person must …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Keep excavations safe and inspect before work

When you dig a trench or pit, you must do everything reasonably practicable to stop it collapsing, keep material from falling, and stop people being buried or trapped. Before any …

HSE Unlimited fine 2 years CDM 2015 Regulation 36 …
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Affix the UK marking to construction products before sale

You must put the UK marking on every construction product (or on its label, packaging or accompanying documents if the product itself cannot carry it) before it is placed on …

HSE Unlimited fine Imprisonment Regulation (EU) No 305/2011 …
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Affix UK marking only with a valid Declaration of Performance

If you manufacture construction products, you must first produce a Declaration of Performance (DoP) that meets the required standards. Only then may you (or your authorised representative) attach the UK …

HSE Regulation (EU) No 305/2011 …
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Apply Part 4 safety rules when working on a construction site

If you’re a contractor or a domestic client running a construction site, you must follow the health and safety requirements set out in Part 4 of the CDM 2015 Regulations. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Arrange and test emergency procedures on construction sites

You must put in place clear, adequate plans for dealing with any emergency that could reasonably be expected on your construction site – for example fire, collapse or hazardous‑material spills …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Arrange and test emergency procedures on construction sites

You must put in place suitable emergency plans for any foreseeable incidents that could endanger people on your construction site, including evacuation steps. Everyone who might be affected needs to …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Arrange, monitor and maintain health & safety for construction projects

If you commission any construction work, you must plan and allocate enough time and resources to run the project safely. You must give designers and contractors the information they need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Carry out assessments and cooperate with other TABs

If your company is a Technical Assessment Body (TAB), you must assess construction products in the product area you have been designated for and issue the UK Technical Assessment. You …

HSE Regulation (EU) No 305/2011 …
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Comply with CDM 2015 Part 4 health and safety requirements

If you are a contractor carrying out construction work, or a domestic client who controls how the work is done, you must follow all the health‑and‑safety rules set out in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Comply with CDM Part 4 duties that apply to you

If you are a contractor carrying out construction work, or a domestic client who decides how the work is done, you must follow the health and safety rules set out …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Comply with CDM Part 4 health and safety requirements

If you are a contractor carrying out work on a construction site, you must follow all the health and safety rules set out in Part 4 of the CDM Regulations …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Comply with CDM Part 4 health & safety requirements

If you are a contractor carrying out construction work, or a domestic client who controls how that work is done, you must follow the health and safety rules set out …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Comply with CDM Part 4 requirements for matters you control

If you are a domestic client commissioning construction work, you must follow the CDM Part 4 health and safety rules for anything you control on the site. This means making …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Comply with CDM Part 4 requirements on construction sites

If you are a contractor carrying out construction work, or a domestic client controlling how the work is done, you must follow the health and safety duties set out in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Comply with CDM Part 4 requirements on construction sites

If you are a contractor carrying out construction work, or a domestic client who controls how that work is done, you must follow every health and safety rule set out …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Comply with CDM Part 4 requirements relevant to your role

If you are a contractor carrying out construction work, or a domestic client who decides how the work is carried out, you must follow the health and safety rules set …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Comply with fire safety rules in Part 4

If you’re a contractor carrying out construction work, or a domestic client who controls how that work is done, you must follow the fire‑safety requirements in Part 4 of the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Comply with manufacturer duties when importing or re‑branding products

If you import or distribute a construction product and sell it under your own name or you make changes that could affect its declared performance, you must meet the same …

HSE Unlimited fine Imprisonment Regulation (EU) No 305/2011 …
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Comply with Part 4 CDM duties on construction sites

If you are a contractor carrying out construction work, or a domestic client who controls how that work is done, you must follow all the health and safety requirements set …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Comply with Part 4 health and safety requirements on construction sites

If you are a contractor carrying out construction work, or a domestic client who controls how that work is carried out, you must follow all the health and safety rules …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Comply with Part 4 health‑and‑safety requirements on construction sites

If you are a contractor carrying out construction work, or a domestic client who controls how that work is done, you must follow all the health and safety rules set …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Comply with Part 4 requirements for construction work

If you are a contractor carrying out construction, or a domestic client who controls how the work is done, you must follow the rules set out in Part 4 of …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Consult and engage with workers on health and safety

If you are the principal contractor on a construction site you must set up processes that let you work together with the workers on health, safety and welfare issues. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Consult and engage with workers on health and safety

If you are the principal contractor on a construction site, you must set up systems that let you and the workers work together on health, safety and welfare. You need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Consult and engage with workers on health and safety

If your company is the principal contractor on a construction site, you must set up systems that let you and the workers work together on health and safety. You need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Consult and engage with workers on health and safety

As the principal contractor you must set up systems that let you and the workers cooperate to develop, promote and check safety measures on the site. You also need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Consult and engage with workers on health and safety

If you are the principal contractor on a construction site you must set up systems that let you and the workers cooperate on health, safety and welfare. You must consult …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Consult and engage with workers on health & safety

If you are the principal contractor on a construction site, you must set up systems that let you work closely with the workers on health, safety and welfare matters. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Consult and engage workers on health and safety

If you are the principal contractor on a construction site, you must set up ways for you and the workers to work together on safety, involve them early in any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Consult and engage workers on health and safety

If you are the principal contractor on a construction site, you must set up systems that let you and the workers work together on health, safety and welfare. You need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Consult and engage workers on health and safety

If you are the principal contractor on a construction site, you must set up systems that allow you and the workers to work together on health, safety and welfare. You …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Consult and engage workers on health and safety

If you are the principal contractor on a construction site, you must set up systems that let you and the workers work together on health, safety and welfare. You must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Consult and engage workers on health, safety and welfare

If you are the principal contractor on a construction site, you must set up arrangements that let you and the workers work together on health and safety. You need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Consult and engage workers on health, safety and welfare

If you are the principal contractor on a construction site, you must set up ways for you and the workers to cooperate on health and safety, consult them early on …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Consult and engage workers on health, safety and welfare

If your business is the principal contractor on a construction site, you must put systems in place so you and your workers can work together on health and safety. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Consult and involve workers on health and safety

If you are the principal contractor on a construction site, you must set up systems that let you and the workers cooperate on health and safety. You need to consult …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Consult and involve workers on health and safety

If you are the principal contractor on a construction site you must set up systems that let you and the workers work together to develop, promote and check safety measures. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Consult and involve workers on health and safety

If you are the principal contractor on a construction site you must set up systems that let you and the workers work together on health and safety. You need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Control and operate construction vehicles safely

Any vehicle you use on a construction site must be kept from moving unintentionally, driven, loaded and towed safely, and people must be warned and kept away from any risk. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Control and use vehicles safely on construction sites

When you use any vehicle on a construction site you must stop it moving unintentionally, give clear warnings to anyone at risk, drive or operate it safely, load it correctly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Control risks from overhead and underground energy installations

If your construction site has overhead power lines or underground energy services, you must make sure they are safely positioned, clearly marked and regularly inspected. Move cables away from the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Control vehicle movement and ensure safe use on construction sites

Whenever you use a vehicle on a construction site you must stop it moving unexpectedly, warn anyone who could be harmed, operate and load it safely, and make sure people …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Control vehicle movement and ensure safe use on construction sites

When you use vehicles on a construction site you must stop them moving unintentionally, warn anyone who could be hit, operate and load them safely, keep people away from unsafe …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Control vehicle movement and ensure safe use on site

Whenever you use a vehicle on a construction site you must stop it moving unexpectedly, warn anyone who could be harmed, drive or operate it safely, load it correctly and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Control vehicle movement and ensure safe use on site

If you use any vehicle on a construction site you must stop it from moving unintentionally, operate and load it safely, keep it away from excavations, water or edges, and …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Control vehicle movement and ensure safe use on site

Whenever you use a vehicle on a construction site you must stop it moving unintentionally, warn anyone who could be harmed, drive or operate it safely and load it correctly, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Control vehicle movement and protect people on site

Whenever a vehicle is used on your construction site you must stop it moving unintentionally and warn anyone who could be harmed. This means driving, loading and towing safely, banning …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Coordinate with other TABs and stakeholders

If your company is acting as a Technical Assessment Body (TAB) for construction products, you must set up arrangements to work together with other TABs and, where needed, consult other …

HSE Regulation (EU) No 305/2011 …
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Correct marking, performance declaration and documentation for construction products

If a market‑surveillance authority tells you that your construction product’s UK marking, Declaration of Performance or technical file is missing or incorrect, you must fix the problem. This means affixing …

HSE Imprisonment Regulation (EU) No 305/2011 …
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Create and keep up‑to‑date construction phase plan

As the principal contractor you must produce a construction phase plan before the site is set up and keep reviewing it throughout the build so that work can be carried …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Create and maintain emergency and evacuation procedures

You must put in place suitable and sufficient plans for dealing with any foreseeable emergency on your construction site, including how to evacuate. The plans need to reflect the type …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Design safely and provide risk information to the principal designer

If you prepare a design for a construction project, you must first check that the client knows their CDM duties. While designing you must identify any health‑and‑safety risks and, as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Design safely and share health‑and‑safety information

If you produce designs for a construction project, you must first be sure the client knows their CDM duties. Your designs must aim to remove any foreseeable health and safety …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Design safely and supply health‑and‑safety information

As a designer you must only start work on a construction project once you’re sure the client knows their own health‑and‑safety duties. You need to use the basic prevention principles …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Design safely and supply risk information for construction projects

If you prepare or change a design for a construction project, you must first make sure the client knows what duties they have under the CDM regulations. You then need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Design safe structures and provide health‑and‑safety information

If you prepare or change a design for a construction project, you must make sure the design removes any foreseeable health and safety risks, or at least reduces or controls …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Design to eliminate/control risks and supply safety information

When you prepare or change a design for a construction project, you must use the prevention principles and any pre‑construction information to remove any foreseeable health or safety risks. If …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Design to eliminate or control health & safety risks

As a designer you must not start any design work until you’re sure the client knows their CDM duties. When you create or change a design you must use prevention …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Design to eliminate or control health & safety risks and provide safety information

As a designer you must only start work once you know the client understands their own duties under the CDM Regulations. When you create or change a design you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Design to remove or control foreseeable health and safety risks

When you create or change a design for a construction project, you must make sure the design eliminates any foreseeable health or safety risks as far as is reasonably practicable. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Design with health & safety in mind and pass risk information

If you are preparing or changing a design for a construction project, you must first make sure the client knows their own health and safety duties. Then you need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Develop and maintain emergency procedures for construction sites

You must put in place suitable plans to deal with any emergency that could happen on your construction site, including how to evacuate people if needed. Make sure everyone who …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Do not discriminate, harass or victimise when awarding qualifications

If your organisation awards qualifications (for example, as a professional or awarding body), you must treat everyone fairly. You cannot discriminate, harass or victimise anyone in deciding who gets a …

HSE Equality Act 2010
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Do not use lifting equipment with a known dangerous defect

If you are told that any lifting equipment is defective and could endanger people, you must keep that equipment out of service until the fault is fixed (or, where a …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Eliminate or control fire risks in designs and share information

If you prepare or modify a design for a construction project, you must first make sure the client knows their own fire‑safety duties. Then you need to use fire‑prevention principles …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Eliminate or control health and safety risks in your designs

Before you start any design work you must make sure the client knows their own CDM duties. When you create or change a design you must use the general principles …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Ensure cofferdams and caissons are safe and inspected before use

You must make sure any cofferdam or caisson on your site is correctly designed, equipped so workers can escape if water or material gets in, and kept in good condition. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Ensure cofferdams and caissons are safe and inspected before use

If your business uses a cofferdam or caisson on a construction site, you must make sure it is properly designed, built and equipped so workers can stay safe or escape …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Ensure cofferdams and caissons are safe before use

If you are using a cofferdam or caisson on a construction site, you must make sure it is properly designed, equipped for shelter or escape, and kept in good condition. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Ensure cofferdams and caissons are safe before use

If your business uses a cofferdam or caisson on a construction site, you must make sure it is properly designed, equipped so workers can seek shelter or escape, and kept …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Ensure cofferdams and caissons are safe before use

If your site uses a cofferdam or caisson, you must make sure it is properly designed, fitted with escape routes and kept in good condition. A competent person must inspect …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Ensure cofferdams and caissons are safe for use

When you use a cofferdam or caisson on a construction site you must make sure it is properly designed, equipped so workers can take shelter or escape, and kept in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Ensure cofferdams and caissons are safely designed, inspected and maintained

If you use a cofferdam or caisson on a construction site, you must make sure it is built to a suitable design, equipped so workers can escape if it fills …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure cofferdams and caissons are safely designed, inspected and maintained

If your project uses a cofferdam or caisson, you must make sure it is properly designed, built, equipped and kept in good condition. It must be inspected by a competent …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Ensure cofferdams and caissons are safe to use

If your project uses a cofferdam or caisson you must make sure it is correctly designed, built and maintained, equipped so workers can take shelter or escape, and inspected by …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure competence and cooperation of all project parties

When you commission construction work you must only appoint designers and contractors who have the right skills, knowledge, experience and organisational capacity to keep people safe. You also need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Ensure competence and cooperation of designers and contractors

When you appoint a designer or contractor for a construction project, you must make sure they have the right skills, knowledge, experience and organisational ability to keep people safe. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure competence and cooperation of designers and contractors

When you run a construction project you must only appoint designers or contractors who have the right skills, knowledge, experience and organisational capability to do the job safely. You also …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Ensure competence and cooperation of designers, contractors and others

Anyone who appoints or works as a designer or contractor on a construction project must be able to show they have the right skills, knowledge and organisational capability. The appointing …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure competence and safe collaboration on construction projects

If you work as a contractor (or designer) you must only accept projects when you have the right skills, knowledge, experience and organisational capacity to keep people safe. You also …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure competence and safe cooperation of designers and contractors

When you appoint a designer or contractor for a construction project, you must make sure they have the right skills, knowledge, experience and organisational capability to keep people safe. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Ensure competence before undertaking design or construction work

If you act as a designer or contractor on a construction project, you must have the right skills, knowledge, experience and organisational capability to carry out the work safely. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Ensure competence, cooperation and clear communication for health and safety

When you work as a designer or contractor (or when you appoint one), you must be able to show you have the skills, knowledge and experience needed to keep everyone …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Ensure competence, cooperation and clear communication on construction projects

If you are a designer, contractor or the person who appoints them on a CDM‑regulated construction project, you must make sure you (or those you appoint) have the right skills, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Ensure competence, cooperation and clear communication on construction projects

If you are the client commissioning construction work, you must make sure any designer or contractor you hire has the right skills, knowledge, experience and organisational capacity, check this before …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Ensure competence, cooperation and clear communication on construction projects

When you take on a design or construction role – or appoint someone to do so – you must be sure you (or they) have the right skills, knowledge, experience …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Ensure competence, cooperation and clear information on construction projects

You must make sure that anyone you appoint to design or carry out work on a construction project has the right skills, knowledge, experience and organisational ability, and you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Ensure competence, cooperation and clear safety information on construction projects

If you are appointed as a designer or contractor on a construction project, you must have the skills, knowledge, experience and organisational ability to keep people safe. You must not …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Ensure competence, verification and safe communication for designers and contractors

When you appoint a designer or a contractor for a construction project you must make sure they have the right skills, knowledge, experience and organisational capacity to keep people safe. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Ensure construction products comply with UK marking and performance rules

As a manufacturer you must produce and keep a Declaration of Performance and the supporting technical file for every construction product you sell, affix the UK marking and provide clear …

HSE Unlimited fine Imprisonment Regulation (EU) No 305/2011 …
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Ensure construction works meet basic safety and performance requirements

You must make sure any building or structure you design, build, sell or maintain is safe and fit for its intended use throughout its life. This includes preventing collapse, limiting …

HSE Regulation (EU) No 305/2011 …
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Ensure correct CE marking, performance declaration and technical documents

If you manufacture, import or sell construction products, you must attach the CE mark (or CE + UK(NI) where the rule applies) exactly as the regulation requires, produce a correct …

HSE Unlimited fine Imprisonment Regulation (EU) No 305/2011 …
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Ensure defective lifting equipment is not used and is reported

If a lifting device is found to be defective, you must stop using it straight away, have the fault fixed before it can be used again and keep a written …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Ensure distributed construction products comply with UK marking and performance rules

If your business supplies construction products, you must make sure each product carries the UK marking, comes with the required English documentation, and meets the declared performance. You also need …

HSE Regulation (EU) No 305/2011 …
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Ensure excavation safety before and during work

When you dig an excavation you must stop the ground collapsing, prevent material or equipment from falling in or onto it, and avoid over‑loading the sides. Before any work starts …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Ensure excavations are safe and inspected before work

If you carry out work in a trench or other excavation, you must take every practicable step to stop the sides collapsing, falling material or over‑loading the excavation. A competent …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Ensure excavations are safe and inspected before work

Whenever you carry out an excavation on a construction site you must take all practicable steps to stop the trench collapsing, prevent material falling onto people and avoid over‑loading the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Ensure excavation stability and safety

When you dig an excavation you must stop it collapsing, keep material from falling and avoid overloading the ground. You also need a competent person to inspect the site at …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure health and safety of construction work

If you are a contractor on a construction project you must plan, manage and monitor the work so it is carried out safely. This includes following any directions from the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Ensure health and safety throughout construction work

If your business carries out construction work, you must plan, manage and monitor the work so that, as far as reasonably practicable, it poses no health‑or‑safety risks. This includes following …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Ensure health and safety throughout construction work

If you are a contractor on a construction project, you must make sure the work is carried out without risk to health and safety. This means checking the client knows …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Ensure imported construction products comply with the Regulation

If you import construction products for sale in Great Britain, you must only place on the market those that meet the Construction Products Regulation. This means checking the manufacturer’s assessment …

HSE Imprisonment Regulation (EU) No 305/2011 …
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Ensure lifting equipment for persons is safe and inspected daily

If you use any lift, platform, crane or similar to carry people, you must make sure the equipment is designed so users cannot be crushed, trapped, struck or fall. It …

HSE Imprisonment LOLER 1998 Regulation 4 …
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Ensure products and substances supplied for work are safe and provide safety information

If you design, make, import, supply or install any article or substance that will be used at work (including fair‑ground equipment), you must make sure it is safe for all …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Ensure proper use and return of provided PPE

You must make sure any protective equipment you give to staff is actually worn correctly and that staff return it when they’re done. This means providing training, clear instructions and …

HSE Imprisonment Personal Protective Equipment at …
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Ensure reasonable indoor temperature and protect outdoor workers from bad weather

If you run a construction site you must keep indoor work areas at a reasonable temperature and provide protection from adverse weather for any outdoor work. This means arranging heating, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure reasonable indoor temperature and protect workers from adverse weather

If you run a construction site you must keep indoor work areas at a sensible temperature during working hours and, for outdoor work, arrange the site so workers are shielded …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Ensure reasonable temperature and protect workers from bad weather

When you run a construction site you must keep the indoor workplace at a sensible temperature and, if the site is outdoors, provide suitable protection when the weather is harsh. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Ensure safe access, egress and working space on site

If you run a construction site you must make sure there are suitable and sufficient routes for people to get onto the site, move between work areas and leave safely. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Ensure safe design, equipment, maintenance and inspection of cofferdams/caissons

If your business uses a cofferdam or caisson on a construction site you must make sure it is properly designed, built, equipped for shelter or escape and kept in good …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Ensure safe design, inspection and use of cofferdams and caissons

If your construction work involves a cofferdam or caisson, you must make sure it is properly designed, equipped for shelter or escape and kept in good condition. A competent person …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
View legislation →

Ensure safe design, maintenance and inspection of cofferdams and caissons

If your business uses a cofferdam or caisson on a construction site you must make sure it is properly designed, built and equipped so workers can take shelter or escape …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Ensure safe design, maintenance and inspection of cofferdams/caissons

If your business uses a cofferdam or caisson on a construction site, you must make sure it is properly designed, built and equipped so workers can get shelter or escape …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Ensure safe design, maintenance and inspection of cofferdams/caissons

If your business uses a cofferdam or caisson on a construction site, you must make sure it is properly designed, built, equipped and kept in good condition. Before any work …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Ensure safe excavations and carry out inspections

If you do any digging on a construction site you must keep the excavation from collapsing, stop material or equipment from falling in, and prevent people from being trapped. Before …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure safe excavations and carry out required inspections

If you commission any digging work, you must put in place everything reasonably practicable to stop the trench collapsing, to keep material from falling into it and to avoid over‑loading …

HSE Unlimited fine 2 years CDM 2015 Regulation 7 …
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Ensure safe excavations and inspect before work starts

When you carry out work in an excavation you must put in supports or battering to stop the pit collapsing or material falling, and keep people from being buried. A …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Ensure safe excavations and obtain competent inspections

When your business carries out any digging, you must put in place all practicable measures to stop the trench collapsing, prevent material from falling onto people and avoid anyone being …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Ensure safe excavation works and carry out required inspections

If your business carries out any digging or trench work, you must take all reasonable steps to stop the hole collapsing, keep material and equipment from falling in or out, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Ensure safe handling of energy distribution installations

When you carry out demolition or any construction work, you must make sure any nearby power lines or underground services are positioned safely, inspected regularly and clearly marked. If the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure safe positioning of lifting equipment and provide fall‑prevention devices

You must set up any lifting machines so they cannot hit people, drift, fall freely or be released by mistake, and you must also fit suitable safety devices to stop …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 Regulation 4 …
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Ensure safe positioning of lifting equipment and provide fall‑prevention devices

You must arrange and install any lifting plant so that it is as low‑risk as reasonably possible – avoiding people being struck, loads drifting, falling or being released unintentionally. You …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Ensure safe positioning of lifting equipment and provide fall‑prevention devices

As an employer you must make sure any lifting plant is placed and installed so the risk of it or its load hitting someone, drifting, falling or being released unintentionally …

HSE LOLER 1998 - Regulation …
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Ensure safe traffic routes for pedestrians and vehicles

When you run a construction site you must organise it so pedestrians and vehicles can move without risk. This means providing clearly marked, suitably sized routes that are kept separate …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Ensure safe traffic routes for pedestrians and vehicles on site

If you run a construction site you must organise traffic routes so that pedestrians and vehicles can move without risk. The routes must be adequate in number, size and position, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Ensure safe traffic routes for pedestrians and vehicles on site

If you are the contractor running a construction site, you must set up and keep traffic routes that let people and plant move safely. This means providing enough routes, keeping …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure safe traffic routes for pedestrians and vehicles on site

On any construction site you must organise the layout so that people and plant can move around without risk. This means providing enough suitably sized routes, keeping pedestrians separate from …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Ensure safe traffic routes on construction sites

When you run a construction site you must organise the layout so pedestrians and vehicles can move without risk. This means providing routes that are the right size and position, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Ensure safe traffic routes on construction sites

If you run a construction site you must set up and keep safe routes for pedestrians and vehicles. The routes must be adequate, clearly separated, marked and regularly inspected, with …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure safe traffic routes on construction sites

You must organise your site so that pedestrians and vehicles can move around safely. This means providing enough clearly marked routes, keeping them free of obstructions, separating people from moving …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure safe traffic routes on construction sites

You must organise the site so that pedestrians and vehicles can move without risk. This means providing enough routes that are the right size, keeping them clearly separated, marking them …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Ensure safety of excavations and carry out required inspections

When you dig an excavation you must take every practicable step to stop the hole collapsing, keep material from falling and prevent anyone being trapped. You also have to keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Ensure safe use and control of construction vehicles

Whenever you use a vehicle on a construction site you must stop it moving unintentionally, warn anyone who could be harmed, drive and load it safely, and keep people away …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Ensure safe use and control of construction vehicles

When you use any vehicle on a construction site you must stop it moving accidentally, give clear warnings to anyone who could be harmed, operate and load it safely, keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure safe use and control of vehicles on construction sites

If you are the client (or have responsibility for a construction site), you must make sure that any vehicle used on the site cannot move unintentionally, is operated and loaded …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Ensure safe use and control of vehicles on construction sites

Whenever you use a vehicle on a construction site you must stop it moving unintentionally, give clear warnings to anyone who could be harmed, and operate it safely. Workers may …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Ensure safe use and control of vehicles on construction sites

Whenever you use a vehicle on a construction site you must stop it moving unintentionally, warn anyone who could be harmed, drive and load it safely, and keep people off …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Ensure safe use and control of vehicles on construction sites

When you use any vehicle on a construction site you must stop it moving unexpectedly, give clear warnings to anyone at risk, drive or operate it safely and load it …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure safe use of vehicles on construction sites

When you use any vehicle on a construction or demolition site, you must stop it moving unintentionally, warn anyone who could be harmed, operate and load it safely, prevent people …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure stability of structures and temporary works

When you carry out construction work you must make sure that any building or structure you’re working on won’t collapse, even if it becomes temporarily weak. Any temporary supports, buttresses …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Ensure stability of structures during construction

When you carry out construction work, you must take all reasonable steps to stop any building or structure from collapsing, especially if the work makes it temporarily weak. This means …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Ensure structures don’t collapse and temporary supports are safe

When you carry out construction work you must take all practicable steps to stop any existing or new structure from becoming unstable or collapsing. Any temporary supports you put in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Ensure structures remain stable during construction

When you commission construction work you must make sure that any building, wall or other structure does not collapse because of the work. This means taking all reasonable steps to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Ensure structures remain stable during construction

If you are carrying out construction work, you must take every practical step to stop any building or temporary structure from collapsing because of that work. This includes designing, installing …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Ensure structures remain stable during construction

When you are carrying out construction work, you must take every practicable step to stop any structure – new or existing – from becoming unstable or collapsing. This includes designing, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Ensure structures remain stable during construction work

When you are carrying out construction, demolition or dismantling you must do everything reasonably practicable to stop a building or part of it collapsing. This means designing, installing and maintaining …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Ensure structures stay stable and safe during construction

When you carry out construction work you must take all reasonable steps to stop any building or temporary support from collapsing. This means checking stability before work starts, designing and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Ensure structures stay stable during construction

When you’re carrying out construction work, you must make sure that any building, bridge or other structure does not collapse because the work makes it unstable or temporarily weak. Any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Ensure structures stay stable during construction

When you carry out building work you must make sure any structure – new or existing – does not collapse because of your activities. This means you need to take …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Ensure subcontractors/subsidiaries meet approval standards and keep records

If your company is an approved body and you outsource any part of the product‑assessment work, you must make sure the subcontractor or subsidiary complies with the same requirements as …

HSE Regulation (EU) No 305/2011 …
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Ensure sufficient fresh air and safe ventilation on site

You must make sure that every construction site you commission – and the access routes to it – has enough fresh or purified air to keep the site safe for …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Ensure sufficient fresh air and safe ventilation plant

You must make sure that any construction site you run – and the routes leading to it – have enough fresh or purified air to keep workers safe. If you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Establish and maintain emergency procedures for construction sites

You must put in place clear emergency plans for any construction work you commission, covering things like evacuation and response to fires, spills or other hazards. Everyone who could be …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Follow Part 4 of the CDM Regulations for matters under your control

If you are a contractor doing construction work on a site, Part 4 of the CDM Regulations lays out all the health‑and‑safety rules that must be followed by you and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Give notice and follow adjudication process for construction disputes

If a dispute arises under your construction contract, you must tell the other parties in writing and start the adjudication process – request an adjudicator, refer the dispute with supporting …

HSE Scheme for Construction Contracts …
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Guard against employee claims by following fire safety duties

If your fire safety arrangements fail and an employee is injured or suffers damage, that employee can sue you. This provision reminds you that breaches of the fire‑safety duties you’re …

HSE Prosecution Regulatory Reform (Fire Safety) …
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Identify and manage design risks and provide safety information

When you prepare or change a design for a construction project, you must first make sure the client knows their own health and safety duties. You then need to look …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Incorporate health & safety into designs and share risk information

As a designer you must make sure your designs remove, or as far as reasonably practicable reduce, any foreseeable health and safety risks. You must give the client, the principal …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Integrate health and safety into designs and supply required information

As a designer you must only start work once you know the client understands their CDM duties. Your design has to eliminate, as far as reasonably practicable, any foreseeable health …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Join the new homes ombudsman scheme and maintain required procedures

If you build or sell new homes you must become a member of the new homes ombudsman scheme. This means paying any membership fee, providing the information the scheme demands, …

HSE Building Safety Act 2022
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Keep construction site clean, secure and free of hazardous protruding nails

When you run a construction site you must keep every area tidy and reasonably clean, clearly mark or fence the site boundary according to the level of risk, and make …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Keep construction site clean, secure and free of hazards

Whenever you have a construction site you must keep every area tidy and reasonably clean, and make sure the site’s boundary is clearly marked or fenced according to the level …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Keep construction site orderly, clean and safe

While construction work is taking place you must keep every part of the site tidy and reasonably clean, clearly identify the site boundaries with signs or fencing where the risk …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Keep construction site tidy, clean and clearly secured

If you are the client commissioning construction work, you must make sure the whole site is kept in good order and the areas where work is being done are kept …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Keep construction site tidy, clean and secure

You must make sure every part of your construction site is kept in a reasonable state of order and cleanliness. The site’s perimeter should be clearly marked with signs or …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Keep construction site tidy, secure and free of sharp hazards

You must make sure every part of your construction site is kept in good order and reasonably clean while work is being carried out. The site’s perimeter must be clearly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Keep excavations safe and regularly inspected

If your business carries out any digging work, you must stop the site collapsing, prevent material falling onto people and make sure nobody gets trapped. Before each shift – and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Keep premises, access routes and plant safe for non‑employees

If you control a non‑domestic building – for example as a landlord, owner, tenant or anyone with a maintenance contract – you must take all reasonably practicable steps to make …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Keep site tidy, clearly marked and free of protruding nails

On every construction site you run, you must keep the ground and buildings in a reasonable state of order and cleanliness. The site’s edges must be clearly identified – either …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Keep structures stable and prevent collapse during construction

When you carry out construction work you must take every reasonable step to stop any existing or new structure becoming unstable or collapsing because of the work. Any temporary supports …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Keep the construction site tidy, clean and securely marked

You must make sure every part of your construction site is kept in good order and clean where work is being carried out. The site’s boundaries must be clearly shown …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Keep the construction site tidy, clearly marked and free of hazardous nails

You must make sure every area of your construction site is kept in good order and reasonably clean. The site's boundary must be easy to see – either marked with …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Keep the construction site tidy, clearly marked and free of protruding nails

When you run a construction site you must make sure every area is kept in good order and clean enough for the work being done. The site’s perimeter must be …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Maintain construction phase plan and health & safety file

If your business is the principal contractor on a construction project, you must have a construction phase plan ready before the site is set up, keep that plan up‑to‑date throughout …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Maintain construction phase plan and health & safety file

If you act as the principal contractor or principal designer on a construction project, you must have a construction phase plan in place before the site opens and keep it …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Maintain fire‑fighter protection measures

You must keep any equipment, devices or systems that help or protect fire‑fighters on your premises in good working order. This means carrying out regular checks, servicing and repairs, and, …

HSE Unlimited fine 2 years Imprisonment Regulatory Reform (Fire Safety) …
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Maintain good order, cleanliness and safety on construction site

If you are the principal contractor on a construction project you must keep every part of the site tidy and, where work is being carried out, reasonably clean. The site’s …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Maintain good order, cleanliness and secure site boundaries

If you control any part of a construction site you must keep it tidy and reasonably clean, especially where work is being carried out. You also need to make the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Maintain good order, cleanliness and security on construction sites

You must keep every part of your construction site tidy and reasonably clean, and make sure the site boundaries are clearly marked with signs or fencing where needed. Any timber …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Maintain good order, cleanliness and security on construction sites

For any construction work you carry out, you must keep every part of the site tidy and the areas where work is being done reasonably clean. You also need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Maintain good order, cleanliness and security on construction sites

You must keep every part of your construction site tidy and reasonably clean, clearly mark or fence its boundaries where needed, and make sure no timber or other material with …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Maintain reasonable indoor temperature and protect workers from bad weather

When you run a construction site you must keep indoor areas at a temperature that is comfortable for the work being done and, if the site is outdoors, you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Maintain reasonable temperature and protect workers from adverse weather

When you run a construction site you must keep indoor work areas at a sensible temperature during working hours, and for outdoor work you must provide shelter or other protection …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Maintain reasonable temperature and protect workers from adverse weather

You must make sure indoor work areas are kept at a temperature that is reasonable for the work being carried out, and any outdoor site is arranged to protect workers …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Maintain site order, security and remove hazardous protruding nails

You must keep every part of your construction site tidy and, where work is taking place, reasonably clean. The site’s boundary must be clearly marked with signs or fenced off …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Make reasonable adjustments for members and guests

If you run an association – for example a club, society or any organisation that has members or guests – you must take steps to adjust your services, premises or …

HSE Equality Act 2010
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Manage construction project and ensure health and safety throughout

If you commission any construction work, you must plan and resource the whole project, give designers and contractors the information they need before work starts, make sure a construction phase …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Manage construction project health and safety throughout

As the client commissioning construction work you must put in place and keep reviewing a management plan that allocates enough time and resources, give designers and contractors all the pre‑construction …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Manage construction project safely and keep health‑and‑safety information up‑to‑date

If you are the client commissioning construction work, you must organise and fund proper project management. This includes giving designers and contractors the information they need early, making sure a …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Manage construction projects safely and provide required information

As the client who commissions construction work, you must put in place and keep reviewing a management plan that allocates enough time, money and other resources to run the project …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Manage construction project to ensure health & safety and provide required information

If you commission construction work, you must put in place and keep up suitable arrangements (time, money, people) to run the project safely. This includes giving designers and contractors the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Manage energy distribution installations on construction sites

When you carry out building work you must make sure any power lines or underground services on or near the site are safely positioned, regularly inspected and clearly marked. If …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Manage health and safety for construction projects

If you commission building work, you must set up and keep up proper health‑and‑safety management throughout the project. This means allocating enough time and resources, providing the right welfare facilities, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Manage health and safety for construction projects

If you are the client commissioning construction work, you must put in place a suitable management system and keep it under review. This means allocating enough time and resources, giving …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Manage health and safety for construction projects

If you commission any construction work, you must put in place and keep up proper management arrangements for health and safety. This includes allocating enough time and resources, giving designers …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Manage health and safety for construction work

If you are a contractor on a construction project, you must take charge of health and safety throughout the build. This means checking the client knows their duties, planning and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Manage health and safety for the construction project

If you are the client commissioning construction work, you must plan and resourced the project so that health and safety risks are controlled. This means giving designers and contractors the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Manage health and safety for the construction project

As the client who commissions the work, you must put in place and keep up‑to‑date the systems that keep the whole project safe. This means allocating enough time and resources, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Manage health and safety for your construction project

If you commission construction work, you must put in place and keep reviewing a management plan that provides enough time, money and resources to keep the site safe. You need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Manage health and safety of construction project

As the client you must plan and fund the project so it can be carried out safely. This means giving designers and contractors all the pre‑construction information they need, making …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Manage health and safety of construction projects

If you commission any construction work, you must set up and keep up a complete health‑and‑safety management system for the whole project. This means allocating enough time and resources, providing …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Manage health and safety on construction sites

If you are a contractor on a construction project, you must take charge of health and safety. This means planning the work, keeping a construction phase plan, making sure all …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Manage health and safety throughout the construction project

As the client who commissions the work, you must put in place and keep under review a full set of health‑and‑safety arrangements for the whole project. This means allocating enough …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Manage health & safety of construction projects

If you are the client who commissions construction work, you must plan, organise and keep under review all health and safety arrangements for the whole project. This means allocating enough …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Manage health & safety risks when designing construction projects

If you prepare or change a design for a construction project, you must first confirm that the client knows their own health and safety duties. You must design out foreseeable …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Manage risks from energy distribution installations on site

When you carry out construction work you must make sure any nearby power lines or underground services are safely positioned, regularly inspected and clearly marked. If overhead cables could endanger …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Manage risks from energy distribution installations on site

When you carry out construction work you must make sure any nearby electricity supplies – overhead cables or underground services – are safely positioned, regularly inspected and clearly marked. If …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Manage risks from energy distribution installations on site

If your construction project involves overhead power lines or underground services, you must make sure they are placed safely, inspected regularly and clearly marked. You must either keep cables away …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Manage risks from overhead and underground energy installations on construction sites

If your building work is near power lines or underground services, you must make sure those installations are safely positioned, regularly inspected and clearly marked. Where you cannot move the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Manage safe storage, transport and use of explosives

If your business uses explosives on a construction site, you must make sure they are stored, moved and detonated safely and securely. You must take reasonable steps so that no …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Manage safety of energy distribution installations

If your construction work involves overhead power cables or underground services, you must make sure those installations are positioned safely, inspected regularly and clearly marked. Where there is a risk …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Manage safety of energy distribution installations on site

When you carry out construction work you must make sure any power lines or underground services are safely positioned, regularly inspected and clearly marked. If overhead cables could endanger the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Manage safety of energy distribution installations on site

You must make sure any power lines, cables or underground services on your construction site are safely positioned, regularly inspected and clearly marked. If they could endanger the work, you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Manage safety of energy distribution installations on site

When you carry out construction work, you must make sure any electricity supply lines – both overhead cables and underground services – are positioned safely, regularly inspected and clearly marked. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Manage safety of energy distribution installations on site

If your construction project involves overhead or underground electricity lines, you must make sure they are correctly placed, regularly inspected and clearly marked. Where there is a danger you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Manage safety of energy distribution installations on site

If your construction work is near overhead power cables or underground services, you must make sure those installations are safely positioned, regularly inspected and clearly marked. Where a risk exists …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Manage safety of energy distribution installations on site

When you carry out construction work, you must make sure any overhead power lines or underground services are safely positioned, inspected and clearly marked. If cables pose a risk, keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Manage safety of energy distribution installations on site

If your construction project involves overhead or underground power cables, you must make sure they are positioned safely, regularly inspected and clearly marked. Where they could pose a danger you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Manage safety of energy distribution installations on site

If you are commissioning construction work, you must make sure any nearby power lines or underground services are safely positioned, regularly inspected and clearly marked. Where overhead cables pose a …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Manage vehicle safety on construction sites

When you use any vehicle on a construction site you must stop it moving unintentionally, give clear warnings to anyone who could be harmed, and operate or load it safely. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Meet the organisational requirements when acting as an approved assessor

If your company is appointed by the Secretary of State (or by a delegated authority) to carry out third‑party assessment, approval or monitoring of construction products, you must run that …

HSE Regulation (EU) No 305/2011 …
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Meet the requirements to operate as an approved body

If your company provides third‑party assessment or certification of construction products, you must satisfy a set of organisational and independence rules. You need to be a legally‑incorporated UK (or CPTPP) …

HSE Regulation (EU) No 305/2011 …
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Organise and maintain safe traffic routes on construction sites

When you run a construction site you must set it up so pedestrians and vehicles can move safely. Provide enough suitable routes, keep them clear, separate walkers from moving plant, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Participate in the approved bodies coordination group

If your company is an approved body under the Construction Products Regulation, you must take part in the coordination group set up by the Secretary of State. This means sending …

HSE Regulation (EU) No 305/2011 …
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Plan and document demolition/dismantling safely

If your business is carrying out demolition or dismantling work, you must produce a written plan that shows how you will avoid danger, or where that isn’t possible, reduce it …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Plan and document demolition/dismantling safely

If your business carries out demolition or dismantling you must plan the work so that it does not create danger, or if that isn’t possible, reduce the danger as far …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Plan and document demolition/dismantling safely

If you are carrying out demolition or dismantling, you must organise the work so that danger is avoided, or reduced as far as reasonably practicable. Before any demolition starts you …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Plan and document demolition/dismantling work safely

If your business is carrying out demolition or dismantling, you must plan the work so that it does not create danger, or at least reduces risk as far as reasonably …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Plan and document demolition work safely

If your business is carrying out demolition or dismantling, you must plan the work so that any danger is either prevented or, where that isn’t possible, reduced as far as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Plan and document safe demolition or dismantling

If your business carries out demolition or dismantling, you must plan the work so that it does not create danger, or if some risk cannot be avoided, you must reduce …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Plan and document safe demolition or dismantling

If your business is carrying out demolition or dismantling, you must organise the work so that it does not create danger, or at least reduces any danger as far as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Plan and document safe demolition or dismantling

If you are carrying out demolition or dismantling you must put in place a plan that prevents danger, or if that isn’t possible, reduces the risk as far as reasonably …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Plan and document safe demolition or dismantling work

If you are carrying out demolition or dismantling, you must create a written plan that shows how the work will be done safely, aiming to eliminate or reduce any danger. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Plan and document safe demolition work

If your business is carrying out demolition or dismantling, you must organise the work so it does not create a danger, or at least minimise any danger as far as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Plan and record demolition/dismantling safely

If your business is carrying out demolition or dismantling, you must organise the work so that it does not create danger, or at least reduces any danger as far as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Plan and record demolition/dismantling safely

If your business is taking down a building or structure, you must have a written plan that shows how you will prevent danger, or at least reduce it to as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Plan and record safe demolition or dismantling

If you are the client commissioning demolition or dismantling work, you must organise the work so that it does not create danger, or if that cannot be avoided, reduce the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Plan demolition safely and keep written arrangements

If your business is carrying out demolition or dismantling, you must plan the work so that it does not create danger, or if that isn’t possible, keep the risk as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Plan, manage and coordinate health & safety in pre‑construction

If your business is appointed as the principal designer on a construction project, you must take charge of health and safety before the build starts. That means you need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Plan, manage and document demolition work safely

If your business carries out demolition or dismantling, you must plan the work so that danger is prevented, or at least reduced as far as reasonably possible. You also need …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Plan, manage and monitor construction health and safety

If you act as the principal contractor on a build, you must take overall charge of health and safety throughout the construction phase. This includes keeping a construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Plan, manage and monitor construction work to protect health and safety

If your business is acting as a contractor on a construction project, you must take charge of health and safety. That means planning the work, keeping a construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Plan, manage and monitor health and safety during construction

If your business is appointed as the principal contractor on a construction site, you must take overall charge of health and safety throughout the build. This means keeping the construction …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Plan, manage and monitor health and safety during construction

If you are the principal contractor on a building site you must take overall charge of health and safety throughout the build. This means keeping a construction phase plan up‑to‑date, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
View legislation →

Plan, manage and monitor health and safety during construction

If your business is the principal contractor on a construction site, you must take overall charge of health and safety throughout the build. This means keeping the construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Plan, manage and monitor health and safety during construction

If your business is the principal contractor on a construction site, you must take overall charge of health and safety throughout the build. This means keeping a construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Plan, manage and monitor health and safety during construction

If you are the principal contractor on a construction site you must take overall charge of health and safety throughout the build. That means keeping a construction phase plan up‑to‑date, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Plan, manage and monitor health and safety during construction

If your business is appointed as the principal contractor on a construction site, you must take overall charge of health and safety throughout the build. This means keeping a construction …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Plan, manage and monitor health and safety during construction

If your business is the principal contractor on a construction site you must take overall charge of health and safety. You need to keep a construction phase plan up to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Plan, manage and monitor health and safety during construction

If your business is the principal contractor on a construction site, you must take charge of health and safety for the whole build. This means keeping the construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Plan, manage and monitor health and safety during construction

If you are the principal contractor on a construction site, you must take overall responsibility for health and safety throughout the build. This means keeping the construction phase plan up‑to‑date, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Plan, manage and monitor health and safety during construction

If you are the principal contractor on a construction site you must take overall charge of health and safety throughout the build. This means keeping a construction phase plan up‑to‑date, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
View legislation →

Plan, manage and monitor health and safety during construction

If your business is the principal contractor on a construction site, you must take overall charge of health and safety throughout the build. You need to keep a construction phase …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Plan, manage and monitor health and safety during construction

If your business is acting as a contractor on a construction project, you must take charge of health and safety. That means making a construction phase plan, following any directions …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Plan, manage and monitor health and safety for construction work

If you are a contractor you must make sure all construction work is planned, managed and monitored so that it can be carried out without health‑and‑safety risks. This means checking …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Plan, manage and monitor health and safety for construction work

If your business carries out construction work you must take charge of health and safety throughout the build. This means having a construction phase plan in place before the site …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Plan, manage and monitor health and safety for construction work

If your business is the contractor on a construction project you must take charge of health and safety. You need to make sure the client knows their own duties, produce …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Plan, manage and monitor health and safety for construction work

If your business is acting as a contractor on a construction project, you must take charge of health and safety for the work you do and any workers you control. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Plan, manage and monitor health and safety for construction work

If you are a contractor on a construction project you must take overall responsibility for health and safety. You can only start work once the client knows their own duties, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Plan, manage and monitor health and safety for construction work

If you are a contractor on a construction project you must take responsibility for health and safety throughout the build. This means having a construction phase plan before the site …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
View legislation →

Plan, manage and monitor health and safety in pre‑construction

If you are appointed as the principal designer on a construction project, you must take overall responsibility for health and safety before any building work starts. You need to plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Plan, manage and monitor health and safety in pre‑construction

If you are the principal designer on a construction project you must take charge of health and safety before the build starts. That means you need to plan how the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Plan, manage and monitor health and safety in pre‑construction

If you are the principal designer on a construction project, you must take charge of all health and safety matters before the build starts. This means planning how the work …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
View legislation →

Plan, manage and monitor health and safety in the pre‑construction phase

If you are the principal designer on a construction project, you must take charge of health and safety before any building work starts. This means creating and keeping up a …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Plan, manage and monitor health and safety on construction sites

If you are a contractor, you must take charge of health and safety for every construction job you do. This means you must plan the work, keep it under control, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Plan, manage and monitor health and safety on construction sites

If your business is a contractor on a construction project, you must take all reasonable steps to keep the work safe. This means preparing a construction phase plan, following any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Plan, manage and monitor health & safety during construction

If your business is the principal contractor on a construction site, you must take overall charge of health and safety for the whole build. That means preparing and keeping a …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
View legislation →

Plan, manage and monitor health & safety during construction

If your business is the principal contractor on a construction site, you must take charge of health and safety for the whole build. This means keeping a construction phase plan …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Plan, manage and monitor health & safety during construction

If your business is the principal contractor on a building site, you must take overall charge of health and safety for the whole construction phase. This means keeping a construction …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
View legislation →

Plan, manage and monitor health & safety during construction

If your business is the principal contractor on a construction site, you must take overall responsibility for health and safety throughout the build. This means keeping the construction phase plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If you are the principal designer on a construction project, you must take charge of health and safety planning before any work starts. You need to create, run and check …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If you are the principal designer on a construction project, you must take overall responsibility for health and safety before the build starts. This means planning and coordinating the work, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If your business is appointed as the principal designer on a construction project you must take overall charge of health and safety before any building work starts. You need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If your business is appointed as the principal designer on a construction project, you must take charge of health and safety before the build starts. This means planning, coordinating and …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If you are the principal designer you must take charge of health and safety before construction starts. You need to plan how the work will be carried out, coordinate safety …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Plan, manage and monitor health & safety in pre‑construction

If you are the principal designer on a construction project, you must take charge of health and safety before building starts. That means planning how the work will be done, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Plan, manage and monitor health & safety in the pre‑construction phase

If you are the principal designer on a construction project, you must lead all health and safety planning before building starts. This means you must identify and control foreseeable risks, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Plan, manage and monitor health & safety on construction sites

If you are a contractor on a construction project you must take charge of health and safety. That means you must only start work once you know the client understands …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Plan, manage and monitor pre‑construction health and safety

If you are the principal designer you must take responsibility for health and safety during the pre‑construction stage. You need to plan, manage and monitor the design work, coordinate safety …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Plan, manage and monitor pre‑construction health and safety

If you are the principal designer on a construction project, you must take overall responsibility for health and safety before the build starts. That means you need to create and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
View legislation →

Plan, manage and monitor pre‑construction health and safety

As the principal designer you must take charge of health‑and‑safety planning before construction starts. This means organising the pre‑construction work, spotting and controlling any foreseeable risks, making sure all other …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Plan, manage and monitor pre‑construction health & safety

If you are the principal designer on a construction project you must take charge of health and safety before the build starts. This means planning and overseeing the pre‑construction work, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Plan, manage and record demolition work safely

If you need to demolish or dismantle a building, you must create a safe plan that prevents danger, or at least reduces it as far as reasonably practicable. The plan …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Plan, supervise and carry out safe lifting operations

If you employ people and use lifting equipment, you must make sure every lift is properly planned by a competent person, correctly supervised and carried out safely. This means appointing …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Plan, supervise and carry out safe lifting operations

Whenever you use lifting equipment to move a load, you must make sure the lift is planned by someone who knows what they’re doing, that it is properly supervised on …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Plan, supervise and ensure safe lifting operations

You must make sure every job that uses lifting equipment is properly planned by someone with the right skills, supervised appropriately, and carried out safely. This means arranging competent planning, …

HSE Prosecution LOLER 1998 - Regulation …
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Plan, supervise and ensure safe lifting operations

You must make sure every lift that uses lifting equipment is properly planned by a competent person, supervised while it’s carried out, and done safely. This means having a lift …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Plan, supervise and safely carry out lifting operations

You must make sure that any work using lifting equipment is properly planned by someone with the right competence, that the work is adequately supervised, and that it is carried …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 Regulation 4 …
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Prepare a complete Declaration of Performance for each construction product

If you make or place a construction product on the UK market, you must produce a Declaration of Performance (DoP). The DoP must detail the product’s essential characteristics, the standards …

HSE Regulation (EU) No 305/2011 …
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Prepare and keep up‑date construction phase plan and health‑safety file

If you are the principal contractor on a construction project, you must produce a construction phase plan that sets out all health and safety arrangements before the site is set …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Prepare and keep up‑to‑date a construction phase plan

If you are the principal contractor, you must produce a plan that sets out how health and safety will be managed on the site before the construction work starts, and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Prepare and keep up‑to‑date a construction phase plan

Before your construction site is set up, you must have a written plan that sets out the health and safety rules and arrangements for the work. The plan must be …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Prepare and keep up‑to‑date a construction phase plan

If your business is the principal contractor on a construction project, you must produce a construction phase plan before the site is set up and keep it current throughout the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Prepare and keep up‑to‑date construction phase plan and health‑safety file

If you are the principal contractor on a construction project you must produce a construction phase plan before the site is set up and keep it reviewed throughout the build. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Prepare and keep up to date the construction phase plan and health & safety file

If you are the principal contractor on a construction project you must have a written construction phase plan before the site is set up, showing the health‑and‑safety arrangements and site …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Prepare and maintain construction phase plan and health & safety file

If you are the principal contractor (or working with the principal designer) on a construction project, you must produce a construction phase plan before the site is set up and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Prepare and maintain construction phase plan and health & safety file

If you are the principal contractor on a building project, you must produce a construction phase plan before the site opens and keep it up‑to‑date throughout the build. You also …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Prepare and maintain construction phase plan and health‑safety file

If you are the principal contractor on a construction project, you must have a written construction phase plan before the site is set up and keep it up to date …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Prepare and maintain emergency procedures for construction sites

You must set up suitable arrangements to deal with any foreseeable emergency on your construction site, including evacuation plans. The arrangements should reflect the type of work, size of the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Prepare and maintain emergency procedures for construction sites

You must put in place suitable plans to deal with any emergency that could be expected on your construction site, such as fire, chemical spills or collapse, and include clear …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Prepare and maintain emergency procedures for the construction site

You must put in place suitable emergency arrangements for any foreseeable incident on your construction site, including evacuation plans. The procedures have to reflect the work type, site size, equipment, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Prepare and maintain emergency procedures for the construction site

You must have clear, adequate plans for any emergencies that could arise on your construction site, including how to evacuate part or all of the site. The plans need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Prepare and maintain the construction phase plan

If you are the principal contractor on a construction site, you must produce a construction phase plan before the site is set up and keep it up‑to‑date throughout the build. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Prepare, keep up‑to‑date and hand over construction phase plan and health‑safety file

If your business is the principal contractor on a construction project, you must have a construction phase plan in place before the site is set up, keep it updated throughout …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Prepare, maintain and hand over construction phase plan & safety file

If you are the principal contractor on a construction project you must have a construction phase plan in place before the site is set up, keep it up‑to‑date throughout the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Prepare, maintain and update construction phase plan and health & safety file

If your business is the principal contractor on a construction project, you must produce a construction phase plan before the site is set up and keep it reviewed and updated …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Prevent and control harmful emissions from your premises

If you run a business from premises that are listed by the HSE as a “prescribed class” and you handle substances that are classified as noxious or offensive, you must …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Prevent collapse and falling material in excavations

When you dig a trench or pit you must take every reasonable step to stop it collapsing, to keep walls and roof material from falling, and to stop people being …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Prevent collapse of structures and manage temporary works

When you carry out construction work, you must make sure that any building, wall or other structure won’t collapse because of your activities. This means you need to design, install …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Prevent collapse of structures and manage temporary works

When you are carrying out construction work, you must make sure that any building or structure does not become unstable or collapse, even temporarily. This includes designing, installing and keeping …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Prevent collapse of structures during construction

When you carry out construction work, you must make sure any new or existing building, bridge, tower or other structure won’t become unstable or collapse. This means designing, installing and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Prevent collapse of structures during construction

When you carry out construction work you must make sure that any building, structure or temporary support you use does not become unstable or collapse because of the work. This …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Prevent collapse of structures during construction work

When you carry out construction work, you must make sure the building or structure you are working on does not become unstable or collapse because of your activities. This means …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Prevent drowning and ensure safe water transport on construction sites

If any part of your construction work involves water, you must stop people falling into it wherever possible, reduce the chance of drowning if a fall does happen, and have …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Prevent drowning and ensure safe water transport on construction sites

If any part of your construction work involves water or other liquids, you must stop people falling into it, reduce the risk of drowning if a fall does happen, and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Prevent drowning and ensure safe water transport on construction sites

If any part of your construction work is near water or you move people to or from the site by boat, you must stop them falling in and be ready …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Prevent drowning and ensure safe water transport on construction sites

If you run or manage a construction project where workers could fall into water, you must put in place measures to stop falls, reduce the chance of drowning and have …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Prevent drowning and ensure safe water transport on site

If any part of your construction work involves water, you must stop people falling into it, lessen the danger if they do, and have rescue gear ready. You also have …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Prevent drowning and ensure safe water transport on site

If any part of your construction work involves water or other liquids, you must stop people falling in, reduce the chance of drowning if they do, and have rescue gear …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Prevent drowning and provide rescue equipment on construction sites

If your construction work involves any water bodies or liquid that could cause drowning, you must stop people falling into it wherever reasonably possible, reduce the danger if a fall …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Prevent drowning and provide rescue equipment on site

If any part of your construction work involves a risk of someone falling into water, you must stop the fall happening, limit the chance of drowning, and have rescue equipment …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Prevent drowning and provide rescue measures on construction sites

If your construction work involves water, you must take steps to stop people falling into it and to reduce the risk of drowning. You also need to provide and maintain …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Prevent drowning risk in construction work near water

If you commission construction work where there is a chance someone could fall into water, you must make sure they are protected. This means you need to stop falls where …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Prevent drowning risks and provide rescue equipment on construction sites

If your construction work involves any water, liquid pits or vessels, you must stop people falling into it where you can, reduce the danger if they do fall, and have …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Prevent drowning risks on construction sites

If you run construction work where people could fall into water, you must stop them falling, reduce the chance of drowning if they do, and have rescue equipment ready and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Prevent drowning risks on construction sites

If your construction project involves work near water or uses boats to move people, you must stop workers falling into water where you can, reduce the danger if they do …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Prevent drowning risks on construction sites

If you are carrying out construction work where people could fall into water or be taken by boat, you must stop falls where you can, reduce the chance of drowning …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Prevent drowning risks on construction sites

If your construction project involves work near water or uses boats to move staff, you must stop people falling in, reduce drowning chances if they do, and have rescue gear …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Prevent drowning risks on construction sites

If you are carrying out construction work where people could fall into water or another liquid, you must take practical steps to stop falls, reduce the chance of drowning if …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Prevent excavation collapse and ensure competent inspection

When you are carrying out any excavation on a construction site you must take all practical steps to stop the trench from collapsing, walls or roof from falling, and people …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Prevent fire, flood and asphyxiation on construction sites

When you carry out construction work, you must put in place all reasonably practicable measures to stop fire, explosions, flooding or dangerous gases from harming anyone on site. This means …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Prevent fire, flood and asphyxiation risks during construction

You must take all reasonably practicable steps to stop fire, explosion, flooding or asphyxiation from harming anyone while construction work is underway. This means identifying those hazards, putting suitable safety …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Prevent fire, flood and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop injuries from fire or explosions, flooding and dangerous gases. This means identifying those hazards, planning …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Prevent fire, flood and asphyxiation risks on construction sites

When you carry out construction work you must take reasonable steps to stop injuries caused by fire, explosions, flooding or gases that could cause asphyxiation. This means you need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Prevent fire, flood and asphyxiation risks on construction sites

When you are carrying out construction work you must take all reasonably practicable steps to stop fire, explosion, flooding or exposure to gases that could cause asphyxiation. This means identifying …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Prevent fire, flood and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop injuries caused by fire, explosions, flooding or gases that could cause asphyxiation. This means identifying …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
View legislation →

Prevent fire, flood and asphyxiation risks on construction work

When you commission construction work, you must make sure that any danger of fire, explosion, flooding or gases that could cause asphyxiation is removed or controlled as far as reasonably …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Prevent fire, flooding and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop fires, explosions, flooding and harmful gases from harming anyone on site. This means identifying these …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Prevent fire, flooding and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop fires, explosions, flooding or any gases that could cause asphyxiation from harming anyone on site. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Prevent fire, flooding and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop hazards such as fire, explosion, flooding or dangerous gases that could cause asphyxiation. This means …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Prevent fire, flooding and asphyxiation risks on construction sites

When you carry out construction work you must take all reasonably practicable steps to stop fires, explosions, flooding or dangerous gases from harming anyone on site. This means putting in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Prevent fire, flooding and asphyxiation risks on site

When you carry out construction work you must take all reasonably practicable steps to stop fires, explosions, flooding or dangerous gases from injuring anyone on the site. Identify these hazards, …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Prevent fire, flooding and asphyxiation risks on site

You must take all reasonably practicable steps to stop fire, explosion, flooding or hazardous gases from harming anyone while construction is underway. This means identifying those hazards and putting in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Prevent fire, flooding and asphyxiation risks on site

When you carry out construction work you must put in place appropriate measures to stop fire, explosion, flooding or gases that could cause asphyxiation from hurting anyone on the site. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Prevent fire, flood or asphyxiation risks on construction sites

When you carry out construction, demolition or dismantling work you must take all reasonably practicable steps to stop the risk of fire, explosion, flooding or gases that could cause asphyxiation. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Prevent fire, flood or asphyxiation risks on site

When you are carrying out construction work you must put in place practical measures to stop fire, explosion, flooding or dangerous gases from harming anyone. This means you need to …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Prevent harassment of employees and job applicants

You must not harass anyone who works for you or anyone who applies for a job with your business. This means you need to keep the workplace free from unwanted …

HSE Equality Act 2010
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Protect health and safety of people who are not your employees

As an employer or self‑employed person you must run your business so that, as far as reasonably practicable, anyone who is not an employee – such as customers, visitors, neighbours …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Provide a Declaration of Performance for construction products

If you manufacture a construction product that meets a designated EU standard or a UK Technical Assessment, you must create a Declaration of Performance (DoP) before you put the product …

HSE Regulation (EU) No 305/2011 …
View legislation →

Provide adequate fresh air and safe ventilation on construction sites

You must make sure that every construction site and the routes leading to it have enough fresh or purified air to keep the area safe for workers and visitors. Any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Provide adequate fresh air and safe ventilation plant on site

You must make sure that every construction site and the routes to it have enough fresh or purified air to keep the site safe for workers and visitors. If you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Provide adequate fresh air and ventilation on construction sites

If you are the contractor responsible for a construction site, you must make sure the site and any access routes have enough fresh or purified air to keep workers safe. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Provide adequate fresh air and ventilation on construction sites

You must make sure that your construction site – and any approach routes – have enough fresh or purified air to keep the place safe and healthy. If you use …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Provide adequate fresh air and ventilation on construction sites

You must ensure that every construction site and any approaches to it have enough clean or purified air to keep the area safe and free from health risks. If you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Provide adequate lighting for construction sites

You must make sure every construction site, plus its access and traffic routes, has lighting that is suitable and sufficient – using natural light where it’s reasonably practicable. Any artificial …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Provide adequate lighting for construction sites

You must make sure your construction site, its approaches and any traffic routes have enough lighting, using natural light wherever it is reasonably practicable. Any artificial lights must not change …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Provide adequate lighting for construction sites and routes

You must ensure every construction site and the road leading to it has enough light – preferably natural light where reasonably possible. Any artificial lighting must not change the appearance …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Provide adequate lighting for construction sites and routes

When you run a construction site you must make sure the site itself, its approaches and any traffic routes have enough lighting. Use natural light wherever reasonably possible, and if …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Provide adequate lighting for construction sites and routes

You must make sure that every construction site, its approaches and traffic routes have enough lighting – preferably natural light where it can be used. Any artificial lights must not …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Provide adequate lighting for construction sites and routes

You must make sure that every construction site, its approach roads and any traffic routes are lit well enough for work to be carried out safely. Use natural daylight wherever …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Provide adequate lighting on construction sites

You must make sure your construction site, the roads leading to it and any traffic routes have enough light – preferably natural light where reasonably possible – and that any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide adequate lighting on construction sites

You must make sure the construction site, its entry ways and any traffic routes are lit sufficiently for safety, using natural light where reasonably practicable. Any artificial lights must not …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Provide adequate lighting on construction sites

You must make sure every construction site, its access routes and traffic routes have enough light for the work to be done safely. Use natural light where possible, and any …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Provide and keep clear emergency routes and exits

On any construction site you must make sure there are enough suitable emergency routes and exits so people can get to safety quickly if something goes wrong. The routes must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Provide and keep clear emergency routes and exits

On any construction site you must make sure there are enough suitable emergency routes and exits so that anyone can get to safety quickly if danger arises. The routes must …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Provide and maintain adequate emergency routes and exits

On any construction site you must make sure there are enough suitable emergency routes and exits so people can reach safety quickly if danger occurs. The routes must lead straight …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
View legislation →

Provide and maintain clear emergency routes and exits

On any construction site you must make sure there are enough suitable emergency routes and exits so people can get to safety quickly if danger arises. Those routes must lead …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Provide and maintain clear emergency routes and exits

If you are the principal contractor on a construction site, you must make sure there are enough suitable emergency routes and exits so anyone can reach a safe area quickly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Provide and maintain clear emergency routes and exits

You must make sure your construction site has enough safe, clearly marked routes and exits so anyone can reach safety quickly if danger arises. Keep those routes free of obstruction, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Provide and maintain clear emergency routes and exits

If your business is carrying out construction work, you must make sure there are enough suitable emergency routes and exits so anyone on the site can get to safety quickly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Provide and maintain clear emergency routes and exits

On a construction site you must make sure there are enough suitable escape routes and exits so anyone can reach safety quickly if there’s danger. Those routes must go straight …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide and maintain clear, signed emergency routes and exits

You must make sure your construction site has enough suitable emergency routes and exits so anyone can reach safety quickly in an emergency. The routes should lead straight to a …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Provide and maintain emergency procedures on construction sites

If you are responsible for health and safety on a construction site (such as the principal contractor), you must put in place suitable plans for dealing with any emergency you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Provide and maintain emergency procedures on construction sites

You must have a clear plan for dealing with any likely emergency on your construction site, including how to evacuate if required. The plan has to reflect the type of …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Provide and maintain emergency routes and exits on site

You must make sure your construction site has enough clearly marked emergency routes and exits so anyone can reach safety quickly if something goes wrong. The routes must lead straight …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
View legislation →

Provide and maintain emergency routes and exits on site

You must make sure that any construction site you are responsible for has enough suitable emergency routes and exits so people can get to safety quickly if danger occurs. The …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Provide and maintain fire detection and fighting equipment on site

If you are responsible for a construction site, you must make sure that suitable fire‑detecting alarms and fire‑fighting equipment are installed in the right places, kept in good order and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Provide and maintain fire detection and fire‑fighting equipment

If you commission construction work, you must make sure that suitable fire alarms and fire‑fighting equipment are installed in the right places on the site, kept in good order, regularly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Provide and maintain fire detection and fire‑fighting equipment

You must make sure appropriate fire‑fighting gear and fire alarm systems are installed wherever they are needed on your construction site, keep them regularly inspected, tested and maintained, ensure they …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Provide and maintain fire detection, fighting equipment and training

On any construction site you must have suitable fire‑alarm systems and appropriate fire‑fighting equipment placed where they’re needed, keep them regularly tested and serviced, make sure non‑automatic gear is easy …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
View legislation →

Provide and maintain fire‑fighting equipment and alarms

On any construction site you must put in place suitable fire‑fighting gear and fire‑detection/alarm systems wherever a fire risk exists. The equipment has to be kept in the right places, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Provide and maintain fire‑fighting equipment and alarms

On any construction site you must put in place suitable fire‑fighting gear and fire detection/alarm systems wherever they are needed for health and safety. The equipment has to be correctly …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
View legislation →

Provide and maintain safe access, egress and working space on construction sites

If you run a construction site you must ensure there are suitable and sufficient safe routes for people to get to and leave every area of the site, and that …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Provide and maintain safe emergency routes and exits

If you run a construction site you must make sure there are enough suitable emergency routes and exits so anyone can get to safety quickly if something goes wrong. The …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
View legislation →

Provide and maintain safe emergency routes and exits

On any construction site you must make sure there are enough suitable emergency routes and exits so people can reach safety quickly if there’s a fire or other danger. These …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Provide and maintain safe emergency routes and exits

You must make sure your construction site has enough clearly marked, unobstructed emergency routes and exits that lead straight to a safe area. They must be kept clear, equipped with …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
View legislation →

Provide and maintain safe emergency routes and exits

On any construction site you run, you must set up enough clear and suitable emergency routes and exits so people can get to safety quickly if danger arises. Those routes …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Provide and test emergency procedures on construction site

You must put in place appropriate emergency arrangements for any foreseeable incident on your construction site, including clear evacuation procedures. The arrangements have to reflect the type of work, size …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
View legislation →

Provide clear, unobstructed emergency routes and exits

If you are responsible for a construction site, you must make sure there are enough suitable emergency routes and exits so anyone can get to safety quickly. The routes must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
View legislation →

Provide, maintain and train for fire detection and fire‑fighting

You must ensure that suitable fire‑extinguishers and fire‑alarm systems are installed in the right places on any construction site where a fire risk exists, keep them regularly tested and serviced, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
View legislation →

Provide non‑discriminatory employment services

If you run a recruitment agency or any business that provides employment services, you must treat everyone fairly – you cannot discriminate, harass or victimise candidates or clients, and you …

HSE Equality Act 2010
View legislation →

Provide reasonable indoor temperature and outdoor weather protection

You must make sure that any indoor work area on your construction site is kept at a temperature that is reasonable for the work being carried out, and that outdoor …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Provide reasonable indoor temperature and protect workers from adverse weather

When you have a construction site you must keep indoor work areas at a temperature that is reasonable for the tasks being carried out, and you must arrange suitable protection …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Provide reasonable indoor temperatures and weather protection on site

You must make sure that, as far as reasonably practicable, any indoor construction space is kept at a comfortable temperature for its intended use, and that outdoor sites are set …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
View legislation →

Provide reasonable temperature and weather protection

You must make sure that indoor work areas are kept at a temperature that is suitable for the work being done, and that anyone working outside is protected from bad …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Provide reasonable temperature and weather protection on construction sites

You must keep indoor work areas at a comfortable temperature during working hours and, for outdoor sites, arrange suitable protection from adverse weather such as cold, heat, rain or wind. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
View legislation →

Provide reasonable temperature and weather protection on construction sites

You must make sure that indoor construction areas are kept at a reasonable temperature during working hours, and that outdoor sites are set up to protect workers from bad weather …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Provide reasonable temperature and weather protection on construction sites

You must keep indoor construction areas at a temperature that is comfortable for workers and, when work is outdoors, arrange suitable shelter or other protection if the weather could harm …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Provide reasonable temperature and weather protection on site

You must make sure that any indoor construction area is kept at a reasonable temperature for the work being done, and that outdoor workers are protected from bad weather where …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
View legislation →

Provide reasonable temperature and weather protection on site

When you carry out construction work you must keep indoor work areas at a reasonable temperature during working hours and, if work is outdoors, arrange protection from adverse weather as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
View legislation →

Provide safe access, egress and working space on construction sites

If you run a construction site you must make sure there are suitable and sufficient safe routes onto the site, between all work areas and off the site. The site …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Provide safe access, egress and working space on construction sites

If you are the contractor responsible for a construction site, you must make sure every part of the site can be reached and left safely, keep the site free from …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Provide safe access, egress and working space on construction sites

If you run a construction site you must make sure there are suitable and sufficient safe routes for people to get to and leave every part of the site, keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Provide safe access, egress and working space on construction sites

If you are the contractor on a construction site, you must make sure there are suitable and sufficient safe routes for people to get onto the site, move around it …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide safe access, egress and working space on construction sites

If you run a construction site you must make sure, as far as reasonably practicable, that workers can get to and from every part of the site safely and that …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide safe access, egress and working space on construction sites

You must make sure every part of your construction site can be reached and left safely, keep the whole site free from health risks, stop anyone using unsafe routes, and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Provide safe access, egress and working space on construction sites

If you run a construction site you must make sure that every area has suitable and sufficient safe routes for people to get in, move around and leave, and that …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Provide safe access, egress and working space on construction sites

If you’re a domestic client commissioning building work, you must make sure the site has safe routes onto and off the site, that the site is kept safe for anyone …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Provide safe access, egress and working space on construction sites

If you are the contractor responsible for a construction site, you must make sure there are suitable and sufficient safe routes for people to get onto the site, move between …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Provide safe access, egress and working space on construction sites

When you run a construction site you must make sure there are suitable, safe routes for people to get to and leave every area of the site, and that the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Provide safe access, egress and working space on construction sites

You must make sure that, as far as reasonably practicable, every part of your construction site has safe routes for people to get in, move around and leave. The site …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Provide safe access, egress and working space on construction sites

If your business runs a construction or demolition site you must make sure there are suitable, sufficient routes for people to get onto, move around and leave every part of …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Provide safe access, egress and working space on construction sites

If you run a construction site you must make sure there are safe routes onto, off and between every part of the site and that there is enough clear space …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Provide safe access, egress and working space on site

You must make sure that, as far as is reasonably practicable, every area of your construction site has safe routes for people to get to and from work areas, that …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Provide safe, clearly sign‑posted traffic routes on construction sites

If you are the contractor running a construction site, you must organise the site so that people and vehicles can move around without risk. This means creating enough, appropriately sized …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Provide safe traffic routes for site pedestrians and vehicles

When you run a construction site you must organise it so people and vehicles can move around without danger. This means planning routes that are big enough, properly positioned and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide safe traffic routes on construction sites

You must organise your construction site so that pedestrians and vehicles can move safely. This includes designing routes that are suitable and adequately separated, providing clear signs, keeping routes free …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Provide safe traffic routes on construction sites

You must organise your construction site so pedestrians and vehicles can move without risk. That means designing routes that are the right size, positioned correctly, clearly separated, signed where needed, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide safe traffic routes on construction sites

If you run a construction site you must organise it so pedestrians and vehicles can move without risk. This means planning enough routes, keeping them clear, separating pedestrians from moving …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Provide safe traffic routes on construction sites

If you are a domestic client commissioning construction work, you must organise the site so that pedestrians and vehicles can move without risk. You need to design, sign, regularly check …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Provide safe traffic routes on construction sites

You must set up your construction site so that pedestrians and vehicles can move safely. This means designing enough routes of the right size, keeping pedestrians separate from moving plant, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Provide sufficient fresh air and alarm‑equipped ventilation on site

You must make sure every construction site – and the routes leading to it – has enough fresh or purified air to keep workers safe. If you use any plant …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Provide sufficient fresh air and alarm for ventilation plant failures

On any construction site you run, you must make sure there is enough fresh or purified air to keep the site safe for workers. If you use plant (e.g., fans …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Provide sufficient fresh air and safe ventilation on construction sites

You must make sure that every construction site and any access routes have enough fresh or purified air to keep the area safe for workers and visitors. If you use …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Provide sufficient fresh air and safe ventilation plant

When you are the contractor on a construction site you must make sure the site and its approaches have enough fresh or purified air to keep workers safe. Any ventilation …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide sufficient fresh air and safe ventilation plant on site

You must make sure that every construction site (and the routes leading to it) has enough fresh or purified air to keep the area safe and healthy. If you use …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Provide sufficient fresh air and warning‑enabled plant on site

You must make sure that any construction site (or the route to it) has enough fresh or purified air to keep workers safe, as far as is reasonably practicable. If …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Provide sufficient fresh air and warn of plant failures

You must make sure that every construction site (and any approach to it) has enough fresh or purified air to keep workers safe and healthy. If you use any plant …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Provide sufficient fresh air and warn of ventilation plant failure

You must make sure that every construction site (and the approach to it) has enough fresh or purified air to keep the workplace safe. If you use plant such as …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Provide sufficient fresh air on construction sites

You must make sure that every construction site you run – and the routes leading to it – has enough fresh or purified air to keep workers safe and healthy. …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide suitable and sufficient lighting on construction sites

If you are the contractor on a construction site, you must make sure the site itself and any access or traffic routes are lit well enough for work to be …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Provide suitable lighting and backup lighting on site

If you are responsible for a construction site you must make sure the site, its approaches and traffic routes have enough lighting. Use natural light where reasonably possible, ensure artificial …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Provide suitable lighting for construction site and traffic routes

You must make sure that every construction site, its approaches and any traffic routes are lit well enough for safe work and safe movement of vehicles. Use natural light wherever …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Provide suitable lighting for construction sites and routes

You must make sure the construction site, its approach road and any traffic routes have enough lighting, using natural light wherever reasonably practicable. Any artificial lights must not distort safety …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Provide suitable lighting for the construction site and routes

If you are the domestic client commissioning construction, you must make sure the site, its approach roads and traffic routes have enough lighting. Use natural light wherever reasonably practicable, and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Provide suitable lighting on construction sites

You must make sure your construction site, its approach roads and any traffic routes are lit with enough light – preferably natural light where you can. Any artificial lights must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Provide suitable lighting on construction sites

You must make sure that every construction site, its approach routes and any traffic routes are lit adequately – preferably using natural light where it is reasonably practicable. Any artificial …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Provide temperature and weather protection for workers

When you run a construction site you must keep indoor temperatures reasonable and protect people working outdoors from bad weather. This means arranging heating, ventilation or shelters and checking that …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Put in place and test emergency procedures for construction sites

You must plan and put in place suitable emergency arrangements for any construction site you run, including how to evacuate if needed. The plan has to reflect the type of …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Put in place and test emergency procedures on construction sites

You must set up suitable emergency plans for any foreseeable incident on your construction site, including evacuation routes. The plans have to reflect the type of work, site size, plant, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Put in place and test emergency procedures on the construction site

You must create appropriate plans for any emergencies that could reasonably be expected on your construction site, including how to evacuate if needed. Everyone who works on the site has …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Put in place, train on and regularly test emergency procedures

You must set up practical arrangements to deal with any emergency that could reasonably be expected on your construction site, including evacuation plans. Everyone who works on or visits the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Respond to regulator's notice of proposed special measures order

If the Building Safety Regulator tells you (as the accountable person/landlord) that it intends to apply for a special‑measures order for your occupied higher‑risk building, you must reply in writing …

HSE Building Safety Act 2022
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Safely store, transport and use explosives

If your business stores, moves or uses explosives on a construction site, you must keep them in secure, safe conditions and only operate them when you have taken all reasonable …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Secure excavations and inspect before work starts

When you carry out work in an excavation you must take every practical step to stop the trench collapsing, to keep walls and material from falling, and to avoid over‑loading …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Share golden thread information with other APs

If your higher‑risk building has more than one Accountable Person, you must give each of the other APs the golden‑thread information you are required to keep. You don’t have to …

HSE Unlimited fine Imprisonment Higher-Risk Buildings (Keeping and …
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Stop using defective lifting equipment and report defects promptly

If a thorough exam of your lifting plant finds a defect that could be dangerous, you must be told straight away, receive a written report, and keep the equipment out …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 Regulation 4 …
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Store, transport and use explosives safely

If your business stores, moves or uses explosives on a construction site you must take all reasonably practicable steps to keep them safe and secure, and to make sure no …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Store, transport and use explosives safely and protect people

If your business stores, moves or uses explosives on a construction site, you must keep them secure and handle them as safely as reasonably possible. Before any charge is fired …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site, you must take all reasonably practicable steps to keep them safe and prevent unauthorised access. Before any charge …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site, you must make sure they are handled in a way that is as safe as reasonably possible. This …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site you must keep them safe and secure at all times, and you may only fire a charge after …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Store, transport and use explosives safely and securely

If your business handles explosives on a construction site you must keep them safe while they’re stored, moved and used. Before any charge is fired you need to put in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Store, transport and use explosives safely and securely

If your construction project involves explosives, you must keep them safe at every stage – when you store them, move them and use them. You also need to put in …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives you must take all reasonably practicable steps to keep them safe and secure. Before any charge is fired you must be sure …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives, you must keep them safe at all times. You must put in place suitable and sufficient safety measures so that no one …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site, you must take all reasonably practicable steps to keep them safe and prevent anybody from being injured by …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site, you must make sure they are kept, handled and fired as safely as reasonably possible. You need procedures …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives you must take all reasonably practicable steps to keep them safe and prevent any person from being injured by an explosion or …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Store, transport and use explosives safely and securely

If your business stores, moves or uses explosives on a construction site, you must take all reasonably practicable steps to keep them safe and stop anyone being injured by an …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Store, transport and use explosives safely and securely

If your business handles explosives on a construction site, you must make sure they are stored, moved and used in a way that is as safe as reasonably possible. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Take reasonable steps to prevent sexual harassment of employees

As an employer you must actively prevent unwanted sexual conduct at work. This means having clear policies, providing training, dealing promptly with complaints and creating a workplace where staff feel …

HSE Equality Act 2010
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Treat barristers, pupils and tenants without discrimination, harassment or victimisation

If you are a barrister (or run a chambers that employs a barrister’s clerk) you must ensure that every step of offering, granting and managing pupillages or tenancies is free …

HSE Equality Act 2010
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Treat contract workers without discrimination, harassment or victimisation

If you engage workers through an agency or other supplier, you must treat those contract workers the same as your own staff. You cannot give them worse terms, stop them …

HSE Equality Act 2010
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Treat guests without discrimination

If your business invites or allows guests, you must not discriminate when deciding who to invite, the terms you offer, or the access you provide. You must also ensure guests …

HSE Equality Act 2010
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Treat LLP members and applicants fairly and make reasonable adjustments

Your LLP must not discriminate, harass or victimise anyone when recruiting members, setting their terms, offering positions, or managing their employment – including decisions about promotion, training and benefits. You …

HSE Equality Act 2010
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Treat members, applicants and associates without discrimination

If your business runs a club, society, trade union or any other type of association, you must not treat people unfairly because of a protected characteristic. This means you must …

HSE Equality Act 2010
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Treat partners and applicants without discrimination, harassment or victimisation

When you recruit a new partner or manage existing partners, you must make sure decisions about offers, terms, promotion, training, or any other treatment are free from discrimination, harassment or …

HSE Equality Act 2010
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Verify competence and ensure cooperation of designers and contractors

When you hire a designer or contractor for a construction project you must make sure they have the right skills, knowledge, experience and organisational capability to keep everyone safe. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Inform manufacturer and Secretary of State about UK Technical Assessment request

If your company is acting as a Technical Assessment Body (TAB) and you receive a request for a UK Technical Assessment, you must tell the product manufacturer whether the product …

HSE Regulation (EU) No 305/2011 …
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Notify HSE (or appropriate authority) of notifiable construction projects

If your construction project will run longer than 30 working days with more than 20 workers on site at the same time, or will total over 500 person‑days, you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will run longer than 30 working days with more than 20 workers at the same time, or will total over 500 person‑days, you must tell the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will last more than 30 working days with more than 20 workers on site at the same time, or will exceed 500 person‑days of work, you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
View legislation →

Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will run for more than 30 working days with more than 20 workers on site at the same time, or will total over 500 person‑days of …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Notify HSE (or relevant authority) of notifiable construction projects

If your construction work will run for more than 30 working days with more than 20 workers at the same time, or will total over 500 person‑days, you must inform …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will last more than 30 working days with over 20 workers on site at any one time, or will involve more than 500 person‑days of work, …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
View legislation →

Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will last more than 30 working days with over 20 workers at the same time, or will involve more than 500 person‑days of work, you must …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will last more than 30 working days with over 20 workers on site at the same time, or will exceed 500 person‑days of work, you must …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Notify HSE (or relevant authority) of notifiable construction projects

If your construction project will run for more than 30 working days with over 20 workers on site at the same time, or will total more than 500 person‑days, you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Notify HSE (or relevant authority) of notifiable construction projects before work starts

If your construction project will run for more than 30 working days with over 20 workers at the same time, or will total more than 500 person‑days, you must tell …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Notify HSE (or relevant authority) of notifiable construction projects before work starts

If your construction project will last more than 30 working days with more than 20 workers on site at the same time, or will exceed 500 person‑days of work, you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Notify HSE (or relevant authority) of notifiable construction projects before work starts

If your construction project will run for more than 30 working days with over 20 workers at the same time, or will total more than 500 person‑days, you must tell …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
View legislation →

Notify HSE (or relevant regulator) of notifiable construction projects

If your construction project will run for more than 30 working days with over 20 workers on site at the same time, or will exceed 500 person‑days, you must inform …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Notify HSE (or relevant regulator) of notifiable construction projects

If your construction project will last more than 30 working days with more than 20 workers on site at the same time, or will exceed 500 person‑days, you must give …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Notify relevant authority of notifiable construction projects before work starts

If your construction project will run for more than 30 working days with over 20 workers at the same time, or will total more than 500 person‑days, you must give …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Notify the appropriate authority of notifiable construction projects

If your construction project will run for more than 30 working days with more than 20 workers on site at the same time, or will total over 500 person‑days, you …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Comply with Part 4 rules for construction sites

If you’re carrying out or controlling construction work on a site, you must follow the safety requirements set out in Part 4 of the CDM 2015 Regulations. This means making …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Cooperate with regulator and provide requested information

You must cooperate with the Health and Safety Executive (HSE) and give them any information they ask for under Schedule 3 of the Building Safety Act. This duty applies even …

HSE Prosecution Building Safety Act 2022
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Do not charge employees for fire‑safety costs

You must not make any employee pay for work that is required by the Fire Safety Order – this includes training, fire‑risk assessments, fire‑extinguishers, alarms, evacuation drills and any other …

HSE Unlimited fine 2 years Imprisonment Regulatory Reform (Fire Safety) …
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Do not charge employees for statutory health and safety provisions

You must provide any equipment, training, protective clothing or other items that the law requires for health and safety at no cost to your workers. This means you cannot deduct …

HSE Unlimited fine Imprisonment Health and Safety at …
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Ensure health, safety and welfare of all employees

As an employer you must do everything reasonably practicable to keep your staff safe and healthy at work. This means providing safe equipment and work systems, safe handling of substances, …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Prevent discrimination, harassment, victimisation and make reasonable adjustments

If you are a practising advocate (or run a firm that employs advocates) you must treat everyone fairly – in recruitment, contract terms, training, access to services and any other …

HSE Equality Act 2010
View legislation →

Treat members and applicants fairly and make reasonable adjustments

If your business runs a trade organisation – for example a trade association or professional body – you must not discriminate against anyone applying for membership or any existing member …

HSE Equality Act 2010
View legislation →

Cause another person to commit a health and safety offence

If a health and safety breach occurs because of something you did or failed to do, you can be prosecuted even though you were not the person who actually broke …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Commit a health and safety offence

If you breach any of the duties or requirements set out in the Health and Safety at Work etc Act 1974 – for example by failing to carry out a …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Director consent or neglect leading to corporate health & safety offence

If a health and safety offence by your company is proven to have been done with the consent, connivance, or due to the neglect of a director, manager, secretary or …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Keep and provide inspection reports for construction work

If you arrange an inspection of excavations, cofferdams or other high‑risk construction work, you must keep the inspection report (or a copy) on the site until the work finishes and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 9
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Keep and provide inspection reports to HSE

If an inspection of excavations or cofferdams finds a safety risk, you must keep the inspection report on the site until the work finishes and then retain it for three …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 11
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Keep and supply inspection reports for construction work

If you commission an inspection of excavations, cofferdams or similar work, you must keep the inspection report on the site until the work is finished and then retain it for …

HSE Unlimited fine 2 years Imprisonment Construction (Design and Management) …
View legislation →

Keep inspection reports and make them available to HSE

If an inspection of excavations, cofferdams or caissons finds the work unsafe, you must receive the inspection report within 24 hours, keep a copy on‑site until the work finishes and …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 19 …
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Keep inspection reports for HSE review

If an HSE‑approved inspection finds a safety problem, you must get a written report of that inspection, keep the report on the construction site until the work finishes and then …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulations 14-15
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Keep inspection reports on site and give copies to HSE on request

If an inspection of excavations, cofferdams or similar work finds a safety risk, you must keep the inspection report (or a copy) at the construction site until the work is …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 5 …
View legislation →

Keep inspection reports on site and provide them to HSE on request

If an HSE‑approved inspection of excavations, cofferdams or caissons finds the work unsafe, you will receive a written report. You must keep that report (or a copy) at the construction …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 8 …
View legislation →

Keep lifting equipment declarations and examination reports

If your business uses lifting equipment covered by LOLER, you must retain the EC declaration of conformity and any examination or defect reports for the periods set out in the …

HSE LOLER 1998 Regulation 4 …
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Keep lifting‑equipment declarations and inspection reports on file

If your business uses lifting equipment covered by LOLER, you must retain the EC declaration of conformity for as long as you operate that equipment. You also need to keep …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Keep lifting equipment documents for the required period

If you own or use lifting equipment covered by LOLER, you must retain the EC declaration of conformity and any examination or defect reports for the length of time set …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Keep records of reportable incidents, injuries and diseases

You must record any reportable accidents, diagnosed diseases or injuries that keep a worker off routine work for more than three days, using the details set out in the regulations. …

HSE Imprisonment RIDDOR 2013 - Regulation …
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Maintain and make available lifting‑equipment records

If your business owns or uses lifting equipment covered by LOLER, you must keep the EC declaration of conformity for as long as you operate the equipment. You also need …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
View legislation →

Maintain and provide inspection reports for construction work

If an inspection of excavations, cofferdams or caissons finds a safety risk, you must keep a written report of that inspection, give a copy to the inspector within 24 hours …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 7 …
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Provide a Declaration of Performance with every construction product

Whenever you place a construction product on the market you must give the customer a copy of its Declaration of Performance (DoP). The DoP can be paper or electronic, must …

HSE Regulation (EU) No 305/2011 …
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Retain and make inspection reports available to HSE

If an inspection under the CDM Regulations finds that work cannot be carried out safely, you must keep the inspection report (or a copy) on the construction site until the …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 13
View legislation →

Retain equipment declarations and inspection records for required periods

If you use lifting equipment that is covered by LOLER, you must keep the EC declaration of conformity for as long as you operate that equipment. You also have to …

HSE Unlimited fine 2 years Imprisonment Lifting Operations and Lifting …
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Apply for approval as an authorised assessment body

If your company wants to be approved to carry out third‑party testing or verification of construction products, you must submit an application to the Secretary of State. The application must …

HSE Regulation (EU) No 305/2011 …
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Keep and provide inspection reports for demolition/dismantling work

If an inspection shows the demolition or dismantling work isn’t safe, the inspector must give you a report within 24 hours. You must keep that report on the site until …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 22 …
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Keep and share inspection reports with HSE

If an inspection of excavations or cofferdams shows the work may be unsafe, the inspector must write a report and give it to you within 24 hours. You must keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 6 …
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Keep and supply inspection risk reports

If an inspection of excavations, cofferdams or similar work finds the site unsafe, you must be told of the risk before the end of the shift, receive a written report …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 2 …
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Notify authorities and supply chain of EU non‑compliance and correct the product

If you have placed a construction product on the UK market using the EU Construction Products Regulation and later the EU regulator requires a corrective measure, recall or the product’s …

HSE Regulation (EU) No 305/2011 …
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Prepare and keep inspection reports for unsafe construction work

If an inspection shows the work cannot be carried out safely, you must be told immediately and a detailed written report must be produced. The report has to be given …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 12
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Prepare and retain inspection reports for fire safety inspections

If an inspection finds that fire‑related construction work cannot be done safely, you must tell the person who arranged the inspection, write a detailed report and give them a copy …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 36 …
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Prepare, submit and keep inspection reports for unsafe work

If an inspection of excavations, cofferdams or caissons shows that the work is not safe, you must write a report, give it to the client within 24 hours and keep …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 15 …
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Prepare, supply and retain inspection reports for unsafe work

If an inspection shows the construction work may be unsafe, the inspector must tell you the risks, write a detailed report and give you a copy within 24 hours. You …

HSE Unlimited fine 2 years Imprisonment CDM 2015 Regulation 4
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Provide details of your supply chain on request

If a market‑surveillance authority asks, you must tell them who supplied you with a construction product and who you supplied it to. This means you need to keep clear records …

HSE Regulation (EU) No 305/2011 …
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Provide golden‑thread information when AP changes

If you are the accountable person (AP) for a higher‑risk building and you are handing over that role to someone else, you must give the incoming AP all the ‘golden …

HSE Imprisonment Higher-Risk Buildings (Keeping and …
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Provide information when served with an HSE notice

If the Health and Safety Executive (or another enforcing authority) sends you a notice asking for information, you must supply that information in the form, manner and time set out …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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Provide owners with prescribed building safety information

If you are the accountable person (AP) for a higher‑risk building, you must make sure every owner of a residential flat in the part of the building you manage receives …

HSE Higher-Risk Buildings (Keeping and …
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Provide required building safety information to fire and rescue authority

If you are the accountable person (or also the person with authorising power) for a higher‑risk building, you must give the local fire and rescue service the building’s key safety …

HSE Unlimited fine Imprisonment Higher-Risk Buildings (Keeping and …
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Provide required safety information and documents to the client

If you are the Accountable Person (AP) for a higher‑risk building and a client (who is not an AP) sends you a written notice about a project, you must give …

HSE Higher-Risk Buildings (Keeping and …
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Provide required safety information to building residents

If you are the accountable person for a higher‑risk building, you must give every resident aged 16 or over the information or documents set out in Schedule 2. You only …

HSE Higher-Risk Buildings (Keeping and …
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Provide required safety information to residents and owners

If you are the Accountable Person (AP) for a higher‑risk building that contains residential units, you must give every resident and owner a written package of safety information. This includes …

HSE Prosecution Higher-Risk Buildings (Keeping and …
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Report certificate changes and assessment requests to the Secretary of State

If your company is an approved body under the Construction Products Regulation, you must tell the UK Secretary of State whenever you refuse, restrict, suspend or withdraw a product certificate, …

HSE Regulation (EU) No 305/2011 …
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Report dangerous occurrences to the HSE

If a dangerous incident occurs in your workplace – for example, something that could have caused serious injury or damage – you must report it to the Health and Safety …

HSE Unlimited fine Imprisonment RIDDOR 2013 - Regulation …
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Report diagnosed occupational cancer or disease to HSE

If you are told that a worker has been diagnosed with cancer or any disease that can be linked to exposure at work to a known human carcinogen, mutagen or …

HSE Unlimited fine Imprisonment RIDDOR 2013 - Regulation …
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Report hospital‑treated injuries to non‑workers under RIDDOR

If someone who isn’t an employee is hurt in a work‑related accident and is taken to hospital, or suffers a specified injury on hospital premises, you must tell the HSE …

HSE Unlimited fine Prosecution RIDDOR 2013 - Regulation …
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Report lifting‑equipment defects and stop use until fixed

When a lifting‑equipment inspection or thorough examination finds a problem that could be dangerous, you must be told straight away, receive a written report and, if the risk is serious, …

HSE Unlimited fine 2 years Imprisonment LOLER 1998 - Regulation …
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Report loss or defect of PPE immediately

If you give staff personal protective equipment (PPE), they must tell you straight away if any of it is lost or shows an obvious fault. You need a quick way …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Report offshore disease cases to HSE

If you run an offshore site and you are told that a worker has been diagnosed with any disease listed in Schedule 3 of RIDDOR, you must notify the Health …

HSE Unlimited fine Imprisonment RIDDOR 2013 - Regulation …
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Report specified occupational diseases to HSE

If a worker is diagnosed with any of the listed diseases and their job involves the relevant exposure (e.g. regular use of vibrating tools, repeated hand movements, or exposure to …

HSE Unlimited fine Imprisonment RIDDOR 2013 - Regulation …
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Respond to direction notice and make representations within 28 days

If you are a doctor or other practitioner and receive a notice that the Secretary of State may restrict your prescribing of controlled drugs, you must read the notice, send …

HSE Imprisonment Misuse of Drugs Act …
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Submit UK Assessment Document to the Secretary of State

If your company acts as a Technical Assessment Body and finalises a UK Assessment Document for a construction product, you must forward a copy of that document to the Secretary …

HSE Regulation (EU) No 305/2011 …
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Submit unresolved TAB disputes to the Secretary of State

If the technical assessment bodies you work with cannot agree on a UK Assessment Document within the set deadline, the responsible body must raise the issue to the Secretary of …

HSE Regulation (EU) No 305/2011 …
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Provide information, instruction and training on PPE

Whenever you have to give an employee personal protective equipment, you must also give them clear, easy‑to‑understand information, instruction and training. This must cover what risks the equipment protects against, …

HSE Unlimited fine Imprisonment Personal Protective Equipment at …
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Take reasonable care for health and safety and cooperate with employer

Every employee must look after their own safety and the safety of anyone who could be affected by what they do (or don’t do) at work. They also have to …

HSE Unlimited fine 2 years Imprisonment Health and Safety at …
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ICO 485 obligations

Appoint a Data Protection Officer and ensure they fulfill core duties

If your business (as a controller or processor) handles personal data, you must appoint a qualified Data Protection Officer (DPO). The DPO must inform and advise your staff and you …

ICO £17500000 UK GDPR (retained EU …
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Appoint a Data Protection Officer and publish their contact details

If your business is a public authority, or its main activities involve large‑scale systematic monitoring of people or large‑scale processing of special‑category or criminal‑conviction data, you must name a Data …

ICO £17500000 UK GDPR Chapter V …
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Appoint a Data Protection Officer (DPO)

If your business processes personal data and any of the following apply – you’re a public authority (except courts), you regularly and systematically monitor individuals on a large scale, or …

ICO £17500000 UK GDPR Article 5(1)(e)
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Appoint a Data Protection Officer (DPO)

If your business is a public authority, or its main activities involve large‑scale regular monitoring of people, or large‑scale processing of special‑category or criminal‑conviction data, you must appoint a Data …

ICO UK GDPR Article 49 …
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Appoint a Data Protection Officer (DPO)

If your business is a public authority, or you regularly and systematically monitor people on a large scale, or you process large volumes of special‑category or criminal‑conviction data, you must …

ICO £17500000 UK GDPR Article 28
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Appoint a Data Protection Officer (DPO)

If your business is a public authority (except courts), or you regularly and systematically monitor individuals on a large scale, or you process large volumes of special‑category or criminal‑conviction data, …

ICO £17500000 UK GDPR Article 14 …
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Appoint a Data Protection Officer (DPO) when required

If your business is a public authority (apart from courts), or its main work involves regularly and systematically monitoring people on a large scale, or it processes large amounts of …

ICO £17500000 Prosecution UK GDPR Article 13 …
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Appoint a data protection officer where required

If your business is a data controller or processor and you fall into any of these categories – you are a public authority, you carry out regular and systematic large‑scale …

ICO £17500000 UK GDPR Article 26
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Appoint a Data Protection Officer where required

If your business is a public authority (except courts), or you regularly and systematically monitor people on a large scale, or you process large amounts of special‑category or criminal‑record data, …

ICO £17500000 UK GDPR Article 30
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Appoint a Data Protection Officer where required

If your business processes personal data on a large scale – for example, you monitor people regularly, handle special category data or criminal conviction data, or you are a public …

ICO £17500000 Prosecution UK GDPR Article 34 …
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Appoint a Data Protection Officer where required

If your business is a public authority (excluding courts), or you regularly and systematically monitor individuals on a large scale, or you process large amounts of special‑category or criminal‑conviction data, …

ICO £17500000 UK GDPR Article 33 …
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Appoint a Data Protection Officer where required

If your business is a public authority (other than courts), or you regularly and systematically monitor individuals on a large scale, or you process large amounts of special‑category or criminal‑conviction …

ICO £17500000 UK GDPR Article 35 …
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Appoint and publish a Data Protection Officer (DPO)

If your business processes personal data in certain ways – for example, you are a public authority, you carry out large‑scale systematic monitoring of people, or you handle large amounts …

ICO £17500000 UK General Data Protection …
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Appoint and publish a Data Protection Officer (DPO)

If your business processes personal data and any of the following apply – you’re a public authority (apart from courts), you carry out large‑scale systematic monitoring of individuals, or you …

ICO Unlimited fine UK GDPR (retained EU …
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Appoint and publish details of a data protection officer

If you process personal data, you must name a qualified data protection officer (DPO) – unless you are a court or other judicial body acting in that capacity. Choose someone …

ICO £17500000 Imprisonment Data Protection Act 2018
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Appoint a UK representative and notify the ICO

If your company is based outside the UK, offers digital services to UK users, and is not a small or micro‑enterprise, you must name a UK‑based representative in writing and …

ICO Network and Information Systems …
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Nominate and support a person to prepare the assessment report

If the ICO sends you an assessment notice that says a report must be prepared, you must name a suitable person to do it within the time limit set in …

ICO £17500000 Data Protection Act 2018
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Nominate a UK representative for your overseas OES

If your business is an Operator of Essential Services (OES) with its head office outside the UK, provides an essential service in the UK and has been served with a …

ICO Network and Information Systems …
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Carry out a Data Protection Impact Assessment (DPIA) before high‑risk processing

If you plan to process personal data in a way that could seriously affect people’s privacy – for example using new technologies, large‑scale profiling, handling special‑category data, or monitoring public …

ICO £17500000 UK General Data Protection …
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Carry out a Data Protection Impact Assessment (DPIA) before high‑risk processing

If you plan to use new technology or large‑scale processing that could seriously affect people’s privacy, you must carry out a DPIA before you start. The assessment must describe the …

ICO £17500000 UK GDPR Chapter V …
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Carry out a Data Protection Impact Assessment (DPIA) before high‑risk processing

If you plan to process personal data in a way that could seriously affect people's rights – for example large‑scale profiling, handling special‑category data, or mass CCTV monitoring – you …

ICO £17500000 UK GDPR Article 14 …
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Carry out data protection impact assessments (DPIAs)

If you plan to process personal data in a way that could pose a high risk to people's rights – for example using new technology, automated profiling that has legal …

ICO £17500000 UK GDPR Article 30
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Carry out Data Protection Impact Assessments (DPIAs)

If your business plans to process personal data in a way that is likely to create a high risk to people's privacy – for example large‑scale profiling, handling special‑category data, …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Carry out data protection impact assessments for high‑risk processing

If you plan to use new technology or process personal data in ways that could seriously affect people’s rights – for example large‑scale profiling, handling special‑category data, or monitoring public …

ICO £17500000 Prosecution UK GDPR Article 34 …
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Carry out data protection impact assessments for high‑risk processing

If you plan to use new technology or carry out large‑scale/automated processing that could pose a high risk to individuals’ privacy, you must complete a Data Protection Impact Assessment (DPIA) …

ICO £17500000 UK GDPR Article 35 …
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Carry out data protection impact assessments for high‑risk processing

If you are planning a new way of processing personal data that could seriously affect people's privacy – for example automated profiling that makes legal decisions, processing large amounts of …

ICO £17500000 UK GDPR Article 49 …
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Carry out data protection impact assessments for high‑risk processing

If you plan to use new technology or carry out large‑scale or sensitive data processing that could significantly affect individuals’ privacy, you must assess the impact on data protection before …

ICO £17500000 UK GDPR Article 26
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Carry out data protection impact assessments for high‑risk processing

If your business intends to process personal data in a way that could cause a high risk to people’s rights – for example large‑scale profiling, using new technologies or processing …

ICO £17500000 Data Protection Act 2018
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Carry out Data Protection Impact Assessments for high‑risk processing

If you plan to use new technology or process large amounts of sensitive or special‑category personal data in a way that could harm individuals' rights, you must assess the privacy …

ICO £17500000 UK GDPR Article 28
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Carry out Data Protection Impact Assessments for high‑risk processing

If your business plans to use new technologies or processes that could seriously affect people's privacy – for example automated profiling that makes legal decisions, large‑scale handling of special‑category data, …

ICO £17500000 Prosecution UK GDPR Article 13 …
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Conduct a Data Protection Impact Assessment (DPIA) before high‑risk processing

If your business is planning to process personal data in a way that could pose a high risk to individuals – for example using new technologies, large‑scale profiling, processing special …

ICO £17500000 UK GDPR Article 5(1)(e)
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Conduct data protection impact assessments (DPIAs)

If you plan to use new technology or carry out large‑scale, sensitive or systematic processing that could significantly affect people's privacy, you must assess the impact on data protection before …

ICO £17500000 Prosecution UK GDPR (retained EU …
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Accredit and run a certified data‑protection compliance body

If you run a business that provides data‑protection certification, you must first be accredited by the Commissioner or the UK national accreditation body. Once accredited you need to keep clear, …

ICO UK GDPR Article 5(1)(e)
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Adopt and follow an approved data‑protection code of conduct

If your business processes personal data, you must use any industry‑specific code of conduct that the ICO has approved. This means putting the code’s rules into your policies, training staff …

ICO £17500000 UK GDPR Article 34 …
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Agree a joint‑controller arrangement and disclose it to data subjects

If you and another organisation decide together why and how personal data will be processed, you are both joint controllers. You must put a clear written agreement in place that …

ICO £17500000 Imprisonment UK GDPR Article 13 …
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Agree and disclose joint controller responsibilities

If your business works with another organisation and together you decide why and how personal data is processed, you become joint controllers. You must put in place a clear, written …

ICO £17500000 UK GDPR Article 49 …
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Agree and document joint controller responsibilities

If you and another organisation together decide why and how personal data will be processed, you are joint controllers. You must create a clear, transparent arrangement that sets out each …

ICO £17500000 UK GDPR Article 35 …
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Agree and document joint controller responsibilities

If your business shares control of personal data with another organisation, you must work together to decide who does what under the GDPR. You need a written agreement that sets …

ICO £17500000 UK GDPR Article 5(1)(e)
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Agree and document joint controller responsibilities

If your business shares control of personal data with another organisation, you must work together to decide who is responsible for each data protection duty, record those responsibilities transparently, and …

ICO £17500000 Data Protection Act 2018
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Agree and document responsibilities as joint controllers

If your business shares responsibility for deciding why and how personal data is processed with another organisation, you must work out who does what for GDPR compliance. You need a …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Agree and document responsibilities with joint controllers

If your business shares control of personal data with another organisation, you must put a clear written agreement in place that spells out who does what to meet GDPR requirements. …

ICO £17500000 UK GDPR Article 26
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Agree and document responsibilities with joint controllers

If your business makes decisions together with another organisation about why and how personal data is processed, you must work out who does what under the GDPR. You need a …

ICO UK GDPR Article 30
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Agree and share responsibilities as joint data controllers

If you and another organisation decide together how and why personal data is used, you must create a clear agreement that sets out each party’s duties – especially how you’ll …

ICO £17500000 UK GDPR (retained EU …
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Agree and share responsibilities with joint controllers

If your business works with one or more other organisations that together decide why and how personal data is processed, you must create a clear agreement that spells out each …

ICO £17500000 UK GDPR Article 28
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Agree joint‑controller responsibilities and inform data subjects

If your business shares control of personal data with another organisation, you must put a clear written agreement in place that sets out each party’s duties – especially around handling …

ICO £17500000 UK General Data Protection …
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Agree on and share GDPR responsibilities with joint controllers

If your business and another organisation together decide why and how personal data is processed, you must put a clear agreement in place that splits up each party’s GDPR duties …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Agree responsibilities with joint controllers and inform data subjects

If your business shares control of personal data with another organisation, you must put a clear agreement in place that says who does what to meet GDPR. The agreement must …

ICO UK GDPR Chapter V …
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Agree responsibilities with other joint controllers and name a contact point

If your organisation shares control of personal data with another public authority, you must work out who does what to comply with the data protection rules. You need a clear, …

ICO £17500000 Data Protection Act 2018
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Allow and respect data subjects’ right to object

You must tell anyone whose personal data you hold that they can object to you using their data at any time, especially for marketing. When they object you must stop …

ICO £17500000 UK GDPR Chapter V …
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Allow caller ID and location data for emergency calls

If your business provides telephone or electronic communications services, you must make sure that calls to 999 or 112 are never blocked or limited. You cannot stop the caller’s number …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Allow data subjects to object and stop processing on request

If someone asks you to stop using their personal data – for example because they don’t want you to profile them or use their details for direct marketing – you …

ICO £17500000 UK GDPR Article 14 …
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Apply data protection by design and by default

When your business processes personal data you must build privacy safeguards into the way you collect, store and use that data. This means choosing technical and organisational measures (like pseudonymisation …

ICO £17500000 UK GDPR Article 28
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Assess impact and put in place data protection safeguards before processing

Before you start any new way of using personal data, you must look at how it could affect the people concerned and decide what could go wrong. Then you need …

ICO £17500000 Data Protection Act 2018
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Assess UK restrictions and inform non‑UK recipients of law‑enforcement data transfers

If your business sends personal data for a law‑enforcement purpose to a recipient outside the UK, you must first check whether the same data would be subject to any UK …

ICO £17500000 Data Protection Act 2018
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Avoid fully automated decisions using sensitive personal data

If your business makes a significant decision that relies on sensitive personal data (e.g., health, race, religious beliefs), you cannot let a computer make that decision on its own. You …

ICO £17500000 Prosecution Data Protection Act 2018
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Avoid fully automated decisions using special‑category data

If your business makes an important decision that relies on special‑category personal data (e.g., health or ethnicity information) you must not let a computer make that decision on its own …

ICO £17500000 Prosecution UK GDPR (retained EU …
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Avoid sole automated decisions using special‑category data

If your business uses a computer or algorithm to make an important decision that relies on sensitive personal data (such as health, ethnicity or biometric data), you must not let …

ICO £17500000 Prosecution UK GDPR Chapter V …
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Comply with data processing contract and data protection duties

If your business processes personal data for another organisation (the controller), you must have a written contract that sets out how you will protect that data. The contract must require …

ICO £17500000 UK GDPR Article 34 …
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Comply with data‑processor responsibilities under UK GDPR

If your business processes personal data for someone else (the controller), you must have a written contract that sets out how the data will be handled, only act on the …

ICO £17500000 UK GDPR Article 30
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Comply with data‑protection principles and demonstrate accountability

If your business processes personal data, you must handle it lawfully, fairly and transparently, collect it only for clear purposes, keep only what you need, ensure it is accurate, retain …

ICO £17500000 UK GDPR (retained EU …
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Comply with GDPR data protection principles

You must handle personal data in a way that is lawful, only for the specific purpose it was collected, kept no longer than necessary, accurate, and securely protected. You also …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
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Comply with UK GDPR processor obligations

If your business processes personal data for someone else (the controller), you must only work with controllers who can prove they have appropriate security and organisational safeguards. You need a …

ICO Unlimited fine Prosecution UK GDPR Article 13 …
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Consult ICO before carrying out high‑risk data processing

If a Data Protection Impact Assessment shows that your proposed use of personal data would pose a high risk and you have not put enough safeguards in place, you must …

ICO £17500000 UK GDPR Article 26
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Consult ICO before high‑risk data processing

If your data protection impact assessment shows that a planned activity poses a high risk to individuals and you haven’t put enough safeguards in place, you must ask the ICO …

ICO £17500000 UK GDPR Chapter V …
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Consult ICO before high‑risk data processing

If your data protection impact assessment shows that the processing you want to carry out is likely to pose a high risk and you have not put sufficient safeguards in …

ICO UK GDPR Article 49 …
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Consult ICO before high‑risk data processing

If you plan to set up a new filing system and a Data Protection Impact Assessment shows a high risk to people's rights, you must ask the ICO for advice …

ICO £17500000 Data Protection Act 2018
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Consult ICO before high‑risk processing

If a Data Protection Impact Assessment shows your proposed processing is likely to cause a high risk to individuals, you must ask the ICO for advice before you start. You …

ICO £17500000 UK GDPR Article 30
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Consult ICO before high‑risk processing

If your Data Protection Impact Assessment shows that a planned processing activity could pose a high risk to people’s rights and you haven’t put enough safeguards in place, you must …

ICO £17500000 Prosecution UK GDPR Article 35 …
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Consult ICO before high‑risk processing

If a data protection impact assessment shows that a proposed activity is likely to pose a high risk to individuals and you have not put sufficient measures in place, you …

ICO £17500000 UK GDPR Article 5(1)(e)
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Consult ICO before high‑risk processing and supply required information

If a Data Protection Impact Assessment shows that a proposed data‑processing activity carries a high risk and you have not yet put mitigating measures in place, you must ask the …

ICO £17500000 UK GDPR (retained EU …
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Consult the ICO before carrying out high‑risk processing

If a data protection impact assessment shows that your planned processing is likely to pose a high risk to individuals and you haven’t put enough safeguards in place, you must …

ICO £17500000 UK GDPR Article 33 …
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Consult the ICO before high‑risk data processing

If a Data Protection Impact Assessment shows that the way you want to use personal data is likely to pose a high risk, you must ask the Information Commissioner’s Office …

ICO £17500000 UK GDPR Article 13 …
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Consult the ICO before high‑risk data processing

If your data protection impact assessment shows that a planned activity is likely to pose a high risk to individuals and you haven’t put enough safeguards in place, you must …

ICO £17500000 UK GDPR Article 34 …
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Consult the ICO before high‑risk data processing

If a data protection impact assessment (DPIA) shows that a proposed data‑processing activity is high risk, you must ask the Information Commissioner’s Office (ICO) for written advice before you start. …

ICO £17500000 UK General Data Protection …
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Consult the ICO before high‑risk data processing

If a Data Protection Impact Assessment shows that a new way of using personal data is likely to carry a high risk, you must ask the Information Commissioner’s Office for …

ICO £17500000 Prosecution UK GDPR Article 28
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Consult the ICO before high‑risk data processing

If your data protection impact assessment (DPIA) shows that a proposed processing activity is likely to be high risk and you haven’t put sufficient safeguards in place, you must ask …

ICO £17500000 UK GDPR Article 14 …
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Contract with controller and control sub‑processors

If your business processes personal data for another organisation, you must have a written contract that sets out what data will be processed, why, how long and the security measures …

ICO £17500000 Prosecution UK General Data Protection …
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Co‑operate with public electronic communications service providers

If your business provides telecommunications or other electronic communication services, you must obey reasonable requests from the public service provider that supplies the calling or line‑identification facilities. This means responding …

ICO Privacy and Electronic Communications …
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Cooperate with the ICO on request

If the Information Commissioner asks you for help – for example, to provide information, give access to records or answer questions – you must comply. This applies to any data …

ICO £17500000 UK GDPR Chapter V …
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Cooperate with the ICO when requested

If your business is a data controller or processor, you must help the Information Commissioner’s Office (ICO) whenever they ask for assistance. This means replying promptly to any request for …

ICO £17500000 UK GDPR Article 26
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Cooperate with the ICO when requested

If the Information Commissioner’s Office asks you for information, access to records, or assistance about your data processing, you must provide it. This duty applies to any organisation that acts …

ICO £17500000 UK GDPR Article 30
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Cooperate with the ICO when requested

If the Information Commissioner asks you for help, you must provide the information, access to records and any other assistance they need to carry out their data‑protection duties. This duty …

ICO £17500000 UK GDPR Article 5(1)(e)
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Cooperate with the ICO when requested

If you are a data controller or processor, you must help the Information Commissioner’s Office (ICO) when it asks for information, documents or access to your systems. This means replying …

ICO £17500000 UK General Data Protection …
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Correct inaccurate or incomplete personal data on request

If someone asks you to fix wrong or missing information you hold about them, you must make the correction quickly and without unnecessary delay. You also need to fill in …

ICO £17500000 UK GDPR Article 35 …
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Correct inaccurate or incomplete personal data on request

If a customer or employee asks you to fix wrong or missing personal information you hold about them, you must do it promptly. Your business must update the data and, …

ICO £17500000 UK General Data Protection …
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Correct inaccurate or incomplete personal data on request

If a person asks you to fix their personal data, you must promptly correct any inaccuracies and fill in any missing information, even by adding a supplementary statement if needed. …

ICO £17500000 UK GDPR (retained EU …
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Correct inaccurate or incomplete personal data on request

If a person asks you to fix their personal information, you must update it promptly – without unnecessary delay. This includes correcting errors and adding missing details, even if you …

ICO £17500000 UK GDPR Article 28
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Correct inaccurate personal data on request

When someone asks you to fix their personal data, you must do it quickly. This means you must correct any errors and fill in any gaps, using any extra information …

ICO £17500000 UK GDPR Article 13 …
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Correct inaccurate personal data on request

When an individual tells you their personal details are wrong, you must fix the error as quickly as possible. If any of their data is incomplete, you also have to …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Correct or complete personal data on request

If a person asks you to fix their personal data that is wrong, you must do it promptly. If the data is missing information, you must add what’s needed, or …

ICO £17500000 Prosecution Data Protection Act 2018
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Correct personal data when requested

If a customer, employee or any other individual tells you that the personal data you hold about them is wrong or incomplete, you must fix the error and fill in …

ICO £17500000 UK GDPR Article 33 …
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Delete or anonymise traffic data when no longer needed and retain only for payment disputes

If your business provides public electronic communications services, you must erase or de‑identify traffic data as soon as it is no longer needed to send a communication. You may keep …

ICO £17500000 Privacy and Electronic Communications …
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Demonstrate compliance with data protection principles

If your business decides how and why personal data is used, you must make sure that handling meets the six data‑protection principles – it must be lawful, purpose‑limited, adequate, accurate, …

ICO £17500000 Prosecution Data Protection Act 2018
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Do not make unsolicited marketing calls for claims management services without consent

You must not use telephone or any public electronic communications service to call people and promote claims‑management services unless the person has previously told you they agree to receive such …

ICO Prosecution Privacy and Electronic Communications …
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Do not rely only on automated decisions using special‑category data

If your business makes a significant decision that involves special categories of personal data (e.g., health, race, religion) you must not let a computer do it all by itself. You …

ICO £17500000 UK GDPR Article 49 …
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Do not rely solely on automated decisions for special category data

If your business makes a significant decision about someone using sensitive personal data (e.g., health, ethnicity, religion), you cannot let a computer make that decision on its own unless you …

ICO £17500000 Prosecution UK GDPR Article 30
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Do not rely solely on automated decisions for special‑category data

If your business makes a significant decision that uses sensitive personal data (e.g., health, ethnicity, biometric data), you must not let a computer make that decision on its own unless …

ICO £17500000 UK GDPR Article 28
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Do not rely solely on automated decisions using special‑category data

If your business makes an important decision that uses sensitive personal data (for example health, ethnicity, religion, etc.), you cannot let a computer make that decision on its own. You …

ICO £17500000 UK GDPR Article 13 …
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Do not supply non‑compliant consumer connectable products

If you sell products that can be connected by UK consumers (e.g., smart devices), you must make sure the manufacturer has met the security requirements. If you know or should …

ICO Prosecution PSTIA 2022
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Do not supply products with known security compliance failures

If you import a product that will be sold to UK consumers and you know (or should know) it does not meet the required security standards, you must not make …

ICO PSTIA 2022
View legislation →

Ensure Data Protection Officer carries out data‑protection duties

If your organisation has a Data Protection Officer (DPO), you must make sure they carry out the core tasks set out in the UK GDPR – informing and advising staff …

ICO £17500000 UK GDPR Article 35 …
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Ensure data protection officer carries out required tasks

If your organisation must have a Data Protection Officer (DPO) under UK GDPR, you need to make sure the DPO informs staff of data‑protection duties, monitors compliance, advises on impact …

ICO £17500000 UK GDPR Article 26
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Ensure DPO carries out advisory, monitoring and ICO liaison duties

Your data protection officer must keep you and your staff informed about data‑protection law, check that your handling of personal data meets the UK GDPR, help with data‑protection impact assessments, …

ICO £17500000 UK GDPR Article 30
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Ensure GDPR‑compliant processing of personal data

You must handle any personal data you collect or use in a way that is lawful, fair and transparent, only for the specific purpose you said it would be used, …

ICO £17500000 UK GDPR Article 26
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Ensure GDPR‑compliant processing of personal data

If your business decides how personal data is used (you are the data controller), you must handle that data lawfully, fairly and transparently, only for the purposes you originally said, …

ICO £17500000 UK GDPR Article 28
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Ensure imported connectable products meet security requirements

If you import a product that is intended to be, or is likely to be, a UK consumer connectable product, you must make sure it complies with any security requirements …

ICO PSTIA 2022
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Ensure independent, adequately resourced DPO reporting to senior management

If your organisation is a data controller or processor you must give your Data Protection Officer the time, resources and authority to do the job. The DPO must be involved …

ICO £17500000 Prosecution UK GDPR Article 28
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Ensure international data transfers comply with UK GDPR

You may only send personal data to a country outside the UK or to an international organisation if the transfer is allowed under UK law – either because the UK …

ICO £17500000 UK GDPR Article 35 …
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Ensure international data transfers comply with UK GDPR

If your business moves personal data outside the UK – for example to a cloud provider in the US or a partner overseas – you must only do so when …

ICO £17500000 UK GDPR Article 34 …
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Ensure lawful archiving, research and statistical processing for law enforcement

If your business processes personal data for law‑enforcement purposes and keeps it for archiving, scientific/historical research or statistical analysis, you must make sure it is done in the public interest …

ICO £17500000 Data Protection Act 2018
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Ensure lawful international transfers of personal data

If your business sends personal data outside the UK or to an international body, you must make sure the transfer is allowed. This means using an EU‑UK adequacy decision, putting …

ICO £17500000 UK GDPR Article 49 …
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Ensure lawful international transfers of personal data

If your business sends personal data outside the UK, you may only do so when the transfer meets an approved condition – such as an adequacy decision, appropriate safeguards (e.g., …

ICO £17500000 UK GDPR Chapter V …
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Ensure lawful international transfers of personal data

If your business (as a data controller or processor) wants to send personal data outside the UK, you must only do so when the transfer is covered by an adequacy …

ICO £17500000 UK GDPR Article 5(1)(e)
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Ensure lawful international transfers of personal data

If your business sends personal data outside the UK, you may only do so when there is an adequacy decision, appropriate safeguards (such as standard contractual clauses or binding corporate …

ICO £17500000 UK GDPR Article 33 …
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Ensure lawful international transfers of personal data

If your business sends personal data outside the UK, you can only do so when the transfer is covered by an approved adequacy decision, has appropriate safeguards (e.g., Standard Contractual …

ICO £17500000 UK GDPR Article 30
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Ensure lawful transfer of personal data abroad

You can only send personal data to another country or an international organisation if the transfer is covered by an approved adequacy decision, has appropriate safeguards (like standard contractual clauses), …

ICO £17500000 UK GDPR (retained EU …
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Ensure lawful transfer of personal data for law‑enforcement purposes

If your business (as a data controller) needs to send personal data to a third country or an international body for law‑enforcement reasons, you must only do so when three …

ICO £17500000 Prosecution Data Protection Act 2018
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Ensure lawful transfers of personal data abroad

When you want to send personal data outside the UK, you must make sure the transfer meets one of the GDPR conditions – an adequacy decision, appropriate safeguards (like standard …

ICO £17500000 UK GDPR Article 28
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Ensure lawful transfers of personal data abroad

If your business sends personal data to a country outside the UK or to an international body, you must only do so when you have a valid legal basis – …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Ensure lawful transfers of personal data abroad

You must only move personal data outside the UK if the transfer is approved, covered by appropriate safeguards (like standard contractual clauses or binding corporate rules), or relies on a …

ICO £17500000 UK General Data Protection …
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Ensure lawful transfers of personal data overseas

If your business (as a data controller or processor) wants to send personal data to another country or an international body, you must only do so when the transfer is …

ICO £17500000 UK GDPR Article 26
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Ensure lawful use of automated decisions with special personal data

If your business makes an important decision that uses special categories of personal data (e.g., health, ethnicity) and that decision is driven by a computer or algorithm, you must not …

ICO £17500000 Prosecution UK GDPR Article 26
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Ensure overseas transfers of personal data comply with DPA limits

If you are a data controller you must not send personal data to another country or to an international organisation unless that move is strictly necessary and proportionate for your …

ICO £17500000 Prosecution Data Protection Act 2018
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Ensure personal data collected is limited to what is necessary

You must only collect, use and keep personal data that is truly needed for a defined purpose. Anything extra or irrelevant must not be gathered or must be removed. This …

ICO £17500000 Data Protection Act 2018
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Ensure the Data Protection Officer is independent and properly supported

If your business must have a Data Protection Officer (DPO), you must let them take part in every data‑protection decision, give them the staff, budget and data access they need, …

ICO £17500000 Prosecution UK GDPR Article 13 …
View legislation →

Ensure your connectable products meet UK security requirements

If you sell a product that can be connected by UK consumers – or you intend it to be used that way – you must make sure it complies with …

ICO Prosecution PSTIA 2022
View legislation →

Ensure your Data Protection Officer carries out core GDPR duties

If your organisation has appointed a Data Protection Officer (DPO), you must make sure they advise you and your staff on data‑protection law, monitor compliance, help with impact assessments, cooperate …

ICO £17500000 Prosecution UK GDPR Article 13 …
View legislation →

Ensure your data protection officer carries out GDPR duties

If your business must have a Data Protection Officer (DPO), you need to make sure the DPO carries out a set of core tasks: advising you and staff on data‑protection …

ICO £17500000 UK GDPR Article 49 …
View legislation →

Ensure your Data Protection Officer carries out GDPR duties

Your business must have a Data Protection Officer (or an equivalent role) who advises you and your staff on data‑protection law, monitors compliance, helps with impact assessments, works with the …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
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Ensure your Data Protection Officer carries out key data protection duties

If your business must have a Data Protection Officer (DPO), you need to make sure the DPO is actually doing the work set out in the GDPR – advising managers …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Ensure your Data Protection Officer carries out key DPO duties

If your business appoints a Data Protection Officer (DPO), you must make sure they carry out a set of core tasks. This includes advising you and your staff on data‑protection …

ICO £17500000 UK GDPR Chapter V …
View legislation →

Ensure your Data Protection Officer carries out required duties

If your business must have a Data Protection Officer (DPO), you need to make sure the DPO carries out key tasks – advising staff on data‑protection rules, monitoring compliance, helping …

ICO £17500000 Prosecution UK General Data Protection …
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Ensure your Data Protection Officer carries out statutory duties

If you have appointed a Data Protection Officer (DPO), you must make sure they perform key tasks – advising staff on data protection, monitoring compliance, helping with impact assessments, cooperating …

ICO £17500000 UK GDPR Article 34 …
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Ensure your Data Protection Officer fulfills GDPR duties

If your business is a data controller or processor that must have a Data Protection Officer (DPO), you need to make sure the DPO carries out their key tasks – …

ICO UK GDPR Article 28
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Ensure your Data Protection Officer performs prescribed GDPR tasks

If your business has appointed a Data Protection Officer (DPO), you must make sure they advise you and staff on data‑protection law, monitor compliance, help with data‑protection impact assessments, cooperate …

ICO £17500000 UK GDPR Article 33 …
View legislation →

Ensure your UK consumer connectable products meet security requirements

If you make a product that will be sold in the UK as a consumer‑connectable device, you must identify and follow any security standards that apply to it. This means …

ICO £17500000 Prosecution PSTIA 2022
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Enter into a compliant data‑processing contract and meet processor duties

If your business processes personal data for someone else (the controller), you must have a written contract that sets out exactly what you can do, how you’ll keep the data …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Enter into a GDPR processor contract and follow its duties

If your business processes personal data for another organisation, you must have a written contract that sets out exactly what you can do and how you must protect that data. …

ICO Prosecution UK GDPR Article 14 …
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Enter into and comply with a data processing agreement with the controller

If your business processes personal data for someone else (the controller), you must have a written contract that sets out the purpose, data types, security measures and your duties. You …

ICO £17500000 UK GDPR (retained EU …
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Enter into and comply with a data processing contract with the controller

If your company processes personal data for someone else, you must have a written contract that sets out exactly how the data will be handled. The contract must cover things …

ICO £17500000 Imprisonment UK GDPR Article 35 …
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Enter into and comply with a data‑processing contract with the controller

If your business processes personal data for another organisation (the controller), you must have a written contract that sets out exactly how the data may be handled. The agreement must …

ICO £17500000 UK GDPR Article 5(1)(e)
View legislation →

Enter into and comply with a written data‑processing contract

If your business processes personal data for another organisation (the controller), you must have a written contract that sets out exactly what you can do, how you must protect the …

ICO UK GDPR Article 28
View legislation →

Erase or restrict personal data when required

If a data subject asks you to delete their information, or the law requires you to delete it, you must do so without delay. If you must keep the data …

ICO £17500000 Data Protection Act 2018
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Facilitate and respond to data‑subject complaints

If a person thinks you have broken the UK GDPR, they can complain directly to you. You must make it easy for them to complain (for example, an online form), …

ICO £17500000 Data Protection Act 2018
View legislation →

Fix product security failures and notify ICO and customers

If you import a UK consumer connectable product and discover (or should have discovered) that it does not meet the required security standards, you must act quickly to fix the …

ICO Prosecution PSTIA 2022
View legislation →

Fix product security failures and notify ICO and customers

If you supply a UK consumer connectable product and discover it does not meet the required security standards, you must promptly take reasonable steps to fix the problem. You also …

ICO PSTIA 2022
View legislation →

Follow framework documents when processing personal data

If you handle personal data that is covered by a framework document issued under the Data Protection Act, you must take that document into account when you process the data. …

ICO £17500000 Prosecution Data Protection Act 2018
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Follow GDPR data protection principles and demonstrate compliance

Whenever you handle personal data, you must do it lawfully, fairly and transparently, only for clear purposes, keep only what you need, keep it accurate and up‑to‑date, store it no …

ICO Prosecution UK General Data Protection …
View legislation →

Follow the ICO’s Direct Marketing Code when sending ads

If your business sends advertising or marketing messages – via email, SMS, post, or any other channel – you must do so in line with the Direct Marketing Code published …

ICO £17500000 Imprisonment Data Protection Act 2018
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Give individuals a right to object and stop processing on objection

You must tell people, in a clear and separate statement, that they can object to any use of their personal data – especially for direct marketing, profiling or when you …

ICO £17500000 Prosecution UK GDPR Article 13 …
View legislation →

Give the Data Protection Officer independence, resources and senior reporting

If your business decides (or is required) to have a Data Protection Officer (DPO), you must involve them in all data‑privacy decisions, give them the budget, staff and access they …

ICO £17500000 UK General Data Protection …
View legislation →

Give the DPO independence, resources and top‑level reporting

If your business decides to appoint a Data Protection Officer (or must under the UK GDPR), you must let them take part in every data‑protection decision, give them the budget, …

ICO £17500000 UK GDPR Article 33 …
View legislation →

Give your DPO responsibility to advise, monitor and liaise on data protection

If your business is a data controller and has appointed a Data Protection Officer (DPO), you must assign the DPO a set of key duties. The DPO must advise you, …

ICO £17500000 Prosecution Data Protection Act 2018
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Handle manifestly unfounded or excessive data requests appropriately

If your business receives a request for personal data that is clearly unreasonable or repetitive, you can charge a reasonable fee or refuse the request. When you refuse, you must …

ICO £17500000 Data Protection Act 2018
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Implement and demonstrate appropriate data protection measures

If your business decides how personal data is used, you must put in place suitable technical and organisational safeguards to keep that data safe and to show that you are …

ICO £17500000 Prosecution UK GDPR Article 28
View legislation →

Implement and demonstrate data protection compliance measures

As a data controller you must put in place the right technical and organisational safeguards to protect personal data and be able to show that you are complying with the …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
View legislation →

Implement and demonstrate data protection measures

If your business processes personal data, you must put in place suitable technical and organisational safeguards and be able to show they work. You need to keep these measures up‑to‑date, …

ICO £17500000 UK GDPR Article 30
View legislation →

Implement and demonstrate GDPR compliance measures

If your business processes personal data, you must put in place the right technical and organisational steps – such as security controls, data‑protection policies and staff training – to make …

ICO £17500000 UK General Data Protection …
View legislation →

Implement and demonstrate GDPR‑compliant data protection measures

As a data controller you must put in place suitable technical and organisational steps to make sure your processing of personal data complies with the UK GDPR, and you must …

ICO £17500000 Prosecution UK GDPR Chapter V …
View legislation →

Implement and maintain data protection measures and policies

As a data controller you must put in place appropriate technical and organisational safeguards to protect personal data, write a data protection policy (where appropriate), and keep these measures under …

ICO £17500000 UK GDPR Article 34 …
View legislation →

Implement and maintain data protection measures and policies

If your business decides how and why personal data is processed, you must put in place suitable technical and organisational steps – such as security controls, staff training and written …

ICO £17500000 Prosecution UK GDPR Article 49 …
View legislation →

Implement and maintain data protection measures and policies

As a data controller, you must put in place appropriate technical and organisational safeguards so that any personal data you handle is processed lawfully and securely. You also need to …

ICO £17500000 Prosecution UK GDPR Article 26
View legislation →

Implement and maintain data protection measures and policies

You must put in place appropriate technical and organisational safeguards for any personal data you process and be able to show they are working. Keep those safeguards, and any data‑protection …

ICO £17500000 UK GDPR Article 33 …
View legislation →

Implement and maintain data protection measures and policies

You must put in place suitable technical and organisational steps to keep personal data safe and be able to prove you are complying with the UK GDPR. These safeguards should …

ICO £17500000 UK GDPR (retained EU …
View legislation →

Implement and maintain data protection measures and policies

If your business decides the purposes and means of processing personal data, you must put in place suitable technical and organisational safeguards to protect that data and be able to …

ICO £17500000 UK GDPR Article 14 …
View legislation →

Implement and maintain data protection measures and policies

You must put in place appropriate technical and organisational safeguards – such as security controls, staff training and a written data protection policy – to ensure any personal data you …

ICO £17500000 Data Protection Act 2018
View legislation →

Implement and maintain data‑protection policies and safeguards

If your business decides how personal data is used, you must put in place the right technical and organisational measures to protect that data and be able to show the …

ICO £17500000 UK GDPR Article 35 …
View legislation →

Implement and maintain GDPR compliance measures

You must put in place the right technical and organisational steps – such as security safeguards, data‑protection policies and risk assessments – to make sure any personal data you handle …

ICO £17500000 UK GDPR Article 13 …
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Implement appropriate data security measures

You must put in place technical and organisational safeguards that match the risk to the personal data you handle. This includes encrypting or pseudonymising data, keeping systems confidential, reliable and …

ICO £17500000 UK General Data Protection …
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Implement appropriate security measures for personal data

You must put in place technical and organisational steps that keep personal data safe and match the level of risk. This includes encrypting or pseudonymising data, protecting its confidentiality, integrity …

ICO £17500000 UK GDPR Article 35 …
View legislation →

Implement appropriate security measures for personal data

You must put in place technical and organisational safeguards that match the risk of the personal data you handle. This includes things like encrypting or pseudonymising data, keeping your IT …

ICO £17500000 UK GDPR Article 30
View legislation →

Implement appropriate security measures for personal data

If you handle personal data, you must put in place technical and organisational safeguards that match the level of risk, such as encryption, pseudonymisation, regular testing and a plan to …

ICO £17500000 UK GDPR Article 28
View legislation →

Implement appropriate security measures for personal data

You must put in place technical and organisational safeguards that match the risks to the personal data you handle. This includes using encryption or pseudonymisation, keeping systems reliable and resilient, …

ICO Unlimited fine UK GDPR Chapter V …
View legislation →

Implement appropriate security measures for personal data

If your business handles personal data, you must put in place technical and organisational steps that keep that data safe – think encryption, regular backups, and protection against unauthorised access. …

ICO £17500000 UK GDPR (retained EU …
View legislation →

Implement appropriate security measures for personal data

If your business controls or processes personal data, you must put in place technical and organisational safeguards that match the risk to that data. This means using measures such as …

ICO £17500000 UK GDPR Article 14 …
View legislation →

Implement appropriate security measures for personal data

You must put in place technical and organisational steps that protect any personal data you handle, taking into account the type of data, how you use it and the risks …

ICO £17500000 Prosecution UK GDPR Article 34 …
View legislation →

Implement appropriate security measures for personal data

If your business handles personal data, you must put in place technical and organisational steps that match the level of risk. This includes encrypting or pseudonymising data, keeping systems secure …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
View legislation →

Implement appropriate security measures for personal data

If your business handles personal data, you must put suitable security steps in place – like encryption, strong passwords, access controls and staff training – to stop accidental or unauthorised …

ICO £17500000 Data Protection Act 2018
View legislation →

Implement appropriate security measures for personal data processing

You must put in place technical and organisational steps that match the risk to keep personal data safe. This includes encrypting or pseudonymising data, ensuring systems stay confidential, available and …

ICO £17500000 UK GDPR Article 33 …
View legislation →

Implement appropriate security measures for personal data processing

If your business processes personal data, you must put in place technical and organisational steps that keep that data safe, proportionate to the risks involved. This means using encryption or …

ICO £17500000 UK GDPR Article 13 …
View legislation →

Implement appropriate security measures for personal data processing

You must put in place technical and organisational steps that keep any personal data you handle safe, proportionate to the risks. This means using encryption or pseudonymisation, ensuring data stays …

ICO £17500000 UK GDPR Article 49 …
View legislation →

Implement appropriate security measures for personal data processing

You must put in place technical and organisational safeguards that match the risks of any personal data you handle. If you use automated systems, you also need to assess those …

ICO £17500000 Prosecution Data Protection Act 2018
View legislation →

Implement appropriate security measures for personal data processing

If you handle personal data as a controller or processor you must put in place technical and organisational security steps that match the risks. This means stopping unauthorised access, keeping …

ICO £17500000 Data Protection Act 2018
View legislation →

Implement appropriate technical and organisational security measures

You must put in place security steps that match the risks of the personal data you handle. This includes things like encrypting or pseudonymising data, keeping your IT systems confidential, …

ICO £17500000 UK GDPR Article 26
View legislation →

Implement data protection by design and by default

If your business decides how personal data is collected, stored or used, you must build privacy safeguards into your systems from the outset and keep them in place while you …

ICO £17500000 UK GDPR Article 13 …
View legislation →

Implement data protection by design and by default

You must build privacy safeguards into any new system or process that handles personal data, using measures such as pseudonymisation and data‑minimisation. By default, only the data needed for a …

ICO £17500000 Prosecution UK GDPR Chapter V …
View legislation →

Implement data protection by design and by default

When you decide how to collect, store or use personal data you must build data‑protective safeguards into the very design of your systems and processes. This means using measures such …

ICO £17500000 UK General Data Protection …
View legislation →

Implement data protection by design and by default

You must embed privacy‑protecting safeguards into any system or process that handles personal data. When you decide how to collect, store or use data, use measures such as pseudonymisation and …

ICO £17500000 UK GDPR Article 49 …
View legislation →

Implement data protection by design and by default

When you set up any new system or process that handles personal data, you must build privacy safeguards in from the start and make sure that, by default, only the …

ICO £17500000 UK GDPR Article 14 …
View legislation →

Implement data protection by design and by default

When you decide how to collect, store or use personal data, you must build privacy safeguards into your systems from the start and only process the data that is truly …

ICO £17500000 UK GDPR (retained EU …
View legislation →

Implement data protection by design and by default

You must build privacy safeguards into every system, service or process that handles personal data. This means using techniques such as pseudonymisation and only collecting, storing and sharing the data …

ICO £17500000 UK GDPR Article 34 …
View legislation →

Implement data protection by design and by default

You must build privacy safeguards into any new system or process that handles personal data, and set default settings so that only the data needed for a specific purpose is …

ICO £17500000 UK GDPR Article 33 …
View legislation →

Implement data protection by design and by default

When you decide how to collect, use or store personal data, you must build privacy safeguards into your systems from the start and keep them in place while you process …

ICO £17500000 UK GDPR Article 30
View legislation →

Implement data protection by design and by default

You must embed privacy safeguards into any new system or process that handles personal data, and keep those safeguards in place while you process the data. This means only collecting …

ICO £17500000 UK GDPR Article 35 …
View legislation →

Implement data protection by design and by default

Whenever you collect, store or use personal data, you must build privacy safeguards into your systems from the start and keep them in place while you process the data. This …

ICO £17500000 Prosecution UK GDPR Article 26
View legislation →

Implement data‑protection by design and by default

When your business processes personal data, you must build privacy safeguards into the way you collect, store and use that data from the start and ensure that, by default, only …

ICO £17500000 UK GDPR Article 5(1)(e)
View legislation →

Implement data protection by design and default

If you decide how your business will handle personal data, you must build data‑protection safeguards into that design and keep them in place while you process the data. By default …

ICO £17500000 Data Protection Act 2018
View legislation →

Implement measures to ensure and demonstrate GDPR compliance

You must put in place the right technical and organisational steps so that the way you handle personal data meets the Data Protection Act, and you must be able to …

ICO £17500000 Imprisonment Data Protection Act 2018
View legislation →

Implement proportionate security measures for essential services

If your business is classified as an Operator of an Essential Service (for example, in energy, transport, health or digital infrastructure), you must put in place technical and organisational steps …

ICO Prosecution Network and Information Systems …
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Implement safeguards for automated decision‑making

If your business makes an important decision about a person using only automated processing that relies on personal data, you must have safeguards in place. You need to tell the …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
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Inform data subjects and keep records when they request rectification, erasure or restriction

If someone asks you to correct, delete or limit the use of their personal data, you must tell them in writing whether you have complied or why you have refused, …

ICO £17500000 Data Protection Act 2018
View legislation →

Inform data subjects of right to object and stop processing on objection

You must tell anyone whose personal data you hold about their right to object to that processing, and you must cease using their data if they object, unless you can …

ICO £17500000 UK GDPR Article 49 …
View legislation →

Investigate any reported product compliance failures

If your business imports a product that can be connected by UK consumers and you are told the product may breach security requirements, you must look into it. You need …

ICO PSTIA 2022
View legislation →

Investigate possible product security compliance failures

If your business makes a product that can be connected by consumers in the UK and you are told (or should be aware) that it might not meet the required …

ICO PSTIA 2022
View legislation →

Keep law‑enforcement personal data accurate and properly controlled

Whenever your business processes personal data for law‑enforcement purposes you must make sure the data is correct, up‑to‑date and clearly separated by its type (facts, assessments, or subject category). Before …

ICO £17500000 Data Protection Act 2018
View legislation →

Keep personal data accurate and up‑to‑date

If your business processes personal information, you must make sure the data you hold is correct and, when needed, updated. This means checking for errors, correcting them promptly and having …

ICO £17500000 Data Protection Act 2018
View legislation →

Keep personal data only as long as needed

You must not hold personal data for longer than necessary for the reason you collected it. Set clear retention periods, review the data regularly and securely delete or anonymise it …

ICO £17500000 Data Protection Act 2018
View legislation →

Limit law‑enforcement data to what is needed

When your business processes personal data for police or other law‑enforcement purposes, you must only collect and use data that is strictly necessary for that specific purpose. The data must …

ICO £17500000 Prosecution Data Protection Act 2018
View legislation →

Limit personal data use to its original purpose

When you collect personal data, you must clearly state why you are doing so and use it only for that reason. You can only reuse the data for other purposes …

ICO £17500000 Data Protection Act 2018
View legislation →

Maintain an independent and well‑resourced Data Protection Officer

If you are a data controller or processor, you must make sure your Data Protection Officer (DPO) is involved in all data‑protection matters, has the resources and access they need, …

ICO £17500000 UK GDPR (retained EU …
View legislation →

Maintain independence and support for your Data Protection Officer

You must involve your DPO in every issue that relates to personal data, give them the resources and access needed, and let them act without receiving instructions. The DPO must …

ICO £17500000 UK GDPR Article 14 …
View legislation →

Maintain independent, well‑resourced Data Protection Officer

If your business decides how personal data is used (controller) or processes data for someone else (processor), you must keep your Data Protection Officer (DPO) free from interference, give them …

ICO £17500000 UK GDPR Article 35 …
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Maintain records of serious adverse events and manage related risks

If your company sponsors a clinical trial, you must keep detailed records of any serious adverse events or reactions that occur, both in the UK and in overseas trials that …

ICO Medicines for Human Use …
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Manage security risks and report serious incidents for digital services

If you run an online marketplace, a search engine or a cloud‑computing service in the UK, you must assess the security risks to the networks you rely on, put appropriate, …

ICO £17500000 Imprisonment Network and Information Systems …
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Meet ICO accreditation requirements for bodies monitoring code compliance

If your organisation wants to be accredited by the ICO to monitor compliance with a privacy code of conduct, you must prove you are independent, have the right expertise, and …

ICO Privacy and Electronic Communications …
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Obtain and maintain accreditation as a data‑protection certification body

If your company provides data‑protection certifications, you must be accredited by the ICO or the UK national accreditation body, prove you are independent and expert, set up clear procedures for …

ICO UK GDPR Article 34 …
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Obtain and maintain accreditation as a data‑protection certification body

If your business provides data‑protection certification, you must be accredited by the ICO or the UK national accreditation body, and you must keep that accreditation up to date. This means …

ICO UK GDPR Article 35 …
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Obtain and maintain accreditation for data‑protection certification bodies

If your business issues data‑protection certifications, you must be accredited by the ICO (the Commissioner) or the UK national accreditation body. You need to prove you are independent and expert, …

ICO £17500000 Imprisonment UK GDPR Article 49 …
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Obtain and maintain data‑protection certification (if you choose to)

If you decide to get a UK GDPR certification, you must give the certifying body full details and access to your data‑processing activities, keep the certificate up to date for …

ICO UK GDPR Chapter V …
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Obtain and maintain data‑protection certification (if you choose to)

If you want a GDPR certification to demonstrate compliance, you must give the certifying body all the information it needs about your data‑processing activities and grant it access to check …

ICO UK GDPR (retained EU …
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Obtain and maintain data‑protection certification (if you choose to)

If you decide to get a data‑protection certification to show your compliance, you must supply the certifying body with all information and access it needs about your processing activities, keep …

ICO UK GDPR Article 34 …
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Obtain and maintain ICO accreditation to issue data protection certifications

If your business provides data‑protection certification, you must be accredited by the ICO or the UK national accreditation body, prove you are independent and suitably expert, and have clear, public …

ICO UK GDPR (retained EU …
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Obtain and maintain ICO or UK accreditation as a data‑protection certification body

If your organisation wants to issue data‑protection certifications, you must be accredited by the ICO or the UK national accreditation body and keep that accreditation up to date. You must …

ICO UK GDPR Article 33 …
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Obtain and manage consent in line with UK GDPR

If you rely on consent to process personal data, you must be able to prove that each person has agreed. The request for consent must be clear, separate from other …

ICO £17500000 UK GDPR Article 28
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Obtain and manage valid consent for personal data

You must be able to prove that anyone whose data you process has freely given clear consent, and that the consent request is presented separately from any other agreements in …

ICO £17500000 Prosecution UK GDPR (retained EU …
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Obtain and manage valid consent for personal data

If you rely on consent to process personal data, you must be able to prove that each person has freely given clear, specific consent. The consent request must be shown …

ICO £17500000 UK GDPR Article 30
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Obtain and manage valid consent for personal data processing

If you rely on consent to process personal data, you must be able to prove that each person has freely given it. The consent request must be clear, separate from …

ICO £17500000 UK GDPR Article 34 …
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Obtain and manage valid consent for personal data processing

If you rely on consent to process personal data, you must be able to prove each person has freely given clear consent. The consent request must be shown separately from …

ICO £17500000 Prosecution UK GDPR Article 13 …
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Obtain and manage valid consent for personal data processing

You must be able to prove that each individual has freely given clear consent before you process their data. Consent requests must be presented separately from other terms, in an …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Obtain and manage valid consent for personal data processing

When you rely on consent to process personal data, you must ask for it in a clear, separate, and easy‑to‑understand way. You need to keep proof of the consent, tell …

ICO £17500000 Prosecution UK GDPR Article 26
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Obtain and verify parental consent for children under 13

If you provide an online service straight to a child, you may only process their data when they are at least 13 years old. For children younger than 13 you …

ICO £17500000 UK GDPR Chapter V …
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Obtain and verify parental consent for children under 13

If your business provides an online service directly to a child, you may only process that child’s personal data if they are at least 13 years old. For children under …

ICO £17500000 Prosecution UK General Data Protection …
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Obtain and verify parental consent for children under 13

If you run a website or app that is offered directly to children, you may only process a child’s personal data when they are 13 or older. For children under …

ICO £17500000 UK GDPR Article 49 …
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Obtain and verify parental consent for under‑13 users of online services

If your business provides an online service directly to children, you can only process a child’s personal data if they are at least 13 years old. For children under 13 …

ICO £17500000 UK GDPR Article 14 …
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Obtain, document and allow withdrawal of valid consent

If you rely on consent to process personal data, you must be able to prove that each individual has freely given that consent. The consent request must be shown separately …

ICO £17500000 UK GDPR Article 14 …
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Obtain, record and allow easy withdrawal of consent

If you rely on consent to process personal data, you must be able to prove that the individual gave clear, separate consent. The request must be in plain language and …

ICO £17500000 UK GDPR Article 35 …
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Obtain, record and allow easy withdrawal of valid consent

When you rely on a person's consent to process their personal data, you must be able to prove they gave it. The request for consent must be clearly separated from …

ICO £17500000 UK General Data Protection …
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Obtain, record and manage valid consent for personal data

If you process personal data on the basis of consent, you must make sure the person clearly agrees, keep proof of that agreement, and let them withdraw it just as …

ICO £17500000 Imprisonment UK GDPR Article 5(1)(e)
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Obtain, record and manage valid consent for personal data

If you rely on consent to process personal data, you must be able to show that each person has freely given it. Consent requests must be clearly separate from other …

ICO £17500000 UK GDPR Article 49 …
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Only make automated recorded marketing calls with consent and ID

You must not use an auto‑dialling system to send recorded direct‑marketing calls unless the person you’re calling has already given you permission to receive such calls. Each call must also …

ICO Prosecution Privacy and Electronic Communications …
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Only process criminal conviction data with proper authority or legal authorisation

If your business handles any information about criminal convictions or related security measures, you may only do so when an official authority controls the processing or when UK or relevant …

ICO £17500000 UK GDPR Article 13 …
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Only process personal data for RAS purposes with proper safeguards

If your business uses personal data for research, analytics or statistical (RAS) purposes, you may do so only when you actually collect the data, transform it so that individuals can …

ICO £17500000 UK GDPR Article 30
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Only send fax marketing with consent and respect the fax do‑not‑call register

You must not fax unsolicited direct‑marketing messages to anyone who hasn’t agreed to receive them, and you must check that the number isn’t on the fax ‘do‑not‑call’ register. If a …

ICO Prosecution Privacy and Electronic Communications …
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Prepare and submit data‑protection codes of conduct for ICO approval

If you run an industry association or other body that represents data controllers or processors, you must draft a code of conduct that sets out how the GDPR should be …

ICO UK GDPR Article 35 …
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Process law‑enforcement data only for specified lawful purposes

If your business collects personal data for a law‑enforcement reason, you must clearly state the exact purpose at the time you collect it and ensure any later use is compatible …

ICO £17500000 Data Protection Act 2018
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Process personal data according to GDPR principles and show compliance

If your business collects or uses personal data, you must handle it lawfully, fairly and transparently, only for the reasons you originally stated, keep only what you need, keep it …

ICO £17500000 UK GDPR Article 13 …
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Process personal data for RAS only if necessary and with safeguards

If your business uses personal data for research, statistical or analytical (RAS) purposes, you may only do so when you are actually collecting the data, turning it into a form …

ICO £17500000 UK GDPR (retained EU …
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Process personal data for RAS only with justification and safeguards

You can only use personal data for research, analytics or statistical (RAS) purposes if you are actually collecting the data, you are turning it into information that cannot identify individuals, …

ICO £17500000 UK GDPR Article 28
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Process personal data for RAS purposes only with safeguards

If your business uses personal data for research or statistical work, you must first make sure the data is collected, turned into information that cannot identify individuals, or that the …

ICO £17500000 UK GDPR Chapter V …
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Process personal data for RAS purposes only with safeguards

If your business uses personal data for research or statistical purposes, you may do so only when you are actually collecting the data, you need it to achieve the purpose, …

ICO £17500000 UK GDPR Article 26
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Process personal data for RAS purposes only with safeguards

If you use personal data for research or statistical (RAS) work, you may only do so when you actually need the data, you turn it into information that cannot identify …

ICO £17500000 UK GDPR Article 14 …
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Process personal data for research only with safeguards

If you use personal data for research or statistical work, you may only do so when you are collecting the data, you turn it into a form that can’t identify …

ICO £17500000 UK GDPR Article 49 …
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Process personal data for research/statistics only with safeguards

If you handle personal data for research or statistical purposes, you must only do so when you need the data, you’re converting it into a form that can’t identify individuals, …

ICO £17500000 UK GDPR Article 13 …
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Process personal data in line with GDPR principles

If your business handles personal data, you must make sure that data is collected, used and kept lawfully, fairly and transparently, only for clear legitimate purposes, kept accurate and limited …

ICO £17500000 UK GDPR Article 14 …
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Process personal data in line with GDPR principles

You must handle any personal data you collect or use in a way that is lawful, fair and transparent, only for the reasons you originally agreed to, and no more …

ICO £17500000 Prosecution UK GDPR Article 34 …
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Process personal data in line with GDPR principles and demonstrate compliance

You must handle personal data in a way that is lawful, fair, transparent, limited to a clear purpose, kept only as long as needed, accurate and secure. Your business also …

ICO £17500000 UK GDPR Chapter V …
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Process personal data in line with GDPR principles and demonstrate compliance

If your business handles personal data, you must do it lawfully, fairly and transparently, only for clear purposes, and keep only what you need. The data must stay accurate, be …

ICO £17500000 Prosecution UK GDPR Article 35 …
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Process personal data lawfully and demonstrate compliance

You must make sure any personal data you handle is processed fairly, legally, for clear purposes, only the data you need, kept accurate and up‑to‑date, stored no longer than necessary …

ICO £17500000 UK GDPR Article 30
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Process personal data lawfully and demonstrate compliance

You must handle any personal data you collect in a way that is legal, fair, limited to the purpose you need, accurate, kept only as long as required and protected …

ICO £17500000 Prosecution UK GDPR Article 49 …
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Process personal data lawfully and fairly

You must only handle personal data if you have a legal basis – such as the individual's consent or another permitted reason – and you must do so in a …

ICO £17500000 Prosecution Data Protection Act 2018
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Process personal data lawfully, fairly, transparently and securely

You must handle any personal data you collect or use in line with the GDPR’s seven core principles – only for clear, legitimate reasons, keeping it limited, accurate and up‑to‑date, …

ICO £17500000 UK GDPR Article 33 …
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Process personal data only on controller instructions

If your business acts as a data processor (or anyone working for a controller or processor), you must only handle personal data when the controller tells you to, unless the …

ICO £17500000 UK General Data Protection …
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Process personal data only on controller instructions or legal duty

If your business processes personal data as a processor (or on behalf of a controller), you may only do so when you have clear instructions from the controller or when …

ICO £17500000 Data Protection Act 2018
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Process personal data only on controller instructions or legal duty

If your business acts as a data processor or works under a controller’s authority, you must not handle personal data unless you have clear instructions from the controller or you …

ICO £17500000 Data Protection Act 2018
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Process personal data only on controller's instructions

If your business acts as a data processor, or anyone working for a controller who can see personal data, you may only use that data when the controller tells you …

ICO £17500000 UK GDPR Article 5(1)(e)
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Process personal data only on controller's instructions

If your business handles personal data on behalf of another organisation (the controller), you may only do so when you have clear, documented instructions from that controller, unless the law …

ICO £17500000 UK GDPR Article 28
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Process personal data only on controller’s instructions

If your business processes personal data on behalf of another organisation (the controller), you must only do exactly what the controller tells you to do. You cannot decide to use …

ICO £17500000 UK GDPR Article 34 …
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Process personal data only on controller’s instructions

If your business processes personal data for someone else (the controller), you must only do so when you have clear, documented instructions from that controller. You cannot decide to use, …

ICO £17500000 Prosecution UK GDPR Article 35 …
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Process personal data only on controller’s instructions

If your business acts as a data processor, you may only handle personal data when the data‑controller tells you exactly what to do. You cannot decide your own purposes or …

ICO Unlimited fine UK GDPR Article 26
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Process personal data only on the controller's instructions

If your business acts as a data processor or works for a controller, you may only handle personal data when you have clear, documented instructions from the controller. You cannot …

ICO £17500000 UK GDPR Article 30
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Process personal data only on the controller’s instructions

If your business processes personal data for someone else (the controller), you must only do so when the controller tells you how. You cannot decide to use the data in …

ICO £17500000 UK GDPR Article 13 …
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Process personal data only on the controller’s instructions

If your business acts as a data processor (or anyone working on the controller’s behalf), you must only handle personal data when the controller tells you to, unless another UK …

ICO £17500000 UK GDPR Article 49 …
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Process personal data only on the controller’s instructions

If your business processes personal data on behalf of another organisation (the controller), you must only do so when you have clear instructions from that controller. You may only depart …

ICO UK GDPR Article 14 …
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Process personal data only on the controller’s instructions

If your business acts as a data processor (or anyone working for a processor or controller), you may only handle personal data when the controller tells you to, unless UK …

ICO £17500000 UK GDPR Chapter V …
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Process personal data only on the controller’s instructions

If your business acts as a data processor – or anyone handling data for a controller – you must only use personal data when the controller tells you to, unless …

ICO £17500000 UK GDPR (retained EU …
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Process personal data only on the controller’s instructions

If your business acts as a data processor (or anyone handling personal data on behalf of a controller), you must only process that data exactly as the controller tells you …

ICO £17500000 UK GDPR Article 33 …
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Process personal data only under a compliant contract with the controller

If your business acts as a data processor you must have a written contract with the data controller that sets out what data you can handle, how long, and why. …

ICO £17500000 UK GDPR Article 26
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Provide clear, free information and enable data‑subject rights

If your business processes personal data, you must give people concise, plain‑language information about how you handle their data and let them exercise their GDPR rights (access, correction, erasure, etc.). …

ICO £17500000 UK GDPR Article 49 …
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Provide clear, free information and facilitate data‑subject rights

If your business decides how personal data is used (you are the data controller), you must give people a plain‑language privacy notice and any other required information in writing or …

ICO £17500000 Prosecution UK GDPR (retained EU …
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Provide clear info and respond to data subject rights requests

You must give people easy‑to‑understand information about how you handle their personal data and be ready to act on any rights they exercise (access, correction, deletion, etc.). Replies have to …

ICO £17500000 UK GDPR Article 13 …
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Provide clear info and respond to data‑subject rights requests

When you handle personal data you must give people clear, plain‑language details about how you use their data and you must deal with any requests they make (e.g., to see, …

ICO £17500000 UK GDPR Article 34 …
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Provide clear information and handle data subject rights requests

When someone asks to exercise their GDPR rights – for example to see, correct or delete their personal data – you must give them clear, plain‑language information about how you …

ICO £17500000 UK GDPR Article 28
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Provide clear information and handle data‑subject rights requests

When you process personal data you must give people the information the law requires (as set out in Articles 13‑14) in plain, easy‑to‑read language, and you must answer any requests …

ICO £17500000 UK GDPR Article 30
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Provide clear information and handle data‑subject rights requests

When you collect personal data, you must give individuals a simple, easy‑to‑understand privacy notice (in writing or electronically). If anyone asks to exercise their GDPR rights, you must help them, …

ICO £17500000 UK GDPR Article 5(1)(e)
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Provide clear information and handle data‑subject rights requests

When someone asks about how you use their personal data, you must give them concise, easy‑to‑understand information in writing or electronically. You also have to deal with any requests to …

ICO £17500000 Imprisonment UK GDPR Article 14 …
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Provide clear information and promptly handle data subject rights requests

You must give people clear, plain‑language details about how you process their personal data, and you must respond to any request they make to access, correct, delete or otherwise control …

ICO £17500000 UK GDPR Chapter V …
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Provide clear information and respond to data subject rights requests

When an individual asks to exercise any of their data‑protection rights (e.g., access, erasure, correction), your business must give them the required information in plain, easy‑to‑understand language, help them exercise …

ICO £17500000 UK GDPR Article 35 …
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Provide clear information and respond to data subject rights requests

If your business is a data controller you must give people clear, plain‑language information about how you use their personal data and must answer any request they make to view, …

ICO £17500000 UK GDPR Article 33 …
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Provide clear privacy information and handle data‑subject rights requests promptly

If your business processes personal data, you must give people short, clear information about how you use their data and answer any requests they make – such as to see, …

ICO £17500000 UK GDPR Article 26
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Provide data‑subject access to personal data and information

When an individual asks you for their personal data, you must tell them whether you hold any such data and, if you do, give them a copy together with key …

ICO £17500000 UK GDPR Article 5(1)(e)
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Provide data subject information in clear, plain language and free of charge

When a person asks for their personal data or other information under data‑protection rights, you must give it to them in a short, easy‑to‑understand format that’s simple to access. You …

ICO £17500000 Data Protection Act 2018
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Provide data subjects access to their personal data and related information

When someone asks you for the personal data you hold about them, you must tell them whether you process their data and, if you do, give them a copy together …

ICO £17500000 UK GDPR Article 33 …
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Provide data subjects with access to their personal data

If an individual asks you for the personal data you hold about them, you must tell them whether you hold any data and, if you do, give them a copy …

ICO £17500000 UK GDPR Article 14 …
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Provide data subjects with access to their personal data

When an individual asks for a copy of the personal data you hold about them, you must confirm whether you are processing their data and give them a copy together …

ICO £17500000 UK GDPR Article 28
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Provide data subjects with access to their personal data

When someone asks, you must tell them whether you hold any of their personal data and, if so, give them a copy together with key information about why you hold …

ICO £17500000 UK GDPR Article 35 …
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Provide data subjects with access to their personal data

If anyone asks you for the personal data you hold about them, you must confirm whether you process it and, if you do, give them a copy together with information …

ICO £17500000 UK GDPR (retained EU …
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Provide data subjects with access to their personal data

When anyone asks to see the personal data you hold about them, you must tell them whether you are processing it and, if you are, give them a copy of …

ICO £17500000 UK GDPR Article 34 …
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Provide data subjects with access to their personal data

If an individual asks, you must tell them whether you hold any personal data about them and give them a copy of that data together with key details such as …

ICO £17500000 UK General Data Protection …
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Provide data subjects with access to their personal data

If you hold personal data about someone, you must tell them whether you are processing it and, if so, give them a copy of the data together with key information …

ICO £17500000 Prosecution UK GDPR Chapter V …
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Provide data subjects with access to their personal data

If anyone asks you for a copy of their personal data, you must confirm whether you hold it and, if you do, give them the data plus key details – …

ICO £17500000 Prosecution UK GDPR Article 13 …
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Provide data subjects with access to their personal data

If anyone asks you for their personal data, you must tell them whether you hold any about them and, if you do, give them a copy along with key details …

ICO £17500000 UK GDPR Article 26
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Provide free caller ID blocking option for outgoing calls

If you run a telephone or internet service that can show the caller’s number, you must give users an easy way to hide that number when they make a call. …

ICO Privacy and Electronic Communications …
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Provide free means to block caller ID on incoming calls

If you run a telephone service that can show the number of the person calling, you must give your customers an easy, free way to stop that number being displayed …

ICO £17500000 Privacy and Electronic Communications …
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Provide independent, resourced DPO and involve them in data protection matters

If your business is a data controller you must give your Data Protection Officer (DPO) the time, budget and access they need to advise on every data‑protection issue. The DPO …

ICO £17500000 Prosecution Data Protection Act 2018
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Provide individuals with access to their personal data

When someone asks for the personal data you hold about them, you must tell them whether you have any, and if you do, give them a clear copy of that …

ICO £17500000 Data Protection Act 2018
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Provide information and access for data‑protection certification

If you choose to obtain a UK GDPR certification, you must cooperate with the approved certification body. That means giving them all the details and reasonable access they need to …

ICO £17500000 UK GDPR Article 30
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Provide information and access for data‑protection certification

If you decide to apply for a UK‑GDPR data‑protection certification, you must give the certification body all the information it needs and let it inspect your processing activities. This helps …

ICO UK GDPR Article 5(1)(e)
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Provide information and maintain data‑protection certification

If you decide to obtain a GDPR data‑protection certification, you must give the certification body (or the Information Commissioner) all the information and access it needs to check your processing …

ICO UK GDPR Article 26
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Provide information to certification body for data‑protection certification

If you decide to obtain a data‑protection certification, you must give the certification body all the details and access it needs to check your processing activities. This includes providing documents, …

ICO UK GDPR Article 28
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Provide information to data‑protection certification bodies

If you decide to apply for a data‑protection certification (or seal/mark), you must give the certification body all the details and access it needs to check your processing activities. This …

ICO UK GDPR Article 14 …
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Provide information to data subjects when you obtain their data from other sources

If you collect personal data about someone from a third party rather than directly from them, you must give that person a clear notice. The notice must include who you …

ICO £17500000 UK GDPR Article 30
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Provide informed, opt‑in directory listings and allow data correction/withdrawal

If your business publishes a telephone (or similar) directory that the public can consult, you must tell each individual subscriber why their details are being listed, let them choose which …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Provide name and contact details in all direct‑marketing calls, faxes and automated messages

If you use a telephone line, automated calling system or fax service to send direct‑marketing messages, you must include your business name and either a physical address or a free‑phone …

ICO Prosecution Privacy and Electronic Communications …
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Provide required data‑subject information when you collect data from other sources

If your business receives personal data about an individual from somewhere other than the individual themselves (for example a purchased list or a public register), you must give that person …

ICO £17500000 UK GDPR Article 33 …
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Provide required information when data not obtained directly

If your business receives personal data from a source other than the individual (e.g., a third‑party or public record), you must tell the person about who you are, why you’re …

ICO £17500000 Prosecution UK GDPR Article 49 …
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Provide required information when you obtain data from other sources

If you receive personal data about someone from a source other than the person themselves, you must give them a clear notice that includes who you are, why you’re using …

ICO £17500000 UK GDPR Article 35 …
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Provide required privacy information to data subjects

If you collect personal data about someone without getting it directly from them, you must tell that person what you are doing with their data. This includes who you are, …

ICO £17500000 UK GDPR Article 34 …
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Provide required transparency information to data subjects

If you collect personal data from a source other than the individual themselves, you must tell that person what data you hold, why you hold it, who you share it …

ICO £17500000 UK GDPR Article 13 …
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Provide right‑to‑object notice and honour objections

You must tell individuals, at the latest when you first contact them, that they can object to you using their personal data – especially for direct marketing. If they do …

ICO £17500000 UK GDPR Article 26
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Provide safeguards for automated decision‑making

If your business makes important decisions about a person using only automated processing, you must put safeguards in place. This means giving the person clear information about the decision, letting …

ICO £17500000 Prosecution UK GDPR Chapter V …
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Provide safeguards for automated decisions

If your business makes a significant decision about someone that is based wholly or partly on personal data and is carried out automatically, you must put protections in place. You …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Provide safeguards for automated decisions about individuals

If your business uses fully automated systems to make important decisions that affect a person – for example credit scoring, hiring or profiling – you must put safeguards in place. …

ICO £17500000 Prosecution UK GDPR Article 34 …
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Provide safeguards for automated decisions about individuals

If your business uses fully automated systems to make significant decisions that affect a person (e.g. credit scoring, hiring, or insurance pricing), you must put measures in place to protect …

ICO £17500000 UK GDPR Article 49 …
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Provide safeguards for automated decisions affecting individuals

If your business makes a significant decision about a person that relies wholly or partly on personal data and is generated automatically, you must put protections in place. You need …

ICO £17500000 UK GDPR Article 35 …
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Provide safeguards for automated decisions affecting individuals

If your business makes important decisions about a person using only automated processing (for example, credit scoring or hiring algorithms), you must protect their rights. You need to tell them …

ICO £17500000 UK General Data Protection …
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Provide safeguards for automated decisions affecting individuals

If your business makes an important decision about a person using only automated processing (for example, credit scoring or automated hiring), you must put safeguards in place. You need to …

ICO £17500000 Prosecution UK GDPR Article 28
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Provide safeguards for automated decisions affecting individuals

If your business makes a significant decision about a person that is based on personal data and is carried out entirely by automated processing, you must put safeguards in place. …

ICO £17500000 Prosecution Data Protection Act 2018
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Provide safeguards for significant automated decisions

If your business uses automated processing that makes important decisions about individuals based on their personal data, you must put safeguards in place. You need to give the person clear …

ICO £17500000 UK GDPR (retained EU …
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Provide safeguards for significant automated decisions

If your business makes an important decision about someone – for example a credit score, hiring decision or insurance offer – and that decision is made entirely by a computer …

ICO £17500000 UK GDPR Article 14 …
View legislation →

Provide transparent information and handle data‑subject rights requests

When someone asks you to exercise any of their GDPR rights (e.g., to see, correct or delete their data), you must give them clear, plain‑language information about the personal data …

ICO £17500000 UK General Data Protection …
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Provide written copies of personal data on request

When someone asks for the personal data you hold about them, you must give them a written copy (and explain any technical terms) unless that is impossible or they agree …

ICO £17500000 Prosecution Data Protection Act 2018
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Put a GDPR‑compliant contract in place with any data processor

If your business uses another company to process personal data for you, you must only choose processors who can guarantee appropriate technical and organisational safeguards. You must get written permission …

ICO £17500000 Data Protection Act 2018
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Put safeguards in place for automated decisions

If your business makes a significant decision about a person that is based on personal data and is carried out entirely by computer, you must have safeguards to protect the …

ICO £17500000 UK GDPR Article 26
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Put safeguards in place for fully automated decisions that affect individuals

If your business makes a significant decision about a person that is based wholly or partly on personal data and is carried out automatically, you must have clear safeguards. You …

ICO £17500000 UK GDPR Article 30
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Put safeguards in place for significant automated decisions

If your business makes an important decision about someone that is driven entirely by automated processing of personal data, you must have a set of safeguards. You need to tell …

ICO £17500000 UK GDPR Article 13 …
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Rectify inaccurate or incomplete personal data on request

If your business processes personal data, you must promptly correct any mistakes and fill in any gaps whenever an individual asks you to. The correction should be done without undue …

ICO £17500000 UK GDPR Article 30
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Rectify inaccurate or incomplete personal data promptly

If a customer tells you their personal details are wrong or missing, you must fix it quickly. You must update the data and, where information is incomplete, ask for any …

ICO £17500000 UK GDPR Chapter V …
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Respect data subjects' right to object and halt processing on objection

Anyone can tell you to stop using their personal data, especially for direct marketing, and you must comply unless you can show a stronger legal reason. You must inform people …

ICO £17500000 UK GDPR Article 35 …
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Respect data subjects’ right to object and inform them

You must tell people, before you first contact them, that they can object to you using their data – especially for marketing or profiling. If they do object, you must …

ICO £17500000 Prosecution UK GDPR (retained EU …
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Respect data subjects' right to object and stop processing

You must tell people, at the first contact with them, that they can object to you using their personal data. If they do object, you must cease processing that data …

ICO £17500000 UK General Data Protection …
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Respect data subjects’ right to object and stop processing

You must tell individuals, before you first contact them, that they can object to any use of their personal data and explain how to do so. If someone objects, you …

ICO £17500000 UK GDPR Article 5(1)(e)
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Respect data subjects' right to object and stop processing on request

You must let people tell you they don’t want you to use their personal data, and you must stop using it (including for marketing) unless you can prove a strong …

ICO £17500000 Prosecution UK GDPR Article 28
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Respect data subjects’ right to object to processing

You must give people a clear way to object to any of your processing activities (including direct marketing, profiling, or research). When someone objects you must stop using their data …

ICO £17500000 UK GDPR Article 30
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Restrict automated decisions on special category data

If your business makes a significant decision that uses special categories of personal data (e.g., health, ethnicity), you must not rely only on automated processing. You can do so only …

ICO £17500000 UK GDPR Article 14 …
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Secure personal data used for law‑enforcement purposes

If your business handles personal data for any law‑enforcement activity, you must protect that data with appropriate technical and organisational safeguards. This means preventing unauthorised access, loss, destruction or damage …

ICO £17500000 Data Protection Act 2018
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Secure your public communications service and inform users of risks

If you run a public electronic communications service (for example, an ISP or telephone provider), you must put in place suitable technical and organisational safeguards to keep the service and …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Select and monitor processors that meet data protection standards

If your business uses a third‑party to process personal data, you must only work with processors who have appropriate security measures in place and can give you the information you …

ICO £17500000 Data Protection Act 2018
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Send marketing emails with clear sender identity and opt‑out address

If you send any direct‑marketing email, you must show who you are and give recipients a valid address they can use to tell you to stop. You also must not …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Set and review retention periods for law‑enforcement data

If your business handles personal data for law‑enforcement purposes, you must not keep it longer than needed. You need to decide how long you will keep such data and check …

ICO £17500000 Data Protection Act 2018
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Set conditions on any further overseas transfer of personal data

When your business sends personal data outside the UK, you must require that any later transfer of that same data to another third country or international body can only happen …

ICO £17500000 Data Protection Act 2018
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Set up and keep records of procedures for handling data access requests

If you run a communications service, you must have clear internal procedures for dealing with users who ask to see their personal data. You also need to keep records of …

ICO £17500000 Privacy and Electronic Communications …
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Set up transparent joint‑controller agreement

If your business shares control of personal data with another organisation, you must put a clear, written agreement in place that spells out who is responsible for each GDPR duty. …

ICO £17500000 UK GDPR Article 34 …
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Stop automatic call forwarding on subscriber request

If a customer asks you to stop calls that are being automatically forwarded to them because a third party set up the forwarding, you must terminate that forwarding free of …

ICO Prosecution Privacy and Electronic Communications …
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Stop processing when a data subject objects and tell them they can object

If anyone asks you to stop using their personal data for a particular purpose (including marketing or profiling), you must cease that processing unless you can clearly show a compelling …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Support and ensure independence of your Data Protection Officer

If your business is a data controller or processor, you must involve your DPO in every data‑protection matter, give them the budget, staff and access they need, and protect them …

ICO £17500000 UK GDPR Article 49 …
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Support and maintain independence of your data protection officer

If your business is a data controller or processor, you must involve your Data Protection Officer (DPO) in every data‑protection matter and give them the resources they need. The DPO …

ICO £17500000 Prosecution UK GDPR Article 34 …
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Support and protect the data protection officer

If your business processes personal data, you must make sure the Data Protection Officer (DPO) is involved in every data‑protection decision at the right time, given the resources they need, …

ICO £17500000 UK GDPR Chapter V …
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Support and protect the Data Protection Officer

If your business processes personal data, you must make sure the appointed Data Protection Officer (DPO) is involved in every data‑protection decision, given the resources and authority they need, and …

ICO £17500000 UK GDPR Article 26
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Support and protect your Data Protection Officer

If your organisation is a data controller or processor and you have appointed a Data Protection Officer (DPO), you must involve the DPO in every data‑protection decision, give them the …

ICO £17500000 UK GDPR Article 30
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Support and protect your Data Protection Officer (DPO)

If your business is a data controller or processor and you have appointed a DPO, you must involve them in every data‑protection decision, give them the resources and access they …

ICO £17500000 UK GDPR Article 5(1)(e)
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Take action on product security compliance failures

If you manufacture a product that can be connected by UK consumers and you discover (or should have discovered) that it does not meet the required security standards, you must …

ICO PSTIA 2022
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Transfer personal data abroad only with appropriate safeguards

You may only send personal data to another country or an international body if the transfer meets a specific condition – an approved adequacy decision, appropriate safeguards (such as standard …

ICO £17500000 Prosecution UK GDPR Article 13 …
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Verify parental consent for children under 13

If your online service is offered directly to children, you can only process the data of a child under 13 if a parent or guardian has given consent. You must …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Verify parental consent for children under 13

If you provide an online service directly to children, you may only process the data of kids under 13 if a parent or guardian has given consent. You must take …

ICO £17500000 UK GDPR Article 28
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Verify parental consent for children under 13

If you provide an online service directly to children, you can only handle the personal data of kids under 13 if a parent or guardian gives consent. Your business must …

ICO £17500000 UK GDPR Article 34 …
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Verify parental consent for children under 13 for online services

If your website or app is offered directly to children, you must not process their personal data unless they are at least 13 years old. For younger children you must …

ICO £17500000 UK GDPR (retained EU …
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Verify parental consent for children under 13 for online services

If your business offers an online service directly to a child, you may only process the child’s personal data when they are at least 13 years old. For children under …

ICO £17500000 UK GDPR Article 5(1)(e)
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Verify parental consent for children under 13 using online services

If you offer an online service directly to a child under 13, you may only process their personal data if a parent or guardian has given consent. You must also …

ICO £17500000 UK GDPR Article 13 …
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Verify parental consent for children under 13 using online services

If your business provides online (information society) services directly to children, you must get consent from a parent or legal guardian for any child younger than 13. You also need …

ICO £17500000 UK GDPR Article 30
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Verify parental consent for children under 13 using online services

If your business provides an online service (a website, app or similar) directly to a child, you can only process that child’s personal data if they are at least 13 …

ICO £17500000 UK GDPR Article 26
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Verify parental consent for children under 13 using online services

If you offer an online service directly to a child, you may only process their data if they are at least 13 years old. For children under 13 you must …

ICO £17500000 UK GDPR Article 35 …
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Inform data subjects of high‑risk personal data breaches

If a breach of personal data is likely to cause a high risk to the rights and freedoms of the people whose data you hold, you must tell those individuals …

ICO £17500000 UK General Data Protection …
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Notify affected individuals of high‑risk data breaches

If a data breach in your business is likely to cause a high risk to the rights or freedoms of anyone whose data you hold, you must tell that person …

ICO £17500000 Prosecution UK GDPR Article 30
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Notify all data recipients of corrections, deletions or restrictions

When you correct, delete or restrict someone's personal data, you must let every organisation or person you previously shared that data with know about the change, unless it’s impossible or …

ICO £17500000 UK General Data Protection …
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Notify all recipients when you correct, delete or restrict personal data

If you delete, change or limit the use of someone's personal data, you must tell every party you previously shared that data with, unless it’s impossible or would require disproportionate …

ICO £17500000 UK GDPR Article 28
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Notify data recipients of any correction, deletion or restriction of personal data

When you correct, delete or limit the use of someone's personal data, you must tell every organisation you previously shared that data with, unless it's impossible or would take disproportionate …

ICO £17500000 UK GDPR Chapter V …
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Notify data recipients of any rectification, erasure or restriction

If you correct, delete or limit the use of personal data, you must inform every organisation you previously shared that data with, unless it is impossible or would take disproportionate …

ICO £17500000 UK GDPR Article 34 …
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Notify data recipients of corrections, deletions or processing limits

When you correct, delete or restrict a person's data, you must tell every organisation or person you previously shared that data with, unless it is impossible or would take disproportionate …

ICO £17500000 UK GDPR Article 13 …
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Notify data recipients of corrections, deletions or restrictions

When you correct, delete, or limit the use of someone's personal data, you must tell anyone you previously shared that data with, unless it’s impossible or would take disproportionate effort. …

ICO £17500000 UK GDPR (retained EU …
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Notify data recipients of corrections, deletions or restrictions

If you are a data controller and you correct, delete, or limit the processing of personal data, you must tell every organisation or person you previously shared that data with, …

ICO £17500000 Prosecution UK GDPR Article 35 …
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Notify data recipients of corrections, deletions or restrictions

When you correct, delete or restrict someone’s personal data, you must tell every organisation you previously shared that data with, unless it’s impossible or would take disproportionate effort. If the …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Notify data recipients of corrections, deletions or restrictions

When you correct, delete or restrict someone's personal data, you must let every organisation or person you previously shared that data with know about the change, unless it is impossible …

ICO £17500000 Prosecution UK GDPR Article 30
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Notify data recipients of corrections, deletions or restrictions

When you correct, delete or restrict a person's personal data, you must tell every third party you have already shared that data with, unless it is impossible or would take …

ICO £17500000 UK GDPR Article 14 …
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Notify data subjects of high‑risk personal data breaches

If a breach of personal data is likely to cause a high risk to the rights and freedoms of the people involved, you must tell those people about it as …

ICO £17500000 UK GDPR Article 35 …
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Notify data subjects of high‑risk personal data breaches

If a breach of personal data is likely to cause a high risk to the people affected, you must tell those people quickly. The notice must be written in clear, …

ICO £17500000 UK GDPR Article 33 …
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Notify data subjects of high‑risk personal data breaches

If you discover a personal data breach that could seriously harm the people whose data you hold, you must tell those individuals as soon as possible. The notice must be …

ICO £17500000 Prosecution UK GDPR Article 26
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Notify ICO and affected individuals of personal data breaches

If you experience a personal data breach, you must tell the Information Commissioner within 72 hours of finding out about it and give them details of what happened, the impact …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Notify individuals of high‑risk data breaches

If a breach of personal data could seriously harm the people whose data you hold, you must tell those people as soon as possible. The notice must be written in …

ICO £17500000 UK GDPR (retained EU …
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Notify individuals of high‑risk data breaches

If a breach of personal data is likely to cause a high risk to the people whose data you hold, you must tell those individuals as soon as possible. The …

ICO £17500000 Prosecution UK GDPR Article 5(1)(e)
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Notify individuals of high‑risk data breaches

If a breach of personal data is likely to cause a high risk to the rights or freedoms of the people whose data you hold, you must tell those individuals …

ICO £17500000 Prosecution UK GDPR Article 49 …
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Notify individuals of high‑risk data breaches

If a breach of personal data is likely to cause a high risk to the rights or freedoms of the people affected, you must tell those individuals as soon as …

ICO £17500000 UK GDPR Article 14 …
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Notify manufacturer, regulator and supply chain of product security failures

If you make a product available in the UK and discover (or should have discovered) that the manufacturer has breached a security requirement, you must promptly inform the manufacturer and, …

ICO Prosecution PSTIA 2022
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Notify personal data breaches to the ICO within 72 hours

If your business experiences a personal data breach that could harm individuals, you must tell the Information Commissioner’s Office as soon as possible – usually within 72 hours of finding …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Notify personal data breach to the ICO within 72 hours

If your business experiences a personal data breach that could harm individuals, you must tell the Information Commissioner’s Office (ICO) as soon as possible and no later than 72 hours …

ICO £17500000 UK GDPR Article 35 …
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Notify recipients of corrected, deleted or restricted personal data

If your business corrects, deletes or limits the use of someone's personal data, you must inform every organisation or person you previously shared that data with, unless it’s impossible or …

ICO £17500000 UK GDPR Article 5(1)(e)
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Notify recipients of data corrections, deletions or processing restrictions

When you correct, delete, or restrict a person's personal data, you must tell every organisation you have previously shared that data with (unless it’s impossible or would take disproportionate effort). …

ICO £17500000 UK GDPR Article 49 …
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Notify recipients of data corrections, deletions or restrictions

If you fix, delete or limit the processing of someone's personal data, you must tell every party you previously shared that data with, unless it is impossible or would take …

ICO £17500000 UK GDPR Article 26
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Notify the competent authority of significant NIS incidents

If your business provides an essential service and a cyber‑ or IT‑related incident seriously disrupts that service, you must tell the designated authority in writing within 72 hours. The report …

ICO Prosecution Network and Information Systems …
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Notify the ICO of a personal data breach within 72 hours

If your business suffers a breach of personal data that could harm individuals, you must tell the Information Commissioner’s Office (ICO) as soon as possible – no later than 72 …

ICO £17500000 UK GDPR Article 34 …
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Notify the ICO of personal data breaches

If your business suffers a data breach that could affect people's rights or freedoms, you must tell the Information Commissioner’s Office (ICO) as soon as possible – ideally within 72 …

ICO £17500000 UK GDPR Article 13 …
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Notify the ICO of personal data breaches and keep breach records

If your business suffers a data breach that could harm individuals, you must tell the Information Commissioner’s Office (ICO) within 72 hours of finding out, unless the breach is low‑risk. …

ICO £17500000 UK GDPR Article 49 …
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Notify the ICO of personal data breaches and keep records

If a breach of personal data happens in your business and it could affect individuals' rights, you must tell the Information Commissioner’s Office (ICO) as soon as possible – ideally …

ICO £17500000 UK General Data Protection …
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Notify the ICO of personal data breaches and keep records

If your business experiences a personal data breach that could harm individuals, you must tell the Information Commissioner’s Office (ICO) as soon as possible and no later than 72 hours …

ICO £17500000 UK GDPR Article 28
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Notify the ICO of personal data breaches within 72 hours

If your business experiences a personal data breach that could affect individuals' rights, you must tell the Information Commissioner’s Office (ICO) as soon as possible and no later than 72 …

ICO £17500000 UK GDPR Article 5(1)(e)
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Notify the ICO of personal data breaches within 72 hours

If you suffer a personal data breach that could affect the rights or freedoms of individuals, you must tell the ICO as soon as possible – ideally within 72 hours …

ICO £17500000 UK GDPR Chapter V …
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Notify the ICO of personal data breaches within 72 hours

If your business experiences a data breach that could affect the rights or freedoms of individuals, you must report it to the ICO as soon as possible and no later …

ICO £17500000 UK GDPR Article 30
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Notify the ICO of personal data breaches within 72 hours

If your business suffers a data breach that could harm people’s rights or freedoms, you must tell the Information Commissioner’s Office (ICO) as soon as possible – ideally within 72 …

ICO £17500000 UK GDPR Article 26
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Notify the ICO of personal data breaches within 72 hours

If your business experiences a personal data breach that could harm individuals, you must tell the Information Commissioner’s Office (ICO) as soon as possible and no later than 72 hours …

ICO £17500000 Prosecution UK GDPR Article 33 …
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Provide required information to data subjects when you did not collect their data directly

If your business receives personal data from a third party or any source other than the individual, you must tell the person whose data it is about who you are, …

ICO £17500000 Prosecution UK GDPR Article 26
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Provide required privacy information to data subjects when data not obtained from them

If you collect personal data about someone from a source other than the person themselves, you must tell that person certain details – who you are, why you’re processing the …

ICO £17500000 UK GDPR Chapter V …
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Take action when an imported product has a security compliance failure

If you import a product that can be connected by UK consumers and you learn (or should have learned) that the manufacturer has failed to meet a security requirement, you …

ICO Prosecution PSTIA 2022
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Adhere to an approved code of conduct by making binding commitments

If you run a company that processes personal data, you can choose to follow an approved code of conduct. If you do, you must put the safeguards from that code …

ICO £17500000 UK GDPR Article 26
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Adopt a UK GDPR code of conduct and commit to its safeguards

If your business decides to follow an approved UK GDPR code of conduct, you must include the safeguards laid out in that code in your contracts or other legal documents. …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Apply for and keep a voluntary data‑protection certification

If you run a business that processes personal data, you can opt for an approved data‑protection certification to show you meet GDPR rules. Once you apply, you must give the …

ICO UK GDPR Article 13 …
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Comply with any NIS enforcement notice you receive

If the ICO or the designated competent authority serves you with an enforcement notice because they think you have broken your NIS duties, you must follow the steps set out …

ICO Prosecution Network and Information Systems …
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Comply with enforcement notices within 28 days

When the ICO or a regulator sends you a notice that you must change a breach, you have 28 days to address it. If you ignore the notice, the regulator …

ICO Network and Information Systems …
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Co‑operate with the ICO on request

If the Information Commissioner asks you for information, documents or access to your data‑processing activities, you must provide it. This applies to any organisation that decides how personal data is …

ICO £17500000 Prosecution Data Protection Act 2018
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Cooperate with the ICO on request

If the Information Commissioner asks you for information, access to records or assistance in an investigation, you must comply. This duty falls on any organisation that decides how personal data …

ICO £17500000 Imprisonment UK GDPR Article 13 …
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Cooperate with the ICO when asked

If the Information Commissioner asks for information, access to premises or assistance, you – as the data controller or processor – must help. This means responding promptly and providing any …

ICO £17500000 UK GDPR Article 28
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Cooperate with the ICO when asked

If you are a data controller or processor, you must help the Information Commissioner’s Office (ICO) whenever they request assistance. This means supplying requested information, documents or access so the …

ICO £17500000 UK GDPR Article 49 …
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Cooperate with the ICO when asked

If the Information Commissioner asks you for information, access to records or assistance in an investigation, you must provide it. This applies to any organisation that decides how personal data …

ICO £17500000 Prosecution UK GDPR Article 14 …
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Cooperate with the ICO when it requests assistance

If the Information Commissioner (the ICO) asks you for help – for example during an investigation or a data‑breach enquiry – you must provide the assistance they need. This includes …

ICO £17500000 UK GDPR Article 34 …
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Cooperate with the ICO when requested

If the Information Commissioner’s Office asks you for information, access to records, or assistance in an investigation, you must provide it. This duty applies to both data controllers and data …

ICO £17500000 Prosecution UK GDPR Article 35 …
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Cooperate with the ICO when requested

If you are a data controller or processor, you must respond to any request from the Information Commissioner’s Office (ICO) for assistance. This includes providing information, access to records or …

ICO £17500000 Imprisonment UK GDPR (retained EU …
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Correct inaccurate or incomplete personal data on request

If a person asks you to fix their personal data, you must promptly correct any mistakes and fill in any gaps, using any extra information they provide. The correction must …

ICO £17500000 UK GDPR Article 49 …
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Enter into and comply with a data processing agreement

If your business processes personal data for another organisation (the controller), you must have a written contract that sets out what data you can handle, how long you’ll keep it, …

ICO £17500000 Prosecution UK GDPR Chapter V …
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Enter into and comply with a data‑processing agreement with the controller

If your business processes personal data for another organisation, you must have a written contract that sets out what data will be handled, for how long and for what purpose. …

ICO UK GDPR Article 49 …
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Give data subjects required information when you obtain their data from other sources

If you collect personal data about someone but you didn’t get it directly from them, you must tell them who you are, why you’re using the data, who you’ll share …

ICO £17500000 UK GDPR Article 14 …
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Give required information to people when you collect their data from other sources

If your business obtains personal data about someone without them giving it to you directly, you must tell them who you are, why you’re using their data, what you’ll do …

ICO £17500000 UK GDPR Article 28
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Provide information to certification body when seeking GDPR certification

If you decide to obtain a data‑protection certification or seal, you must give the certification body all the information and access it needs to check your data‑processing activities. Supplying this …

ICO UK General Data Protection …
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Provide public information on line‑identification services

If your business supplies a public electronic communications service that includes caller ID or connected line ID, you must tell customers and the wider public that the service exists and …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Provide reasons behind decisions affecting individuals on request

If your business processes personal data and the outcomes are used to make decisions about a person, that person can ask you to explain how the decision was reached. You …

ICO £17500000 Data Protection Act 2018
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Provide required info when you obtain data from third parties

If your business receives personal data from somewhere other than the individual (e.g., a supplier, public records), you must tell the person several key details – who you are, why …

ICO £17500000 UK GDPR Article 5(1)(e)
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Pay any NIS fee invoice within 30 days

If your business is an Operator of Essential Services or a Digital Service Provider and the ICO (or another enforcement authority) sends you an invoice for the cost of a …

ICO Network and Information Systems …
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Provide non‑itemised bills when a subscriber asks

If you run a public electronic communications service (e.g., broadband, phone or TV provider), you must give a customer a bill that does not break down individual charges whenever the …

ICO Privacy and Electronic Communications …
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Adopt a GDPR‑approved code of conduct for data handling

If you collect or process personal data in the UK, you should use a code of conduct that has been approved by the Information Commissioner. The code sets out all …

ICO UK GDPR Article 13 …
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Do not store or access data on users’ devices without a lawful basis

You must not place cookies, local‑storage items or any other information on a subscriber’s or user’s phone, computer or tablet unless an exemption in Schedule A1 applies (e.g., the user …

ICO £17500000 Prosecution Privacy and Electronic Communications …
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Include correction rights notice when giving data access for financial standing

If your business is a credit reference agency, any time you respond to a data subject access request you may only provide personal data about the person's financial standing unless …

ICO £17500000 Data Protection Act 2018
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Maintain a policy for sensitive data processing

If your business processes sensitive personal data based on a person’s consent or a Schedule 8 condition, you must have a written policy that explains how you will meet the …

ICO £17500000 Data Protection Act 2018
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Provide information to data subjects when you haven’t collected their data directly

If you obtain personal data from a source other than the individual (e.g., a public register or a third‑party), you must tell the person who you are, why you’re using …

ICO £17500000 UK GDPR (retained EU …
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Alter data to block a data subject’s access request

If a person asks for their personal data (or a copy of it) under the data‑subject access right and you, as the data controller, or anyone acting on your instructions, …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Be liable as director for a data protection offence

If your company breaches the Data Protection Act and it is proven that a director, manager, secretary or any senior officer gave consent, turned a blind eye, or was negligent, …

ICO Unlimited fine Prosecution Data Protection Act 2018
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Carry out unauthorised act that impairs computer operation

If you knowingly perform an unauthorised act on a computer and either intend, or are reckless, that the act will disrupt the computer’s operation, block access to data or damage …

ICO Unlimited fine 10 years Imprisonment Computer Misuse Act 1990
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Carry out unauthorised computer act causing serious damage

If you—or anyone acting for you—carry out an unauthorised act on a computer that you know is unauthorised and that causes, or creates a significant risk of, serious damage to …

ICO Unlimited fine life Imprisonment Computer Misuse Act 1990
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Commit certain data‑protection offences

If your organisation breaches any of the data‑protection offences listed in sections 119, 173, 132, 144, 148, 148C, 170, 171, 184 or paragraph 15 of Schedule 15, you can be …

ICO Unlimited fine Prosecution Data Protection Act 2018
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Destroy or falsify information after an ICO notice

If your business receives an information or assessment notice from the ICO and you deliberately destroy, hide, block or falsify any of the requested data, documents or equipment – or …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Fail to comply with enforcement notice

If your business receives an enforcement notice from the ICO or OPSS and does not take the steps required by that notice, you commit a criminal offence. The offence can …

ICO Unlimited fine Prosecution PSTIA 2022
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Gain unauthorised access to computer material

If you cause a computer to perform a function with the intention of accessing a program or data you are not authorised to view, and you know that access is …

ICO Unlimited fine 2 years Imprisonment Computer Misuse Act 1990
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Infringe UK GDPR information obligations (Article 14)

If you, as a data controller, fail to give the information required by Article 14 when you obtain personal data from a source other than the data subject, you breach …

ICO Unlimited fine Prosecution UK GDPR Article 14 …
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Liable for corporate offence when you consent, connive or neglect

If your company commits an offence under the Product Security and Telecommunications Infrastructure Act and you, as a director, manager, secretary or anyone acting in that role, gave consent, turned …

ICO Prosecution PSTIA 2022
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Make false statement in response to an information notice

If your business (or any individual acting for it) answers an information notice from the ICO and either knowingly or recklessly gives a statement that is false in a material …

ICO Unlimited fine Prosecution Data Protection Act 2018
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Make false statement in response to interview notice

If you—or anyone acting for your business—answers an interview notice from the ICO (or Forestry Commission) and you give a statement that you know is false, or you are reckless …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Make, supply or obtain tools for computer misuse

If your business creates, adapts, sells, offers to sell or obtains software or electronic data knowing it will be used to carry out hacking offences under the Computer Misuse Act, …

ICO Unlimited fine 2 years Imprisonment Computer Misuse Act 1990
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Obstruct or fail to assist the ICO’s inspection powers

If you deliberately block the ICO (or its equivalent regulator) from inspecting personal data that it needs to look at under the UK's international obligations, or you refuse to give …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Pretend to be authorised to enforce product security

If your business or any staff member pretends to have the power to carry out a function that only the Secretary of State (or an authorised body) can do under …

ICO Unlimited fine Prosecution PSTIA 2022
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Re‑identify de‑identified personal data without consent

If you (or anyone in your business) deliberately or recklessly take data that has been de‑identified and make it possible to identify the original person again, without the consent of …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Require a relevant record from another person

If you ask someone – for example a job applicant, employee, or supplier – to give you a relevant record (such as a criminal‑record check) as a condition of recruitment, …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Unauthorised computer access with intent to facilitate a crime

If you or someone acting for your business illegally accesses a computer system and does so with the purpose of committing another offence – or helping someone else do so …

ICO Unlimited fine 5 years Imprisonment Computer Misuse Act 1990
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Unlawfully obtain, retain, disclose or sell personal data

If you obtain, keep, share or sell personal data without the controller’s consent – or encourage someone else to do so – you commit a criminal offence. The offence applies …

ICO Unlimited fine 2 years Imprisonment Data Protection Act 2018
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Correct inaccurate personal data on request

If a person asks you to fix incorrect personal data you hold about them, you must update it promptly. You also need to complete any missing information, for example by …

ICO £17500000 UK GDPR Article 26
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Keep records of product security investigations and failures

If your business makes a relevant connectable product, you must log any investigations into security issues and any actual security failures, including what was found, how you fixed it and …

ICO PSTIA 2022
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Keep records of security investigations for imported products

If you import a product that can be connected to a network, you must write down any investigations you carry out (or are aware of) into security compliance failures – …

ICO PSTIA 2022
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Maintain logs of personal data processing activities

You must keep detailed logs of any personal data you collect, change, view, share, combine or delete in automated systems. The logs need to show why and when the data …

ICO £17500000 Prosecution Data Protection Act 2018
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Maintain records of data processing activities

If your business decides how personal data is used (or processes data on behalf of another company), you must keep a detailed record of what you do, why you do …

ICO £17500000 Data Protection Act 2018
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Obtain, document and manage valid consent for data processing

If you use consent as the legal reason for processing personal data, you must be able to prove that each person agreed, and you must give them a simple way …

ICO £17500000 UK GDPR Chapter V …
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Maintain accreditation to issue data protection certifications

If your business provides data‑protection certifications, you must first be accredited by the Information Commissioner’s Office (ICO) or the UK national accreditation body. Accreditation shows you’re independent, have the right …

ICO UK GDPR Article 13 …
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Maintain accredited certification body status and processes

If your business is a certification body that issues or renews data‑protection certificates, you must be accredited by the ICO (or the UK national accreditation body). You need to show …

ICO UK GDPR Article 14 …
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Notify ICO in writing to opt‑out of unsolicited marketing calls

If your business does not want to receive cold‑calling marketing on any of its telephone lines, you must send a written notification to the ICO (or, before 30 Dec 2016, …

ICO Privacy and Electronic Communications …
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Register partnership as a data controller with the ICO

If your business is a partnership and the partners act as data controllers, you can satisfy the data‑protection registration requirements by registering the partnership in its own name. Use the …

ICO Data Protection (Charges and …
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Register school data controller and pay any required fee in the school’s name

If your school’s governing body and head teacher are both acting as data controllers, you must satisfy the data‑protection registration and fee requirements using the school’s name and address. This …

ICO £17500000 Prosecution Data Protection (Charges and …
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Register your digital service with the Information Commissioner

If your business is a Relevant Digital Service Provider (RDSP) you must tell the ICO your name, head‑office (or nominated representative) address and up‑to‑date contact details before the registration deadline. …

ICO Prosecution Network and Information Systems …
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Cooperate with the ICO when it requests assistance

If the Information Commissioner’s Office (ICO) asks you for information, access to records or other help, you must provide it. This duty applies to both data controllers and data processors, …

ICO £17500000 UK GDPR Article 33 …
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Inform data subjects of high‑risk personal data breaches

If a breach of personal data is likely to cause a high risk to the rights and freedoms of individuals, you must tell the affected people as soon as possible, …

ICO Unlimited fine UK GDPR Article 34 …
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Notify data subjects of high‑risk personal data breaches

If a breach of personal data is likely to cause a high risk to the rights or freedoms of the people concerned, you must tell those individuals as soon as …

ICO £17500000 UK GDPR Article 13 …
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Notify data subjects of high‑risk personal data breaches

If you discover a breach that could seriously harm the people whose data you hold, you must tell those individuals promptly, using clear language and the required details. You can …

ICO £17500000 UK GDPR Chapter V …
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Notify ICO of product security compliance failures

If your business is the authorised representative for a product maker and you become aware that a product may breach the UK security requirements, you must promptly inform the manufacturer …

ICO PSTIA 2022
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Notify individuals of high‑risk data breaches promptly

If a breach is likely to cause a high risk to people’s rights, you must tell the affected individuals quickly, using clear language and the required details. You don’t have …

ICO £17500000 UK GDPR Article 28
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Notify the ICO of personal data breaches and keep a breach register

If your business suffers a personal data breach that could affect people’s rights, you must tell the ICO as soon as possible and no later than 72 hours after you …

ICO £17500000 UK GDPR (retained EU …
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Provide data subject access to personal data on request

If you handle personal data, you must tell any individual who asks whether you hold their data and, if you do, give them a copy together with details such as …

ICO £17500000 UK GDPR Article 30
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Provide data subjects with access to their personal data

If anyone asks, you must tell them whether you hold any of their personal data and, if you do, give them a copy together with key information about why you …

ICO £17500000 UK GDPR Article 49 …
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Provide information to authorities when served an information notice

If the Information Commissioner or another designated authority sends you a written information notice, you must give them the information they ask for, in the format and within the timeframe …

ICO Network and Information Systems …
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Provide information to certification bodies when seeking GDPR certification

If you decide to obtain a data‑protection certification, you must give the certifying body all the details and access it needs to check your data‑processing activities. The certification does not …

ICO UK GDPR Article 33 …
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Provide information to data protection certification bodies

If you decide to get a data protection certification for your processing activities, you must give the certification body or the Commissioner all the information and access needed to check …

ICO £17500000 Imprisonment UK GDPR Article 49 …
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Provide information to obtain a data protection certification

If you want a data protection seal that shows your company meets UK GDPR, you must give the certification body all the information it needs about how you process personal …

ICO UK GDPR Article 35 …
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Provide required information to data subjects when data not collected directly

If you obtain personal data from a source other than the individual (for example, a list or a third‑party provider), you must tell the person who the data belong to …

ICO £17500000 UK General Data Protection …
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Companies House 225 obligations

Appoint a liquidator in a members’ voluntary winding up

If you decide to close your company through a members’ voluntary liquidation, you must hold a general meeting of the shareholders and formally appoint one or more liquidators to run …

Companies House Insolvency Act 1986
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Seek creditor nomination for liquidator and resolve conflicts

When you decide to voluntarily wind up your company, you must ask the creditors to nominate a liquidator. If the creditors and the company nominate different people, you (or another …

Companies House Insolvency Act 1986
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Respond to requests for inspection or copy of the register of members

If someone asks to see or get a copy of your company's register of members, you must act within five working days. You either have to provide the register (or …

Companies House Companies Act 2006
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Respond to requests to inspect or copy the debenture register

If someone asks to see or get a copy of your company's register of debenture holders, you must act within five working days. Either provide what they asked for or …

Companies House Companies Act 2006
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Apply to court and give notice in takeover offers

If you are a shareholder or a company making a takeover offer and you want the court to intervene, you must lodge the application within six weeks of the relevant …

Companies House Companies Act 2006
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Approve articles of new merger company

If your company is merging into a new entity, you must pass an ordinary resolution to approve the new company's articles (or a draft of them). This approval must be …

Companies House Companies Act 2006
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Call members' general meeting promptly when required

If the shareholders of your company ask for a general meeting, you as a director must arrange it quickly – you have 21 days from the request to call the …

Companies House Prosecution Companies Act 2006
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Consider addressee's incapacity when judging non‑compliance with PSC notice

If your company receives a People with Significant Control notice and the person it’s addressed to does not comply, you must look at any incapacity (e.g., illness, disability) they may …

Companies House Prosecution Register of People with …
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Cooperate with Insolvency investigations and prosecutions

If a report triggers a criminal investigation under the Insolvency Act 1986, you (or any past or present officer, liquidator or agent of the company) must give the Secretary of …

Companies House Prosecution Insolvency Act 1986
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Ensure auditor independence when appointing a statutory auditor

When you need to appoint a statutory auditor for your company, you must make sure the auditor is not an employee, officer, partner or otherwise connected to your business or …

Companies House Prosecution Companies Act 2006
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Identify any persons with significant control (PSC)

Your company must look for anyone who may have significant control – such as shareholders, trustees or companies that own or influence it – and record who they are. This …

Companies House Prosecution Companies Act 2006
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Include required details in a PSC warning notice

If your company has to send a warning notice to a person with significant control because they haven’t complied with an earlier PSC notice, you must make sure the warning …

Companies House Register of People with …
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Keep secured PSC information confidential unless allowed

If a person has made an application under regulation 36, 37 or 38 and your company has not received the required notification, you must not use or share that person’s …

Companies House Register of People with …
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Keep your identity verified with Companies House

If you are a registrable person for a company (for example a director or person with significant control), you must make sure Companies House has a verified record of who …

Companies House Companies Act 2006
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Lodge unclaimed dividends with Accountant of Court when winding up a Scottish company

If your Scottish-registered company is being wound up and is about to be dissolved, the liquidator must place any unclaimed dividends or undistributable balances into a designated bank account in …

Companies House Insolvency Act 1986
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Make distributions only from available profits

When you decide to pay dividends or any other distribution to shareholders, you must first check that your company has enough realised profits that haven’t already been used or written …

Companies House Unlimited fine Prosecution Companies Act 2006
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Obtain board approval before varying an off‑market purchase contract

If your company has already been given permission to buy its own shares off‑market, you cannot change the terms of that contract unless the company passes a resolution approving the …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Obtain members’ approval before giving a loan or guarantee to a director

If your company wants to lend money to a director (or a director of its holding company), or give a guarantee or security for a director’s loan, you must first …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Obtain members’ approval before granting loans to directors’ connected persons

If your business is a public company or part of a group with a public company, you cannot give a loan, quasi‑loan, guarantee or security to anyone who is connected …

Companies House Prosecution Companies Act 2006
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Obtain members' approval for directors' long‑term service contracts

If you give a director a contract that guarantees more than two years of employment (or effectively extends an existing guarantee), you must first get a shareholders' (members') resolution approving …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Obtain shareholder approval for merger scheme

If your company wants to merge using a scheme of arrangement, you must get the backing of shareholders. A meeting must be held for each merging company and the scheme …

Companies House Companies Act 2006
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Obtain shareholder resolution before off‑market purchase of own shares

If you want to buy your own shares outside a market transaction, you must first get a shareholders' resolution approving the purchase contract, or make sure the contract says the …

Companies House Companies Act 2006
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Obtain shareholders’ approval for quasi‑loans to directors

If your company is a public company or linked to one, you cannot give a director (or a director of your holding company) a quasi‑loan, guarantee or security unless the …

Companies House Companies Act 2006
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Respect existing shareholders' pre‑emption rights when issuing new shares

When your company issues new shares or other equity securities you must first give existing shareholders the right to buy them under the pre‑emption rules. If you skip this step, …

Companies House Companies Act 2006
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Restrict transfer of audit working papers to approved third‑country authorities

You must not let your auditor send audit working papers or investigation reports to any foreign authority unless that country is on the official approved list and the transfer follows …

Companies House Unlimited fine Prosecution Companies Act 2006
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Add liquidation notice to all invoices, letters and website

If your company is being wound up, you must make it clear on every invoice, order, business letter, order form and on every page of your website that the company …

Companies House Prosecution Insolvency Act 1986
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Advertise voluntary winding‑up resolution in the Gazette

If your company decides to wind up voluntarily, you must place a public notice of the resolution in the Gazette within 14 days of the resolution being passed. Failing to …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Ensure a restrictions notice contains all required details

If your company issues a restrictions notice (a notice that limits how a person can hold shares or interests after an earlier warning notice), you must include a list of …

Companies House Register of People with …
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Issue withdrawal notice to remove share restrictions

If your company has issued a restrictions notice on a share or other right and the law later requires that notice to be withdrawn, you must send a withdrawal notice …

Companies House Register of People with …
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Notify Companies House of a new registered office when filing the confirmation statement

When you file your annual confirmation statement, you must also tell Companies House if your registered office address is not an appropriate one and you haven’t already submitted a change‑of‑address …

Companies House Companies Act 2006
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Notify Companies House of any director information change within 14 days

When a director’s details (such as service address or residential address) change, your company must tell Companies House the new information, the date the change happened, and, if only the …

Companies House £5000 Prosecution Companies Act 2006
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Notify Companies House of company name change

When your company decides to change its name by passing a special resolution, you must send a notice to Companies House and also forward a copy of the resolution. If …

Companies House Prosecution Companies Act 2006
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Notify Companies House of secretary changes

Whenever you appoint a new company secretary (or joint secretary) or someone stops being your secretary, you must tell Companies House. The notice has to include the exact date of …

Companies House Prosecution Companies Act 2006
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Notify Companies House of secretary information changes

If the details you hold about your company secretary (or joint secretaries) change, you must tell Companies House about the change and the date it happened. You have only 14 …

Companies House Unlimited fine Prosecution Companies Act 2006
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Notify Companies House of unconfirmed PSCs within 14 days

If you discover, or have reason to suspect, that someone has become a person with significant control (or a relevant legal entity) over your company but you have not yet …

Companies House Unlimited fine Prosecution Companies Act 2006
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Notify Companies House of winding‑up order

If a court orders your company to be wound up, you must immediately send a copy of that order to Companies House so it can be recorded. After the order …

Companies House Insolvency Act 1986
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Notify Companies House when PSC information changes

If you become aware that any information you previously supplied about persons with significant control (PSC) is no longer correct, you must inform Companies House. You need to state what …

Companies House Register of People with …
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Notify Companies House when someone stops being a person with significant control

If you become aware that a person who previously had significant control over your company no longer does, you must tell Companies House. The notice must include the person’s name, …

Companies House Prosecution Companies Act 2006
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Notify your company (or subscriber) if you withdraw a PSC application

If you have asked the registrar to act on an application under regulation 36, 37 or 38 and later decide you no longer want that action, you can withdraw the …

Companies House Register of People with …
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Notify your company when you stop being a PSC

If you cease to be a person with significant control of a company, you must tell the company that you are no longer a PSC and give the exact date …

Companies House Prosecution Companies Act 2006
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Notify your company you are a person with significant control (PSC)

If you become a person who has significant control of a company and the company's public PSC register does not list you, you must tell the company that you are …

Companies House Unlimited fine Prosecution Companies Act 2006
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Provide required member information within 2 months

When someone becomes a shareholder in your company they must give you the statutory information about themselves (as set out in sections 113A‑113B). This must be supplied within two months …

Companies House Unlimited fine 2 years Prosecution Companies Act 2006
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Publish liquidator appointment notice

If you are appointed as a liquidator, you must within 14 days put a notice of your appointment in The Gazette and send a copy to Companies House for registration. …

Companies House Prosecution Insolvency Act 1986
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Apply to court for permission before continuing a derivative claim

If you are a shareholder (member) who wants to bring a derivative claim on behalf of your company, you must first get the court’s permission to continue the claim. The …

Companies House Companies Act 2006
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Attend court‑ordered public examination during winding‑up

If your company is being wound up by the court, you may be called to appear in court and be examined about how the business was set up and run. …

Companies House Unlimited fine Imprisonment Insolvency Act 1986
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Do not make public offers of shares or debentures as a private company

If your business is a private company with share capital, you must not sell shares or debentures to the general public, nor allocate them with the intention of a public …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Ensure property transfer instrument is correctly stamped

When you transfer property to a newly‑formed limited liability partnership (LLP) within the first year, you must check whether the transfer meets the two exemption conditions. If it does, you …

Companies House Limited Liability Partnerships Act …
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Use the correct style when identifying the liquidator

When a company is being wound up, the person acting as liquidator must be referred to only as “the liquidator” (or “the official receiver and liquidator” if the Official Receiver …

Companies House Insolvency Act 1986
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Repay money to share applicants if allotment not possible

If your public company offers shares that aren’t fully taken up and you cannot lawfully allot them, you must return any money (or other consideration) received from applicants after 40 …

Companies House Companies Act 2006
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Acquire own shares unlawfully

A limited company must not buy its own shares unless the transaction follows the specific provisions in the Companies Act. If the company does so, or an officer permits it, …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Act as director while subject to sanctions

If a person who is subject to director‑disqualification sanctions (for example because they appear on a sanctions list) acts as a director, or takes part in forming or managing a …

Companies House Unlimited fine 2 years Imprisonment Economic Crime and Corporate …
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Act as director while subject to sanctions disqualification

If you are a person who has been disqualified from acting as a company director under UK sanctions legislation and you nevertheless serve as a director, or take part in …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Allow director to act without ID verification

A person must not act as a director unless their identity has been verified, and a company must ensure this verification takes place. If a director acts or a company …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Approve false statement in directors' report

If a director approves a directors' report that includes the required statement about audit information, and that statement is false, the director is guilty of an offence when they knew …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Approve non‑compliant annual accounts

If a director signs the company’s annual accounts while knowing they do not meet the legal requirements, or is reckless and fails to take reasonable steps to make them compliant, …

Companies House Unlimited fine Prosecution Companies Act 2006
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Approve non‑compliant directors' remuneration report

Directors must ensure the directors' remuneration report meets the Companies Act requirements before signing it. If a director knows the report does not comply (or is reckless about compliance) and …

Companies House Unlimited fine Prosecution Companies Act 2006
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Corporate liability for senior manager economic crime

If a senior manager of your company or partnership commits a listed economic offence (or tries, conspires, assists or incites one) while acting within the scope of their authority, the …

Companies House Prosecution Economic Crime and Corporate …
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Disclose confidential information obtained under compulsory powers

If your company receives information under a compulsory request (for example, a Companies House order) that relates to an individual's private affairs or a particular business, you must not share …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Disclose directors' address information unlawfully

If your company uses or shares a director’s residential address in breach of the protected‑information rules, the company and any officer who is responsible become liable for an offence. On …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
View legislation →

Disclose protected information unlawfully

If you share information that was provided under section 948 – for example confidential company data – you commit a criminal offence unless you truly didn’t know it was protected …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Disclose protected member information in breach of regulation

If your company (or any of its officers) uses or reveals individual membership information that a regulator has specifically restricted, you commit a criminal offence. On conviction you face an …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Enter into restricted transactions during moratorium

If your company is under a moratorium (e.g. in administration) and it still enters into a market contract, a financial collateral arrangement, a transfer order, a market or system charge, …

Companies House Prosecution Insolvency Act 1986
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Fail to cancel shares or re‑register as private company

If your company is required under section 662 to cancel shares or to apply for re‑registration as a private company and you do not do it within the specified time, …

Companies House £1000 Prosecution Companies Act 2006
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Fail to change company name after a direction

If the Secretary of State tells your company to change its name because the name is being used for criminal purposes, you must do so within the period specified (at …

Companies House £1000 Prosecution Economic Crime and Corporate …
View legislation →

Fail to change company name after direction

If Companies House (the Secretary of State) issues a written direction requiring your company to change its registered name within at least 28 days and you do not do so, …

Companies House £1000 Prosecution Companies Act 2006
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Fail to change company name as directed

If Companies House issues a written direction requiring your company to change its name within the specified period (at least 28 days) and you do not do so, the company …

Companies House £1000 Prosecution Companies Act 2006
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Fail to change company name when directed by the Secretary of State

If the Secretary of State tells your company to add “limited” (or a permitted alternative) to its name and you do not do so within the period specified, the company …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to change company name when directed by the Secretary of State

If the Secretary of State issues a written direction ordering your company to change its name because it has been used (or is intended to be used) for dishonest or …

Companies House £1000 Prosecution Companies Act 2006
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Fail to circulate members' statement

If your company is required to send a members' statement (under section 314) and you do not send a copy to every member in the same way and at the …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to circulate written resolution to eligible members

If your directors propose a written resolution, the company must send a copy to every eligible member – in hard copy, electronically or via a website – together with instructions …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to comply with a direction to change company name

If the Secretary of State (acting through Companies House) orders your company to change its registered name because the name was wrongly registered, you must do so within the period …

Companies House £1000 Prosecution Economic Crime and Corporate …
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Fail to comply with PSC information restriction

If your company uses or discloses People with Significant Control (PSC) information in breach of a restriction set by a regulation made under the Economic Crime and Corporate Transparency Act, …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to comply with sections 790LM‑790LR

If your company does not follow the duties set out in sections 790LN, 790LP, 790LQ, 790LR or ignores a direction under sections 790LM or 790LO, you commit a criminal offence. …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to confirm delivery of required information to Companies House

If someone asks your company to confirm whether you have filed all the information you must give to Companies House, you must respond within 14 days. Not doing so without …

Companies House £1000 Prosecution Companies Act 2006
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Fail to convene meeting after auditor's resignation requisition

If an auditor resigns and sends a requisition for a general meeting, the directors must arrange that meeting within 21 days and ensure it is held no later than 28 …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to deliver court order altering constitution to registrar

If a court orders a change to your company’s constitution, you must send a copy of that order to Companies House within 14 days (or a longer period the court …

Companies House £1000 Prosecution Companies Act 2006
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Fail to deliver share‑valuation report to registrar

If your company makes a valuation report under s.593 for shares it is issuing, you must send a copy of that report to Companies House at the same time you …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to disclose or deliver company assets in winding up

If you are a current or former officer (including directors or shadow directors) of a company that is being wound up, you must tell the liquidator about all the company’s …

Companies House Unlimited fine Prosecution Insolvency Act 1986
View legislation →

Fail to display moratorium notice

When a company is under a moratorium it must prominently display a notice at its premises, on its website and on all business documents stating that the moratorium is in …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Fail to ensure preparation of energy and carbon report

If your LLP does not prepare the required energy and carbon report for a financial year, every member of the LLP who was in position at the end of the …

Companies House Unlimited fine Prosecution Companies (Directors' Report) and …
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Fail to file accounts and reports on time

If your company does not file its annual accounts and reports with Companies House by the filing deadline, every director who was in post at the end of that period …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to file amended articles with Companies House after court order

If your company receives a court order that changes its constitution (for example, a compromise, arrangement, reconstruction or amalgamation) you must send the order together with the updated articles, resolution …

Companies House £1000 Prosecution Companies Act 2006
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Fail to file confirmation statement on time

If a company does not deliver its confirmation statement within 14 days after a review period ends, the company and any director or officer (including shadow directors) commit an offence. …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to file required documents for employee share scheme

If a private company buys its own shares for an employee share scheme and does not deliver the solvency statement, resolution and capital statement to Companies House within 15 days, …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to file treasury share cancellation notice

When a company cancels its own treasury shares it must send a return to Companies House within 28 days, including details of the shares and a statement of capital. If …

Companies House £1000 Prosecution Companies Act 2006
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Fail to forward resolutions to Companies House

If your company does not send a copy of every resolution or agreement (or a written memorandum of its terms) to Companies House within 15 days of it being passed, …

Companies House £1000 Prosecution Companies Act 2006
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Fail to give copy of striking‑off application to new members or employees

If a company director does not send a copy of the voluntary striking‑off application to anyone who becomes a member, employee, creditor, director, pension‑fund manager or any other person specified …

Companies House Unlimited fine 7 years Imprisonment Companies Act 2006
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Fail to give notice of cancelled shares to Companies House

If your company cancels shares and does not send a notice to Companies House within one month, the company and any officer responsible commit a criminal offence. On conviction you …

Companies House £1000 Prosecution Companies Act 2006
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Fail to give notice of constitutional alteration to registrar

If a court or other authority changes your company’s articles or other constitutional documents, you must notify Companies House within 15 days, sending a copy of the order and the …

Companies House £1000 Prosecution Companies Act 2006
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Fail to give notice of constitutional change to Companies House

If your company's constitution is altered by an Act of Parliament you must notify Companies House within 15 days, sending a copy of the Act and the amended articles or …

Companies House £1000 Prosecution Companies Act 2006
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Fail to give notice of share split or consolidation

If your company splits (sub‑divides) or combines (consolidates) its shares and does not send the required notice and statement of capital to Companies House within one month, the company and …

Companies House £1000 Prosecution Companies Act 2006
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Fail to give regulator notice of qualifying decision procedure

Directors of a regulated company must inform the appropriate regulator when a qualifying decision procedure (a creditor‑vote on certain matters) is being used. If they do not give this notice …

Companies House Prosecution Insolvency Act 1986
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Fail to give required notice to the company

Directors and trustees must notify the company of any matters that are needed for the explanatory statement under section 901D. If they do not provide this information when required, they …

Companies House £1000 Prosecution Companies Act 2006
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Fail to include required documents with copies of articles

When your company sends out copies of its articles of association, you must attach any relevant resolution, agreement, statutory enactment or court order unless they have already been incorporated into …

Companies House £1000 Prosecution Companies Act 2006
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Fail to issue proxy invitations to all eligible members

If your company issues proxy invitations at its own expense but does not send them to every member who has a right to vote (unless the specific exemption applies), each …

Companies House £1000 Prosecution Companies Act 2006
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Fail to keep company records in required form

If your company does not keep its statutory records either in hard‑copy or electronic form, or the electronic records cannot be printed out, the officers responsible are committing an offence. …

Companies House £1000 Prosecution Companies Act 2006
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Fail to keep indemnity provision available for inspection

If your company has a qualifying indemnity provision for a director, you must keep a copy (or written summary) at the registered office or another designated place, notify Companies House …

Companies House £1000 Prosecution Companies Act 2006
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Fail to keep registered office at an appropriate address

If your company does not maintain its registered office at an address that meets the statutory definition of an “appropriate address”, you and any officer who is responsible for the …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to keep statutory company records

If your company does not keep copies of members' resolutions, minutes of general meetings and sole‑member decisions for at least ten years, every officer who is responsible for the breach …

Companies House £1000 Prosecution Companies Act 2006
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Fail to maintain an appropriate registered email address

A company must keep its registered email address up‑to‑date and ensure it is an appropriate address where communications from Companies House will be seen. If the company does not do …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to maintain an appropriate registered office address

A company must keep its registered office at an address where official documents can be delivered and acknowledged. If the address is not appropriate and the company cannot show a …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to make charge documents available for inspection

If your company does not give notice to Companies House of where its charge documents and register of charges are kept, or refuses a creditor or member’s request to inspect …

Companies House £1000 Prosecution Companies Act 2006
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Fail to notify change of supervisory authority

If your company is an authorised corporate service provider and you change the Money‑Laundering supervisory authority you work with, you must tell Companies House within 14 days. Not doing so …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to notify Companies House of director changes

If your company does not give Companies House the required notice when a director is appointed, removed or when any of the director’s required information changes, you commit a criminal …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to notify Companies House of limited partnership dissolution

If you are a general partner (or, where there are no general partners, a limited partner) of a limited partnership that is dissolved, you must inform Companies House within 14 …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to notify Companies House of membership changes

If your LLP does not send the required notice to Companies House within 14 days when a member or designated member joins, leaves, or changes details, the LLP and every …

Companies House Unlimited fine Prosecution Limited Liability Partnerships Act …
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Fail to notify Companies House of new class of members

If your company (without share capital) creates a new class of members and does not send a notice to Companies House within one month, the company and any officer responsible …

Companies House £1000 Prosecution Companies Act 2006
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Fail to notify Companies House of new director appointment

If you become a director of a company after it has been incorporated and you do not give the required notice to Companies House within the time limit, you commit …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to notify Companies House of share‑rights variation

If your company changes the rights attached to any of its shares (for example, voting rights or dividend rights) you must send a notice to Companies House within one month. …

Companies House £1000 Prosecution Companies Act 2006
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Fail to notify court of concurrent winding‑up proceedings

If you are a general partner of a limited partnership (or a managing officer of a corporate partner) and you become aware that a petition, sequestration or related debt‑arrangement application …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to notify monitor before taking insolvency steps

If a director does not give the appointed insolvency monitor notice before presenting a winding‑up petition, making an administration application, appointing an administrator, or recommending a voluntary winding‑up while the …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Fail to notify monitor of moratorium (director)

If a company’s directors do not tell the appointed monitor, as soon as reasonably practicable, that a moratorium has started, each director who cannot show a reasonable excuse commits a …

Companies House Prosecution Insolvency Act 1986
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Fail to notify monitor of moratorium extension or end

Directors must tell the appointed monitor whenever a company’s moratorium is extended or comes to an end, as set out in the relevant sections of the Insolvency Act. If a …

Companies House Prosecution Insolvency Act 1986
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Fail to notify monitor of moratorium start

If a company’s directors do not tell the appointed monitor as soon as reasonably practicable that a moratorium has begun, each director who cannot show a reasonable excuse commits a …

Companies House Prosecution Corporate Insolvency and Governance …
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Fail to notify monitor when moratorium starts

If the directors do not tell the appointed monitor, as soon as reasonably practicable, that a moratorium has come into force, any director who cannot show a reasonable excuse commits …

Companies House Prosecution Corporate Insolvency and Governance …
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Fail to notify persons with significant control

If your company does not tell Companies House about its persons with significant control (or any related PSC duty) and you have no reasonable excuse, both the company and any …

Companies House £1000 Prosecution Companies Act 2006
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Fail to notify required parties as monitor

If you are the monitor appointed during a company’s moratorium and you do not, without a reasonable excuse, inform Companies House, all known creditors and the relevant pension regulators of …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Fail to prepare and send statement of affairs to creditors

If your company decides to wind up voluntarily, the directors must, within 7 days of the resolution, prepare a prescribed statement of the company’s affairs, verify it and send it …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Fail to prepare required energy and carbon report

If your LLP does not produce an energy and carbon report for a financial year when it is required to do so, every member of the LLP at the end …

Companies House Unlimited fine Prosecution Companies (Directors' Report) and …
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Fail to prevent falsification of company records

If your company keeps records in a form other than bound books, you must have adequate safeguards to stop tampering and to help spot any tampering that does occur. When …

Companies House £1000 Prosecution Companies Act 2006
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Fail to prevent fraud by associated persons

If a large company or partnership (a “relevant body”) does not have reasonable procedures in place to stop people who work for it, its agents or subsidiaries from committing fraud …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to provide accounts to HMRC on notice

If a limited partnership’s general partner does not prepare and send the accounts (and any required auditor’s report and evidence) that HMRC has demanded, they commit a criminal offence. Each …

Companies House Unlimited fine 2 years Imprisonment Economic Crime and Corporate …
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Fail to provide documents after registrar’s notice

If Companies House (the registrar) sends your company a notice that information you have filed is inconsistent with the register, you must correct the problem within 14 days by sending …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to provide information required under s.1092A

If your company does not supply information that Companies House has requested under section 1092A and you have no reasonable excuse, both the company and any officer who is in …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Fail to provide information required under section 349

If you do not give the information or explanation that an independent assessor asks for under section 349, and it was reasonably possible to do so, you commit an offence. …

Companies House £1000 Prosecution Companies Act 2006
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Fail to provide information to Companies House when required

If Companies House (the registrar) sends you a written notice asking for information and you do not supply it without a reasonable excuse, you commit a criminal offence. The offence …

Companies House Unlimited fine 2 years Imprisonment Economic Crime and Corporate …
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Fail to provide required explanatory statement for compromise meeting

If your company arranges a creditors or members’ meeting about a compromise or reconstruction and does not attach the required explanatory statement to the meeting notice, or does not give …

Companies House Unlimited fine Prosecution Corporate Insolvency and Governance …
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Fail to provide required member information

If a person who is (or was) a member of a company does not give the company the required information about themselves, or does not respond to a notice asking …

Companies House Unlimited fine 2 years Imprisonment Economic Crime and Corporate …
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Fail to publish required poll information on website

If your company appoints an independent assessor for a poll, you must put the assessor’s appointment, identity, the poll resolution (or its subject) and their report on your website. Any …

Companies House £1000 Prosecution Companies Act 2006
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Fail to record single‑member status in register

If your limited company has only one member, you must enter a statement in the company’s register of members showing that fact, together with the sole member’s name, address and …

Companies House £1000 Prosecution Companies Act 2006
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Fail to register allotment of debentures on time

If your company issues debentures and does not register the allotment with Companies House within two months, the company and any officer who is responsible become liable for a criminal …

Companies House £1000 Prosecution Companies Act 2006
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Fail to register charge on acquired property

When a company buys property that already has a charge which would normally need to be registered, the company must send the charge details and a certified copy of the …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to register or refuse share transfer within 2 months

If your company receives a transfer of shares or debentures and does not either register the transfer or send a written refusal with reasons within two months, you breach the …

Companies House £1000 Prosecution Companies Act 2006
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Fail to remove a disqualified general partner

If a limited partnership has a general partner who is disqualified under the directors’ disqualification legislation, the other general partners must take steps to ensure that disqualified person ceases to …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Fail to send audit statement when resigning as auditor

If you stop being an auditor for a company and do not send a copy of the required audit statement to the appropriate audit authority at the same time, you …

Companies House Unlimited fine Prosecution Companies Act 2006
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Fail to send court order to registrar within 7 days

When a court orders a reconstruction or amalgamation, the company must deliver a copy of that order to Companies House within seven days. If the company or any of its …

Companies House £1000 Prosecution Companies Act 2006
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Fail to send required notice or make false declaration under s.979

If you give a notice under section 979 (the right to buy out a minority shareholder) you must also send a copy of that notice and a statutory declaration to …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Fail to withdraw striking‑off application when required

If your company has applied to be struck off the register and then does any of the actions listed in the law (e.g., changes its name, continues trading, disposes of …

Companies House Unlimited fine Prosecution Companies Act 2006
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Falsify company books during winding up

When a company is being wound up, any officer or shareholder who destroys, alters, or falsifies the company’s books, papers or records, or makes false entries, with the intention to …

Companies House Unlimited fine 2 years Imprisonment Insolvency Act 1986
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Grant unauthorised security during insolvency moratorium

During a moratorium a company may only create security over its assets if the appointed monitor gives permission. Giving security without that consent is a criminal offence, and any officer …

Companies House Prosecution Insolvency Act 1986
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Make false representation to creditors in winding up

If a current or former officer of a company (including a shadow director) gives false information or commits fraud to persuade creditors to agree to any deal about the company’s …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Make false request for debenture register info or disclose it improperly

If you knowingly give a misleading or false statement when requesting information from the register of debenture holders, or if you disclose that information (or fail to stop it being …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Make false statement to Companies House

If you file a document or give a statement to Companies House that is misleading, false or deceptive in a material way and you have no reasonable excuse, you commit …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Make false statement to Companies House (basic offence)

If you deliver a document or make a statement to Companies House that is misleading, false or deceptive in any material detail, without a reasonable excuse, you commit an offence. …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Make unauthorised pre‑moratorium payments

During a moratorium a company may only pay more than the allowed amount if the monitor consents, a court orders it, or it is required by specific sections. If the …

Companies House Prosecution Insolvency Act 1986
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Mislead request for or improperly disclose members’ register information

If you request a company’s register of members and deliberately give a false or misleading statement, or if you have obtained that register information and let it be passed on …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Misuse or unauthorised disclosure of HMRC information

If you receive information from HMRC under s.457 and then use it for any purpose other than investigating or deciding on a court application, or share it with anyone else …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Obtain credit during moratorium without notifying creditor

If your company takes out credit of £500 or more while a moratorium is in force and you do not tell the creditor that the moratorium applies, you are committing …

Companies House Prosecution Insolvency Act 1986
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Omit required entry in company's register of charges

If a director, secretary or other officer knowingly lets a charge on the company’s property go unrecorded in the register of charges, the company commits a criminal offence. Conviction can …

Companies House Unlimited fine Prosecution Companies Act 2006
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Provide false information to auditor or fail to comply with auditor’s request

If a person knowingly or recklessly gives an auditor a statement that is false, misleading or deceptive about information the auditor is entitled to under section 499, or if they …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Publish auditor's report without required name statement

If your company publishes an auditor's report and fails to include the auditor’s name (or the required resolution statement), the company and any officer who is responsible for the breach …

Companies House £1000 Prosecution Companies Act 2006
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Publish non‑statutory accounts without required statement or with auditor’s report

If your company puts out non‑statutory accounts you must attach a clear statement that they are not statutory accounts, say whether the statutory accounts for that year have been filed …

Companies House £1000 Prosecution Companies Act 2006
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Submit false incorporation statement

When registering a limited liability partnership you must include a statement confirming that the required number of people have subscribed to the incorporation document. If you knowingly make that statement …

Companies House Unlimited fine 2 years Imprisonment Limited Liability Partnerships Act …
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Submit false or misleading document to Companies House

If you knowingly file a document or make a statement to Companies House that is false, misleading or deceptive in a material way, you commit a criminal offence. The offence …

Companies House Unlimited fine 2 years Imprisonment Companies Act 2006
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Submit false or misleading information to Companies House

If you deliver a document or make a statement to Companies House that is false, misleading or deceptive in a material way, and you have no reasonable excuse, you commit …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Submit false or misleading information to the registrar

If you, or an officer of your firm, deliver a document or make a statement to Companies House that is false, misleading or deceptive in any material way, and you …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Submit false or misleading summary financial statements

If a company prepares or files a summary financial statement that is false, misleading or does not comply with the Companies Act, the person responsible (usually a director) commits an …

Companies House Unlimited fine Prosecution Companies Act 2006
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Unauthorised disclosure of HMRC revenue and customs information

If you (or anyone you pass the information to) disclose HMRC revenue or customs information without the required authorisation – for example after the registrar has shared it under section …

Companies House Unlimited fine Prosecution Companies Act 2006
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Unauthorised disposal of property during moratorium

If your company sells, transfers or otherwise disposes of assets while it is under a moratorium and the disposal is not authorised under the rules set out in this section, …

Companies House Unlimited fine 2 years Imprisonment Insolvency Act 1986
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Use a company name after being ordered to change it

If a company has been officially told (by a relevant direction or a court order) to change its name and it continues to trade in the UK under the old …

Companies House £1000 Prosecution Economic Crime and Corporate …
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Use a company name suggesting foreign government connection

You must not run a business in the UK under a name that could make people think you are linked to a foreign government or an international organisation made up …

Companies House £1000 Prosecution Economic Crime and Corporate …
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Use a name that another company must change

If your company (or any of its officers) carries on business in the UK under a name that another company has been ordered or directed to change, and there is …

Companies House £1000 Prosecution Economic Crime and Corporate …
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Use or disclose protected partner information

If a limited or general partner uses or shares a partner’s protected residential address or date of birth information without the proper exception or the individual's consent, the partner (and …

Companies House Unlimited fine Prosecution Economic Crime and Corporate …
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Keep copies of charge documents for inspection

Whenever your company creates a charge that must be registered, you must retain a copy of the legal document that created that charge and make it available for anyone to …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Keep copies of charge documents for inspection

Whenever your company creates a charge that must be registered with Companies House, you need to retain a copy of the legal document that creates that charge. The copy must …

Companies House Prosecution Companies Act 2006
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Maintain full register of members even after electing central register

If your company chose, under s 128B, to keep shareholder details on Companies House’s central register before that option was repealed, you still have to keep a complete register of …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Maintain the required company register

You must keep an up‑to‑date register of the information specified by the Companies Act (e.g., details of relevant legal entities or officers). The register has to be kept at the …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Make contract copies available for inspection

If your company has signed a share‑purchase contract that was approved under the Companies Act, you must keep a copy of that contract (or a written summary if it’s not …

Companies House Unlimited fine Prosecution Companies Act 2006
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Provide auditor with accurate records and all requested information

When your company is audited you must keep correct accounting records and give the auditor any documents they ask for. If you fail, the auditor will state it in the …

Companies House Imprisonment Companies Act 2006
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Provide information and assistance to the Official Receiver

If your company is being wound up by the court and you are acting as the liquidator (but not the Official Receiver), you must give the Official Receiver any information …

Companies House Insolvency Act 1986
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Record late compliance of a PSC notice in the PSC register

If your company receives a notice under sections 790D or 790E and you comply with it after the deadline, you must make a note of this in your People with …

Companies House Register of People with …
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Record non‑compliance with PSC notice in the PSC register

If you have served a PSC notice under section 790E and the person you notified does not comply by the deadline, you must add a note to their entry in …

Companies House Register of People with …
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Record restrictions notice details in your PSC register

If your company issues a restrictions notice, you must add a note about it in your People with Significant Control (PSC) register, and also note any people you could not …

Companies House Register of People with …
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Record unidentified registrable persons in your PSC register

If you run a company and you know (or have reasonable cause to think) there is a person who should be listed on your Persons with Significant Control (PSC) register …

Companies House Register of People with …
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Update PSC register when additional matters cease to be true

If your company has recorded any of the extra PSC details required by regulations 10‑13, you must go back to the PSC register as soon as any of those details …

Companies House Register of People with …
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Apply correctly to remove information from the company register

If you need to take something off your company’s register – for example an old director, a past registered address or other outdated details – you must follow a set …

Companies House Companies Act 2006
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Apply for re‑registration as an unlimited private company

If you want to change your public company into an unlimited private company, you must submit an application to Companies House. Once the registrar is satisfied, they will issue a …

Companies House Companies Act 2006
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Apply to Companies House to re‑register as an unlimited company

If you want your private limited company to change to an unlimited company, you must apply to Companies House. Once the registrar is satisfied, they will issue a new certificate, …

Companies House Companies Act 2006
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File court order and statement of capital after share‑capital reduction

When your company reduces its share capital by a court order, you must send a copy of that order and the court‑approved statement of capital to Companies House. The statement …

Companies House Companies Act 2006
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File statement of capital and initial shareholdings at incorporation

When you set up a limited company that will have share capital, you must submit a statement to Companies House showing the total shares, their nominal values, any unpaid amounts …

Companies House Companies Act 2006
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Issue share certificates when a share warrant is surrendered

When a shareholder hands in a share warrant, your company must provide them with a share certificate representing the shares. This ensures the shareholder’s ownership is correctly recorded and the …

Companies House Unlimited fine Prosecution Companies Act 2006
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Maintain a verified registered officer for your company

If your company is classed as a “registrable relevant legal entity”, you must always have a registered officer on record who is also a relevant officer and whose identity has …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Meet share‑capital requirements when converting to a public company

If you want to change your private company into a public one, you must make sure your share capital meets strict rules. The total nominal value must be at least …

Companies House Companies Act 2006
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Obtain and keep a certificate of incorporation

When you set up a company, Companies House will issue a certificate that proves you are legally incorporated. The certificate must show your company’s name, number, incorporation date, type and …

Companies House Companies Act 2006
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Record non‑compliant PSC notices in the PSC register

If your company has sent a People with Significant Control (PSC) notice under section 790D and the recipient does not comply by the deadline, you must add a note to …

Companies House Register of People with …
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Record that no PSC is identified in your PSC register

If you believe your company has no Person with Significant Control, you still must add a note to your PSC register stating that you know or have reasonable cause to …

Companies House Register of People with …
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Record that PSC investigation is still ongoing

If your company is still checking whether anyone holds significant control and you haven’t yet entered any PSC details, you must add a note to your People with Significant Control …

Companies House Register of People with …
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Record unidentified or unconfirmed PSC details in the register

If you have discovered a person who may have significant control of your company but you cannot confirm all of their details, you must note this in your People with …

Companies House Register of People with …
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Register UK person(s) authorised to receive legal documents

If your company is an overseas entity that must register details with Companies House, you need to tell them who in the UK is allowed to receive official documents on …

Companies House Companies Act 2006
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Register your LLP and obtain a certificate of incorporation

If you want to set up a Limited Liability Partnership, you must apply to Companies House, send in the required paperwork and get a certificate that proves your LLP is …

Companies House Limited Liability Partnerships Act …
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Re‑register an unlimited company as a limited company

If you run an unlimited company and wish to limit your liability, you need to apply to Companies House to change its status. Companies House will issue a new certificate …

Companies House Companies Act 2006
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Send court order for early dissolution to Companies House

If a Scottish company is being wound up and a court orders it to be dissolved (or defers the date), you must forward a copy of that order to the …

Companies House Unlimited fine Prosecution Insolvency Act 1986
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Submit statement of compliance when registering a company

When you set up a new limited company you must send a signed statement to Companies House confirming that you have met all the Companies Act registration requirements. This statement …

Companies House Companies Act 2006
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Deliver draft terms to Companies House for a division

If your company is being split (a division), the directors must send a copy of the proposed division terms to Companies House. This must be done early enough for the …

Companies House Prosecution Companies Act 2006
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Deliver required documents correctly to Companies House

When your company needs to send paperwork to Companies House, you must do it properly and on time. That includes filing annual accounts, changes of director or registered office, and …

Companies House Unlimited fine Imprisonment Companies Act 2006
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Disclose qualifying indemnity provisions in the directors' report

If your company has any qualifying third‑party or pension‑scheme indemnity arrangements that benefit your directors (or directors of an associated company), you must state this in the directors' report. The …

Companies House Prosecution Companies Act 2006
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Ensure accuracy of statutory reports and statements

As a director you must make sure the strategic report, directors' report, remuneration report and any corporate‑governance statement are truthful, not misleading and contain everything the law requires. If you …

Companies House Companies Act 2006
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Ensure auditor’s report on annual accounts is provided to members

Each year you must make sure the auditor’s report on your company’s accounts is prepared and sent to the right people – for a private company the copies must be …

Companies House Companies Act 2006
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File required documents with Companies House for overseas companies

If your overseas company must register under section 1046 of the Companies Act 2006, you must treat it the same as a UK‑registered company for any filing duties in the …

Companies House Insolvency Act 1986
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Include required details in annual individual accounts

When you prepare your company’s individual accounts you must show the part of the UK where the company is registered, its registration number, whether it is public or private and …

Companies House Imprisonment Companies Act 2006
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Include required related‑undertaking disclosures in your accounts

When you prepare your company’s financial statements you must add notes that disclose information about any related undertakings, exactly as set out in Schedule 4 of these Regulations. If a …

Companies House Companies (Accounts and Reports) …
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Notify registrar of any changes to your application information

If you apply to have a person's residential address kept private from credit reference agencies, you must promptly inform the registrar in writing of any change to the details or …

Companies House Register of People with …
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Notify the registrar of any changes to your application information

If your company (or you as an individual) has made an application under regulation 36, 37 or 38 to protect a person's secured information, you must tell Companies House in …

Companies House Register of People with …
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Obtain independent valuation and report for non‑cash share consideration

If your company issues shares and the payment includes assets, services or any other non‑cash items, you must have an independent valuer assess the value and produce a detailed report. …

Companies House Companies Act 2006
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Prepare and adopt directors' explanatory report for any compromise or arrangement

If your company is carrying out a compromise or arrangement (for example a merger, share‑exchange or other scheme of arrangement), the directors must produce a detailed explanatory report. The report …

Companies House Prosecution Companies Act 2006
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Prepare and circulate final winding‑up account

When your company’s affairs are fully wound up, the liquidator must draw up a final account showing how the winding‑up was carried out and how the company’s assets were disposed …

Companies House Prosecution Insolvency Act 1986
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Prepare and distribute final winding‑up account

If your company is being wound up by the court and a licensed liquidator (not the official receiver) is in charge, the liquidator must draw up a final account showing …

Companies House Insolvency Act 1986
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Prepare and distribute progress reports during liquidation

If your company goes into liquidation, the appointed liquidator must produce a progress report for each prescribed period and send a copy to the company’s members and all creditors who …

Companies House Prosecution Insolvency Act 1986
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Prepare and file group accounts with required information

If your business is the parent of a group of companies, you must each year produce consolidated group accounts that include a balance sheet and profit‑and‑loss statement for the parent …

Companies House Imprisonment Companies Act 2006
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Prepare and file the final winding‑up account

When your company’s liquidation is complete, the liquidator must produce a final account showing how the winding‑up was carried out, send copies to shareholders and creditors, give creditors a notice …

Companies House Prosecution Insolvency Act 1986
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Prepare and send regular progress reports during liquidation

If your company is being wound up and a liquidator has been appointed, the liquidator must produce a progress report for each prescribed reporting period. They must also copy the …

Companies House Prosecution Insolvency Act 1986
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Prepare and send statement of affairs to creditors

If you are acting as the liquidator and decide the company cannot pay its debts within the period set by the directors, you must, within 7 days, prepare a full …

Companies House Prosecution Insolvency Act 1986
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Prepare and share annual Independent Supervisor report

If your company has an Independent Supervisor, you must make sure they write a report once a year about how they carried out their duties. That report must be passed …

Companies House Companies Act 2006
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Prepare annual accounts in the prescribed format for insurance companies

If you run an insurance company, each financial year you must draw up a balance sheet and profit‑and‑loss account that follow the exact formats set out in Schedule 3. All …

Companies House Companies (Accounts and Reports) …
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Prepare annual individual accounts using the prescribed formats

Every year your company must produce a balance sheet and a profit‑and‑loss account that follow the exact layouts set out in the Companies (Accounts and Reports) Regulations. The accounts must …

Companies House Imprisonment Companies (Accounts and Reports) …
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Prepare directors’ remuneration report with required Schedule 8 information

If your company is listed on a stock exchange, the directors must produce a remuneration report each year that includes every piece of information set out in Schedule 8 of …

Companies House Companies (Accounts and Reports) …
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Prepare directors’ report with required disclosures

Each year your company must produce a directors' report as part of its annual accounts. The report must contain every item listed in Schedule 7 of the Companies (Accounts and …

Companies House Companies (Accounts and Reports) …
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Prepare directors' statement and auditor's report for capital payments

When your company wants to make a permitted capital payment – for example, buying back its own shares – the directors must produce a written statement that sets out the …

Companies House Prosecution Companies Act 2006
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Prepare group accounts in the Schedule 6 format

If you are a director of a parent company that prepares group accounts under the Companies Act, you must produce a consolidated balance sheet, profit and loss account and accompanying …

Companies House Companies (Accounts and Reports) …
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Prepare insurance company accounts in the required format

If your business is an insurance company and you are preparing stand‑alone Companies Act accounts, you must lay out the balance sheet, profit and loss account and notes exactly as …

Companies House Companies (Accounts and Reports) …
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Prepare supplementary material for your strategic report

If your company prepares a strategic report as part of its annual accounts (i.e. you are a large company that must include one), you must also produce supplementary material. This …

Companies House Unlimited fine Prosecution Companies Act 2006
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Provide information to monitor as requested

If a court‑appointed monitor is overseeing your company’s insolvency, you as a director must give the monitor any information they ask for. The information has to be supplied promptly – …

Companies House Imprisonment Insolvency Act 1986
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Report changes to trust beneficiaries to Companies House

If your business is a registered overseas entity and the people who benefit from a trust you control change, you must tell Companies House about those changes. The information has …

Companies House Economic Crime and Corporate …
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Report material changes of assets during a merger

If your company is part of a merger, the directors must tell the shareholders and the other companies involved about any significant changes to assets or liabilities that occur after …

Companies House Prosecution Companies Act 2006
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Seek nominations for a permanent liquidator and report to the court

If a Scottish court makes a winding‑up order for your company, it will appoint an interim liquidator. That interim liquidator must, within 28 days, ask the company’s creditors (and, unless …

Companies House Insolvency Act 1986
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FCA 204 obligations

Make sure your pension scheme order names the trustee corporation as trustee

If you set up a pension scheme for your staff, you must put a rule into the scheme order that the trustee corporation you created (under section 75) will be …

FCA Pensions Act 2008
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Assess and record proliferation financing risks

If your business is covered by the Money Laundering Regulations, you must identify and evaluate any risk that your customers, products, locations or delivery methods could be used to fund …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Carry out and record a money‑laundering risk assessment

You must identify and evaluate the risks of money laundering and terrorist financing that affect your business. This includes looking at who your customers are, where you operate, what products …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Apply simplified due diligence only where risk is low

You may use lighter AML checks on a customer or transaction only if you have assessed it as a low risk for money laundering or terrorist financing. Even then you …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Apply strong customer authentication and protect users’ credentials

If your business provides payment services, you must use strong customer authentication (SCA) whenever a customer accesses their account online, makes an electronic payment, or performs any remote action that …

FCA Prosecution Payment Services Regulations 2017
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Avoid clauses that bind a person to a future regulated credit agreement

If you include a term in any contract that obliges a consumer to later enter a regulated credit or hire agreement, that part of the contract is automatically void. Your …

FCA Consumer Credit Act 1974
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Be able to respond quickly to authorised law‑enforcement enquiries

If your business provides payment services, you must have systems and trained staff in place so you can answer any questions from accredited investigators, Scottish Ministers' enforcement officers, or police …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Block only exact authorised amounts and release funds promptly

If your business provides card‑based payment services and a transaction is started by the payee but the amount isn’t known when the payer authorises it, you must not hold (block) …

FCA Payment Services Regulations 2017
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Charge customers only where permitted and ensure charges are paid correctly

If your business provides payment services, you may only levy fees that are allowed by the regulations, that the customer has agreed to, and that reflect your actual costs. You …

FCA Prosecution Payment Services Regulations 2017
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Check and obtain required information before transferring cryptoassets

When your business receives a cryptoasset from another cryptoasset firm, you must make sure you have all the information that Regulation 64C requires before you move it on. If any …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Do not charge excessive interest on default

If your business provides a regulated consumer credit agreement, you must not charge the borrower interest on any overdue amount at a rate higher than the interest rate built into …

FCA Consumer Credit Act 1974
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Ensure credit‑tokens are properly accepted before liability arises

If your business issues credit‑tokens (e.g., vouchers or store credit), you can only be held liable for their use once you have accepted the token. Acceptance happens when the token …

FCA Consumer Credit Act 1974
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Ensure one creditor satisfies all Act requirements when there are multiple creditors

If a credit deal involves more than one creditor or owner, you only need to make sure the Consumer Credit Act's obligations are carried out for any one of them. …

FCA Unlimited fine Imprisonment Consumer Credit Act 1974
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Ensure payment‑system access rules are fair and proportionate

If your business is an authorised or registered payment service provider, any rules you set for who can join or use a payment system must be objective, proportionate and non‑discriminatory. …

FCA Payment Services Regulations 2017
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Ensure security enforcement complies with Consumer Credit Act limits

If your business gives a security (such as a mortgage, guarantee or pledge) for a consumer credit agreement, you must not enforce that security to obtain a better deal than …

FCA Consumer Credit Act 1974
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Establish, maintain and update AML policies, controls and procedures

You must have written policies, controls and procedures that identify and manage the risk of money laundering and terrorist financing in your business. These must be proportionate to the size …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Execute payments in agreed currency and disclose conversion charges

When you run a payment service or sell a transaction that involves changing currency, you must make sure the payment is carried out in the currency the parties agreed. If …

FCA Unlimited fine Payment Services Regulations 2017
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Follow FCA supervisory directions

If the FCA (or other supervisory authority) gives your company a direction, you must comply. The direction can stop or end a business relationship, a type of transaction, or even …

FCA Imprisonment Money Laundering, Terrorist Financing …
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Grant credit only under strict conditions

If your business is an authorised or small payment institution and you decide to give credit as part of a payment service, you must only do so as ancillary credit …

FCA Payment Services Regulations 2017
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Handle unredeemed pawns according to the law

If you run a pawn‑broking or secured loan business and a customer does not redeem their pawn by the end of the redemption period, you must act. Depending on the …

FCA Consumer Credit Act 1974
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Handle withdrawal notices for prospective consumer credit agreements

If you are a credit provider, credit‑broker or act on behalf of a borrower, you must accept any written or oral notice that a party wants to pull out of …

FCA Consumer Credit Act 1974
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Implement and maintain AML policies across the whole group

If your business is the parent of a group, you must make sure the anti‑money‑laundering policies, controls and procedures required by the Regulations are applied to every subsidiary and branch, …

FCA Imprisonment Money Laundering, Terrorist Financing …
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Include delivery demand in default notice and request surrender before legal action

If you sell goods on a hire‑purchase, conditional sale or consumer hire agreement and need to take court action to get them back, you must have asked the buyer in …

FCA Consumer Credit Act 1974
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Maintain required capital levels at all times

If your business is authorised as a payment institution, you must always hold enough own funds to meet the higher of the regulator‑set initial capital or the amount calculated under …

FCA Payment Services Regulations 2017
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Make funds available to payee immediately and credit/debit on the correct day

If you operate a payment service (e.g., a bank or payment platform), you must credit the payee’s account by the business day the money reaches your own account and make …

FCA Payment Services Regulations 2017
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Manage operational & security risks and report annually to the FCA

If your business provides payment services, you must put in place a risk‑management system that identifies, controls and mitigates operational and security risks, and you need clear procedures for handling …

FCA Payment Services Regulations 2017
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Manage termination of payment services framework contracts

If you want to end your payment‑service agreement, you must give any notice the contract requires (the notice period cannot be longer than one month). Check that any termination fee …

FCA Payment Services Regulations 2017
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Obtain explicit user consent before handling personal data

If you run a payment service, you must not look at, use or keep any customer's personal data unless the customer has given you clear, explicit permission. Put a system …

FCA Payment Services Regulations 2017
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Provide account information to authorities under a monitoring order

If a court issues an account‑monitoring order, your bank (or other financial institution) must hand over the specified account details of the named person to the appropriate officer. You must …

FCA Imprisonment Proceeds of Crime Act …
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Provide customers with ATM withdrawal charge information

If your business operates ATMs or offers cash‑withdrawal services covered by the regulations, you must tell customers about any fees before they make the withdrawal and again when they receive …

FCA Payment Services Regulations 2017
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Provide objective, non‑discriminatory access to payment accounts

If you run a credit institution (bank), you must allow authorised payment service providers to use your payment‑account services on a fair, objective and proportionate basis. When they ask, you …

FCA Payment Services Regulations 2017
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Provide payment‑service information clearly and accessibly

When you supply information to customers about a payment you are handling, you must make it easy for them to get. If they ask, you must give it on paper …

FCA Payment Services Regulations 2017
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Provide required pre‑contract information to payment service users

Before you sign a framework contract with a customer, you must give them a full set of information about your business, the payment service, any charges, how communication will work, …

FCA Payment Services Regulations 2017
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Put in place governance and resources for AML supervisory duties

If your organisation acts as a self‑regulatory body that supervises firms or individuals under the Money Laundering Regulations, you must set up independent supervisory functions, handle sensitive information correctly, staff …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Refund unauthorised payments and restore accounts promptly

If a payment processed by your business was not authorised by the customer, you must give the payer back the money and put their account back to the state it …

FCA Payment Services Regulations 2017
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Register agents with the FCA and keep their details up‑to‑date

If you provide payment services in the UK, you can only use an agent that is on the FCA’s register. You must apply to the FCA with the required information …

FCA Imprisonment Payment Services Regulations 2017
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Request AML information for unhosted wallet transfers

If your crypto‑asset business processes an unhosted wallet transfer, you must ask the customer for the AML information set out in the regulations. For transfers of €1,000 or more where …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Request refunds within 8 weeks and supply required information

If you’ve paid for goods or services and want your money back, you must ask your payment service provider for a refund within 8 weeks of the charge. You may …

FCA Payment Services Regulations 2017
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Schedule automatic re‑enrolment dates with required intervals

As an employer you must make sure that each employee’s automatic re‑enrolment into the workplace pension is set at least three years after their original enrolment date, and you cannot …

FCA Pensions Act 2008
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Secure payment instruments and manage loss notifications

If your business issues cards, virtual wallets or any other payment instrument, you must keep the user’s personal security details secret and never send an instrument the user hasn’t asked …

FCA Payment Services Regulations 2017
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Treat indirect access requests to payment systems fairly and give reasons if refused

If your business runs a designated payment system and a fellow authorised or registered payment service provider asks to send payments through it, you must handle the request objectively, proportionately …

FCA Payment Services Regulations 2017
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Treat ineffective securities as void and return assets

If a security you have taken on a regulated credit agreement is ruled ineffective under the Consumer Credit Act, you must treat it as if it never existed. You must …

FCA Consumer Credit Act 1974
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Use payment accounts only for payment transactions

If your business is an authorised or small payment institution, you must only use the payment accounts you hold to carry out payment transactions. You cannot use those accounts for …

FCA Payment Services Regulations 2017
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Use payment instruments properly and protect security credentials

If your business has been issued a payment card, virtual payment token or any other payment instrument, you must use it only in line with the provider’s rules and immediately …

FCA Prosecution Payment Services Regulations 2017
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Verify customer and beneficial‑owner identity before doing business

When you start a new business relationship, open an account or carry out a transaction, you must check the identity of the customer, anyone acting for them and any beneficial …

FCA Money Laundering, Terrorist Financing …
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Give arrears notices on time under consumer credit agreements

If your business provides consumer credit (fixed‑sum or running‑account agreements), you must send the debtor a notice of any sums in arrears within the time limits set out in the …

FCA Consumer Credit Act 1974
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Give creditor notice and wait 14 days before applying for a time order

If your business wants to apply to the court for a time order (a change to the payment schedule) on a regulated credit agreement, you must first send a written …

FCA Consumer Credit Act 1974
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Notify customers when refusing a payment order

If your business provides payment services and you refuse to carry out a customer's payment order, you must tell the customer that the payment was refused, explain why (if you …

FCA Prosecution Payment Services Regulations 2017
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Notify FCA before outsourcing and keep controls in place

If your payment business wants to outsource any part of its payment services, you must tell the FCA before the contract starts and you must make sure the outsourcing does …

FCA Payment Services Regulations 2017
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Notify FCA if limited network exclusion payments exceed €1m

If your business provides payment services that fall under the limited network exclusion and the total value of those transactions goes over €1 million in any 12‑month period, you must …

FCA Payment Services Regulations 2017
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Notify FCA of significant changes to your payment services business

If you run an authorised payment institution, a small payment institution or a registered account information service provider, you must tell the FCA as soon as you become aware of …

FCA Payment Services Regulations 2017
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Notify the Commissioners within 30 days if you want a review

If the Money Laundering Commissioner offers to review a decision that affects your business, you must tell them you accept the offer within 30 days. If you have already appealed …

FCA Money Laundering, Terrorist Financing …
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Notify the NCA when you receive a money‑laundering disclosure request

If the National Crime Agency (or another authorised person) asks your business for information because they suspect someone of money laundering, you must send a formal notification. The notification must …

FCA Imprisonment Proceeds of Crime Act …
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Notify users of contract or rate changes at least two months in advance

If you provide payment services, you must give your customers written notice at least two months before any change to the contract terms or the information in Schedule 4. If …

FCA Payment Services Regulations 2017
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Notify your payment provider of unauthorised or incorrect payments

If you discover a payment that was not authorised by you or was processed incorrectly, you must tell your payment service provider as soon as possible and certainly within 13 …

FCA Payment Services Regulations 2017
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Provide arrears notice to borrowers under running‑account credit agreements

If you lend on a running‑account credit agreement (for example a store card or revolving credit) and a customer misses two consecutive scheduled payments after having made at least two …

FCA Prosecution Consumer Credit Act 1974
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Provide debtor with a copy of the overdraft agreement

When you grant an authorised overdraft (business or personal) you must give the borrower a document that sets out the terms of the agreement. This copy must be handed to …

FCA Consumer Credit Act 1974
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Provide debtor with copy of signed credit agreement

When you create a regulated credit agreement that is an excluded agreement, you must give the debtor a copy of the signed agreement (and any documents it refers to). If …

FCA Imprisonment Consumer Credit Act 1974
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Provide debtor with notice of cancellation rights

When you enter into a cancellable credit or hire agreement, you must give the borrower a clear notice that explains their right to cancel, how to do it and who …

FCA Consumer Credit Act 1974
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Provide prescribed pre‑contract information to borrowers

Before you sign any regulated consumer credit agreement (except deferred‑payment credit agreements), you must give the borrower the information the regulations require, in the format they specify. If you fail …

FCA Consumer Credit Act 1974
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Serve surety with copy of default notice

If you send a default notice (or a notice under sections 76(1) or 98(1)) to a debtor or hirer, you must also give a copy of that notice to any …

FCA Consumer Credit Act 1974
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Appeal a Commissioner decision within the prescribed time

If your business receives a decision from the Money Laundering Commissioner and you want to contest it, you must lodge an appeal to the tribunal within the time limits set …

FCA Money Laundering, Terrorist Financing …
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Comply with any PCML code of practice in force

If a code of practice is issued under the Proceeds of Crime Act 2002, you must follow its requirements whenever you carry out any function covered by the Act (for …

FCA Proceeds of Crime Act …
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Deliver property and documents as ordered under an interim receiving order

If a court issues an interim receiving order that covers assets you own, you must hand over those assets – and any documents relating to them – to the place …

FCA Unlimited fine Imprisonment Proceeds of Crime Act …
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Do not block AIS or PIS where you are non‑compliant

If your business provides account‑servicing (e.g., a bank) and has not yet met the required technical standards, you must not refuse or hinder customers from using account information services (AIS) …

FCA Payment Services Regulations 2017
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Do not enter premises to repossess goods without a court order

If your business is a creditor under a regulated hire‑purchase, conditional sale or consumer hire agreement, you must not go onto the debtor’s premises or land to take back the …

FCA Consumer Credit Act 1974
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Ensure statements/notices under the Consumer Credit Act are accurate

If you give a customer a statement or notice that falls under sections 77, 78, 79, 97, 107, 108, 109 or 103 of the Consumer Credit Act, that statement becomes …

FCA Consumer Credit Act 1974
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Keep FCA warning notices confidential

If the FCA sends your business a warning notice under the Money Laundering Regulations, you must not publish the notice or any details about it. This means you cannot put …

FCA Money Laundering, Terrorist Financing …
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Make FCA information leaflet freely available to customers

If your business provides payment services, you must give customers free access to the FCA’s consumer‑rights leaflet. It should be posted on your website (if you have one), available in …

FCA Prosecution Payment Services Regulations 2017
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Provide data‑protection statement to new customers

When you start a business relationship or an occasional transaction with a new customer, you must give them a clear statement that any personal data you collect will only be …

FCA Imprisonment Money Laundering, Terrorist Financing …
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Provide prior general information before framework contracts

If your business provides payment services, you must give your customers the information set out in Schedule 4 before they are bound by a framework contract. If the contract is …

FCA Unlimited fine Imprisonment Payment Services Regulations 2017
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Provide required payment information immediately after initiating a payment order

If your business offers a payment initiation service, you must instantly give the payer (and, where relevant, the payee) confirmation that the payment order was received, a reference they can …

FCA Unlimited fine Imprisonment Payment Services Regulations 2017
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Provide required pre‑contract information to payment service users

If your business provides single payment services you must give customers certain key details – like the identifier they need, how long the payment will take, any charges and the …

FCA Payment Services Regulations 2017
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Provide users with required information and charge breakdown

If your business offers account‑information services, you must give each user the information set out in Schedule 4 that relates to the service and clearly show any fees you charge, …

FCA Payment Services Regulations 2017
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Request a review out of time

If the regulator offers you a review of a decision but you don’t accept the offer in the time you’re given, you can still ask to have it reconsidered – …

FCA Money Laundering, Terrorist Financing …
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Respond to the PSR within 21 days when a compliance failure is proposed

If the Payment Systems Regulator is planning to publish a compliance failure about your business or to impose a penalty, it must first give you written notice. You then have …

FCA Payment Services Regulations 2017
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Seek court enforcement order when a debtor dies

If a customer who owes you money under a credit agreement dies, you must apply to the court for an enforcement order if you cannot be sure the debt will …

FCA Consumer Credit Act 1974
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Take required action before the default‑notice deadline

If you get a default notice under a consumer credit agreement, you must carry out the specific step set out in that notice (the action listed in section 88 (1)(b) …

FCA Consumer Credit Act 1974
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Terminate agreement and refund if goods are recovered unlawfully

If your business takes back goods in breach of section 90 of the Consumer Credit Act (for example, under a hire‑purchase agreement), the credit agreement automatically ends. You lose any …

FCA Consumer Credit Act 1974
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Use a court order to enforce credit agreements or surety payments

If you run a business that lends money or guarantees payments, the Consumer Credit Act says you can only enforce those contracts or guarantees by getting a court order. In …

FCA Consumer Credit Act 1974
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Accept and process early repayment requests

If a customer wants to pay off their consumer credit agreement early, you must accept their notice (even if it is spoken) and the payment. You then need to calculate …

FCA Consumer Credit Act 1974
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Charge only simple interest on default sums

If a customer (debtor) fails to pay and you issue a default sum, you may only add simple interest – no compound or other types of interest. Make sure your …

FCA Consumer Credit Act 1974
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Compensate other payment providers for losses you cause

If your business acts as a payment service provider or intermediary and a loss occurs because you failed to meet the rules on unauthorised or defective payments (or did not …

FCA Payment Services Regulations 2017
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Comply with court time orders for payment or remedy

If a court issues a time order under the Consumer Credit Act, you must pay the debt in the instalments set out or fix any breach of the credit agreement …

FCA Consumer Credit Act 1974
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Do not debit payments before receiving the payment order

If your business provides payment services, you must wait until you have actually received a customer's payment order before taking money from their account. "Receipt" is the moment the order …

FCA Payment Services Regulations 2017
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Do not revoke a payment order after it’s been received

If your business sends a payment, you cannot cancel it once the payer’s payment‑service provider has received the order (or after the revocation deadline for direct debits and scheduled payments). …

FCA Payment Services Regulations 2017
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Ensure full payment amount is transferred and fees are disclosed

When you act as a payment service provider, you must pass on the whole amount the customer intends to pay – you can’t take any of it as a fee …

FCA Payment Services Regulations 2017
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Forward notices or payments received as an agent to the creditor

If your business receives a notice or a payment on behalf of a creditor under a regulated consumer credit agreement, you must pass that notice on or send the money …

FCA Unlimited fine Imprisonment Consumer Credit Act 1974
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Handle cancellations of consumer credit agreements correctly

If you offer credit to consumers, you must still enforce repayment and interest even after the creditor cancels the credit contract. Debtors may repay without interest if they do so …

FCA Consumer Credit Act 1974
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Inform customers of any payment charges or reductions before the transaction

If your business receives a payment (you are the payee) or you provide payment services, you must tell the other party about any fee you will charge or any discount …

FCA Payment Services Regulations 2017
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Make funds available immediately to payees without an account

If your business provides payment services and you accept money for a customer who does not have a payment account with you, you must release that money to the customer …

FCA Payment Services Regulations 2017
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Pay creditor the calculated amount when a hire‑purchase is terminated

If your business ends a hire‑purchase or conditional‑sale agreement, you must pay the creditor the amount set out in the Consumer Credit Act – usually half the total price minus …

FCA Consumer Credit Act 1974
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Pay insurance claims promptly

When a policyholder lodges a claim, your insurance business must pay any amount that is due within a reasonable time, allowing a sensible period to investigate and assess the claim. …

FCA Insurance Act 2015
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Pay restitution if ordered by the FCA

If the FCA decides you must repay money (or distribute it to others) under the Payment Services Regulations, you will first receive a warning notice and can make representations. If …

FCA Payment Services Regulations 2017
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Provide a rebate on early settlement of credit charges

If you lend money under a regulated consumer credit agreement, you may be required by regulation to give the borrower back a portion of the charges if they pay off …

FCA Consumer Credit Act 1974
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Provide pre‑payment information to payers on request

If a customer asks for details before they make a payment under a framework contract, you must tell them how long the payment could take, what fees they will be …

FCA Unlimited fine Imprisonment Payment Services Regulations 2017
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Provide prompt availability of cash deposits

If you run a payment service and a customer puts cash into their account in the same currency, you must make the money available straight away for consumers, micro‑enterprises and …

FCA Payment Services Regulations 2017
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Provide transaction details to payee immediately after payment

When your business acts as a payment service provider and a payment is completed, you must instantly give the payee a clear breakdown of the transaction. This includes a reference, …

FCA Payment Services Regulations 2017
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Refund and compensate for failed payment‑initiation transactions

If a customer uses a payment‑initiation service and the payment is not carried out, is defective or is late, the bank (or other account‑servicing provider) must refund the customer and …

FCA Payment Services Regulations 2017
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Refund and correct defective or late payer‑initiated payments

If your business provides payment services and a customer’s payment that they started themselves is not carried out, is faulty, or arrives late, you must quickly refund the money and …

FCA Unlimited fine Prosecution Payment Services Regulations 2017
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Refund charges and interest for delayed payments

If you run a payment service, you must pay back any fees and interest that a customer would have to cover when a payment order is delayed under regulation 86(2B). …

FCA Payment Services Regulations 2017
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Refund unauthorised or over‑charged payee‑initiated payments

If a customer makes a payment where the amount wasn’t fixed beforehand and they have been charged more than they could reasonably expect, you must refund the full amount. The …

FCA Payment Services Regulations 2017
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Reimburse user for charges and interest caused by payment failures

If your business provides payment services and a transaction is not carried out, is defective or delayed, you must pay back any fees the customer was responsible for and any …

FCA Payment Services Regulations 2017
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Accept or solicit a bribe (passive bribery)

If your business or its employees request, agree to receive, or actually take a financial or other advantage with the aim of influencing a decision or action improperly – or …

FCA Unlimited fine 10 years Imprisonment Bribery Act 2010
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Acquire, use or possess criminal property

If your business acquires, uses or holds property that is the proceeds of a crime you commit an offence, unless one of the specific defences in the law applies (e.g., …

FCA Unlimited fine 14 years Imprisonment Proceeds of Crime Act …
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Assault an accredited financial investigator

If anyone physically assaults a financial investigator who is accredited and is using a statutory power (for example, to search or seize assets), they commit a criminal offence. On conviction …

FCA Unlimited fine 51 weeks Imprisonment Proceeds of Crime Act …
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Assault or obstruct a counter‑terrorism financial investigator

If you physically assault a counter‑terrorism financial investigator who is carrying out their statutory powers, or if you deliberately resist or block them while they are exercising those powers, you …

FCA Unlimited fine 51 weeks Imprisonment Terrorism Act 2000
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Assault or obstruct officers executing a search warrant

If you or someone acting for your business assaults, resists or deliberately blocks a National Crime Agency officer, a Financial Conduct Authority officer, or a relevant Director’s staff who are …

FCA Unlimited fine 51 weeks Imprisonment Proceeds of Crime Act …
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Bribe a foreign public official

If you (or your business) offer, promise or give any financial or other advantage to a foreign public official – directly or through a third party – with the intention …

FCA Unlimited fine 10 years Imprisonment Bribery Act 2010
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Canvass credit‑brokerage or debt services off‑premises

If you or your business approach customers away from your shop or place of business to promote credit‑brokerage, debt‑adjusting, debt‑counselling or credit‑information services, you are committing an offence. Conviction can …

FCA Prosecution Consumer Credit Act 1974
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Canvass debtor‑creditor agreements off trade premises

If you approach a potential borrower and try to get them to sign a debtor‑creditor agreement while you are outside your place of business (or you make a follow‑up visit …

FCA Prosecution Consumer Credit Act 1974
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Canvass debtor‑creditor agreements off‑trade premises

If you approach people on the street or in public places to offer debtor‑creditor agreements, you breach the Consumer Credit Act. On conviction you can receive up to a year’s …

FCA Unlimited fine 1 year Imprisonment Consumer Credit Act 1974
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Carry out unauthorised payment services

If your business provides a payment service in the UK without a valid FCA authorisation or registration – or pretends to have one – you are deemed to have broken …

FCA Unlimited fine Prosecution Payment Services Regulations 2017
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Collect or possess information useful to terrorism

If you (or anyone in your business) collect, record, possess or view any document or electronic record that could be useful to someone planning a terrorist act, you are committing …

FCA Unlimited fine 15 years Imprisonment Terrorism Act 2000
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Commit a lifestyle offence (e.g., drug trafficking, money laundering)

If your business is involved in any of the serious crimes listed in Schedule 2 – such as drug or arms trafficking, money laundering, terrorism, slavery, human trafficking, counter‑feiting, intellectual‑property …

FCA Unlimited fine Prosecution Proceeds of Crime Act …
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Commit terrorist bombing abroad

If you or your company carry out a terrorist bombing or any other act of terrorism outside the United Kingdom, and that act would be an offence if it had …

FCA Unlimited fine Prosecution Terrorism Act 2000
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Conceal, convert, transfer or remove criminal property

If your business hides, disguises, moves, or gets rid of assets that are the proceeds of crime, you commit an offence under the Proceeds of Crime Act. The offence applies …

FCA Unlimited fine 10 years Imprisonment Proceeds of Crime Act …
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Corporate liability for bribery with senior officer consent

If your company commits a bribery offence (under sections 1, 2 or 6 of the Bribery Act) and it is done with the consent or connivance of a senior officer …

FCA Unlimited fine 10 years Imprisonment Bribery Act 2010
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Deal in unauthorised decoders

If your business makes, imports, sells, rents, possesses, installs, maintains or advertises a decoder that can bypass pay‑walls on encrypted broadcasts for commercial purposes, you commit a criminal offence. A …

FCA Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
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Direct a terrorist organisation

If you, or anyone acting on your behalf, direct the activities of a group that is involved in terrorism, you commit a criminal offence. The offence applies no matter what …

FCA life Imprisonment Terrorism Act 2000
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Disclose confidential AML information

If you reveal information that is protected under the Money Laundering Regulations (i.e., you breach the confidentiality duty in regulation 52A), you commit a criminal offence. On a summary conviction …

FCA Unlimited fine 2 years Imprisonment Money Laundering Regulations 2017
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Disclose information that could prejudice a criminal investigation (regulated sector)

If your business operates in a regulated sector and you reveal information that you received as part of that business to the police, HMRC, a nominated officer or an authorised …

FCA Unlimited fine 2 years Imprisonment Proceeds of Crime Act …
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Disclose or destroy evidence to prejudice a confiscation or money‑laundering investigation

If you knowingly (or even suspect) that a police or regulator is carrying out a confiscation, civil recovery, frozen‑funds, crypto‑asset, exploitation‑proceeds, or money‑laundering investigation, it is an offence to give …

FCA Unlimited fine 5 years Imprisonment Proceeds of Crime Act …
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Disclose or interfere with information relating to a terrorist investigation

If you knowingly share, tip‑off or tamper with material that could prejudice a police terrorist investigation – or the follow‑up investigation from a disclosure under sections 19‑21B or 38B – …

FCA Unlimited fine 5 years Imprisonment Terrorism Act 2000
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Elicit, publish or communicate info about armed forces or police useful to terrorists

If your business or anyone acting for you tries to obtain, attempt to obtain, publish or share personal information about a member of the armed forces, intelligence services or a …

FCA Unlimited fine 15 years Imprisonment Terrorism Act 2000
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Facilitate acquisition, retention, use or control of criminal property

If you enter into or are involved in an arrangement that you know or suspect helps someone obtain, keep, use or control property that is the proceeds of crime, you …

FCA Unlimited fine 14 years Imprisonment Proceeds of Crime Act …
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Facilitate retention or control of terrorist property

If your business arranges, or is involved in, any scheme that helps another person keep or control terrorist property – for example by hiding it, moving it out of the …

FCA Unlimited fine 14 years Imprisonment Terrorism Act 2000
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Facilitate terrorist financing outside the UK

If you (or your business) do something abroad that would be a terrorist‑financing offence under sections 15‑18 of the Terrorism Act if it were done in the UK, you are …

FCA Prosecution Terrorism Act 2000
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Fail to comply with a customer information order or give false information

If your financial institution does not follow a customer information order without a reasonable excuse, or if it knowingly or recklessly provides a false or misleading statement when trying to …

FCA Unlimited fine Prosecution Proceeds of Crime Act …
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Fail to comply with a disclosure order

If a person is served with a written notice under a disclosure order and does not do what the notice requires – such as answering questions, giving information or producing …

FCA Unlimited fine 51 weeks Imprisonment Terrorism Act 2000
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Fail to comply with a disclosure order

If you do not follow a disclosure order – for example, you fail to give the information the order requires – and you have no reasonable excuse, you commit an …

FCA Unlimited fine 6 months Imprisonment Proceeds of Crime Act …
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Fail to comply with a disclosure order or give false information

If you, as a business or individual, do not follow a disclosure order – for example, failing to provide required information about assets – or you deliberately give a false …

FCA Unlimited fine 2 years Imprisonment Proceeds of Crime Act …
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Fail to comply with money‑laundering requirements

If you breach any AML requirement that applies to you – for example by not following FCA guidance or other supervisory guidance approved by the Treasury – you commit a …

FCA Unlimited fine 2 years Imprisonment Money Laundering Regulations 2017
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Fail to comply with search requirement or obstruct a search

If you (or your employees) do not follow a lawful requirement from an authorised officer during a search of premises, or you deliberately try to block or frustrate that search, …

FCA Unlimited fine 2 years Imprisonment Terrorism Act 2000
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Fail to disclose credit reference agency details

If you are a creditor, owner or negotiator and you decide not to proceed with a regulated credit agreement because of information from a credit reference agency, you must tell …

FCA Prosecution Consumer Credit Act 1974
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Fail to disclose money‑laundering information as a nominated officer

If a person who has been nominated to receive a money‑laundering disclosure (under s.337 or s.338) knows or suspects someone is laundering money and does not pass that information to …

FCA Prosecution Proceeds of Crime Act …
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Fail to disclose money‑laundering information in a regulated sector

If you work for a business that is in a regulated sector and you know or reasonably suspect that someone is involved in money‑laundering, and you receive information in the …

FCA Unlimited fine Prosecution Proceeds of Crime Act …
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Fail to disclose suspected terrorism information

If, in the course of your business or employment, you suspect that someone has committed a terrorism offence (sections 15‑18) and you base that suspicion on information you received through …

FCA Unlimited fine 5 years Imprisonment Terrorism Act 2000
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Fail to disclose terrorism‑related information

If you know or believe you have information that could materially help prevent a terrorist act or assist the police in catching someone involved in terrorism, you must tell a …

FCA Unlimited fine 10 years Imprisonment Terrorism Act 2000
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Fail to obey police cordon order

If a police officer tells you or your staff to leave a cordoned area, move a vehicle, or stop access and you do not comply, you commit a criminal offence. …

FCA £2500 3 months Imprisonment Terrorism Act 2000
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Fail to prevent bribery by associated persons

If anyone linked to your company (e.g. an employee, agent or subsidiary) offers or receives a bribe to win or keep business, your company can be convicted unless you can …

FCA Unlimited fine Prosecution Bribery Act 2010
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Fail to provide consumer file on request

If a credit reference agency does not give a consumer a copy of their credit file (or a notice that no file exists) within the time limit after a written …

FCA Prosecution Consumer Credit Act 1974
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Fail to provide location of goods when requested

If your business is a debtor or hirer under a regulated consumer credit agreement and a creditor or owner sends you a written request for the whereabouts of the goods, …

FCA Unlimited fine Prosecution Consumer Credit Act 1974
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Fail to stop a vehicle when required

If a police officer exercising stop‑and‑search powers tells you or your driver to stop a vehicle and you do not comply, you have committed an offence. A conviction in the …

FCA Unlimited fine 6 months Imprisonment Terrorism Act 2000
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Fail to supply copies of pledge agreements

If you take a pledge or other security as part of a consumer credit agreement and do not give the borrower a copy of the pledge agreement (or the other …

FCA Unlimited fine Prosecution Consumer Credit Act 1974
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Give false or misleading information to the FCA or PSR

If you knowingly or recklessly supply information that is false or materially misleading to the Financial Conduct Authority or the Payment Systems Regulator – or pass such information to someone …

FCA Unlimited fine Prosecution Payment Services Regulations 2017
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Incite another to commit terrorism abroad

If you encourage, persuade or otherwise incite someone to carry out a terrorist act overseas – an act that would be murder, wounding with intent, poisoning, using explosives or damaging …

FCA Unlimited fine life imprisonment Imprisonment Terrorism Act 2000
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Incite terrorism abroad (Scotland)

If you encourage or persuade anyone to carry out a terrorist act outside the UK that would be murder, serious assault or reckless conduct causing injury if it happened in …

FCA Unlimited fine Prosecution Terrorism Act 2000
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Incite terrorism abroad that would be an offence in Northern Ireland

If you encourage or persuade someone to carry out a terrorist act outside the United Kingdom, and that act would amount to murder, wounding with intent, poisoning, using explosives or …

FCA Unlimited fine life imprisonment Imprisonment Terrorism Act 2000
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Invite, receive or provide funds for terrorism

If you or anyone acting for your business invites, accepts, or gives money or other property that you know, or have reasonable cause to suspect, will be used for terrorist …

FCA Unlimited fine 10 years Imprisonment Terrorism Act 2000
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Make a false statement under oath (perjury)

If a person gives false testimony while under oath, they commit perjury under the Perjury Act 1911. A conviction can lead to imprisonment, an unlimited fine, or both.

FCA Unlimited fine 2 years Imprisonment Money Laundering Regulations 2017
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Make false claim you are a payment service provider

If you describe yourself, or behave in a way that suggests, you are a regulated payment‑service provider or exempt when you are not, you commit an offence. On conviction you …

FCA Unlimited fine 3 months Imprisonment Payment Services Regulations 2017
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Make funds available for terrorist use

If your business (or you personally) arranges for money or other property to be provided to someone, knowing or having reasonable cause to suspect it will be used for terrorism, …

FCA Unlimited fine 10 years Imprisonment Terrorism Act 2000
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Make insurance payment in response to terrorist demands

If an insurer pays out under a policy for money or property that has been handed over because of a terrorist demand – and the insurer knows or has reasonable …

FCA Prosecution Terrorism Act 2000
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Obstruct an immigration officer

If you or anyone acting for your business deliberately resists or blocks an immigration officer who is exercising a statutory power (such as searching, seizing cash or crypto‑assets, or detaining …

FCA £1000 51 weeks (England & Wales), 12 months (Scotland), 1 month (Northern Ireland) Imprisonment Proceeds of Crime Act …
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Obtain compensation by deception

If you (or your business) lie, mislead or withhold material facts to receive compensation – or a larger amount of compensation – for damage caused by a terrorist act, you …

FCA Unlimited fine 5 years Imprisonment Terrorism Act 2000
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Offence under sections 327‑329 of the POCA

If you commit any offence covered by sections 327, 328 or 329 of the Proceeds of Crime Act 2002 you can be prosecuted. On conviction you may be sentenced to …

FCA Unlimited fine 14 years Imprisonment Proceeds of Crime Act …
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Offer or give a bribe to induce improper performance

If a person or a company offers, promises or gives any financial or other advantage to another person with the intention of persuading them to act improperly (or to reward …

FCA Unlimited fine 10 years Imprisonment Bribery Act 2010
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Officer liable for corporate copyright offence

If your company commits a copyright infringement and a director, manager, secretary or any other officer consents to it or looks the other way, that officer is also guilty of …

FCA Unlimited fine 5 years Imprisonment Copyright, Designs and Patents …
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Officer liable for corporate money‑laundering offence

If your company commits a money‑laundering offence, any officer who gave consent, turned a blind eye or was negligent is also guilty. The officer can be prosecuted and faces the …

FCA Unlimited fine 2 years Imprisonment Money Laundering Regulations 2017
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Park vehicle where prohibited or refuse police order to move

If you or someone in charge of a company vehicle parks in a place that a terrorism‑related prohibition or restriction (under section 48) applies, you commit an offence. The same …

FCA £2500 3 months Imprisonment Terrorism Act 2000
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Possess items for terrorist purposes

If you or your business hold an article and there is reasonable suspicion that it is intended for planning, preparing or carrying out a terrorist act, you are committing an …

FCA Unlimited fine 15 years Imprisonment Terrorism Act 2000
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Prejudice a money‑laundering investigation

If you knowingly disclose information or destroy/hide documents that are likely to prejudice an FCA, PRA, PSR or other appropriate officer’s investigation into a possible breach of the Money‑Laundering Regulations, …

FCA Unlimited fine 2 years Imprisonment Money Laundering Regulations 2017
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Provide false information under an unexplained wealth order

If you give a statement that you know is false, or are reckless about it being false, when trying to comply with an unexplained wealth order, you commit a criminal …

FCA Unlimited fine 2 years Imprisonment Proceeds of Crime Act …
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Provide or receive weapons training for terrorism

If your organisation gives instruction or training in making or using firearms, explosives, radioactive material, or chemical, biological or nuclear weapons – or if it receives such training or invites …

FCA Unlimited fine life Imprisonment Terrorism Act 2000
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Provide unauthorised payment services

If your business offers a payment service in the UK without being an authorised payment institution, a small payment institution, a registered account information service provider, an exempt credit or …

FCA Unlimited fine 2 years Imprisonment Payment Services Regulations 2017
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Receive broadcast programmes fraudulently to avoid payment

If you or your company dishonestly receive a TV or radio programme that is broadcast from the UK and do so with the aim of avoiding any charge for the …

FCA Unlimited fine 10 years Prosecution Copyright, Designs and Patents …
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Send credit‑related circulars to minors

If your business sends any document inviting a child or young person to borrow money, obtain goods or services on credit, or seek credit advice, with a view to making …

FCA Unlimited fine Prosecution Consumer Credit Act 1974
View legislation →

Supply, produce or import controlled drugs

If your business manufactures, supplies, possesses with intent to supply, imports, exports or otherwise deals with controlled drugs in breach of the Misuse of Drugs Act 1971 (or related customs …

FCA Prosecution Proceeds of Crime Act …
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Support a proscribed terrorist organisation

If your business invites, expresses support for, arranges, manages or speaks at a meeting that supports a proscribed terrorist group, you commit a criminal offence. The offence can be tried …

FCA Unlimited fine 14 years Imprisonment Terrorism Act 2000
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Take pawn from a minor

If you accept an article in pawn from someone you know is a child (or appear to be one), you are committing a criminal offence. The law treats this as …

FCA Prosecution Consumer Credit Act 1974
View legislation →

Use or possess money/property for terrorism purposes

If your business uses money or other property to support terrorism, or holds money/property when you intend it to be used for terrorism (or have reasonable cause to suspect it …

FCA Unlimited fine 10 years Imprisonment Terrorism Act 2000
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Wear, display or publish material suggesting support for a proscribed terrorist group

If you or anyone on your premises wears clothing, displays an item, or publishes a still or moving image that could lead a reasonable person to suspect you are a …

FCA Unlimited fine 6 months Imprisonment Terrorism Act 2000
View legislation →

Wilfully obstruct a terrorist investigation search

If you or someone acting for your business deliberately blocks or interferes with a police search carried out under a terrorist investigation (e.g. refusing entry, hiding or destroying material), you …

FCA £2500 3 months Imprisonment Terrorism Act 2000
View legislation →

Ensure required information travels with cryptoasset transfers

When your business transfers cryptoassets to another party, you must make sure all the information the regulator has asked for is sent together with the cryptoasset. If you receive any …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Give debtor a copy of any unexecuted excluded credit agreement

If you present a consumer credit agreement that is an ‘excluded agreement’ to a customer for their signature, and the document does not become a binding contract, you must give …

FCA Prosecution Consumer Credit Act 1974
View legislation →

Incorporate required disclosures in consumer credit agreements

If you give credit or hire goods to consumers, you have to make sure the contracts contain all the information you’re legally required to give – your rights and duties, …

FCA Consumer Credit Act 1974
View legislation →

Keep payment‑service records for at least five years

If your business is an authorised or a small payment institution, you must retain all records that show you are complying with the Payment Services Regulations. Keep those records for …

FCA Payment Services Regulations 2017
View legislation →

Maintain and provide records of trust beneficial owners

If you act as a trustee, you must keep up‑to‑date written records of who the beneficial owners and any potential beneficiaries are, share that information with anyone you deal with …

FCA Imprisonment Money Laundering, Terrorist Financing …
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Provide evidence of authorised and correctly executed payments

If a customer says they did not authorise a payment or that a payment was not carried out correctly, your business must be able to prove that the transaction was …

FCA Payment Services Regulations 2017
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Apply for authorisation or registration when requirements cease to be met

If your business is a small payment institution and it stops meeting the conditions for that status, or you want to offer services that aren’t allowed under your current registration, …

FCA Payment Services Regulations 2017
View legislation →

Apply to FCA for registration or variation as a small payment institution

If your business wants to become a small payment institution, or change an existing registration, you must submit an application to the FCA with all the information it asks for. …

FCA Payment Services Regulations 2017
View legislation →

Meet all conditions to register as a small payment institution

If you want to be registered as a small payment institution, you must satisfy a set of FCA conditions – including transaction‑volume limits, not offering account‑information or payment‑initiation services, having …

FCA Payment Services Regulations 2017
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Meet FCA conditions for payment institution authorisation

If you want your business to be authorised as a payment institution, you must satisfy a number of FCA conditions before the authorisation is granted. This includes having the required …

FCA Payment Services Regulations 2017
View legislation →

Meet registration conditions for an account information service provider

If you want to become a registered account information service provider, you must submit an application that satisfies all the FCA’s conditions. This means you can only offer account‑information services …

FCA Payment Services Regulations 2017
View legislation →

Submit a complete FCA authorisation (or variation) application

If you want your business to be authorised as a payment institution, you must send the FCA a full application that includes the information set out in Schedule 2. If …

FCA Payment Services Regulations 2017
View legislation →

Submit FCA registration application for account information services

If you want to offer account‑information services, you must lodge an application with the FCA. The application must contain all the information set out in Schedule 2 and be presented …

FCA Payment Services Regulations 2017
View legislation →

Notify FCA and provide annual audit for electronic‑communications payment services

If your business offers a payment service that falls under the ‘electronic communications exclusion’, you must tell the FCA about the service and give a description of it before you …

FCA Payment Services Regulations 2017
View legislation →

Notify FCA of material changes or inaccuracies in your application

If your business has applied to the FCA for authorisation, registration as a small payment institution, or as an account information service provider, you must tell the FCA as soon …

FCA Payment Services Regulations 2017
View legislation →

Notify the NCA if a joint disclosure report is not filed on time

If your business makes a required notification under the Proceeds of Crime Act and a joint disclosure report is not completed before the deadline, you must tell an NCA authorised …

FCA Unlimited fine 2 years Imprisonment Proceeds of Crime Act …
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Provide and keep up‑to‑date information on taxable trusts to HMRC

If you act as a trustee of a taxable relevant trust you must give the tax authorities detailed information about the trust, its owners, beneficiaries and advisors, and keep that …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Provide contract information on request

If a customer asks, you must give them the information set out in Schedule 4 and the full terms of your framework contract while the contract is still in force. …

FCA Payment Services Regulations 2017
View legislation →

Provide information to regulator when requested

If a regulator such as the FCA asks you for information under the Money Laundering Regulations, you must give it to them promptly and keep a record of what you …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Provide monthly payment details to payees free of charge

If you run a payment service that has a framework contract with a payee, you must send the payee a monthly statement (on paper or any durable medium) showing the …

FCA Payment Services Regulations 2017
View legislation →

Provide monthly transaction information to payers free of charge

If your business provides payment services under a framework contract, you must give each payer a statement at least once a month, free of charge, showing a reference for the …

FCA Payment Services Regulations 2017
View legislation →

Provide requested information to law enforcement promptly

If a police or other law‑enforcement body sends your crypto‑asset business a written request for information, you must give them all the information they reasonably need, and you must do …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Provide required payment details to the payer immediately

When your business receives a payment order from a customer, you must instantly give the customer clear information about that transaction – a reference, the amount, any charges, the exchange …

FCA Payment Services Regulations 2017
View legislation →

Provide separate payment‑services accounts and audit to the FCA

If your business is an authorised payment institution that also carries out other (non‑payment) activities, you must keep a separate set of accounts just for the payment‑services part of the …

FCA Payment Services Regulations 2017
View legislation →

Provide statement and documents under an Unexplained Wealth Order

If a High Court makes an Unexplained Wealth Order against you or your company, you must give a written explanation of your interest in the property and how you acquired …

FCA Unlimited fine Imprisonment Proceeds of Crime Act …
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Provide statements and documents under Unexplained Wealth Orders

If a Scottish court issues an Unexplained Wealth Order against you or a company you run, you must give a detailed statement about the property involved – how you own …

FCA Imprisonment Proceeds of Crime Act …
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Report information and annual fraud data to the FCA

If your business provides payment services in the UK, you must give the Financial Conduct Authority any information it asks for, and you must also send it statistics on payment‑method …

FCA Payment Services Regulations 2017
View legislation →

Report major incidents to FCA and inform affected users

If your business provides payment services and a major operational or security incident occurs, you must promptly tell the FCA and, where the incident could affect customers' money, you must …

FCA Unlimited fine Prosecution Payment Services Regulations 2017
View legislation →

Report material discrepancies in beneficial‑ownership registers

When you start a business relationship with a company, partnership, trust or overseas entity, you must check the public register for its beneficial‑owner details and compare it with the information …

FCA Unlimited fine Imprisonment Money Laundering, Terrorist Financing …
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Submit cancellation request in FCA‑directed format

If you decide to give up your payment services authorisation, you must send the request exactly as the FCA tells you to. The FCA can also ask you for extra …

FCA Payment Services Regulations 2017
View legislation →
Historic England 120 obligations

Use accredited competent persons for asbestos air testing and site clearance

If your business arranges asbestos air monitoring or asks for a clearance certificate after asbestos work, you must only use labs or assessors that are accredited and follow the ISO‑17025 …

Historic England Imprisonment Control of Asbestos Regulations …
View legislation →

Assess asbestos presence before work that may expose employees

Before you start any demolition, maintenance or other work that could expose your staff to asbestos, you must either carry out a proper asbestos survey to identify what asbestos is …

Historic England Imprisonment Control of Asbestos Regulations …
View legislation →

Assess chemical risks and prepare a Chemical Safety Report for downstream uses

If your business uses a chemical for a purpose that isn’t covered by the supplier’s Safety Data Sheet, you must carry out a risk assessment, develop exposure scenarios (including for …

Historic England UK REACH Regulation (retained …
View legislation →

Carry out asbestos risk assessment and control before work

You must not start any job that could expose your staff to asbestos unless you have carried out a proper risk assessment, recorded the key findings and put the required …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Carry out chemical safety assessment and keep a safety report

If you register a chemical that you manufacture or import in amounts of 10 tonnes or more each year, you must assess its safety, write a chemical safety report, and …

Historic England Prosecution UK REACH Regulation (retained …
View legislation →

Ensure balancing charge does not exceed prior capital allowances

When you sell, scrap or otherwise dispose of an asset for which you have claimed capital allowances, the tax charge (balancing charge) you may have to pay cannot be higher …

Historic England Capital Allowances Act 2001
View legislation →

Prepare a chemical safety assessment and report for substances you manufacture or import

If your business makes or brings into the UK any chemical covered by UK REACH, you must assess the risks of that substance – including all its nano‑forms and all …

Historic England UK REACH Regulation (retained …
View legislation →

Provide and maintain clean protective clothing for asbestos work

If any of your staff might come into contact with asbestos, you must give them suitable protective clothing and keep that clothing clean or dispose of it safely. The cleaning …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Allow safety representatives to inspect your workplace and provide required facilities

If you have appointed a safety representative, you must let them enter and inspect any part of your premises after they give you reasonable written notice. You also have to …

Historic England Imprisonment Safety Representatives and Safety …
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Provide facilities and assistance for safety reps to inspect after notifiable incidents

If a serious injury, notifiable accident, dangerous occurrence or disease happens at your workplace, safety representatives have the right to inspect the area to find out what caused it. You …

Historic England Imprisonment Safety Representatives and Safety …
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Act as the sole UK representative for a non‑GB chemical manufacturer

If a non‑Great‑British chemical maker appoints your UK business as its only representative for imports, you must take on all the importer duties under UK REACH. This means you need …

Historic England UK REACH Regulation (retained …
View legislation →

Comply with downstream chemical safety and reporting duties

When you get a chemical registration number from your supplier (recorded on the safety data sheet), you must carry out the required safety assessment and put any risk‑reduction measures in …

Historic England UK REACH Regulation (retained …
View legislation →

Consult safety representatives and provide needed facilities

You must involve your safety representatives early whenever you plan changes that could affect employees’ health and safety – such as new safety measures, staff appointments, training programmes, information provision …

Historic England Imprisonment Safety Representatives and Safety …
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Deduct student loan repayments from employee pay and keep records

If you employ staff in Scotland who have taken a student loan, you must automatically deduct the required loan repayments from their wages, keep the appropriate records, and send the …

Historic England Prosecution Teaching and Higher Education …
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Designate, signpost and control access to asbestos and respirator zones

If any work you control could expose people to asbestos, you must clearly mark the area as an asbestos area or a respirator zone, post signs and barriers, and only …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Ensure asbestos testing meets ISO‑17025 standards

If you need to check any material for asbestos, you must make sure the analysis is carried out to the same quality standards as ISO 17025. That means either running …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Ensure non‑resident client complies with UK tax obligations

If you act as a tax representative for a non‑resident client, you must make sure they meet all their UK tax duties – both past and future – and pay …

Historic England Imprisonment Finance Act 2001
View legislation →

Ensure only workers with valid immigration status are employed and obey any closure notice

You must check that every employee aged 16 or over has the right to work in the UK before they start and keep those records up to date. If an …

Historic England Imprisonment Immigration Act 2016
View legislation →

Ensure proper use of asbestos control measures

If your business supplies any equipment, protective clothing or facilities to control asbestos, you must make sure they are used correctly. You need to give staff clear instructions, ensure the …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Establish a safety committee when requested by two safety representatives

If at least two safety representatives write to you asking for a safety committee, you must set one up. You need to consult the requesting representatives and any relevant trade‑union …

Historic England Safety Representatives and Safety …
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Give workers access to chemical safety information

As an employer you must let your staff and their representatives see the safety information you hold about any chemicals or mixtures they work with or could be exposed to. …

Historic England Imprisonment UK REACH Regulation (retained …
View legislation →

Identify, control and record risks from chemicals you use

If your business receives chemicals (as a pure substance or in a mixture) you must tell your supplier what you will use them for, work with them to create an …

Historic England Imprisonment UK REACH Regulation (retained …
View legislation →

Keep premises and plant clean during and after asbestos work

If your business carries out any work that could expose employees to asbestos, you must keep the work area and any equipment used clean while the work is happening, and …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →

Label asbestos‑containing products correctly

If your business supplies raw asbestos, asbestos waste or any article that contains asbestos (including used protective clothing), you must attach the prescribed label to the product or its packaging. …

Historic England Control of Asbestos Regulations …
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Label asbestos‑containing products supplied under exemption

If you supply a product that contains asbestos under an exemption, you must put a label on the product (or on the asbestos‑containing component) that meets the Schedule 2 requirements. …

Historic England Prosecution Control of Asbestos Regulations …
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Limit lease‑back tax deductions to the permitted amount

When you calculate your corporation tax or income‑tax profit, you can only deduct lease‑back payments up to the finance charges shown in your accounts (plus a termination amount if the …

Historic England Capital Allowances Act 2001
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Maintain and enforce a due‑diligence system as a recognised monitoring organisation

If your company wants to be recognised as a monitoring organisation under the Timber Regulation, you must keep a due‑diligence system for timber operators, let operators use it, check they …

Historic England EU Regulation 995/2010 (Timber …
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Maintain asbestos control measures and keep records

If you provide any equipment, protective clothing, ventilation or work procedures to control asbestos, you must keep them in good working order, review the procedures regularly and have them tested …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Maintain asbestos health records and provide medical surveillance

If any of your staff are exposed to asbestos, you must keep an approved health record for each of them for at least 40 years, arrange a medical check‑up before …

Historic England Imprisonment Control of Asbestos Regulations …
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Maintain confidentiality of REACH information

If your business deals with chemicals covered by UK REACH, you must keep any confidential information about those substances – such as identity, safety data or commercial details – secret …

Historic England Imprisonment UK REACH Regulation (retained …
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Manage asbestos risk in non‑domestic premises

If you are responsible for maintaining or controlling a non‑domestic building (for example as a landlord, tenant or occupier), you must find out whether asbestos is present, assess the risk, …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Prepare and follow a written asbestos work plan

Before you start any work that involves asbestos, you must write a detailed plan explaining how the work will be carried out and keep a copy of that plan on …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Prepare and maintain emergency asbestos response arrangements

If asbestos is accidentally released at your workplace you must have a plan in place. You need written emergency procedures, regular drills, clear information on the hazards, warning and communication …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Prevent any asbestos exposure and avoid prohibited asbestos work

You must not carry out asbestos spraying or use low‑density asbestos‑containing insulating or sound‑proofing materials, and you must make sure your employees are never exposed to asbestos when extracting or …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Prevent or minimise the spread of asbestos

If you run a business that has asbestos on any site you control, you must stop it from spreading. Where complete prevention isn’t reasonably possible, you must bring any spread …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Prevent or reduce employee exposure to asbestos

You must stop asbestos exposure for your staff wherever it is reasonably practicable. If you cannot fully prevent it, you must put in place engineering controls, ventilation and safe work …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Provide and keep up‑to‑date safety data sheets for chemicals

When you supply a substance or mixture that is hazardous, or that contains certain dangerous components above set thresholds, you must give the recipient a safety data sheet (SDS) that …

Historic England Prosecution UK REACH Regulation (retained …
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Provide child for court‑ordered assessment and follow directions

If a court issues a child assessment order for a child you are responsible for, you must make the child available to the person named in the order and obey …

Historic England Imprisonment Children Act 1989
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Provide safety representatives access to health & safety documents

When a safety representative asks, you must let them inspect and copy any health and safety‑related documents you are legally required to keep, as long as they give reasonable notice. …

Historic England Unlimited fine Imprisonment Safety Representatives and Safety …
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Provide washing, changing & storage facilities for asbestos work

If any of your staff could be exposed to asbestos, you must give them suitable washing and changing rooms, and separate storage for protective clothing, personal clothes and respiratory equipment. …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Request urgent DBS check with required statements and fee

If you need a fast criminal record check (DBS) for a child‑ or adult‑related role, you must attach the relevant suitability statement, ask for an urgent preliminary response and pay …

Historic England Police Act 1997
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Share existing data and pay cost when registering a substance

If you want to register a chemical that was already registered by another company within the past 12 years, you must ask the previous registrant for the required data, agree …

Historic England UK REACH Regulation (retained …
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Store, distribute and label asbestos safely

If your business works with asbestos, you must keep any raw asbestos or waste that contains asbestos in sealed, clearly marked containers and you may only move it through a …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
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Notify Agency to claim PPORD registration exemption

If your business manufactures or imports a chemical in Great Britain solely for product‑or‑process research and development, you can avoid the normal registration requirement for five years. To do this …

Historic England UK REACH Regulation (retained …
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Notify client of reference number within 30 days

If you provide tax or other advisory services and HMRC (or another body) gives you a reference number for a particular arrangement, you must pass that number and the required …

Historic England Finance Act 2004
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Notify HMRC of joint lease of plant or machinery

If your business spends money on plant or machinery that you lease jointly to other parties, you must tell HMRC. You need to send a notice with the lessees' names …

Historic England Prosecution Capital Allowances Act 2001
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Notify HMRC of promoters for compliant arrangements

If you have complied with the tax rules for a particular arrangement, HMRC requires you to give them the name and address of any promoters involved. The idea is so …

Historic England Finance Act 2004
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Notify the Agency of changes and comment on draft decisions

If your business registers a chemical (as a manufacturer or importer) or uses a registered chemical, you must tell the Agency as soon as you stop making, importing or using …

Historic England Prosecution UK REACH Regulation (retained …
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Notify the Agency of substance use within 3 months

If your business uses a chemical substance that is covered by UK REACH and you are using it under the conditions set out in Article 56(2), you must send a …

Historic England UK REACH Regulation (retained …
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Compile and keep compliant safety data sheets for supplied substances

If you supply any chemical substance or mixture, you must produce a safety data sheet (SDS) that meets the detailed Annex II format – clear language, correct hazard information, page …

Historic England Imprisonment UK REACH Regulation (retained …
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Label authorised substances with their authorisation number

If your business holds a REACH authorisation for a chemical, or you use a chemical that has been authorised, you must put the authorisation number on the product label before …

Historic England UK REACH Regulation (retained …
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Pass on new hazard and safety‑data information up the supply chain

If your business supplies a chemical substance or mixture to another business, you must forward any new information about its hazardous properties, and any other data that might affect the …

Historic England UK REACH Regulation (retained …
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Adjust tax if excessive relief at source is given

If your business gives tax relief at source on a contribution (for example a pension contribution) and you use a tax rate that is higher than the employee’s Scottish, Welsh …

Historic England Finance Act 2004
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Allow safety representatives time off with pay

If you have appointed a safety representative, you must let them take the time off they need and pay them their normal wages. If you fail to do so, the …

Historic England Safety Representatives and Safety …
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Correct errors in your Aggregates Levy return

If you discover that a previous Aggregates Levy return under‑ or over‑stated the amount you owe, you must adjust the levy for the accounting period in which you find the …

Historic England Aggregates Levy (General) Regulations …
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Pay Aggregates Levy if you act as representative of a deceased, incapacitated or insolvent registrable person

If you become an executor, administrator or any other person who controls the assets of someone who owes the Aggregates Levy because they have died, become incapacitated or entered insolvency, …

Historic England Aggregates Levy (General) Regulations …
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Pay any annual allowance charge on pension contributions

If you are a member of one or more registered pension schemes and your pension contributions exceed the annual allowance, you must calculate a chargeable amount and pay an annual …

Historic England Finance Act 2004
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Pay any pension annual allowance charge due

If you have a pension scheme, you must pay the annual allowance charge when the value of your pension savings in a tax year exceeds the permitted annual allowance. This …

Historic England Finance Act 2004
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Pay corporation tax at 30% for FY 2005

For the financial year 2005 your company must calculate its corporation tax using a 30% rate and pay that amount to HMRC. The tax bill is based on your taxable …

Historic England Imprisonment Finance Act 2004
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Pay court fees when a Court of Protection case involves you

If your business or a person connected with it is party to a case handled by the Court of Protection under the Mental Capacity Act, you must pay any fees …

Historic England Mental Capacity Act 2005
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Pay industrial training levy and handle any appeal

If your business is issued a levy order under the Industrial Training Act, you must pay the amount specified, keep the required evidence of liability and payment, and you have …

Historic England Prosecution Industrial Training Act 1982
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Pay overseas transfer charge for QROPS transfers

If your pension scheme moves a member’s benefits to a QROPS (or makes an onward transfer), the scheme administrator or manager and the member are jointly responsible for paying the …

Historic England Finance Act 2004
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Pay the aggregates levy when you exploit aggregate

If your business removes, mixes, supplies or uses aggregate (sand, gravel, crushed rock, etc.) you become liable to pay the aggregates levy. The person who does the exploitation – whether …

Historic England Finance Act 2001
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Pay the scheme sanction charge to HMRC

If you are the administrator of a registered pension scheme and the scheme makes a scheme‑chargeable payment in a tax year, you must calculate and pay the resulting scheme sanction …

Historic England Imprisonment Finance Act 2004
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Provide identity evidence and pay fee for DBS certificates

When you apply for a DBS criminal record check, you must supply the required proof of identity – including having the applicant’s fingerprints taken as prescribed – and pay the …

Historic England Police Act 1997
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Share the cost of UK REACH safety tests

If the Agency orders a safety test for a chemical you register or use, you must try to agree with other registrants or downstream users who share responsibility for the …

Historic England UK REACH Regulation (retained …
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Keep chemical information for 10 years and provide on request

If your business manufactures, imports, uses downstream or distributes a chemical substance or mixture, you must gather all the safety and technical information you need to meet REACH duties and …

Historic England UK REACH Regulation (retained …
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Maintain required chemical information records

If your business was already required to keep chemical safety information under EU REACH before the UK exit (IP completion day), you must continue to keep that information under UK …

Historic England UK REACH Regulation (retained …
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Apply to register your pension scheme with HMRC

If you run a pension scheme you must send an application to HM Revenue & Customs (HMRC) that includes all the information and signed declarations they ask for. The scheme …

Historic England Unlimited fine Finance Act 2004
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Apply to the DBS for registration if you may ask exempted questions

If your business or you as an individual (aged 18+ and employing staff) are likely to ask the special "exempted" questions covered by sections 113A‑B, you must apply in writing …

Historic England Police Act 1997
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Keep your chemical registrations up to date

If your business registers chemicals under UK REACH, you must promptly inform the Agency of any relevant changes – such as your company details, the substance’s composition, the amount you …

Historic England UK REACH Regulation (retained …
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Pre‑register phase‑in chemical substances

If your business manufactures or imports a chemical that has been listed as a REACH “phase‑in” substance, you must submit a pre‑registration to the regulator before the REACH deadline. This …

Historic England Unlimited fine 2 years Imprisonment UK REACH Regulation (retained …
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Provide missing registration information by the Agency’s deadline

If the UK REACH Agency tells you your chemical substance registration is incomplete, you must send the requested additional information within the deadline they set. Failing to do so will …

Historic England UK REACH Regulation (retained …
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Provide required information for REACH registration, including nanoforms

If your business manufactures or imports a chemical substance covered by UK REACH, you must submit a registration dossier that contains all the data required in Annexes VI‑XI. This includes …

Historic England UK REACH Regulation (retained …
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Register for the aggregates levy

If your business extracts, processes or stores aggregates (sand, gravel, rock etc.) in England, Wales or Northern Ireland and you are responsible for that activity, you must be entered on …

Historic England Finance Act 2001
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Register on‑site isolated intermediates with the Agency

If your business manufactures an on‑site isolated intermediate in quantities of 1 tonne or more each year, you must submit a registration to the UK REACH Agency. The registration must …

Historic England UK REACH Regulation (retained …
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Register substances before manufacturing or selling them in GB

If your business makes, imports or sells any chemical substance, mixture or article in Great Britain, you must first register that substance with the UK REACH system whenever registration is …

Historic England Unlimited fine 2 years Prosecution UK REACH Regulation (retained …
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Register transported isolated intermediates with the Agency

If your business manufactures or imports a chemical intermediate that is shipped to other sites and you handle at least 1 tonne a year, you must submit a registration to …

Historic England UK REACH Regulation (retained …
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Register with HMRC for gross payment or deduction scheme

If you (as an individual or a company) want to be part of HMRC’s gross‑payment or payment‑under‑deduction scheme, you must apply and supply all the documents, records and information that …

Historic England Finance Act 2004
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Submit REACH registration data jointly with other registrants

If your company manufactures or imports a chemical that needs to be registered under UK REACH, you must work with any other registrants of that substance. One of you will …

Historic England UK REACH Regulation (retained …
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Submit required technical dossier for REACH registration

If you manufacture or import a chemical that falls under the UK REACH registration thresholds, you must provide a detailed technical dossier to the regulator. The dossier must contain information …

Historic England UK REACH Regulation (retained …
View legislation →

Accept HMRC review offers and request out‑of‑time reviews promptly

If HMRC offers you a review of a tax decision, you must accept it within the time HMRC specifies. If you miss that deadline, you can still ask HMRC to …

Historic England Finance Act 2001
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Accept HMRC review offer within 30 days

If HMRC tells you it will re‑examine a tax decision, you must reply and say you accept the review within 30 days. If you fail to do so, HMRC can …

Historic England Finance Act 2001
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Account for disposal values of qualifying assets

When you sell, demolish or otherwise lose an asset that you have claimed capital allowances on, you must work out a 'disposal value' and include it in your tax calculations. …

Historic England Capital Allowances Act 2001
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Account for disposal value when selling know‑how

If your business sells know‑how that you have claimed capital allowances on, you must record the net capital proceeds as a disposal value in the tax period the sale takes …

Historic England Capital Allowances Act 2001
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Apply for and comply with chemical authorisations

If your business needs to use a chemical that falls under REACH and requires an authorisation, you must file an application with the Secretary of State. The application has to …

Historic England Unlimited fine 2 years Imprisonment UK REACH Regulation (retained …
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Apply to HMRC to discharge scheme administrator's liability

If your pension scheme’s administrator is found liable under the Finance Act, you can ask HMRC to cancel that liability where paying would seriously harm members’ interests or would be …

Historic England Finance Act 2004
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Calculate and report balancing adjustments on capital allowances

When you sell, scrap or otherwise dispose of an asset for which you have claimed capital allowances, you must work out whether you get a balancing allowance (if you get …

Historic England Capital Allowances Act 2001
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Claim stamp duty exemption for disadvantaged area land

When you buy land that is officially in a disadvantaged area, you can avoid paying stamp duty on the transaction. To do this you must prove the land meets the …

Historic England Finance Act 2001
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Limit balancing charge to net allowances when disposing of assets

When you sell, scrap or otherwise stop using an asset that you have claimed capital allowances on, you must calculate any balancing charge and make sure it does not exceed …

Historic England Capital Allowances Act 2001
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Notify HMRC of any change to notifiable arrangements or promoter details

If you have already told HMRC about a notifiable tax arrangement (or a proposed one) and something changes – either the name of that arrangement or your own name or …

Historic England Finance Act 2004
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Notify HMRC of errors in your tax return within 3 months

If you discover that something in your Capital Allowances tax return is wrong because an approval has been withdrawn, another party has a prior right, a restriction applies, you have …

Historic England Capital Allowances Act 2001
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Provide an allowance statement before claiming building allowance

If you want to claim a capital allowance for a building or structure, you must have a written allowance statement showing the building’s earliest construction contract date, the amount of …

Historic England Capital Allowances Act 2001
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Provide client with reference number information for notifiable arrangements

If you act as a promoter (for example, a tax adviser or other service provider) for a client’s notifiable arrangement, you must give the client the reference number and the …

Historic England Finance Act 2004
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Provide conviction and caution records to the DBS when requested

If your business holds records of criminal convictions or cautions that are used by the police, you must give those records to the Disclosure and Barring Service when they ask …

Historic England Police Act 1997
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Provide evidence of fixed‑value and disposal‑value requirements to HMRC

If you own plant or machinery, you must be able to show whether the fixed‑value or disposal‑value rules apply and are satisfied. When HMRC asks, you must give them any …

Historic England Capital Allowances Act 2001
View legislation →

Provide further information to HMRC when requested

If you have already supplied information about a notifiable tax proposal or arrangement and HMRC believes it is incomplete, they can ask you for more details or documents. You must …

Historic England Prosecution Finance Act 2004
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Provide HMRC with information on notifiable arrangements

If your business enters into a transaction that falls under a HMRC‑defined "notifiable arrangement" and you are not the promoter or dealing with a promoter outside the UK, you must …

Historic England Prosecution Finance Act 2004
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Provide information and documents to HMRC when requested

If HMRC have flagged an arrangement (by giving it a reference number under section 311(3)), they can ask you for details and supporting documents. You must supply everything they specify, …

Historic England Imprisonment Finance Act 2004
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Provide information on notifiable arrangements to HMRC

If your business enters a transaction that forms part of a notifiable arrangement and the promoter involved lives outside the UK (with no UK‑resident promoter), you must send the prescribed …

Historic England Finance Act 2004
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Provide information to HMRC when ordered after non‑notification statement

If you give HMRC a statement explaining why a proposed arrangement does not need to be reported and they are not satisfied, they can ask a tribunal to order you …

Historic England Finance Act 2004
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Provide information to HMRC when ordered by a tribunal

If HMRC thinks you have not given the information they asked for under section 310A, they can ask a tribunal to order you to do so. You must then supply …

Historic England Finance Act 2004
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Provide information to Ministers when requested

If your business is one of the organisations listed in Schedule 1 of the Civil Contingencies Act, a government minister (or the Scottish, Welsh or Northern Irish Ministers) can ask …

Historic England Civil Contingencies Act 2004
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Provide requested information about third parties to HMRC

If you have given HMRC details about a client and HMRC believes other people are involved, HMRC can ask you for information about those other people. You must supply the …

Historic England Finance Act 2004
View legislation →

Provide requested information to DBS about a regulated person

If the Disclosure and Barring Service is deciding whether to put someone on or take them off a barred list, they can ask you for any information you hold about …

Historic England Safeguarding Vulnerable Groups Act …
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Provide requested information to HMRC when served with a notice

If HMRC think you have acted as an introducer for a proposal that might need to be reported, they can send you a written notice asking for details. You must …

Historic England Finance Act 2004
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Provide requested register information to DBS

If the Disclosure and Barring Service (DBS) asks you for information about a person who appears on a register you keep, you must supply that information. This duty kicks in …

Historic England Safeguarding Vulnerable Groups Act …
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Provide required information to HMRC as a promoter of notifiable proposals

If you (or your business) act as a promoter of a transaction that HMRC classifies as a ‘notifiable proposal’ or ‘notifiable arrangement’, you must send HMRC the details it asks …

Historic England Prosecution Finance Act 2004
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Provide safety information on hazardous substances in articles

If you sell an article that contains a listed hazardous substance (an SVHC) at more than 0.1% by weight, you must give the next‑downstream recipient the name of that substance …

Historic England UK REACH Regulation (retained …
View legislation →

Provide safety information to downstream recipients for chemicals without an SDS

If you supply a chemical substance or mixture and you are not required to give a safety data sheet, you must still pass on key safety information to your customers. …

Historic England UK REACH Regulation (retained …
View legislation →

Report chemical information to the Agency before using a registered substance

If your business uses a chemical that has been registered upstream, you must tell the UK chemicals regulator before you start or continue that use whenever you need to prepare …

Historic England UK REACH Regulation (retained …
View legislation →

Report client details to HMRC for notifiable tax arrangements

If you act as a promoter or service provider for a client in relation to a notifiable tax arrangement, you must send HMRC the prescribed client information within the set …

Historic England Prosecution Finance Act 2004
View legislation →

Respond to HMRC pre‑disclosure enquiry

If HMRC sends you a written notice asking whether a proposal or arrangement you are involved with should be reported to them, you must reply. Your reply must say whether …

Historic England Prosecution Finance Act 2004
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Respond to HMRC tax review and provide representations

If HMRC decides to review a tax decision that was made about your business, you must give them any relevant information or arguments within a reasonable period. HMRC will then …

Historic England Finance Act 2001
View legislation →

Submit required technical information for existing EU REACH authorisations

If your business holds a REACH authorisation that was granted before Brexit and you are based in Great Britain, you must send the Agency all the technical details that were …

Historic England UK REACH Regulation (retained …
View legislation →

Submit required testing information to the Agency by the set deadline

If the UK REACH Agency decides that you must carry out a test on a chemical you register or use, you must perform the test (or any additional tests it …

Historic England UK REACH Regulation (retained …
View legislation →

Submit your Article 7(2) notification details within 60 days after IP completion

If your business (as a producer or importer of articles in Great Britain) notified ECHA about a substance under Article 7(2) before the UK’s IP completion day, and you are …

Historic England UK REACH Regulation (retained …
View legislation →

Use 0% starting rate and 19/400 fraction for FY2004 corporation tax

If your company was operating in the 2004 financial year, you must calculate your corporation tax using a starting rate of 0% and a marginal relief fraction of 19/400. This …

Historic England Finance Act 2004
View legislation →

Use Agency‑provided formats and software for REACH submissions

If your business manufactures, imports, distributes or uses chemicals, you must send any REACH information to the UK REACH Agency using the free templates and software the Agency puts on …

Historic England UK REACH Regulation (retained …
View legislation →

Provide asbestos information, instruction and training

If any of your staff could be exposed to asbestos, or supervise work that does, you must give them clear information, instruction and training about asbestos hazards, safe work practices, …

Historic England Unlimited fine 2 years Imprisonment Control of Asbestos Regulations …
View legislation →
DVSA 119 obligations

Show commercial viability and community support for a motor race

If you’re planning a motor race on public roads, you must give the highway authority proof that the event can run safely, is likely to make money and that the …

DVSA Road Traffic Act 1988
View legislation →

Fit tachograph equipment and keep driver records on all cargo or passenger vehicles

If you run a road transport business, every vehicle you use to move goods or people must be fitted with a recording (tachograph) device. You must also keep accurate records …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
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Comply with written directions from the Minister or transport authority

If the Minister of Transport (or the relevant integrated transport authority) gives you a written direction under this part of the Transport Act, you must act on it. The duty …

DVSA Transport Act 1968
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Document and agree division of transferred property, rights and liabilities

If you are transferring all or part of a transport business under the Transport Act 1968, you and the buyer must put in writing exactly which assets, rights and liabilities …

DVSA Transport Act 1968
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Download tachograph data from vehicle units on time

If you run a transport business, you must regularly download the required data from each vehicle’s tachograph. You have to do this by the end of the prescribed download period …

DVSA Transport Act 1968
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Ensure drivers’ hours, breaks and rest periods comply with regulations

You must organise your drivers’ schedules so they never exceed the allowed daily or weekly driving times, take the required breaks and rest periods, and keep accurate records. You also …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
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Manage driver hours, breaks, rest periods and keep accurate records

If you run a road‑transport business you must make sure your drivers do not exceed the legal daily, weekly and two‑week driving limits, take the required breaks and daily/weekly rest, …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Manage driver pay, schedules and tachograph data to meet drivers’ hours rules

Your transport business must never pay drivers bonuses or wage supplements that are linked to distance, speed or load if they could push drivers to break the law. You also …

DVSA Unlimited fine Prosecution EU Regulation 561/2006 (Drivers' …
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Manage driver rest, breaks, records and provide suitable accommodation

If you run a road‑transport business, you must make sure your drivers stay within the daily and weekly driving limits, take the required breaks and rest periods, keep accurate records …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Manage drivers’ hours, breaks and rest periods and keep accurate records

If you employ drivers of commercial road vehicles, you must organise their schedules so they never exceed daily or weekly driving limits, take the required breaks and rest periods, provide …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Manage drivers' hours, breaks, rest and keep accurate records

If you operate commercial road vehicles, you must make sure your drivers do not exceed the daily and weekly driving limits, take the required breaks and rest periods, and have …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Manage drivers’ hours, breaks, rest and record‑keeping

You must make sure any driver you employ or contract does not exceed the permitted daily and weekly driving limits, takes the required breaks and rest periods, keeps accurate records …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
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Surrender expired or updated driving licences

If you hold a UK driving licence, you must give it back to the Secretary of State as soon as it is no longer valid – either when the administrative …

DVSA Imprisonment Road Traffic Act 1988
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Notify competent authority and pay fee when trainees complete CPC courses

If your business is approved to provide professional competence training for vehicle drivers, you must tell the competent authority each time one of your trainees finishes a periodic, national periodic, …

DVSA Vehicle Drivers (Certificates of …
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Notify Secretary of State of insurance refusals on health grounds

If your insurance company refuses to issue a motor‑vehicle insurance policy because the applicant’s health is unsatisfactory, you must inform the Secretary of State as soon as practicable. The notification …

DVSA Road Traffic Act 1988
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Present a valid licence and suitable vehicle before your initial CPC test

If you (or one of your drivers) is taking the initial Certificate of Professional Competence test, you must show a licence that covers the vehicle class you’re being tested on …

DVSA Vehicle Drivers (Certificates of …
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Refuse to conduct CPC test when requirements are not met

If you run CPC (Certificate of Professional Competence) tests, you must turn down any practical or theoretical test when the vehicle, candidate or trainer does not meet the required rules …

DVSA Vehicle Drivers (Certificates of …
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Take the initial CPC test before driving a relevant vehicle

If you or your drivers want to operate a large goods or passenger vehicle (categories C, C+E, D or D+E) on UK roads after the dates 10 Sept 2008 (D‑type) …

DVSA £1000 Vehicle Drivers (Certificates of …
View legislation →

Allow a child under 14 to ride an electrically assisted pedal cycle

If anyone rides, or lets someone else (knowing they are under 14) ride, an electrically assisted pedal cycle on a road, they commit a criminal offence. This applies to business …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
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Apply unauthorised approval mark to vehicle or part

If you put an approval mark on a motor vehicle or any of its parts without proper authorisation – or you use a mark that looks like an official approval …

DVSA Unlimited fine 2 years Imprisonment Road Traffic Act 1988
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Careless or inconsiderate cycling

If you (or an employee) rides a bicycle on a public road without due care and attention, or without reasonable consideration for other road users, you commit a criminal offence. …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
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Carry more than one person on a non‑motorised bicycle

If a bicycle that isn’t powered by a motor and isn’t designed or altered to carry more than one passenger is used on a road or bridleway with a second …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Carry too many passengers or seat them incorrectly on a motorcycle

If your business uses motorcycles, you must not have more than one passenger besides the rider, and any passenger must sit astride or on a properly fixed seat behind the …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Cause danger to road‑users

If you intentionally place something on a road, interfere with a vehicle or traffic equipment, and a reasonable person would see that as dangerous, you commit an offence. This can …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Cause death by careless driving while under influence

If a driver causes another person's death by driving without due care and is drunk, under the influence of drugs, or refuses a required breath/blood test, the driver commits a …

DVSA Unlimited fine 14 years Imprisonment Road Traffic Act 1988
View legislation →

Cause death by careless or inconsiderate driving

If a driver employed by your business (or any driver on a vehicle you own or control) causes a person’s death because they drove without due care or reasonable consideration, …

DVSA Unlimited fine 5 years Imprisonment Road Traffic Act 1988
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Cause death by dangerous driving

If a driver of a mechanically propelled vehicle kills someone by driving dangerously on a road or other public place, they commit a criminal offence. This can affect businesses that …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Cause death while driving unlicensed or uninsured

If a driver causes a death while they are driving without a valid licence or without insurance, they (and any employer who could be held vicariously liable) commit a criminal …

DVSA Unlimited fine 5 years Imprisonment Road Traffic Act 1988
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Cause death while driving while disqualified

If a driver who is disqualified – for example because they have previously lost their licence – drives a vehicle on a road and causes another person’s death, the driver …

DVSA Unlimited fine 10 years Imprisonment Road Traffic Act 1988
View legislation →

Cause serious injury by careless or inconsiderate driving

If a driver employed by your business (or you yourself) operates a vehicle on a road without due care or consideration and that driving causes a serious injury to another …

DVSA Unlimited fine 5 years Imprisonment Road Traffic Act 1988
View legislation →

Cause serious injury by dangerous driving

If a driver of a mechanically propelled vehicle (including a company car or fleet vehicle) drives dangerously on a road or other public place and this causes a serious injury …

DVSA Unlimited fine 5 years Imprisonment Road Traffic Act 1988
View legislation →

Causing serious injury while driving while disqualified

If a driver employed by your business causes serious injury to anyone while driving a vehicle on a road, and at that time they are disqualified from driving, both the …

DVSA Unlimited fine 5 years Imprisonment Road Traffic Act 1988
View legislation →

Conduct unauthorised motor vehicle trial on footpaths, bridleways or restricted byways

If you organise, promote or take part in a motor‑vehicle trial on a footpath, bridleway or restricted byway without written permission from the local authority (and the landowner/occupier), you are …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Corporate liability for offences committed with officer consent or neglect

If your company, partnership or unincorporated association commits an offence under the Transport Act and a director, manager, secretary, partner or governing member either approved it or failed to prevent …

DVSA Prosecution Transport Act 1968
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Dangerous driving

If anyone driving a mechanically propelled vehicle for your business does so dangerously on a road or other public place, they commit a criminal offence. A conviction can lead to …

DVSA Unlimited fine 2 years Imprisonment Road Traffic Act 1988
View legislation →

Drive after licence refusal or revocation

If a driver continues to operate a motor vehicle after their licence has been refused, revoked, or they have been served a notice to surrender it, they are committing an …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
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Drive a vehicle onto common land or footpath without authority

If you or anyone acting for your business drives a mechanically‑propelled vehicle onto common land, moorland, or onto a footpath, bridleway or restricted byway – i.e. any land that is …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Drive a vehicle with a child not wearing a seat belt

If you drive a motor vehicle and a child under 14 in the front seat is not wearing a seat belt (or the air‑bag is not de‑activated when required), you …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Drive a vehicle without a valid licence

If you—or anyone you allow to drive—a motor vehicle on a road without holding the correct licence for that class of vehicle, you breach the Road Traffic Act 1988. Conviction …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Drive carelessly or inconsiderately

If a driver employed by your business operates a vehicle on a road without due care and attention, or without reasonable consideration for other road users, the driver (and potentially …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Drive or allow vehicle in breach of overload/fitness prohibition

If you drive a vehicle, or let anyone else drive it, when a legal prohibition (under sections 69 or 70) says the vehicle must not be used because it is …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
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Drive or be in charge of vehicle while under influence of drink or drugs

If a driver – whether an employee, contractor or anyone else – operates or is responsible for a motor vehicle on a road while their ability to drive is impaired …

DVSA Prosecution Road Traffic Act 1988
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Drive or be in charge of vehicle with drug level above limit

If a driver or anyone in charge of a company vehicle has a specified controlled drug in their blood or urine above the legal limit while on a road or …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Drive or be in charge of vehicle with excess alcohol

If you drive, attempt to drive or are in charge of a motor vehicle on a road after drinking enough alcohol for your breath, blood or urine to be above …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
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Drive or park on a cycle track without authority

If a vehicle that is mechanically propelled (for example a van, car or delivery truck) is driven or parked on a cycle track – even partly – without lawful authority, …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Drive while using a hand‑held phone or without proper vehicle control

If a driver (or anyone supervising a driver) operates a vehicle from a position that does not give proper control or a clear view of the road, or uses a …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
View legislation →

Drive with uncorrected defective eyesight

If you drive a motor vehicle on a road and your eyesight – even with the glasses or contacts you were wearing at the time – does not meet the …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Exceed vehicle weight limits

If you load a goods vehicle or a passenger vehicle (or a trailer for more than eight passengers) beyond the legal weight limit, or you use such an overloaded vehicle …

DVSA Prosecution Road Traffic Act 1988
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Fail to carry or produce CPC evidence while driving

If a driver who must hold a Certificate of Professional Competence (CPC) or has completed a return‑to‑driving course does not have the appropriate document in the vehicle, or cannot show …

DVSA £1000 Prosecution Vehicle Drivers (Certificates of …
View legislation →

Fail to comply with a transport prohibition

If you drive a vehicle on a road when a legal prohibition has been placed (for example a ban on certain vehicles, routes or times) or allow someone else to …

DVSA Unlimited fine Prosecution Transport Act 1968
View legislation →

Fail to comply with community licence information notice

If a driver who holds an EU/EEA Community licence and is normally resident in Great Britain does not deliver the licence and the required information to the Secretary of State …

DVSA Prosecution Road Traffic Act 1988
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Fail to comply with drivers’ hours rules

If a driver exceeds the permitted driving and duty times set out in the Transport Act 1968 (or the equivalent EU/Community rules), both the driver and their employer (or any …

DVSA £2500 Prosecution Transport Act 1968
View legislation →

Fail to comply with record inspection request or obstruct officer

If you refuse to produce the books, registers or other documents that a DVSA officer demands, or you block the officer from inspecting a vehicle or premises, you commit an …

DVSA £1000 Prosecution Transport Act 1968
View legislation →

Fail to comply with traffic signs while driving

If you drive a vehicle and ignore a road sign that has been lawfully placed, you commit a criminal offence. This applies to any driver employed by a business as …

DVSA Prosecution Road Traffic Act 1988
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Fail to comply with waterway byelaws

If you or your business break any byelaw that has been made for an inland waterway (for example, rules about navigation, speed, or waste disposal), you commit a criminal offence. …

DVSA £200 Prosecution Transport Act 1968
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Fail to cooperate with a police preliminary test

If a police officer reasonably suspects that you are, have been, or might be driving under the influence of alcohol or drugs, or have committed a traffic offence, they can …

DVSA Prosecution Road Traffic Act 1988
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Fail to deliver Northern Ireland licence when required

If you are served a written notice to hand over your Northern Ireland driving licence because of a disability, you must deliver it to the Secretary of State immediately. Failing …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Fail to deliver tachograph records to transport undertaking

If a driver does not hand over his tachograph record sheets or print‑outs to the transport company he was working for within 42 days of the last day covered by …

DVSA £2500 Prosecution Transport Act 1968
View legislation →

Fail to download or retain transport data as required

If your transport business does not download or keep the driver‑hours data that the law requires – for example under sections 97D‑97F or the European drivers’ hours rules – and …

DVSA Unlimited fine Prosecution Transport Act 1968
View legislation →

Fail to keep required driver records

If you do not keep the driver‑log books or registers that regulations require, or you breach the record‑keeping rules set out in EU/European Community regulations, you commit an offence. The …

DVSA £2500 Prosecution Transport Act 1968
View legislation →

Fail to notify bus passengers to wear seat belts

If you run a bus that has seat‑belt‑fitted passenger seats, you must make sure every passenger is told to wear the belt while the bus is moving – either by …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Fail to notify disability information to the Secretary of State

If a driver who holds a Community licence is required to tell the Secretary of State about a disability (or a prospective disability) and does not do so without a …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Fail to notify disability to the Secretary of State

If a driver who holds a UK driving licence becomes aware that they have a relevant or prospective disability (or that an existing disability has worsened) they must immediately write …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Fail to obey traffic directions from police or traffic officer

If one of your drivers is told by a police constable or traffic officer to stop, keep to a specific lane, or proceed to a certain point and they ignore …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Fail to provide retained data to an officer on request

If a DVSA officer asks you to make your retained driver‑hours data readily accessible and you do not do so without a reasonable excuse, you commit an offence. The offence …

DVSA Unlimited fine Prosecution Transport Act 1968
View legislation →

Fail to report known tachograph security vulnerabilities

If you manufacture a vehicle unit, motion sensor or tachograph card that has type‑approval and you become aware of security flaws in those products already on the market, you must …

DVSA £2500 Prosecution Transport Act 1968
View legislation →

Fail to report or return a lost/damaged driver qualification card

If a driver does not promptly tell the DVSA in writing that their driver qualification card, national driver qualification card or NVT certificate is damaged, lost or stolen, or does …

DVSA £1000 Prosecution Vehicle Drivers (Certificates of …
View legislation →

Fail to surrender a revoked driving licence

If a driver’s licence is revoked because of a disability (or a prospective disability), the licence holder must hand the licence back to the Secretary of State immediately. Failing to …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
View legislation →

Fail to surrender or replace CPC card when required

If the DVSA tells you to return a National Vehicle Testing (NVT) certificate or driver qualification card because it was issued in error, contains a mistake, or your name has …

DVSA £1000 Prosecution Vehicle Drivers (Certificates of …
View legislation →

Fit or supply defective or unsuitable vehicle parts

If you or your business fit a part to a vehicle, or supply a part for fitting, that makes the vehicle unsafe on the road or breaches construction and use …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Forge, alter or misuse seals on vehicle recording equipment

If you intentionally create a false seal, change an existing seal, or use a seal on a vehicle's recording equipment (such as tachographs) with the aim of deceiving, you commit …

DVSA Unlimited fine 2 years Imprisonment Transport Act 1968
View legislation →

Forge or falsify driver qualification documents

If you create, alter, use or lend a forged or false driver qualification document (or a document that looks so like the genuine one it could deceive) with the intention …

DVSA Unlimited fine 2 years Imprisonment Vehicle Drivers (Certificates of …
View legislation →

Hold onto or climb onto a moving vehicle to be towed

If anyone – for example a driver, employee or contractor – climbs onto or grabs a motor vehicle or trailer that is moving on a road in order to be …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
View legislation →

Impersonate or obstruct a stopping officer

If you or anyone acting for your business pretends to be a stopping officer, or deliberately resists or blocks a genuine stopping officer who is carrying out their legal powers, …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Leave vehicle in dangerous position on road

If you are responsible for a vehicle and allow it to remain stopped or parked in a way that creates a risk of injury to other road users, you commit …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Make false fitness declaration on a driving licence

If you hold a driving licence and you knowingly give a false statement about any disability, disease or drug/alcohol misuse on the licence application or renewal, you commit a criminal …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Obstruct an authorised examiner

If you prevent, hinder or otherwise obstruct a DVSA authorised examiner when they try to enter your premises to test used motor vehicles or trailers for roadworthiness, you commit a …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Obstruct authorised examiner or fail to comply with roadside vehicle test

If you (or anyone acting for you) prevent a DVSA examiner from testing a vehicle on the road, or refuse to follow the examiner’s reasonable instructions, you commit a criminal …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Obstruct a vehicle examiner

If you deliberately prevent a DVSA vehicle examiner from inspecting a vehicle – for example by blocking access, tampering with the vehicle or refusing to let the examiner carry out …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Obtain a licence or drive while disqualified

If a driver who is currently disqualified for holding a licence either applies for a new licence or drives a motor vehicle on a road, the driver (and any business …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Park HGV on verge, central reservation or footway

If you or anyone acting for you parks a heavy goods vehicle on a road verge, the strip of land between carriageways that is not a footway, or on a …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Promote or take part in an unauthorised cycle race on a public road

If you organise, promote or ride in a speed race or trial between bicycles on a public road without the proper authorisation, you commit a criminal offence. The race must …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Promote or take part in unauthorised motor vehicle competition

If you organise, promote or take part in a competition or trial – other than a race or speed trial – that involves motor vehicles on a public road, you …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Ride a cycle dangerously on a road

If you (or anyone employed by you) rides a bicycle on a public road in a way that is far below the standard of a competent, careful cyclist and would …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Sell non‑compliant vehicle reflectors or tail lamps

If you sell, offer or display for sale a reflector or tail lamp that does not meet the construction and use requirements for the class of vehicle it is intended …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Sell vehicle or part without required conformity certificate

If you supply (sell, offer to sell or display for sale) a vehicle or vehicle part that does not have a valid certificate of conformity or the Minister’s approval certificate, …

DVSA £1000 Prosecution Road Traffic Act 1988
View legislation →

Supply or alter an unroadworthy vehicle or trailer

If you sell, offer to sell, expose for sale or change a motor vehicle or trailer so that it is unsafe or breaks road‑use regulations, you commit a criminal offence. …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Supply unapproved tachograph recording equipment

If you supply tachograph or AETR recording equipment that does not have a valid type‑approval certificate, you commit an offence. Defences are available only if the equipment was for export, …

DVSA £2500 Prosecution Transport Act 1968
View legislation →

Tamper with a motor vehicle on a road or public parking

If you climb onto a vehicle or interfere with its brakes or other mechanisms while it is on a road or in a local‑authority car park, and you have no …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Use a goods vehicle with unauthorised weight markings

If you own a goods vehicle that has a weight plate fixed to it, you must not add any other weight markings unless they are specifically allowed. Adding unauthorised weight …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Use a vehicle or trailer that fails construction or use requirements

If you or anyone on your behalf puts a motor vehicle or trailer on a road that does not meet the legally‑required construction or use standards (apart from the very …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Use goods vehicle without a valid plating or test certificate

If you operate a goods vehicle that, by law, must have a plating certificate or a periodic goods‑vehicle test certificate and you do not have a current certificate at the …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Use non‑compliant speed assessment equipment

If you install, operate or allow a speed‑assessment device (such as a radar or laser gun) that does not meet the construction or use standards set out in the Road …

DVSA Unlimited fine Prosecution Road Traffic Act 1988
View legislation →

Use vehicle in dangerous condition

If you drive, let someone drive, or allow a motor vehicle or trailer to be used on a road when its condition, load, passengers, or purpose makes it dangerous, you …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Use vehicles with faulty brakes, steering or tyres

If you operate, own or allow a motor vehicle or trailer on a road that does not meet the legal requirements for brakes, steering‑gear or tyres – or you fail …

DVSA Unlimited fine 6 months Imprisonment Road Traffic Act 1988
View legislation →

Use vehicle without compliant tachograph equipment

If you use a vehicle that should have a tachograph but the equipment is not installed, not installed correctly, not repaired to the required standards, or does not have the …

DVSA Unlimited fine Prosecution Transport Act 1968
View legislation →

Use vehicle without compliant tachograph recording equipment

If a road‑transport vehicle that must have a tachograph under the AETR is used without equipment that meets the installation, repair and operational standards, the driver (or any person responsible) …

DVSA Unlimited fine Prosecution Transport Act 1968
View legislation →

Use vehicle without required type‑approval or certification

If you put a vehicle or a vehicle part on a road that does not have a valid type‑approval certificate (or an EU certificate of conformity), or you use a …

DVSA Prosecution Road Traffic Act 1988
View legislation →

Download driver card data promptly

If you run a road transport business and are required to keep drivers’ hour records under EU/UK drivers’ hours rules, you must download all the data from each driver’s card. …

DVSA Prosecution Transport Act 1968
View legislation →

Fit vehicles with tachographs and keep driver data for at least one year

You must install the required tachograph recording equipment in any road vehicle you use to carry passengers or goods, unless an exemption applies. You also have to keep all tachograph …

DVSA EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and produce driver penalty documentation on request

If you receive any paperwork about fines or legal action, you must hold onto it until it can no longer lead to another penalty, and you must show it to …

DVSA EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and produce drivers’ documents

If you’re a driver, you must keep any paperwork you receive from enforcement officers or courts – such as logbooks, penalty notices or court files – until it can no …

DVSA Unlimited fine Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and produce enforcement documents and share info with multiple employers

If you employ a driver, they must retain any paperwork they receive from an enforcement officer or court about penalties until the case can no longer lead to another sanction. …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and provide driver documentation when requested

If you are a driver, you must hold on to any paperwork an enforcement officer or court gives you about penalties or legal action, and you must show that paperwork …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and provide driver penalty documentation

If your drivers receive any paperwork about penalties or court proceedings, they must hold on to it until it can no longer lead to another fine or sanction. They also …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and provide driver penalty documents on request

If you drive a commercial vehicle, you must hold onto any paperwork you receive about penalties or court action until it can no longer be used for a second offence. …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and provide enforcement documents about penalties

If a driver receives any paperwork from an enforcement officer or a court about fines or legal proceedings, they must hold onto those documents until the matter can no longer …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Keep and provide tachograph records for drivers and inspectors

If your business operates road vehicles that must carry passengers or goods, you must keep the tachograph record sheets, print‑outs and any data downloaded from driver cards in order and …

DVSA EU Regulation 561/2006 (Drivers' …
View legislation →

Keep driver documents and give info to employers

If you or your staff drive company vehicles, you must keep any paperwork the police or court gives you about penalties until you can no longer face another penalty for …

DVSA EU Regulation 561/2006 (Drivers' …
View legislation →

Maintain tachograph equipment and keep driver records

If you run road vehicles that carry passengers or goods, you must fit them with approved tachograph (recording) equipment, keep all tachograph sheets, print‑outs and driver‑card data in legible order …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Retain and produce driver documentation on enforcement requests

You must make sure any driver keeps any paperwork they receive from an enforcement officer or court about penalties or legal proceedings, and can show that paperwork when asked. If …

DVSA Prosecution EU Regulation 561/2006 (Drivers' …
View legislation →

Retain and produce enforcement documentation

If you employ drivers, they must keep any paperwork they receive from an enforcement officer or a court about penalties or legal proceedings, and hold onto it until it can …

DVSA Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Retain and provide enforcement documents and driver information

You must make sure any driver in your business keeps any paperwork from enforcement officers or courts about penalties or legal proceedings and can show it when asked. If a …

DVSA Unlimited fine Imprisonment EU Regulation 561/2006 (Drivers' …
View legislation →

Apply for a driver qualification card

If you are a professional driver who has passed the initial CPC test and hold a qualifying licence (or have completed the required training or a return‑to‑driving course), you must …

DVSA Vehicle Drivers (Certificates of …
View legislation →

Apply for a national driver qualification card

If you (or a driver you employ) hold a qualifying licence and have completed the required training or a national return‑to‑driving course, you must apply for a national driver qualification …

DVSA Vehicle Drivers (Certificates of …
View legislation →

Exchange foreign driver qualification card for a UK card

If you or any of your drivers hold a valid EU or Swiss driver qualification card and also have a UK driving licence, you must apply to the UK authority …

DVSA Vehicle Drivers (Certificates of …
View legislation →

Obtain approval to provide CPC training courses

If you want to run any periodic, national periodic or national return‑to‑driving training for commercial vehicle drivers, you must first get written approval from the competent authority. This means submitting …

DVSA Vehicle Drivers (Certificates of …
View legislation →

Complete a national return to driving course when required

If a driver’s CPC card has expired, they must take a 7‑hour national return to driving course (up to 2 hours can be e‑learning) in the UK. This is only …

DVSA Vehicle Drivers (Certificates of …
View legislation →

Provide CPC periodic training that meets UK requirements

If you employ drivers who hold a Certificate of Professional Competence (CPC), you must arrange a national periodic training course that follows the prescribed rules. The course must be at …

DVSA Vehicle Drivers (Certificates of …
View legislation →
ECJU 109 obligations

Allow HMRC inspection and keep gaming duty records

If your business runs section 10 gaming or has gaming machines, HMRC can enter your premises at a reasonable time, look at your accounts, records and any related equipment, and …

ECJU Prosecution Customs and Excise Management …
View legislation →

Allow HMRC inspection of betting, totalisator and remote‑gaming premises

If HMRC has reasonable cause to think you are providing betting facilities, operating a totalisator, or carrying on remote gaming, they can enter your premises at a reasonable time, look …

ECJU Prosecution Customs and Excise Management …
View legislation →

Allow inspection of export‑control records

If your business is required to keep export‑control registers or logs, you must let authorised officials inspect and copy those records. They can enter the premises at a reasonable hour …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Appoint export officer and maintain written export compliance programme

If your business receives or exports EU‑listed military items, you must name a senior executive who is personally responsible for all export and transfer activities. You also need to provide …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Check end‑use and restrict export of dual‑use items suspected for WMD

If you think a dual‑use product, software or technology (that isn’t listed in Annex I) might be used for weapons of mass destruction, you must investigate the intended use. You …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Claim duty relief for temporarily imported goods

If you bring goods into the UK only for a short period (e.g. for a trade show, repair, exhibition or testing), you can avoid paying import duty. To do this …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
View legislation →

Do not export injectable pancuronium bromide or propofol to the USA

If your business exports medicines, you must not send any injectable product that contains pancuronium bromide or propofol to the United States, nor ship them anywhere else if you know …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not export or electronically transfer military goods or technology without a licence

You must not send out any military equipment, or send military‑related software or technical information by email, file‑transfer or other electronic means unless you have a valid export licence. Put …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not export or transfer dual‑use items to prohibited destinations

If your business exports, ships or sends by electronic means any UK‑controlled dual‑use goods, software or technology, you must make sure the final destination is not a prohibited country listed …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not export prohibited dual‑use goods transiting the UK

If your business ships dual‑use items that pass through the UK on their way to another country, you must not export them when they are listed in Annex I of …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Do not handle goods with unpaid excise duty

If your business deals with excise goods such as alcohol, tobacco, or fuel, you must make sure the relevant excise duty has been paid before you receive, store, transport or …

ECJU Unlimited fine 2 years Imprisonment Customs and Excise Management …
View legislation →

Do not supply or facilitate Category B goods between third countries

If your business handles Category B goods you must not sell, deliver, arrange delivery or promote their movement from one non‑UK country to another, unless your role is limited to …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not supply or facilitate export of controlled goods to embargoed destinations

If your business supplies, delivers or arranges the delivery of goods that are subject to export controls, you must not send them from one non‑UK country to another non‑UK country …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not transfer software/technology intended for WMD from abroad

If your business is a UK person and you have been told, or you know, that certain software or technology is intended for weapons of mass destruction, you must not …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
View legislation →

Operate aircraft and import goods only via regulated aerodromes

You must make sure that any aircraft arriving in or leaving the UK with passengers or goods lands, takes off and unloads only at a regulated aerodrome (a customs‑excise airport …

ECJU £2500 Imprisonment Customs and Excise Management …
View legislation →

Prevent supply of Category A goods for re‑export between third countries

If you run a UK business, you must not provide, arrange or promote the delivery of any Category A controlled item when you know – or should reasonably know – …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Prevent unlawful removal of excise goods before duty is paid

If your business takes excise‑duty‑free goods out under a bond, you must keep those goods secure and ensure they are only used for the purpose you were authorised for. If …

ECJU Customs and Excise Management …
View legislation →

Use customs warehousing to defer duty on imported goods

If you import goods you can keep them in a customs‑approved warehouse without paying duty straight away. To do this you must have the correct licence, store the goods in …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
View legislation →

Notify HMRC of claim to seized goods within one month

If HMRC seizes any of your property as liable to forfeiture, you must let them know you contest the forfeiture. You have to send a written notice of claim to …

ECJU Customs and Excise Management …
View legislation →

Serve export control notices by post or to Export Control Organisation

If your business needs to send a notice to the Secretary of State under the Export Control Order, you may do it through an authorised agent and must either post …

ECJU Export Control Order 2008
View legislation →

Allow HMRC entry, search and seizure of premises when authorised

If HM Revenue & Customs obtains a written warrant or believes it has reasonable grounds to inspect, they can force entry to any premises you use for your business, search …

ECJU Imprisonment Customs and Excise Management …
View legislation →

Apply for and hold a UK export licence for dual‑use items

If you want to export certain dual‑use goods, you must first obtain a licence from the Secretary of State. You need to apply for that licence and keep it in …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Cooperate with customs officers during free‑zone searches

When you or your vehicles go in or out of a customs free‑zone, you must answer any questions from HMRC officers and show any goods they ask to see. Officers …

ECJU Imprisonment Customs and Excise Management …
View legislation →

Do not export goods prohibited under the Export Control Order

If the goods you plan to send abroad are listed in articles 3‑9 or 12A of the Export Control Order, you must not export them. This means you need to …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not export or electronically transfer specified dual‑use items

If you have been told by the Secretary of State that certain dual‑use goods, software or technology you handle may be for use by a military, police or other security …

ECJU Unlimited fine 12 months Imprisonment Export Control Order 2008
View legislation →

Do not export WMD‑related software or technology by physical means

If you have been told by the Secretary of State, or you know, that any software or technology is intended for weapons of mass destruction, you must not send it …

ECJU Unlimited fine 12 months Imprisonment Export Control Order 2008
View legislation →

Do not facilitate movement of Category C goods between third countries

You must not arrange, agree to supply, deliver or otherwise promote the export of Category C goods if you know or have reason to suspect they will be moved from …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Do not provide technical assistance for WMD‑related items abroad

If your business gives technical advice, design help, training or any other support about products that could be used for weapons of mass destruction, you must not provide that assistance …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Do not transfer WMD‑related software or technology within the UK

If you have been told (or you know) that a piece of software or technology is intended for weapons of mass destruction, you must not pass it on to anyone …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Apply for and satisfy conditions to defer excise duty on warehouse goods

If you keep duty‑payable goods (such as alcohol, tobacco or energy products) in an authorised excise warehouse, you can usually put off paying the excise duty. To do that you …

ECJU Imprisonment Customs and Excise Management …
View legislation →

Arrange deferment of customs duty payments

If you import goods into the UK, you can ask HMRC to let you postpone paying the customs duty. You must apply for a deferment arrangement, keep any required standing …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
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Pay all customs duties and penalties as ostensible owner

If you act as the owner or principal manager of a customs trader, you are personally liable for the same duties and penalties that the real owner would owe. That …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
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Pay customs duty on goods used in restricted ways

If you import goods that HMRC says owe duty based on how they’re used, you must pay that duty when you clear the goods. Check each shipment to see whether …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
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Pay excise duty on imported goods containing dutiable parts

If you import any product that includes an ingredient or component which is subject to excise duty (e.g., alcohol, fuel, tobacco), you must calculate and pay the appropriate excise duty …

ECJU Customs and Excise Management …
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Pay excise duty on time as directed by HMRC

If your business manufactures, processes or sells excisable goods, you must pay any excise duty due at the time, place and to the person HMRC tells you to, even if …

ECJU Customs and Excise Management …
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Provide security for customs duty before goods are released

If you import goods into the UK, you must give HMRC acceptable security (e.g., a cash payment, bank guarantee or customs bond) for any duty that may be due before …

ECJU Prosecution Customs and Excise Management …
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Breach a Part 2 or Part 4 export prohibition

If you export, supply or otherwise deal with goods covered by a Part 2 or Part 4 prohibition of the Export Control Order, you commit a criminal offence. On summary …

ECJU £2500 Prosecution Export Control Order 2008
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Breach export‑control prohibitions or fail to give required information

If your business exports, transfers, brokers or otherwise handles dual‑use items in breach of the controls in the assimilated dual‑use Regulation, or if you do not provide the information required …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
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Breach of regulation‑based conditions on approved temporary storage facility

If you fail to comply with any condition that has been imposed under the regulations made under section 25(1A) on a site that has been approved as a temporary storage …

ECJU Unlimited fine Prosecution Customs and Excise Management …
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Counterfeit customs documents or seals

If you produce, alter, use or accept a fake document or seal that is required for customs or other tax matters, you commit a criminal offence. A conviction can lead …

ECJU Unlimited fine 2 years Imprisonment Customs and Excise Management …
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Disobey customs officer’s instructions to stop aircraft or rail vehicle departure

If a customs officer tells you to stop an aircraft or a railway vehicle from leaving the UK and you ignore that instruction, you commit an offence. The same applies …

ECJU £2500 3 months Imprisonment Customs and Excise Management …
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Export goods without required permission (fraudulent)

If you ship dutiable or restricted goods for export before you have complied with the required export licences or other export provisions, and you do so knowing the shipment is …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
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Export or ship explosives without customs entry

If you load, export or ship explosives without first making the required customs entry, you breach the law. The exporter or shipper can be prosecuted and will face a fine …

ECJU £1000 Prosecution Customs and Excise Management …
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Export or transfer prohibited goods under article 42L

If your business exports, transfers, or knowingly assists in exporting goods that are prohibited by article 42L of the Export Control Order 2008, you are committing a criminal offence. The …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
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Export prohibited goods – up to 10‑year imprisonment

If your company exports goods that are prohibited under the Export Control Order (including dual‑use or torture‑related items), you commit a criminal offence. On conviction you face up to 10 …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
View legislation →

Export prohibited items in breach of article 42S

If your business exports goods that are prohibited by article 42S of the Export Control Order 2008, or knowingly assists someone else in doing so, you commit a criminal offence. …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
View legislation →

Export prohibited or restricted goods

If you export, ship or arrange to ship goods that are prohibited or subject to a restriction (for example under drug or firearms legislation), you commit a criminal offence. The …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
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Export technical assistance breach (article 3(1) prohibition)

If your business supplies technical assistance that is prohibited for export under the torture Regulation, you commit a criminal offence. On summary conviction you can be fined up to £2,500. …

ECJU £2500 Prosecution Export Control Order 2008
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Fail to be present when goods are examined or sampled

If HMRC officials require you (or your representative) to be present when your goods are examined under section 159 or a sample is taken under section 160, and you do …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to bring ship to customs examination

If a ship that is supposed to be examined or possibly forfeited by customs does not comply with the order to ‘bring to’ (i.e., surrender) and there is no good …

ECJU £500 Prosecution Customs and Excise Management …
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Fail to comply with controls on movement of goods

If you move imported or export goods in a way that breaches Customs regulations – for example using an unauthorised route, vehicle, container, or loading/unloading procedure – you commit an …

ECJU £2500 Prosecution Customs and Excise Management …
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Fail to comply with customs import formalities

If you import goods into the UK and do not follow the customs requirements – such as making the proper customs declaration, presenting the goods, or declaring stored goods – …

ECJU £500 Prosecution Customs and Excise Management …
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Fail to comply with customs information request

If you are involved in importing or exporting goods that require a customs entry and a customs officer asks you for information, documents or to allow inspection and you do …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to comply with customs information request

If HMRC (or a customs officer) asks you to provide information or produce documents about the origin of goods you have exported, you must comply unless you have a reasonable …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to comply with customs inspection and record‑keeping duties

If you operate an aircraft or railway vehicle, or control an aerodrome or railway customs area, you must let customs officers board, inspect the vehicle, goods and paperwork, keep the …

ECJU £2500 3 months Imprisonment Customs and Excise Management …
View legislation →

Fail to comply with customs regulations for land movements

If you move goods by road or rail into or out of the United Kingdom and break any regulation made by the Commissioners under this section (or ignore a condition …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to comply with customs seizure or detention requirements

If you are not a customs officer but you seize, detain, or keep goods that may be liable to forfeiture under the customs and excise Acts, you must follow the …

ECJU £500 Prosecution Customs and Excise Management …
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Fail to comply with export control requirements

If you export goods that are subject to export licences or other export controls and you breach those requirements – for example by exporting without the proper licence, missing a …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Fail to comply with export information directions

If the Commissioners issue you a direction requiring information or documents about goods you are exporting (or intend to export) and you do not provide them as required, you commit …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Fail to comply with export licence conditions

If your business exports goods under a licence or a general export authorisation and you breach any of the licence’s conditions or the obligations set out in the relevant export …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Fail to comply with export licence conditions (article 42B)

If your business exports goods under an individual licence or a general export authorisation and you do not meet the specific obligations set out in article 42B, you commit a …

ECJU Unlimited fine 10 years Imprisonment Export Control Order 2008
View legislation →

Fail to comply with export loading restrictions

If you place goods that are required to be exported alongside a vehicle that is not a road vehicle (such as a ship, aircraft or pipeline) without obtaining the written …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Fail to comply with hovercraft movement regulations

If you operate a hovercraft that carries goods to or from a port, regulated aerodrome, customs station, approved wharf or temporary storage facility, you must follow any regulations or directions …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Fail to comply with registered excise dealer/shipping regulations

If your business is a registered excise dealer or shipper and you break any rule in the relevant regulations, or ignore a condition or restriction imposed by the Commissioners, you …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Fail to comply with regulated conditions on an approved wharf

If you breach a condition that has been imposed on an approved wharf under the regulations linked to section 20(1A), you commit an offence. On summary conviction you can be …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Fail to confirm customs declaration for vehicle operators

If you operate a vehicle that is carrying goods to be imported into the UK, you must confirm—either yourself or by stating you reasonably believe—that a customs declaration has been …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to deliver required account before coasting ship departure

If a coasting ship leaves a UK port without first giving the customs officer a proper account (the transire) as directed, the ship's master commits an offence. The offence does …

ECJU £500 Prosecution Customs and Excise Management …
View legislation →

Fail to follow customs directions for moving uncleared goods

If you move goods that have not had duty paid, are subject to drawback, or are otherwise under customs control without following the directions issued by HMRC’s Commissioners, you commit …

ECJU £500 Prosecution Customs and Excise Management …
View legislation →

Fail to pay duty on missing pipeline goods

If you own a pipeline or the goods moved through it and those goods are later found missing or short, you must pay any unpaid duty or drawback that applies. …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Fail to provide evidence of export destination

If you export goods that need an export licence and the Export Control Joint Unit (ECJU) asks you to show where the goods were sent, you must supply that evidence …

ECJU £2500 Prosecution Export Control Order 2008
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Fail to provide information or documents for a drawback claim

If HMRC (the Commissioners) request information or documents about goods involved in an excise duty drawback claim and you do not supply them, you commit a criminal offence. On conviction …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Fail to provide information or documents to customs officer

If a customs officer asks you to give details about goods you are importing or exporting, or to show invoices, bills of lading, or any other documents, you must comply. …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to provide or answer required goods account on a commissioned ship

If you are the commander of a ship commissioned by Her Majesty or a foreign state and the ship is carrying goods that were loaded outside the United Kingdom, you …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to provide required customs facilities

If you are a revenue trader (or anyone who has been required by HMRC to give security for premises used for customs examinations) and you do not provide or maintain …

ECJU £1000 Prosecution Customs and Excise Management …
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Fail to report inbound vehicle or goods to customs

If you operate a ship, aircraft or any other vehicle arriving in the UK and you do not make the required inbound customs report, refuse to answer customs officers’ questions, …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Fail to return excise licence after cheque is dishonoured

If your business obtains an excise licence by paying with a cheque and that cheque later bounces, the licence is automatically void. You must return the licence within 7 days …

ECJU Unlimited fine Prosecution Customs and Excise Management …
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Fraudulent evasion of agricultural export levy

If you knowingly help avoid or cheat the agricultural levy that must be paid when exporting goods, you commit a criminal offence. On conviction you could be fined an unlimited …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
View legislation →

Fraudulent evasion of customs duty or import/export prohibition

If a person knowingly obtains, keeps, moves or otherwise deals with goods that have been removed from a customs warehouse, have unpaid duty or are subject to an import/export ban, …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
View legislation →

Import goods without paying duty or breaching prohibition

If you or your business knowingly unloads, lands or moves goods that are either duty‑unpaid or prohibited/restricted, and you do so with the intention of defrauding HMRC or evading the …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
View legislation →

Interfere with revenue vessels or related equipment

If you deliberately obstruct, damage or otherwise interfere with any customs or excise vehicle, buoy, anchor, chain, rope or marker used by the Commissioners without a good reason, you commit …

ECJU £200 Prosecution Customs and Excise Management …
View legislation →

Land/store untaxed goods without authority

If you ship goods as ‘stores’ without paying duty and they are landed or unloaded in the UK without the proper officer’s permission, you (the vehicle operator and the owner …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Make fraudulent or improper claim for customs duty drawback

If you deliberately falsify a claim – or even without fraud intent – to obtain a refund, allowance, remission or rebate of customs duty that you are not entitled to, …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
View legislation →

Offer goods for sale as smuggled

If you market or sell any product by saying it was imported without paying duty or was otherwise illegally brought into the UK, you commit an offence even if that …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Refuse to accommodate customs officers on a ship

If you are the master of a ship that is in a UK port and you do not provide reasonable accommodation below decks, or safe access and egress, for customs …

ECJU £500 Prosecution Customs and Excise Management …
View legislation →

Refuse to pay duty on missing or deficient warehoused goods

If you store goods in a customs warehouse and they are later found missing or deficient, you must pay any duty that becomes due. Should you refuse to pay the …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Refuse to produce ship clearance on demand

If a ship that has been cleared to leave the UK is stopped by an officer and the master refuses to show the clearance or answer the officer’s questions, the …

ECJU £200 Prosecution Customs and Excise Management …
View legislation →

Refuse to stop a vehicle for customs search

If you are in charge of a vehicle that customs suspects is carrying undeclared or prohibited goods and you refuse to stop the vehicle or let it be searched, you …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Separate denatured excise goods after home use

If excise goods (such as spirits) have been denatured by mixing with another substance and later you separate the original goods from that mixture for home use, you commit an …

ECJU Unlimited fine 2 years Imprisonment Customs and Excise Management …
View legislation →

Ship goods coastwise in violation of prohibitions

If you ship or carry goods along the UK coast in breach of any prohibition or restriction that is in force, the goods will be confiscated and you can be …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Submit false customs declaration

If you knowingly or recklessly make, sign, deliver or cause to be delivered a false customs declaration, notice, certificate or any other document to HMRC, you commit a criminal offence. …

ECJU Unlimited fine 2 years Imprisonment Customs and Excise Management …
View legislation →

Submit false or reckless information in export licence applications

If you or someone acting for your business knowingly provides false information, or is reckless about the truth, when applying for an export licence, the licence will be treated as …

ECJU Unlimited fine 2 years Imprisonment Export Control Order 2008
View legislation →

Take steps to evade excise duty

If you knowingly take any action intended to fraudulently avoid paying excise duty on goods – whether for yourself or for someone else – you commit a criminal offence. On …

ECJU Unlimited fine 14 years Imprisonment Customs and Excise Management …
View legislation →

Tamper with customs seals or remove sealed goods

If you deliberately remove, damage or tamper with a customs seal, lock or mark on goods while they are in the UK (or on a ship/aircraft), or you take the …

ECJU £2500 Prosecution Customs and Excise Management …
View legislation →

Unauthorised act during goods examination

If, while your goods are being moved to a place for Customs examination, you do something that hasn't been authorised and you have no reasonable excuse, you commit an offence. …

ECJU £1000 Prosecution Customs and Excise Management …
View legislation →

Unauthorised opening or access to a customs or excise warehouse

If anyone opens a warehouse door or lock, or gets into a customs or excise warehouse (or its stored goods) without permission from a proper officer, they commit a criminal …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Unauthorised use of a pipeline for goods

If you import, export or move goods through a pipeline that has not been approved by HMRC (or you breach any condition attached to an approved pipeline, or access goods …

ECJU Unlimited fine 2 years Imprisonment Customs and Excise Management …
View legislation →

Unload exported goods in the UK without authority

If you load goods onto a vehicle for export but then unload them in the United Kingdom without the proper officer’s permission – and you haven’t paid any duty due …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Use of ship, railway vehicle, aircraft or hovercraft in breach of customs rules

If you own or operate a ship (up to 100 tons), a railway vehicle, an aircraft or a hovercraft that is used to import, export or move goods contrary to …

ECJU £20000 Prosecution Customs and Excise Management …
View legislation →

Use premises or article without required customs entry

If you or your business use any premises, building, vehicle or equipment that the customs rules require to be entered for trade purposes, but you have not made the proper …

ECJU Unlimited fine Prosecution Customs and Excise Management …
View legislation →

Keep records for activities carried out under a general export licence

If your business uses a general export licence or a general export authorisation while based in the UK, you must maintain a detailed register of each export act. The register …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Keep records for all firearm imports and exports

If your business imports or exports weapons or firearms, you must maintain the records that HMRC (the Commissioners) ask for under EU Directive 91/477/EEC. These records must be kept for …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
View legislation →

Keep required export‑control registers and records

If your business exports or deals with dual‑use items covered by the EU dual‑use Regulation, you must maintain the specific registers set out in Article 29(2)(a)‑(i). These records must be …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Make required customs entry and keep premises marked

If your business is involved in a customs or excise trade and you are told to make an entry for a premises or article, you must complete the entry in …

ECJU Customs and Excise Management …
View legislation →

Register with the Secretary of State when using a general export licence

If your business carries out any activity under a general export licence, you must send the Secretary of State a written notice giving your name and the address where export‑control …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Apply for export certificate and provide required information

If you want to export goods that fall under the Export Control Order, you must apply to the Secretary of State for an export licence (certificate). When you apply, you …

ECJU Unlimited fine Imprisonment Export Control Order 2008
View legislation →

Claim customs duty relief for goods in transit or transshipment

If you import goods into the UK only to move them on to another country, you can apply to HMRC for relief from paying customs duty. You must declare the …

ECJU Unlimited fine Imprisonment Customs and Excise Management …
View legislation →

Claim repayment of excise duty for returned or destroyed goods

If you import goods under a sales contract and they arrive damaged or not as described, you can ask HMRC to refund any excise duty you paid, provided you return …

ECJU Customs and Excise Management …
View legislation →

Provide information to HMRC on firearms imports or exports

If your business imports or exports weapons or firearms you must give HMRC any information they reasonably ask for about those goods. You also have to produce any related documents …

ECJU Imprisonment Customs and Excise Management …
View legislation →

Submit written appeal within 28 days of licence decision

If the UK government refuses, suspends, revokes or amends your export licence, you must send a written appeal to the Export Control Organisation within 28 days of the notification. The …

ECJU Export Control Order 2008
View legislation →
CMA 107 obligations

Address compliance notice and restore ADR approval

If the regulator tells your ADR business that you no longer meet a Schedule 3 requirement, you must fix the issue promptly and be back in compliance within three months …

CMA Alternative Dispute Resolution for …
View legislation →

Arrange collection or return of goods and bear return costs when a consumer cancels

When a consumer cancels a purchase, you must either collect the goods (if you offered to or if they were delivered to their home and can’t be posted) or give …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Avoid prohibited expressions in credit advertisements

When you promote credit products you must not use terms such as “overdraft”, “interest free”, “no deposit”, “loan guaranteed”, “pre‑approved”, “gift”, or “weekly equivalent” unless the specific exceptions listed in …

CMA Prosecution Consumer Credit (Advertisements) Regulations …
View legislation →

Comply with statutory restrictions in Schedule 7 and show due‑diligence

If your business is covered by the competition rules set out in Schedule 7 of the Enterprise Act, you must make sure you do not breach those restrictions. If you …

CMA Prosecution Enterprise Act 2002
View legislation →

Comply with the terms of an approved redress scheme

If your business is named as a compensating party in a Competition and Markets Authority‑approved redress scheme, you must follow the scheme’s terms and take all reasonable steps to do …

CMA Competition Act 1998
View legislation →

Cooperate with other ADR providers and regulators

If your business provides an Alternative Dispute Resolution (ADR) service, you must regularly exchange best‑practice ideas with other ADR providers and work with the competition and consumer enforcement bodies. This …

CMA Alternative Dispute Resolution for …
View legislation →

Deliver goods on time and reimburse if delivery fails

When you sell goods to a consumer you must get them to the buyer either at the agreed time or, if no time is set, within 30 days of the …

CMA Consumer Rights Act 2015
View legislation →

Deliver services within a reasonable time

If you sell a service and you haven’t set a specific deadline (or the related information doesn’t set one), the law expects you to complete the work promptly – what …

CMA Consumer Rights Act 2015
View legislation →

Disclose pre‑contract credit information for business distance contracts

When you (as a creditor or lender) sell credit over the phone, internet or any other distance method to a customer who is using the credit for their business, you …

CMA Consumer Credit (Disclosure of …
View legislation →

Disclose security requirements in credit adverts

If you advertise a credit product that needs security (or could need it), you must tell potential borrowers that security is required and explain what kind of security it is. …

CMA Unlimited fine Imprisonment Consumer Credit (Advertisements) Regulations …
View legislation →

Display and publish your letting fees clearly

If you operate as a letting agent in England, you must show a clear, up‑to‑date list of every fee you charge. The list has to be displayed where customers meet …

CMA Consumer Rights Act 2015
View legislation →

Display APR correctly in credit advertisements

When you promote a credit product, you must show the Annual Percentage Rate (APR) exactly as “%APR”. If the rate can change, add the word “variable”. If you are using …

CMA Prosecution Consumer Credit (Advertisements) Regulations …
View legislation →

Do not exclude liability for death or personal injury caused by negligence

Your business must not put any clause in consumer contracts or consumer notices that tries to limit or void your liability if a customer suffers death or personal injury because …

CMA Consumer Rights Act 2015
View legislation →

Do not start a service before the cancellation period ends unless the consumer requests it

You must wait until the statutory cooling‑off period is over before you begin delivering a service, unless the customer has given you a clear, express request to start early (and …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Do not start digital content delivery before cancellation period ends

If you sell digital content that isn’t on a physical medium (e.g., software download, streaming service), you must not begin supplying it until the consumer’s 14‑day cooling‑off period is over. …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Do not start services in cooling‑off period unless consumer requests

You must not begin delivering a service while the consumer is still in their right‑to‑cancel period, unless the consumer expressly asks you to start (and does so on a durable …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Ensure contract terms and consumer notices are fair

Any term or notice you put in a contract with a consumer must be fair – it shouldn’t create a big disadvantage for the consumer and must be agreed in …

CMA Consumer Rights Act 2015
View legislation →

Ensure credit advertisements meet regulatory requirements

If your business publishes any credit advertisement, you must make sure it follows every rule set out in the Consumer Credit (Advertisements) Regulations. This means checking the content, format and …

CMA Consumer Credit (Advertisements) Regulations …
View legislation →

Ensure legal right to sell/hire goods and disclose any encumbrances

When you sell or hire goods to a consumer, you must be able to transfer ownership or possession and the items must be free from undisclosed charges or security interests. …

CMA Consumer Rights Act 2015
View legislation →

Include required pre‑contract info as contract terms

If you sell goods, any pre‑contract information you are required to give under the Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013 (except the main characteristics of the goods) …

CMA Consumer Rights Act 2015
View legislation →

Include required statements and signatures in credit agreement modifications

Whenever you change a regulated consumer credit agreement, you must clearly state in the new document which pieces of information are unchanged. That statement has to be in the agreement …

CMA Consumer Credit (Agreements) Regulations …
View legislation →

Inform consumers and obtain clear acknowledgement of payment before electronic orders

If you sell goods or services online, you must show the key contract information (the items listed in Schedule 2) in a clear, prominent way before the customer places the …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Make contract terms and consumer notices clear and readable

If you sell goods or services to consumers, you must ensure any written contract terms or notices you give them are easy to understand and easy to read. This means …

CMA Consumer Rights Act 2015
View legislation →

Make credit ads clear, legible and show advertiser name

Whenever you promote credit products, your ads must be written in plain language that anyone can understand, be easy to read (or hear clearly if spoken), and clearly display who …

CMA Prosecution Consumer Credit (Advertisements) Regulations …
View legislation →

Only start digital content delivery after consumer consent and cancellation‑right acknowledgement

You must not begin providing digital content (such as downloads or streaming) until the 14‑day cooling‑off period ends, unless the customer has explicitly agreed to start early and has been …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Operate your consumer ADR service to meet regulator standards

If your business provides alternative dispute resolution (ADR) for consumer complaints, you must run it in a way that is independent, transparent and accessible. This includes keeping an up‑to‑date website …

CMA Alternative Dispute Resolution for …
View legislation →

Provide address and arrange return of goods when a contract is cancelled

If a consumer cancels a purchase, you must either collect the goods (where you have offered to do so or where they cannot be returned by post) or give the …

CMA Prosecution Consumer Contracts Regulations 2013, …
View legislation →

Provide clear written guarantee and give it on request

If you sell goods and offer a guarantee, you must write the guarantee in plain, easy‑to‑understand English, include your name, address, how long it lasts and where it applies, and …

CMA Consumer Rights Act 2015
View legislation →

Provide required information in regulated consumer credit agreements

If your business offers a regulated consumer credit agreement, you must make sure the written agreement contains all the information set out in Schedule 1 (and the relevant protection statements …

CMA Imprisonment Consumer Credit (Agreements) Regulations …
View legislation →

Provide required pre‑contract credit information for telephone agreements

If you sell credit over the phone you must give the consumer a set of key details before the deal is sealed – who you are, the main features of …

CMA Consumer Credit (Disclosure of …
View legislation →

Provide required pre‑contract information and cancellation form

If you sell goods or services to a consumer away from your premises (e.g., online, by phone or door‑to‑door), you must give them all the information listed in Schedule 2 …

CMA Unlimited fine Consumer Contracts Regulations 2013, …
View legislation →

Provide required pre‑contract information for distance sales

Before you bind a consumer to a distance contract (online, phone, mail, etc.), you must give them all the information set out in Schedule 2 in a clear, easy‑to‑understand way …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Provide required pre‑contract information for distance sales

When you sell goods or services online, by phone, mail or any other distance method, you must give the consumer all the information set out in Schedule 2 in a …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Provide required pre‑contract information for overdraft credit

If you offer an overdraft to a consumer you must give them a clear statement before the agreement is signed. The statement must contain your contact details, how the overdraft …

CMA Unlimited fine Imprisonment Consumer Credit (Disclosure of …
View legislation →

Repair or replace faulty goods promptly

If a customer asks you to fix or replace a product that does not meet the contract, you must do so within a reasonable time and without causing them significant …

CMA Consumer Rights Act 2015
View legislation →

Repair or replace non‑conforming digital content

If a consumer tells you that the digital content you supplied does not work as agreed, you must fix it or give them a replacement. You have to do this …

CMA Consumer Rights Act 2015
View legislation →

Show clear payment info and get explicit consent for online orders

If you sell goods or services online and the customer must pay, you must display the key payment information in a clear, prominent way before they place the order. You …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Supply digital content of satisfactory quality

If your business provides digital products – such as software, apps, e‑books, music or video – you must make sure they meet the quality a reasonable consumer would expect. This …

CMA Consumer Rights Act 2015
View legislation →

Supply goods that meet satisfactory quality standards

When you sell goods to consumers you must make sure they are of satisfactory quality – meaning they meet the expectations of a reasonable person, given the description, price and …

CMA Consumer Rights Act 2015
View legislation →

Treat required pre‑contract information as contract terms for digital content

If you sell digital content (e.g., software, apps, e‑books) you must include any pre‑contract information you gave the consumer – apart from the main characteristics, functionality and compatibility – as …

CMA Consumer Rights Act 2015
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Acknowledge consumer cancellations promptly

If a customer uses the online form or any other method you provide on your website to cancel or withdraw from a distance contract, you must immediately confirm that you …

CMA Consumer Contracts Regulations 2013, …
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Acknowledge consumer cancellations promptly on a durable medium

If you give customers the option to cancel a distance or off‑premises contract on your website, you must send them an acknowledgement that you have received their cancellation as soon …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Disclose identity and purpose at start of sales calls

When you call a consumer to try to sell or finalise a distance contract, you must tell them who you are, who you’re calling on behalf of (if it’s not …

CMA Prosecution Consumer Contracts Regulations 2013, …
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Disclose identity and purpose at start of sales calls

If you call a consumer with the aim of selling them a distance contract, you must begin the call by telling them who you are, who you’re calling on behalf …

CMA Prosecution Consumer Contracts Regulations 2013, …
View legislation →

Inform pawn customers of their right to pre‑contract credit information

If you offer pawn agreements, you must tell existing customers (not brand‑new ones), before the deal is signed, that they can ask for the pre‑contract credit information (as set out …

CMA Consumer Credit (Disclosure of …
View legislation →

Make the ADR list publicly available

If your business provides Alternative Dispute Resolution (ADR) services, you must ensure the official list of all approved ADR providers is easy for the public to find. This means linking …

CMA Alternative Dispute Resolution for …
View legislation →

Notify the CMA and apply for a decision on conduct

If you want the Competition and Markets Authority (CMA) to decide whether your business practice breaches the competition rules (Chapter II prohibition), you must first inform the CMA of the …

CMA Competition Act 1998
View legislation →

Notify the CMA and request guidance on potential competition issues

If you want the Competition and Markets Authority (CMA) to look at a business practice you are considering, you must first tell the CMA about it and ask for their …

CMA Competition Act 1998
View legislation →

Provide contract confirmation on a durable medium

When you sell goods or services to a consumer at a distance (online, by phone, post, etc.), you must send them a written confirmation of the contract on a durable …

CMA Consumer Contracts Regulations 2013, …
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Provide full ticket details to buyers before sale

If you resell event tickets through a secondary ticketing platform, you must give the buyer clear information about the seat or standing area, any restrictions on who can use the …

CMA Consumer Rights Act 2015
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Provide pre‑contract credit information for non‑telephone distance agreements

If you offer credit to a consumer and the agreement is made using email, website, post or any other remote method that isn’t a voice phone call, you must give …

CMA Consumer Credit (Disclosure of …
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Provide required credit information to consumers

When you offer a credit product that falls under regulation 10(2) (for example, an overdraft), you must give the consumer the prescribed information. You can do this by using the …

CMA Consumer Credit (Disclosure of …
View legislation →

Comply with any CMA or Secretary of State enforcement undertaking or order

If the Competition and Markets Authority (CMA) or the Secretary of State gives your business an enforcement undertaking or order, you must follow it exactly. Failing to do so can …

CMA Enterprise Act 2002
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Comply with any competition law enforcement undertaking or order

If the CMA or the Secretary of State issues your business an enforcement undertaking or order under the Enterprise Act, you must follow its terms. Failing to do so can …

CMA Enterprise Act 2002
View legislation →

Comply with any transferred EU merger commitments

If your business has EU merger commitments that have been transferred to the Competition and Markets Authority, you must make sure you follow those commitments. This means meeting any conditions …

CMA Enterprise Act 2002
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Cooperate with CMA officers executing a warrant

If a Competition and Markets Authority (CMA) officer arrives with a warrant to inspect your premises, you must be told about the planned entry and be given a reasonable chance …

CMA Competition Act 1998
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Provide ADR information to consumers

If your business is required to use an alternative dispute resolution (ADR) scheme, you must put the ADR provider’s name and website on your own website (if you have one) …

CMA Alternative Dispute Resolution for …
View legislation →

Provide contract confirmation on a durable medium

When you sell anything to a consumer at a distance (online, by phone or mail), you must send the consumer a written (or other durable) confirmation of the contract. The …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Provide full contract terms and accurate obligations in distance credit agreements

If your business offers a credit agreement to a consumer over distance (e.g. online or phone) and the consumer is not using the credit for their own business, you must …

CMA Consumer Credit (Disclosure of …
View legislation →

Provide repeat performance of services when requested

If a consumer tells you the service you provided isn’t up to contract standards, you must do the work again. You have to carry out the repeat performance within a …

CMA Consumer Rights Act 2015
View legislation →

Provide required pre‑contract information and cancellation form

When you sell to a consumer away from your premises (e.g., door‑to‑door, telephone, online), you must give them the information set out in Schedule 2 in a clear, legible way, …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Provide services with reasonable care and skill

When you sell a service to a consumer, the law automatically requires you to carry out that service with reasonable care and skill. In practice this means you must do …

CMA Consumer Rights Act 2015
View legislation →

Charge only basic rate for consumer help‑line calls

If your business runs a telephone line for customers to call about contracts, you must not make them pay more than the basic telephone rate. Should you charge a consumer …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Comply with Tribunal decisions and enforce awarded sums

If your business is a party to a Competition Appeal Tribunal case and the Tribunal issues a decision that awards damages, costs or gives a direction, you must pay the …

CMA Imprisonment Enterprise Act 2002
View legislation →

Get shareholder approval for director payments not covered by policy

If your company is listed on a stock exchange, you can only pay directors (including salaries, bonuses or other benefits) if the payment follows the latest directors’ remuneration policy that …

CMA Enterprise and Regulatory Reform …
View legislation →

Provide price reduction or refund promptly

If a consumer cannot get the digital content repaired or replaced, or you fail to do so within a reasonable time, they can demand a price reduction. You must reduce …

CMA Consumer Rights Act 2015
View legislation →

Provide price reduction/refund to consumers

If a customer cannot get the service performed again, or you fail to redo it within a reasonable time, you must lower the price and refund any over‑payment. The refund …

CMA Consumer Rights Act 2015
View legislation →

Provide remedy for damage caused by digital content

If your business supplies digital content that damages a consumer’s device or other digital content, you must either fix the damage at your own cost within a reasonable time and …

CMA Consumer Rights Act 2015
View legislation →

Refund consumers for faulty digital content

If you sell digital content that turns out to be defective, not as described, or otherwise breaches the contract, you must give the consumer a refund. The refund must be …

CMA Consumer Rights Act 2015
View legislation →

Act as receiver or manager while bankrupt

If you act as a receiver or manager of a company’s assets on behalf of debenture holders while you are an undischarged bankrupt or subject to a bankruptcy restrictions order, …

CMA Unlimited fine Prosecution Enterprise Act 2002
View legislation →

Agree to fix prices or divide markets (cartel offence)

If your business (or you as an individual) makes an agreement with another company to fix prices, limit supply, allocate customers or markets, or rig bids for goods or services …

CMA Unlimited fine 5 years Imprisonment Enterprise Act 2002
View legislation →

Breach of interim undertaking or order

If your business does not comply with an interim undertaking or order made under the Enterprise Act – for example, a requirement to halt a merger or change a practice …

CMA Unlimited fine 2 years Imprisonment Enterprise Act 2002
View legislation →

Cause another person to breach consumer cancellation notice duties

If a person commits an offence for failing to give the required notice of a consumer's right to cancel, and that failure is because of your act or omission, you …

CMA Unlimited fine Prosecution Consumer Contracts Regulations 2013, …
View legislation →

Commit a competition law offence

If your business engages in anti‑competitive conduct that breaches the Competition Act 1998 – for example, entering into a cartel, abusing a dominant market position, or any other prohibited activity …

CMA Unlimited fine Prosecution Competition Act 1998
View legislation →

Commit anti‑competitive offences (e.g., cartel, abuse of dominance)

If your business engages in prohibited anti‑competitive behaviour such as price fixing, market sharing, bid‑rigging or abusing a dominant market position, you are committing a criminal offence under the Competition …

CMA Unlimited fine 2 years Imprisonment Competition Act 1998
View legislation →

Consent, connivance or neglect in a corporate competition offence

If your company breaches the Competition Act (e.g. illegal agreements or abuse of dominance) and the breach is done with the consent, connivance or neglect of a director, manager, secretary …

CMA Unlimited fine 2 years Imprisonment Competition Act 1998
View legislation →

Corporate offence liability for officers

If your company (or a Scottish partnership) commits an offence under regulation 19 and the breach is caused by an officer’s consent, connivance or neglect, both the company (or partnership) …

CMA Unlimited fine Prosecution Consumer Contracts Regulations 2013, …
View legislation →

Disclose confidential information obtained under compulsory powers

If your business shares information that was obtained under a statutory requirement (section 15B) about an individual's private affairs or a particular business, without the individual's or the business's consent, …

CMA Unlimited fine 2 years Imprisonment CAICEA 2004
View legislation →

Disclose or misuse prohibited competition information

If your business discloses competition‑sensitive information that is covered by section 237, breaches a direction under section 243E, or uses information disclosed under the Enterprise Act for a purpose that …

CMA Unlimited fine 2 years Imprisonment Enterprise Act 2002
View legislation →

Engage in cartel conduct

If you or your business take part in a cartel – for example, agreeing with competitors to fix prices, limit production, or divide markets – you commit an offence under …

CMA Unlimited fine 5 years Imprisonment Enterprise Act 2002
View legislation →

Fail to comply with a competition notice under the Enterprise Act

If the Competition and Markets Authority, Trading Standards or the Payment Services Regulator serves your business a notice under section 174 of the Enterprise Act – for example requiring you …

CMA Unlimited fine 6 months Imprisonment Enterprise Act 2002
View legislation →

Fail to comply with an enforcement undertaking or order

If a regulator (the CMA or the Secretary of State) has accepted an enforcement undertaking from you, or has issued an enforcement order, and you do not comply without a …

CMA Prosecution Enterprise Act 2002
View legislation →

Fail to comply with competition requirement under s.193/194

If your business does not meet a requirement imposed by the Enterprise Act (sections 193 or 194), such as providing information or taking action when asked, you commit a criminal …

CMA Unlimited fine 6 months Imprisonment Enterprise Act 2002
View legislation →

Fail to comply with enforcement undertaking or order

If the CMA (or, for certain competition investigations, the Secretary of State) has accepted an enforcement undertaking from you or served you with an enforcement order, you must comply with …

CMA Unlimited fine Prosecution Enterprise Act 2002
View legislation →

Fail to give required cancellation notice

If you are a trader who makes an off‑premises contract covered by regulation 10 and you do not provide the consumer with the information about their right to cancel as …

CMA Unlimited fine Prosecution Consumer Contracts Regulations 2013, …
View legislation →

Fail to obtain planning permission for demolition in a conservation area

If you carry out demolition of a building that lies in a conservation area in England without first getting the required planning permission, or you breach any condition attached to …

CMA Unlimited fine 2 years Imprisonment Enterprise and Regulatory Reform …
View legislation →

Falsify information to obtain a listed building lawfulness certificate

If you deliberately give a false or misleading statement, use a fake document, or hide important information when applying for a certificate of lawfulness for works on a listed building, …

CMA Unlimited fine 2 years Imprisonment Enterprise and Regulatory Reform …
View legislation →

Intentionally alter, suppress or destroy a CMA notice document

If you deliberately change, hide or destroy a document that the Competition and Markets Authority has legally required you to provide under a section 174 notice, you commit a criminal …

CMA Unlimited fine 2 years Imprisonment Enterprise and Regulatory Reform …
View legislation →

Make false statements or omit information in a bankruptcy application

If you knowingly or recklessly give false information, leave out required information, or fail to tell the adjudicator about a change when making a bankruptcy application, you commit an offence. …

CMA Prosecution Enterprise and Regulatory Reform …
View legislation →

Obstruct a company inspector or investigator

If anyone intentionally blocks or interferes with a duly‑authorised inspector or investigator when they try to enter or stay on premises, that person commits a criminal offence. On conviction the …

CMA Unlimited fine Prosecution CAICEA 2004
View legislation →

Obstruct a competition regulator officer

If a person deliberately blocks, hinders or otherwise interferes with a Competition and Markets Authority officer who is exercising powers under the Competition Act (such as investigations or a warrant), …

CMA Unlimited fine 2 years Imprisonment Competition Act 1998
View legislation →

Obstruct competition authority investigation

If you (or your business) fail to give information, provide false or misleading information, destroy documents, or otherwise do not cooperate with a direction from the Competition and Markets Authority …

CMA Unlimited fine 5 years Imprisonment Competition Act 1998
View legislation →

Provide false or misleading information to the CMA

If your business gives the Competition and Markets Authority (CMA) information that is false or misleading in a material way, and you know it is false or are reckless about …

CMA Unlimited fine 2 years Imprisonment Competition Act 1998
View legislation →

Supply false or misleading information to the CMA or other authority

If you provide material information to the Competition and Markets Authority (or any other appropriate authority) that you know is false or misleading, or you do so recklessly, you commit …

CMA Unlimited fine 2 years Imprisonment Enterprise Act 2002
View legislation →

Unauthorised disclosure of ACAS information

If you share information held by ACAS about a worker, an employer or a trade union, and the disclosure is not covered by one of the permitted exceptions, you commit …

CMA Unlimited fine Prosecution Enterprise and Regulatory Reform …
View legislation →

Unauthorised disclosure of tax information

If your business receives information that HMRC has disclosed to a prescribed body and you share that information with anyone other than the person it relates to, you are committing …

CMA Unlimited fine 2 years Imprisonment CAICEA 2004
View legislation →

Include required information and notice on pawn receipts

If you take an item as pawn under a regulated consumer credit agreement, the pawn‑receipt you give must contain the specific information set out in Schedule 1 (paragraphs 1, 2 …

CMA Prosecution Consumer Credit (Agreements) Regulations …
View legislation →

Preserve documents relevant to CMA investigations

If you become aware that the Competition and Markets Authority (CMA) is investigating your business, or may be helping an overseas regulator, you must keep any documents that could be …

CMA Unlimited fine Imprisonment Competition Act 1998
View legislation →

Provide copy or confirmation of off‑premises contracts

If you sell a contract away from your business premises (e.g., at a consumer’s home or over the phone), you must give the consumer either a paper copy of the …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Provide copy or confirmation of off‑premises contracts

When you sell goods or services away from your business premises, you must give the consumer a copy of the signed contract or a written confirmation that contains all the …

CMA Consumer Contracts Regulations 2013, …
View legislation →

Apply to become an ADR entity and provide required information

If you want your business to be recognised as an Alternative Dispute Resolution (ADR) provider for consumer disputes, you must submit an application to the relevant competent authority. You need …

CMA Alternative Dispute Resolution for …
View legislation →

Answer CMA questions when served a notice

If the Competition and Markets Authority sends you a written notice asking you to answer questions about a competition investigation, you must provide the answers at the time and place …

CMA Unlimited fine Imprisonment Competition Act 1998
View legislation →

Apply to Tribunal for approval of collective settlement

If your business is named as a defendant in a Competition Act collective action, you must work with the claimant’s representative to submit an application to the Competition Appeal Tribunal …

CMA Competition Act 1998
View legislation →

Comply with CMA notice to attend, produce documents or supply information

If the Competition and Markets Authority (CMA) serves you with a notice under this section, you must attend at the time and place (or remotely) they specify, give evidence, provide …

CMA Prosecution Enterprise Act 2002
View legislation →

Comply with CMA requests for evidence and information

If the Competition and Markets Authority (CMA) serves you with a notice under the Enterprise Act, you must attend, give evidence, produce documents or supply information as specified. The request …

CMA Unlimited fine Imprisonment Enterprise Act 2002
View legislation →

Include required data in your ADR annual activity report

If your business provides Alternative Dispute Resolution (ADR) services, you must produce an annual activity report that contains specific statistics – the number and types of domestic disputes you handled, …

CMA Alternative Dispute Resolution for …
View legislation →

Submit updates and annual reports to the regulator

If you run an ADR service, you must tell the regulator in writing as soon as any of the information you originally provided to them changes. You also need to …

CMA Alternative Dispute Resolution for …
View legislation →
IPO 101 obligations

Avoid using recordings without proper consent

You must not play, show or broadcast any recording of a performance unless you have the performer’s permission and the permission of the person who owned the recording rights at …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Comply with OFCOM confirmation decision and pay any penalty

If OFCOM notifies you that you have breached a condition of your wireless licence and, after you’ve had a chance to respond, issues a confirmation decision, you must act on …

IPO Wireless Telegraphy Act 2006
View legislation →

Do not claim connection with design right owner in marketing

If your business holds a licence to use someone else’s design, you must not describe your products or adverts as being from, or licensed by, that design‑right owner unless you …

IPO Copyright, Designs and Patents …
View legislation →

Do not import, possess, sell or distribute illicit recordings

Your business must not bring into the UK, keep, sell, hire out, offer for sale/hire or distribute any audio or video recording of a performance unless you have the proper …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not import, sell or distribute illicit recordings without consent

You must not bring into the UK, keep, sell, hire out, offer for sale or give away any recording of a performance that you don’t have the performer’s permission for, …

IPO Prosecution Copyright, Designs and Patents …
View legislation →

Do not import unauthorised copyrighted material

You must not bring any copyrighted work into the UK for commercial use unless you have the copyright owner’s licence. This applies to all imports that you know, or should …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not mis‑attribute works when selling or displaying them

You must ensure that any literary, dramatic, musical, artistic work or film you sell, display, lend, broadcast or otherwise deal with is correctly credited to its true author or director. …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not sell, hire or distribute infringing sound recordings

If your business deals with sound recordings you must make sure they are not infringing – i.e. they must not be distorted, mutilated or otherwise harm the performer’s reputation. You …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not sell, hire or distribute infringing works

If you run a business, you must not possess, sell, let out, exhibit or distribute any work that you know – or should reasonably know – is infringing copyright. This …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not supply or permit equipment that enables copyright infringement

If your business sells, rents, or lets people use devices that play music, films or receive electronic audio‑visual content, you must be sure you are not helping anyone break copyright. …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Ensure permission for performances does not infringe copyright

If you allow a performance to take place in a venue you control – for example a hall, club or any place used for public entertainment – you must be …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Ensure research disclosures comply with data protection & IP law

If you share or publish any information for research, you must first make sure it isn’t protected data or IP that you’re not allowed to disclose. In other words, you …

IPO Imprisonment Higher Education and Research …
View legislation →

Make commercial communications clearly identified and transparent

If you run a website or other online service that sends ads, offers or competitions, you must make sure each message is clearly marked as advertising, shows who it’s from, …

IPO Electronic Commerce (EC Directive) …
View legislation →

Make unsolicited commercial emails clearly identifiable as ads

If your business sends commercial emails that the recipient has not asked for, you must label them so the recipient can instantly see they are advertising. The identification has to …

IPO Electronic Commerce (EC Directive) …
View legislation →

Obtain consent before copying any performance recordings

If your business copies a recording of a live performance – even a short, temporary or incidental copy – you must have the performer’s permission first. This means you need …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Obtain consent before recording any performance under an exclusive contract

If your business records a live performance – music, theatre, dance or any other act – you must get permission from the person who holds the recording rights (or from …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Obtain performer consent before streaming recordings

If your business makes a recording of a performance available online for anyone to watch whenever they like, you must have the performer’s permission first. Distributing a performance without consent …

IPO Copyright, Designs and Patents …
View legislation →

Obtain performer consent before using recorded performances

If you play, show or broadcast any part of a recorded performance, you must have the performer’s permission. Using a recording that was made without the performer’s consent – or …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Obtain written assertion of a performer’s right to be identified

If your business uses someone’s performance (e.g., music, dance, spoken word), you must have a written statement from the performer confirming they want to be identified as the performer. This …

IPO Copyright, Designs and Patents …
View legislation →

Provide a way for customers to correct input errors

If you sell goods or services online, you must give customers a simple way to see and fix any mistakes they made when entering details before the contract is completed. …

IPO Electronic Commerce (EC Directive) …
View legislation →

Provide means to carry out permitted acts when DRM blocks them

If your business owns copyright in a work and uses a technological protection measure (DRM) that stops someone from doing a permitted act – for example making an accessible copy …

IPO Copyright, Designs and Patents …
View legislation →

Request reinstatement of a refused patent application and meet the new deadline

If your patent application is refused because you missed a deadline or other requirement, you can ask the Comptroller to reinstate it, but only if you act promptly, follow the …

IPO Patents Act 1977
View legislation →

Respect authors’ moral rights when using copyrighted works

When your business uses someone else's copyrighted material – for example on your website, in marketing or in publications – you must give proper credit to the author or director, …

IPO Copyright, Designs and Patents …
View legislation →

Respond to trademark forfeiture notices and avoid infringing goods

If any of your products, packaging or labelling display a sign that is identical to or could be confused with a registered trade mark, a Scottish court can order those …

IPO Unlimited fine Imprisonment Trade Marks Act 1994
View legislation →

Return seized substance to its rightful owner or arrange disposal

If your business is holding a substance that is no longer authorised to be kept under the Serious Crime Act (for example, after a forfeiture order ends), you must try …

IPO Unlimited fine Imprisonment Serious Crime Act 2015
View legislation →

Take on DST obligations when you become the group's responsible member

If your business becomes the 'responsible member' for a Digital Services Tax group, you automatically inherit all DST duties, liabilities and any past penalties that could have applied to the …

IPO Prosecution Finance Act 2020
View legislation →

Notify HMRC of any change in group information

If your business is part of a tax‑group and you have previously reported information to HMRC, you must tell HMRC as soon as any of that information changes. The responsible …

IPO Finance Act 2020
View legislation →

Notify licensing body and Copyright Tribunal before using recordings

If your business wants to use the special right set out in section 135C (for example, to broadcast or otherwise exploit a recording), you must first tell the relevant licensing …

IPO Copyright, Designs and Patents …
View legislation →

Add registered trade‑mark notice in reference works when requested

If you publish a dictionary, encyclopaedia or similar reference and a trademark owner tells you in writing that the way you show their mark could make it look like a …

IPO Trade Marks Act 1994
View legislation →

Apply to Copyright Tribunal to extend an expiring licence

If your business holds a copyright licence that is about to end, you can ask the Copyright Tribunal to keep it in force when ending it would be unreasonable. You …

IPO Copyright, Designs and Patents …
View legislation →

Apply to court to forfeit infringing copies you hold during an investigation

If your business is found in possession of copies that infringe copyright while an offence is being investigated or prosecuted, you can request the court to take those copies away. …

IPO Copyright, Designs and Patents …
View legislation →

Assert author’s right to be identified when assigning or licensing works

If you own copyright or are assigning, licensing or handing over a work for public display, you must include a written statement that the author (or director) wants to be …

IPO Copyright, Designs and Patents …
View legislation →

Avoid dealing in infringing copies of copyrighted works

If your business possesses, sells, hires out, exhibits or distributes a copy of a work you know, or should reasonably know, is infringing copyright, you are committing a criminal offence. …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Avoid infringing performers' non‑property and recording rights

You must not use a performance or a recording without the performer’s or recorder’s permission. If you do, the rights holder can bring a civil claim against you as a …

IPO Copyright, Designs and Patents …
View legislation →

Comply with a court order to surrender or destroy illicit recordings

If your business is found to be holding a recording that has been seized as illegal, a court can order that it be handed over, sold or destroyed. You must …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Comply with court orders to dispose of infringing articles

If a design‑right owner wins a court order over goods you hold or that you have delivered under a previous order, you must follow the court’s decision. The court can …

IPO Copyright, Designs and Patents …
View legislation →

Comply with court orders to dispose of seized infringing copies

If a court orders you to dispose of infringing copies that have been seized or delivered up under the copyright law, you must follow that order. This could mean giving …

IPO Copyright, Designs and Patents …
View legislation →

Comply with the EC Directive’s Reg 9(3) requirements

If you run an e‑commerce or online services business, you must meet the specific obligations set out in Regulation 9(3) of the EC Directive. If a customer asks for proof …

IPO Electronic Commerce (EC Directive) …
View legislation →

Do not provide equipment for infringing copying without permission

If your business supplies, sells or lets out devices that are made or adapted to copy copyrighted works, you must have a licence from the copyright owner and you must …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Do not publish or share private commissioned photos or films

If your business handles a photograph or film that was commissioned for private or domestic use, you must not copy, exhibit or make it available to the public unless one …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
View legislation →

Grant licences promptly under any licence scheme

If you run a licence scheme for copyright or related rights, you must grant licences to applicants in line with the scheme’s rules as soon as you are asked to …

IPO Copyright, Designs and Patents …
View legislation →

Include promoter‑imposed conditions when applying for licences for events

If your business wants a licence for a sound recording, film or broadcast that contains any entertainment or other event, you must include any conditions that the event promoters set …

IPO Copyright, Designs and Patents …
View legislation →

Obtain consent before recording or broadcasting live performances

If your business records, broadcasts, or copies any part of a live performance (for example a concert, theatre show or any other qualifying performance), you must have the performer’s permission …

IPO Copyright, Designs and Patents …
View legislation →

Preserve electronic rights‑management information on copyrighted works

If your business handles copyrighted material you must not delete, change or tamper with any electronic rights‑management information (such as DRM, author details or usage codes) attached to the work. …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
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Provide online services in line with statutory duties

If you run an online business, you must follow the duties set out in regulations 6, 7, 8, 9(1) and 11(1)(a) of the Electronic Commerce Regulations 2002. These cover things …

IPO Electronic Commerce (EC Directive) …
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Provide required business information on your website

If you run an online service, you must display key details about your business – name, address, contact email, company registration number, any professional registration, VAT number (if applicable) and …

IPO Electronic Commerce (EC Directive) …
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Respond to court notice and appear to contest forfeiture of illicit recordings

If you are identified as the owner or have an interest in any illicit recordings in Scotland, the court can order those recordings to be forfeited. You must be served …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
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Respond to court notice and appear to defend infringing copies

If a Scottish procurator‑fiscal asks the court to seize copies of a work that may infringe copyright, you (as the owner or person with an interest in those copies) must …

IPO Imprisonment Copyright, Designs and Patents …
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Respond to court notice and surrender unauthorised decoders

If your business owns or has any interest in illegal (unauthorised) decoder equipment, a Scottish court can order that the devices be taken away and destroyed. You must attend any …

IPO Imprisonment Copyright, Designs and Patents …
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Comply with OFCOM confirmation decision and pay any penalty

If OFCOM sends you a confirmation decision after you have been notified of a breach under section 32C, you must do what the decision requires – for example, fix the …

IPO Wireless Telegraphy Act 2006
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Comply with OFCOM confirmation decision and pay any penalty

If OFCOM notifies you that you have breached a wireless‑telegraphy requirement, you can make representations. Once that period ends, OFCOM may issue a confirmation decision. You must follow any actions …

IPO Wireless Telegraphy Act 2006
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Obtain licences and pay fees for recording broadcasts used in teaching

If your school, college or university records a TV or radio broadcast – or makes copies of such recordings – for classroom use, you must have a proper licence. The …

IPO Copyright, Designs and Patents …
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Pay annual performer royalties and remit to collecting society

If you are the producer of a sound recording (or hold an exclusive licence) and have assigned copyright to a performer who received a one‑off payment, you must calculate 20% …

IPO Copyright, Designs and Patents …
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Pay Digital Services Tax on UK digital revenues

If your company is part of a corporate group that meets the DST threshold, you must calculate a 2% Digital Services Tax on the group’s UK digital services revenue that …

IPO Finance Act 2020
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Pay equitable remuneration to performers for public use of recordings

If your business plays or makes available a commercially published sound recording – for example in a shop, on a website, via streaming or broadcast – you must pay the …

IPO Copyright, Designs and Patents …
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Pay fee for court‑ordered patent office report

If the Patents Court asks the Patent Office to carry out an investigation or produce a report on a patent‑related question, the party that triggered or is bound by the …

IPO Patents Act 1977
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Pay public interest business protection tax on qualifying assets

If your business takes steps that reduce or remove an asset that was being used (or intended to be used) for a public‑interest business, and the total value of such …

IPO Prosecution Finance Act 2022 (established …
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Pay royalties and provide information for sound recordings in broadcasts

If you broadcast any sound recordings after a notice under the CDPA has been issued, you must obey any reasonable conditions set by the licensing body, give them the information …

IPO Copyright, Designs and Patents …
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Request and pay for patent search with proper description and claims

If you file a patent application that has passed the preliminary examination, you must ask the Patent Office to carry out a search, pay the required search fee, and ensure …

IPO Patents Act 1977
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Breach a female genital mutilation protection order

If you (or your organisation) do anything that an FGM protection order forbids, and you have no reasonable excuse, you commit a criminal offence. On conviction you can be sentenced …

IPO Unlimited fine 5 years Imprisonment Serious Crime Act 2015
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Carry out unauthorised computer act causing serious damage

If someone carrying out an unauthorised act on a computer knows it is unauthorised and either intends or is reckless about causing serious damage – such as loss of life, …

IPO Unlimited fine life Imprisonment Serious Crime Act 2015
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Copy or sell a product that infringes a registered design

If your business deliberately copies a registered design to make a product – either exactly or with only trivial differences – and does so without the owner’s consent, or you …

IPO Unlimited fine 10 years Imprisonment Intellectual Property Act 2014
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Deal in infringing copyrighted works

If you make, import, sell, hire, distribute, exhibit or otherwise deal with an item that you know (or ought to know) is a copy of a copyrighted work without the …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
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Disclose confidential information entrusted to foreign states or organisations

If your business receives information that was shared in confidence with a foreign government or an international body – for example defence, security or diplomatic material – and you then …

IPO Unlimited fine 2 years Imprisonment Official Secrets Act 1989
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Disclose protected official information without authority

If your business receives information that is classed as official, security, defence or international‑relations material and you disclose it without lawful authority – knowing (or having reasonable cause to believe) …

IPO Unlimited fine 2 years Imprisonment Official Secrets Act 1989
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Employ a worker who is not allowed to work in the UK

If you hire someone who does not have valid leave to work in the United Kingdom – for example their permission has expired, been revoked or they have never been …

IPO Unlimited fine 5 years Imprisonment Immigration, Asylum and Nationality …
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Fail to safeguard official information

If your business is a government contractor (or holds official documents on behalf of a Crown servant) and you keep a secret document after being told to return or destroy …

IPO Unlimited fine 2 years Imprisonment Official Secrets Act 1989
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Falsely claim authority to give copyright consent

If you or someone in your business says they are authorised to grant permission for using copyrighted material when they are not, you commit an offence unless you had reasonable …

IPO Unlimited fine 6 months Imprisonment Copyright, Designs and Patents …
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Falsely represent a trade mark as registered

If you claim that a trade mark is registered in the UK – or that it covers certain goods or services – when this is not true, and you know …

IPO £1000 Prosecution Trade Marks Act 1994
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File prohibited overseas patent application

If you or your company, as a UK resident, file a patent application abroad for an invention that contains military, national‑security or public‑safety information without first filing a UK application …

IPO £1000 2 years Imprisonment Patents Act 1977
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Make false entry in trade mark register

If you or your business deliberately put a false entry into the UK trade‑mark register, or create or submit a document that pretends to be a genuine register entry when …

IPO Unlimited fine 2 years Imprisonment Trade Marks Act 1994
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Make, import or distribute illicit recordings

If your business makes illicit recordings for sale or hire, imports them into the UK for anything other than private use, or sells/lets/distributes them knowing they are illegal, you commit …

IPO Unlimited fine 10 years Imprisonment Copyright, Designs and Patents …
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Misrepresent as a registered trade mark agent

If you or your business use the words “registered trade mark agent” or “registered trade mark attorney” in your name, marketing or any other description, or hold yourself out as …

IPO Unlimited fine Prosecution Trade Marks Act 1994
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Obstruct or assault immigration officer exercising powers under section 40

If you, or anyone acting for your business, flee detention, interfere with or assault an immigration officer who is using powers under section 40, you commit a criminal offence. On …

IPO Unlimited fine 51 weeks Imprisonment Immigration, Asylum and Nationality …
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Obstruct police or customs officer executing a search warrant

If you (or anyone acting on your behalf) block, interfere with or otherwise prevent a police or customs officer from carrying out a search and seizure warrant, without a reasonable …

IPO £1000 Prosecution Serious Crime Act 2015
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Participate in organised crime group activities

If you or anyone acting for your business knowingly takes part in criminal actions of an organised crime group – or helps the group carry out crime – you commit …

IPO 5 years Imprisonment Serious Crime Act 2015
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Personal liability for corporate copyright offence

If your company commits a copyright infringement (under section 107) and you, as a director, manager, secretary or similar officer, gave consent or turned a blind eye, you can be …

IPO Unlimited fine 10 years Prosecution Copyright, Designs and Patents …
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Possess paedophile manual

If you hold any item that contains advice or guidance on sexually abusing children, you commit a criminal offence unless you can prove a legitimate reason, that you never read …

IPO Unlimited fine 3 years Imprisonment Serious Crime Act 2015
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Publish identifying information of an FGM victim

If your newspaper, website, TV programme or any other publication includes material that could lead the public to identify a person alleged to be a victim of female genital mutilation, …

IPO Unlimited fine Prosecution Serious Crime Act 2015
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Rent to an adult disqualified by immigration status

If you let a residential property in England to an adult who is barred from tenancy because of their immigration status, and you know (or should reasonably have known) this, …

IPO £20000 Prosecution Immigration Act 2014
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Supply or market devices that bypass copyright protection

If your business manufactures, imports, sells, hires, advertises, possesses or distributes any product whose main purpose is to break or get round a copyright‑protecting technological measure, you are committing a …

IPO Unlimited fine 2 years Imprisonment Copyright, Designs and Patents …
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Throw articles into prison without authorisation

If you or anyone acting for your business throws any object or substance into a prison without proper authorisation, you commit a criminal offence. On conviction you can be sentenced …

IPO Unlimited fine 2 years Imprisonment Serious Crime Act 2015
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Unauthorised use of Royal arms or royal emblems

If your business displays the Royal arms, a badge that looks like them, or any title or emblem that makes people think you are authorised by, employed by or supplying …

IPO £500 Prosecution Trade Marks Act 1994
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Use a registered trade mark without the owner’s consent

If you apply, sell, hire out, advertise or otherwise handle goods (or their packaging, labelling, or advertising material) that bear a sign identical to or likely to be confused with …

IPO Unlimited fine 10 years Imprisonment Trade Marks Act 1994
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Use “patent agent/attorney” title without registration

If you (or your business) describe yourself as a “patent agent” or “patent attorney”, or use any wording that could be understood as such, without being a registered patent attorney, …

IPO Unlimited fine 10 years Prosecution Copyright, Designs and Patents …
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Use unauthorised “Patent Office” title

If you display the words “Patent Office” (or any wording that suggests your business is officially linked to the Patent Office) on your premises, on documents you issue, or in …

IPO £2500 Prosecution Patents Act 1977
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Confirm assistance amount and keep records of minimal financial aid

If a public authority offers your business a small subsidy, you must first confirm in writing that you will not exceed the amount stated. After you receive the aid you …

IPO Subsidy Control Act 2022
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Confirm subsidy amount and keep record of SPEI assistance

If a public authority offers your business SPEI assistance, you must first send them a written confirmation that you will not exceed the amount they propose. You also need to …

IPO Subsidy Control Act 2022
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Apply for licence‑of‑right entry in the patent register

If you own a granted patent, you can ask the patent office to record that anyone can obtain a licence to use your invention on standard terms. You must submit …

IPO Patents Act 1977
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Apply to register your trade mark

If you want legal protection for your brand, you must lodge a trade‑mark application with the registrar. The application must include your name and address, a clear description of the …

IPO Trade Marks Act 1994
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Identify and record the inventor(s) when filing a patent application

When you apply for a patent, you must tell the UK Patent Office who the true inventor(s) are and, if you’re not the only inventor, explain why you have the …

IPO Patents Act 1977
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Register any assignment, licence or security interest in a trade mark

When you sell, licence, mortgage or otherwise deal with a registered trade mark, you must tell the UK Intellectual Property Office and have the details entered on the trade‑mark register. …

IPO Trade Marks Act 1994
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Register patents and related transactions with the Patent Office

If your business owns a patent, files a patent application, or carries out any transaction that changes your patent rights (such as an assignment or licence), you must ensure that …

IPO Patents Act 1977
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Register with OFCOM and comply with conditions for dynamic spectrum access services

If your business provides a service that tells users which radio frequencies are available and how they can be used, you must apply to OFCOM for registration, pay any required …

IPO Prosecution Higher Education and Research …
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Reply to trademark examiner and amend application if required

If the trade marks office tells you that your trademark application does not meet the legal requirements, they will send you a notice and set a deadline. You must respond …

IPO Trade Marks Act 1994
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Notify HMRC of any RP developer tax‑related payments

If your business (or a group company acting for you) has a chargeable amount of RP developer tax and you make a payment towards it, you must tell HMRC how …

IPO Prosecution Finance Act 2022 (established …
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Provide freight information to police on demand

If a senior police officer (superintendent or higher) asks you for freight details about a ship, aircraft or vehicle arriving or leaving the UK, or about goods you are importing …

IPO Imprisonment Immigration, Asylum and Nationality …
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Provide information to OFCOM when requested

If your business uses radio equipment (or holds information that OFCOM needs about the radio spectrum), you must give that information when OFCOM asks. OFCOM will tell you exactly what …

IPO Wireless Telegraphy Act 2006
View legislation →

Provide records of accessible or intermediate copies on request

If your business is an authorised body that creates accessible or intermediate copies of works, you must, when asked by a disabled person, another authorised body or a rights holder, …

IPO Copyright, Designs and Patents …
View legislation →

Provide statistical information to OFCOM on request

If your business uses, installs or has installed any wireless telegraphy equipment, OFCOM can ask you for details about it for statistical purposes. You must give the information in the …

IPO Unlimited fine 2 years Wireless Telegraphy Act 2006
View legislation →

Report to HMRC when group threshold conditions are met

If your company is part of a group that reaches the Finance Act thresholds, you must send HMRC the information they request. The responsible member of the group has to …

IPO Finance Act 2020
View legislation →
OPSS 97 obligations

Appoint a UK authorised representative for electrical equipment

If you manufacture electrical equipment you can choose a person based in the UK to act on your behalf. You must have a written mandate that lets them handle the …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Carry out a conformity assessment for non‑standard Annex IV machinery

If you put on the market or supply machinery that is listed in Annex IV but isn’t fully built to the relevant EU/UK design standards, you must assess its conformity. …

OPSS Unlimited fine 2 years Imprisonment Supply of Machinery (Safety) …
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Carry out an approved conformity assessment for Annex IV machinery

If you manufacture machinery that falls under Annex IV and you build it to the relevant designated standards, you must use an approved conformity‑assessment method – either internal checks, a …

OPSS Supply of Machinery (Safety) …
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Carry out approved conformity assessment and keep required lift documents

When you install a lift you must follow one of the approved conformity‑assessment methods set out in the Regulations (final inspection, product or production quality assurance, unit verification or full …

OPSS Prosecution Lifts Regulations 2016
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Carry out conformity assessment and prepare technical documentation

Before you sell any electronic equipment, you must either conduct the required conformity assessment yourself or have it done by an approved body. You also need to compile the technical …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Carry out conformity assessment for EMC requirements

If you manufacture electrical or electronic equipment, you must prove that each product meets the essential electromagnetic compatibility (EMC) requirements. You can do this either by using internal production control …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Carry out internal conformity assessment for non‑Annex IV machinery

If the machinery you make or supply is not covered by Annex IV, you must run your own conformity‑assessment checks on its manufacture as set out in Annex VIII before …

OPSS Prosecution Supply of Machinery (Safety) …
View legislation →

Only place imported apparatus on the market if it meets EMC requirements

If you import electrical or electronic equipment, you must make sure it complies with the essential electromagnetic compatibility (EMC) requirements before you sell or otherwise make it available in the …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Prepare technical documentation and complete conformity assessment before sale

If you manufacture electrical equipment you must produce a full technical file and carry out (or have carried out) the required conformity assessment before you can put the product on …

OPSS Electrical Equipment (Safety) Regulations …
View legislation →

Design, manufacture and mark electrical equipment safely

If you make electrical equipment that falls within the voltage limits covered by the Regulations, you must design and build it so it is safe to use, can be assembled …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Ensure safe connection of domestic electrical equipment

If you place any electrical product intended for home use on the UK market, you must make sure it can be safely plugged into a BS 1363 socket. For plug‑in …

OPSS Electrical Equipment (Safety) Regulations …
View legislation →

Fix, withdraw or recall unsafe electrical equipment

If an enforcement authority tells you that one of your electrical products does not meet the safety rules and poses a risk, you must quickly either correct the problem, stop …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Mark radio equipment with identification and manufacturer details

If you manufacture radio equipment, you must put a unique identifier (like a type, batch or serial number) on each device, together with your name or trade mark and a …

OPSS Radio Equipment Regulations 2017
View legislation →

Take immediate action on non‑conforming electrical equipment

If you manufacture electrical equipment and discover (or have reason to suspect) that it does not meet the safety requirements, you must act straight away – either fix it, pull …

OPSS Electrical Equipment (Safety) Regulations …
View legislation →

Correct non‑conforming electrical equipment or recall it and report risks

If you supply electrical equipment and you think it does not meet the safety requirements, you must either fix it, stop selling it, or recall it. If the product could …

OPSS Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Correct or recall non‑conforming radio equipment

If an enforcement authority tells you that your radio equipment does not meet the regulations and poses a risk, you must act quickly to fix it, withdraw it from sale, …

OPSS Unlimited fine 3 months Imprisonment Radio Equipment Regulations 2017
View legislation →

Correct, withdraw or recall non‑conforming equipment

If you are a distributor and you think a product you have put on the market does not meet the EMC rules, you must act straight away to fix it, …

OPSS Unlimited fine 3 months Imprisonment Electromagnetic Compatibility Regulations 2016
View legislation →

Document and retain engineering practices for fixed installations

If you install a fixed installation (e.g. plant, wiring, equipment) you must keep written records of the engineering practices you used, retain those records for as long as the installation …

OPSS Prosecution Electromagnetic Compatibility Regulations 2016
View legislation →

Do not place non‑conforming apparatus on the market and report risks

If you import electrical equipment, you must be sure it meets the EMC essential requirements. If you suspect it doesn’t, you must not sell it. And if you think the …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Do not sell non‑conforming equipment and report any safety risks

If you act as a distributor, you must stop selling any product you think does not meet the required EMC standards. If you believe a product could be unsafe, you …

OPSS Unlimited fine 3 months Imprisonment Electromagnetic Compatibility Regulations 2016
View legislation →

Do not sell unsafe electrical equipment and report any risks

If you distribute electrical products, you must stop selling any item you believe does not meet the required safety standards until it is brought into compliance. If the product could …

OPSS Prosecution Electrical Equipment (Safety) Regulations …
View legislation →

Ensure electrical equipment you supply complies with safety standards

When you put electrical equipment on the market as a distributor, you must take reasonable steps to make sure it meets the safety requirements set out in Part 2 of …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Ensure EMC compliance through internal production control

If you manufacture electrical or electronic equipment, you must assess its electromagnetic compatibility, create a full technical file, control the production process to match that file, affix the UK marking, …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure equipment meets essential EMC requirements before sale

If you manufacture any electrical or electronic device, you must make sure it is designed and built to meet the essential electromagnetic compatibility (EMC) requirements before you put it on …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure imported electrical equipment meets UK safety requirements before sale

If you import electrical equipment, you must check that it has passed the required conformity assessment, that the manufacturer has produced the technical file, that the product carries the UKCA …

OPSS Electrical Equipment (Safety) Regulations …
View legislation →

Ensure imported equipment meets EMC compliance before sale

Before you, as an importer, put any electrical or electronic equipment on the UK market you must make sure the maker has carried out a conformity assessment, produced the technical …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure market‑placed equipment meets EMC conformity

When you put any electrical or electronic product on the market, you must take reasonable steps to make sure it complies with the electromagnetic compatibility rules (Part 2 of the …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure radio equipment complies before importing and placing on the market

If you import radio equipment, you must make sure the manufacturer has carried out the required conformity assessment, that the product is built so it won’t breach UK spectrum rules, …

OPSS Radio Equipment Regulations 2017
View legislation →

Ensure safe storage and transport of equipment

If your business supplies (distributes) electronic equipment, you must make sure that the way you store or move it does not damage its compliance with the essential EMC requirements. In …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure safe storage and transport of imported electrical equipment

If you import electrical equipment, you must make sure that the way you store and move it does not damage its safety features. This means using suitable packaging, handling, and …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Ensure safe storage and transport of radio equipment

If you distribute radio equipment, you must keep it in storage and during transport under conditions that do not damage its compliance with the required technical standards. This means you …

OPSS Unlimited fine 3 months Imprisonment Radio Equipment Regulations 2017
View legislation →

Ensure storage and transport maintain product conformity

If you import electrical or electronic equipment, you must make sure that the way you store or move it does not damage its compliance with the EMC regulations. Put in …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Ensure supplied machinery is safe and meets UK safety requirements

Before you sell or start using any machine, you must make sure it is safe. This means checking that it meets the essential health and safety requirements, carrying out the …

OPSS Prosecution Supply of Machinery (Safety) …
View legislation →

Fix, withdraw or recall non‑conforming risky products

If an enforcement authority finds that one of your products does not meet the electromagnetic‑compatibility rules and poses a risk, you must either correct it, withdraw it from sale or …

OPSS Unlimited fine Prosecution Electromagnetic Compatibility Regulations 2016
View legislation →

Maintain fire‑fighter protection equipment in good repair

You must keep any equipment, devices or facilities provided for fire‑fighters on your premises in efficient working order and good repair, and have a suitable maintenance system in place. If …

OPSS Unlimited fine 2 years Imprisonment Regulatory Reform (Fire Safety) …
View legislation →

Maintain safe storage and transport of electrical equipment

When you store or transport electrical equipment you must keep it in conditions that do not damage its safety. If the way you handle the goods could cause them to …

OPSS Prosecution Electrical Equipment (Safety) Regulations …
View legislation →

Mark products with manufacturer identification details

If you manufacture any electrical or electronic equipment, you must clearly show who made it. Before you sell the product you need to put a type/batch/serial number, your company name …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Monitor and record safety of electrical equipment you manufacture

If you make electrical equipment for the UK market, you must regularly test samples, investigate any consumer complaints, and keep a detailed register of complaints, non‑conforming products and recalls. You …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Obtain Type Examination and keep product conformity for EMC‑regulated goods

If you make equipment that falls under the Electromagnetic Compatibility Regulations, you must apply for a Type Examination with an approved body, supply full technical documentation, keep the certificate and …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Only place conforming electrical equipment on the market

If you import electrical equipment, you must check that it meets the safety requirements set out in Part 2 of the Regulations before you sell or otherwise make it available …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Prevent fire‑safety breaches that could harm employees

If your business fails to meet the fire‑safety duties set out in the Regulatory Reform (Fire Safety) Order, an employee who is injured as a result can sue you in …

OPSS Regulatory Reform (Fire Safety) …
View legislation →

Provide clear English instructions with electrical equipment

If you sell electrical equipment, you must include user instructions and safety information that are easy to read and written in plain English. This means preparing a manual, label or …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Provide required instructions and conformity documents with radio equipment

When you sell radio equipment, you must supply clear, legible English user instructions and safety information that explain how to use the device, its accessories and any software. For equipment …

OPSS Radio Equipment Regulations 2017
View legislation →

Set up compliance procedures for series‑produced equipment

If you manufacture electronic or electrical products in batches, you must have a system in place that checks each item will meet the EMC requirements before you sell it. The …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Share information and keep lift shafts clear during lift installation

If you are responsible for work on a building where a lift is being installed, you and the lift installer must exchange all necessary information and take steps to make …

OPSS Lifts Regulations 2016
View legislation →

Take corrective action and notify authority for non‑compliant products

If you as a manufacturer discover—or have reason to suspect—that a product you have put on the market does not meet the electromagnetic compatibility requirements, you must act straight away …

OPSS Prosecution Electromagnetic Compatibility Regulations 2016
View legislation →

Take corrective action and report non‑conforming radio equipment

If you manufacture radio equipment and you realise (or have reason to suspect) that a product you’ve placed on the market does not meet the required standards, you must act …

OPSS Prosecution Radio Equipment Regulations 2017
View legislation →

Take corrective action and report risk for non‑conforming imported equipment

If you import equipment and discover—or have reason to suspect—that it does not meet the EMC regulations, you must act straight away to fix it, withdraw it from sale, or …

OPSS Imprisonment Electromagnetic Compatibility Regulations 2016
View legislation →

Take corrective action and report unsafe imported electrical equipment

If you import electrical items and you realise—or have reason to think—they don’t meet safety requirements, you must quickly fix the problem, withdraw them from sale, or recall them. If …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Take corrective action or recall non‑conforming radio equipment

If you import radio equipment and realise, or have reason to suspect, that it does not meet the Radio Equipment Regulations, you must act straight away – either fix it, …

OPSS Unlimited fine 3 months Imprisonment Radio Equipment Regulations 2017
View legislation →

Translate EU declaration of conformity into the required language

Before you sell or make radio equipment available in the UK, you must have the EU declaration of conformity (and the simplified version, if used) available in the language required …

OPSS Radio Equipment Regulations 2017
View legislation →

Use the UK marking correctly on your products

You can only put the UK (UKCA) marking on a product if you are the manufacturer and have shown that the product meets the essential requirements through the proper conformity …

OPSS Prosecution Electromagnetic Compatibility Regulations 2016
View legislation →

Use the UK marking only when you are the manufacturer and it is valid

You must only put the UK conformity mark on electrical equipment if you are the manufacturer and you have shown the product meets the safety requirements. You cannot use any …

OPSS Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Verify electrical equipment complies before you sell it

Before you put any electrical product on the market, you must check it carries the UK conformity mark, comes with all required paperwork and clear English instructions, and that the …

OPSS Electrical Equipment (Safety) Regulations …
View legislation →

Verify EMC compliance before selling equipment

Before you put any electrical or electronic product on the UK market, you must make sure it meets the EMC rules. This means checking the product carries the UK mark, …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Verify radio equipment meets UK marking and documentation before sale

Before you put any radio device on the market, you must check that it carries the UK marking, comes with all required paperwork and clear English instructions, and that the …

OPSS Prosecution Radio Equipment Regulations 2017
View legislation →

Affix UK(NI) indication on products sold in Northern Ireland

If you place a product on the Northern Ireland market that carries the CE mark based on a UK‑issued certificate, you must also put a UK(NI) label on the product. …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Only affix UK marking to compliant machinery and avoid misleading marks

You must not put the UK safety mark on any machine that does not meet the safety regulations, and you must not add any other signs or labels that could …

OPSS Supply of Machinery (Safety) …
View legislation →

Prepare a declaration of conformity for each radio product

If you put radio equipment on the UK market, you must produce a written declaration confirming it meets all essential requirements. The declaration must include the required statements and follow …

OPSS Unlimited fine 3 months Imprisonment Radio Equipment Regulations 2017
View legislation →

Provide clear English instructions and information with imported apparatus

If you import electrical or electronic equipment and put it on the UK market, you must make sure the product is supplied with user instructions and usage information that are …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →

Provide clear English instructions with imported electrical equipment

If you import electrical products to sell in the UK, you must supply each item with user instructions and safety information that are easy to read, legible and written in …

OPSS Unlimited fine 2 years Imprisonment Electrical Equipment (Safety) Regulations …
View legislation →

Provide clear English instructions with your apparatus

When you put any electronic or electrical product on the market, you must supply it with user instructions and any other information required by the EMC Regulations. Those documents must …

OPSS Imprisonment Electromagnetic Compatibility Regulations 2016
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Provide declaration of conformity in the required language

Before you sell or supply electrical equipment, you must make sure the EU declaration of conformity is written in, or translated into, the language that the market you’re targeting requires …

OPSS Electrical Equipment (Safety) Regulations …
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Provide required safety and usage information with your equipment

If you sell or put electrical equipment on the UK market, you must include clear information with the product about any special precautions needed during assembly, installation, maintenance or use, …

OPSS Electromagnetic Compatibility Regulations 2016
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Do not charge employees for fire‑safety costs

As an employer you must not make staff pay for any fire‑safety measures, training, equipment or services that are required by the Regulatory Reform (Fire Safety) Order. All costs incurred …

OPSS Unlimited fine 2 years Imprisonment Regulatory Reform (Fire Safety) …
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Pay fixed compensation for late commercial payments

If you owe a commercial debt and you pay late (i.e., after statutory interest starts to run), you must also pay a fixed compensation sum to the supplier – £40 …

OPSS LPCDIA 1998
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Assist or induce a drug offence abroad

If your business or you personally help someone commit a drug‑related crime in another country while you are in the UK, you commit a criminal offence under the Misuse of …

OPSS Unlimited fine 5 years Imprisonment Misuse of Drugs Act …
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Attempt or incite a drug offence

If anyone connected with your business tries to carry out a drug‑related offence, or encourages someone else to do so, that conduct is a criminal offence. A conviction can lead …

OPSS Unlimited fine 5 years Imprisonment Misuse of Drugs Act …
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Be held liable for another's product‑safety offence

If a breach of the General Product Safety Regulations occurs because of the act or omission of someone else in your business – for example a director, manager, secretary or …

OPSS Unlimited fine 12 months Imprisonment General Product Safety Regulations …
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Be liable for another’s consumer protection offence

If a breach of the Consumer Protection Act occurs because of someone else’s act or default in the course of their business, you can be prosecuted as well – even …

OPSS Prosecution Consumer Protection Act 1987
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Be liable for another's electromagnetic compliance offence

If a person in your business does something, or fails to act, that causes another person to breach the electromagnetic compatibility regulations (regulation 61), you can be prosecuted even if …

OPSS Unlimited fine 3 months Imprisonment Electromagnetic Compatibility Regulations 2016
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Breach a suspension notice

If you continue to supply, offer to supply, agree to supply or display for supply goods that are subject to a suspension notice issued by the OPSS or Trading Standards, …

OPSS Unlimited fine 3 months Imprisonment Consumer Protection Act 1987
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Breach building regulations

If you or your business fail to follow any requirement of the building regulations, you commit a criminal offence. On conviction you can be sentenced to up to two years’ …

OPSS Unlimited fine 2 years Imprisonment Building Safety Act 2022
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Breach of a prohibition notice or notice to warn

If your business is served with a prohibition notice (telling you to stop supplying unsafe goods) or a notice to warn (requiring you to publish a safety warning) and you …

OPSS Unlimited fine 3 months Imprisonment Consumer Protection Act 1987
View legislation →

Breach of product safety regulations 5 or 8(1)(a)

If you fail to follow the safety rules set out in regulation 5 or regulation 8(1)(a) you commit a criminal offence. On conviction in the Crown Court you can be …

OPSS £20000 12 months Imprisonment General Product Safety Regulations …
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Breach of radio equipment regulation 65

If you place radio equipment on the market or put it into service that does not meet the requirements of regulation 65, you commit an offence. On summary conviction you …

OPSS Unlimited fine 3 months Imprisonment Radio Equipment Regulations 2017
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Contravene consumer‑goods safety regulations

If you supply, offer, or expose goods that safety regulations forbid, or you fail to carry out required tests, provide mandated information, or give false or reckless information about those …

OPSS Unlimited fine 6 months Imprisonment Consumer Protection Act 1987
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Corporate liability for drug offences where directors consent or neglect

If your company commits an offence under the Misuse of Drugs Act (for example, producing, supplying or possessing a controlled drug) and a director, manager, secretary or similar officer allows …

OPSS Unlimited fine Prosecution Misuse of Drugs Act …
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Fail to comply with a safety notice request for information or samples

If the Secretary of State serves you a notice asking for information, records or product samples to decide on a safety notice, you must provide them within the time and …

OPSS Unlimited fine Prosecution General Product Safety Regulations …
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Fail to comply with EMC requirements or recall notice

If your business places electrical or electronic equipment on the market without meeting the technical requirements set out in the Electromagnetic Compatibility Regulations (or ignores a withdrawal/recall notice issued by …

OPSS Unlimited fine 3 months Imprisonment Electromagnetic Compatibility Regulations 2016
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Fail to comply with or give false information to a regulatory notice

If the Secretary of State (or an appointed regulator) serves you a notice asking for information or records, you must provide it within the time and place specified. Failing to …

OPSS Unlimited fine Prosecution Consumer Protection Act 1987
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Fail to meet PPE obligations or obstruct enforcement

If your business (as a manufacturer, importer, distributor or other economic operator) does not follow the PPE marking, identification and cooperation requirements set out in the regulations, or if you …

OPSS Unlimited fine 3 months Imprisonment Personal Protective Equipment (Enforcement) …
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Intentionally obstruct a constable exercising drug search powers

If you deliberately prevent a police officer from searching for, detaining or seizing a temporary class drug, you commit a criminal offence. The offence applies to anyone – including businesses …

OPSS Prosecution Misuse of Drugs Act …
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Liability for PPE offences caused by another’s act or omission

If a breach of the PPE regulations occurs because of something another person in your business did or failed to do, that person – for example a director, manager, secretary …

OPSS Unlimited fine 3 months Imprisonment Personal Protective Equipment (Enforcement) …
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Obstruct an enforcement officer or withhold required information

If you deliberately block a Trading Standards or customs officer who is carrying out their powers under the Consumer Protection Act, or you refuse to obey a reasonable request for …

OPSS Unlimited fine Prosecution Consumer Protection Act 1987
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Permit production, supply or use of controlled drugs on premises

If you own, occupy or manage a property and you knowingly allow anyone to produce, supply, prepare or smoke controlled drugs such as cannabis, cannabis resin or opium on that …

OPSS Prosecution Misuse of Drugs Act …
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Possess a controlled drug without authority

If you or your business have a controlled drug in your possession without the proper authorisation, you are committing a criminal offence. The offence applies even if the drug is …

OPSS Unlimited fine 5 years Imprisonment Misuse of Drugs Act …
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Pretend to be an enforcement officer

If you are not an authorised officer of Trading Standards or the OPSS but act as if you are – for example, pretending to seize goods or carry out inspections …

OPSS Unlimited fine Prosecution Consumer Protection Act 1987
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Produce or supply a controlled drug without authority

If your company produces a controlled drug, or supplies (or offers to supply) a controlled drug in breach of the Misuse of Drugs Act 1971, you are committing a criminal …

OPSS Unlimited fine Prosecution Misuse of Drugs Act …
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Supply equipment for unlawful drug use

If you supply, or offer to supply, any item that could be used to give or prepare a controlled drug – such as pipe‑heads, filters, or mixing kits – and …

OPSS Unlimited fine Prosecution Misuse of Drugs Act …
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Wrongly disclose confidential personal information

If you share information that reveals a person's identity and the disclosure breaches the rules in section 14, you commit an offence. A defence is only available if you reasonably …

OPSS Unlimited fine 2 years Imprisonment Trade Act 2021
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Create and maintain Declaration of Conformity and UK marking

If you manufacture equipment that must meet the EMC requirements, you have to produce a Declaration of Conformity confirming the product meets those standards and affix the UKCA marking before …

OPSS Electromagnetic Compatibility Regulations 2016
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Keep technical files and declaration of conformity for 10 years

If you manufacture radio equipment, you must retain a copy of the EU declaration of conformity and all technical documentation for each product you sell. Keep these records for 10 …

OPSS Radio Equipment Regulations 2017
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Keep technical files and EU declaration for 10 years

If you import machinery or equipment, you must hold onto the technical documentation and the EU Declaration of Conformity for that product for ten years from the day it is …

OPSS Electromagnetic Compatibility Regulations 2016
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Prepare a Declaration of Conformity for each apparatus

When you put electrical or electronic equipment on the UK market, you must produce a Declaration of Conformity. This document must confirm the essential EMC requirements have been met, list …

OPSS Unlimited fine 3 months Imprisonment Electromagnetic Compatibility Regulations 2016
View legislation →

Provide UK marking, declaration of conformity and technical file

When you put machinery on the UK market, you must label it with the UK marking (or include the marking in the paperwork) and supply a declaration of conformity that …

OPSS Imprisonment Supply of Machinery (Safety) …
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Retain technical documentation and EU declaration for 10 years

If you manufacture any equipment that falls under the EMC Regulations, you must keep the technical file and the EU declaration of conformity for that product for ten years from …

OPSS Electromagnetic Compatibility Regulations 2016
View legislation →
Ofcom 62 obligations

Carry out and keep up‑to‑date children’s risk assessments and report harmful content

If you run an online service that lets users interact and is likely to be used by children, you must assess the risks that harmful content poses to them. Keep …

Ofcom Imprisonment Online Safety Act 2023
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Carry out and maintain illegal‑content risk assessments

If you run a regulated user‑to‑user online service, you must produce a thorough risk assessment of illegal content and keep it up to date. You also need to redo the …

Ofcom Prosecution Online Safety Act 2023
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Carry out regular children’s access assessments for your online service

If you run an online service that falls under Part 3 of the Online Safety Act, you must assess whether children can access it. Do the first assessment when Schedule …

Ofcom Prosecution Online Safety Act 2023
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Comply with all Online Safety duties for your user‑to‑user service

If you run an online platform where users can interact (e.g., social media, forums, marketplace), you must meet a series of duties under the Online Safety Act – risk‑assess illegal …

Ofcom Prosecution Online Safety Act 2023
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Comply with OFCOM enforcement notification to stop misuse

If OFCOM decides you have repeatedly misused an electronic communications network or service and sends you an enforcement notification, you must do everything the notice requires to halt the misuse, …

Ofcom Communications Act 2003
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Comply with OFCOM telephone‑number conditions

If your business is not a communications provider but you apply for, are allocated, or use a telephone number, you must follow any conditions OFCOM sets on how that number …

Ofcom Communications Act 2003
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Identify if your internet service is subject to regulated pornographic‑content duties

If you run an online service, you must check whether it shows regulated pornographic content, is not covered by an exemption, and has a UK audience or target market. If …

Ofcom Online Safety Act 2023
View legislation →

Implement effective age‑verification and keep public records

If your internet service provides regulated pornographic content, you must put in place highly‑effective age‑verification (or age‑estimation) to stop children from seeing it. You also have to keep a clear …

Ofcom Online Safety Act 2023
View legislation →

Include clear terms and easy complaints/reporting for user content

If you run a regulated user‑to‑user online service, you must write terms of service that plainly explain users’ right to claim if their content is wrongly taken down or they …

Ofcom Prosecution Online Safety Act 2023
View legislation →

Prevent harmful or prohibited content and protect under‑18s

If you run an on‑demand video service you must make sure the catalogue does not contain material that could incite hatred or violence, or any material that is illegal under …

Ofcom Unlimited fine Imprisonment Communications Act 2003
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Protect children using proportionate design, operation and public statements

If you run a regulated search service that children are likely to use, you must put in place reasonable technical and organisational measures to stop them seeing harmful content. You …

Ofcom £18000000 Prosecution Online Safety Act 2023
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Provide reasonable, uninterrupted access to selected internet radio services without charging other providers

If you run a radio‑selection service, you must make sure your users can pick any internet radio station that appears on the official list and start it with spoken commands, …

Ofcom Prosecution Communications Act 2003
View legislation →

Provide user‑control features and clear terms for adult users

If you run a Category 1 online service you must give adult users easy‑to‑use tools to limit or be warned about certain content, let them choose whether to keep the …

Ofcom Online Safety Act 2023
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Set up a clear process for parents to request deceased child data

If you run an online service that falls under the Online Safety Act (Category 1, 2A or 2B), you must tell parents exactly how they can ask for information about …

Ofcom Online Safety Act 2023
View legislation →

Stop airing ads for less‑healthy food during 5:30‑9:00 pm

If you advertise food or drink on TV, you must stop putting any ads for products that are identified as ‘less healthy’ between 5:30 am and 9:00 pm (except if …

Ofcom Communications Act 2003
View legislation →

Keep OFCOM‑provided intelligence information confidential

If OFCOM shares information that originates from or relates to an intelligence service (MI5, MI6, GCHQ) with your business, you must not pass it on to anyone else unless the …

Ofcom Online Safety Act 2023
View legislation →

Do not pay OFCOM for replacement telephone number allocations

If a telephone number allocation you hold is withdrawn because of a numbering re‑organisation and you are given a replacement set of numbers, you must not make any payment to …

Ofcom Communications Act 2003
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Breach wireless telegraphy regulations

If you or your business break any regulation made under section 45 of the Wireless Telegraphy Act – for example by operating a wireless telegraphy station or equipment in a …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
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Broadcast from unauthorised marine structure

If you operate, help operate, or arrange a radio broadcast from a structure fixed to the seabed (for example an offshore platform) in UK tidal waters, external waters or a …

Ofcom Imprisonment Wireless Telegraphy Act 2006
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Commit an information offence under the Online Safety Act

If your business fails to meet the information duties set out in sections 109‑112 of the Online Safety Act (for example, not providing required notices or mishandling user‑generated content), you …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Commit a wireless telegraphy offence

If your business operates radio or wireless equipment in a way that breaches the Communications Act 2003 – for example by using un‑licensed transmitters or causing unlawful interference – you …

Ofcom Prosecution Communications Act 2003
View legislation →

Commit fraud or related financial offences

If your business carries out any activity that breaches the financial‑services or fraud legislation listed in this section – for example carrying out unauthorised regulated activity, making false statements to …

Ofcom Unlimited fine Prosecution Online Safety Act 2023
View legislation →

Continue using unlicensed wireless equipment after conviction

If your business is convicted of using a wireless telegraphy station or apparatus, or of failing to surrender a wireless licence, and you keep using the equipment or retain the …

Ofcom Unlimited fine 51 weeks Imprisonment Wireless Telegraphy Act 2006
View legislation →

Deliberately interfere with wireless telegraphy

If you use any equipment with the purpose of disrupting wireless communications – for example radio, TV, mobile or satellite signals – you commit a criminal offence. The offence applies …

Ofcom Unlimited fine 2 years Imprisonment Wireless Telegraphy Act 2006
View legislation →

Disclose personal HMRC information without permission

If your business receives personal data from HM Revenue & Customs and you pass it on without HMRC’s consent, you commit a criminal offence. On conviction you face an unlimited …

Ofcom Unlimited fine 2 years Imprisonment Higher Education and Research …
View legislation →

Disclose personal information from Revenue Scotland without permission

If your business receives personal data from Revenue Scotland under sections 64(1) or 64(5) and then shares that data without the required consent, you commit a criminal offence. Conviction can …

Ofcom Unlimited fine 2 years Imprisonment Higher Education and Research …
View legislation →

Disclose wireless telegraphy information without consent

If your business shares information that it has received under the Wireless Telegraphy Act without the consent of the business that originally holds that information, you commit a criminal offence …

Ofcom Unlimited fine 2 years Imprisonment Wireless Telegraphy Act 2006
View legislation →

Dishonestly obtain communications services to avoid payment

If you (or your business) obtain an electronic communications service – for example telephone, broadband or mobile – dishonestly and intend to avoid paying the charge for that service, you …

Ofcom Unlimited fine 5 years Imprisonment Communications Act 2003
View legislation →

Dishonestly obtain electronic communications services to avoid payment

If you or anyone acting for your business obtains telephone, broadband or any other electronic communications service dishonestly and does so with the intention of not paying the charge for …

Ofcom Unlimited fine 5 years Imprisonment Communications Act 2003 - …
View legislation →

Encourage or assist serious self‑harm

If you, or anyone acting on your behalf, do any act – such as publishing, sharing, sending, or showing material – that is intended to encourage or help another person …

Ofcom Unlimited fine 5 years Imprisonment Online Safety Act 2023
View legislation →

Facilitate unauthorised broadcasting

If you take part in running, financing, supplying equipment, providing services, creating content, advertising, or otherwise helping a broadcasting station that makes unauthorised broadcasts, you commit an offence. Conviction can …

Ofcom Unlimited fine 2 years Imprisonment Wireless Telegraphy Act 2006
View legislation →

Fail to comply with an information notice

If your online service (e.g., a user‑to‑user platform, search engine or a site hosting regulated pornographic content) receives an information notice from a regulator such as Ofcom, you must comply …

Ofcom Unlimited fine Prosecution Online Safety Act 2023
View legislation →

Fail to comply with audit notice

If your online service receives an audit notice under Schedule 12 of the Online Safety Act and you either ignore the notice, give false material information, or destroy/suppress the information …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Infringe copyright or making‑available right by communicating work to the public

If your business communicates a copyrighted work (or a recording with a performer’s making‑available right) to the public, and you know or should know that this infringes the copyright, you …

Ofcom Prosecution Higher Education and Research …
View legislation →

Intercept or disclose wireless messages without authority

If you use any wireless telegraphy equipment (e.g., radios, mobile phones, Wi‑Fi, satellite links) to listen to or obtain the contents, sender or addressee of a message that you are …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
View legislation →

Make wireless telegraphy apparatus available for unauthorised use

If your business installs, operates, or leaves a wireless telegraphy (radio‑transmitting) station or equipment in a state where it can be used without the required licence, you commit a criminal …

Ofcom Unlimited fine 6 months Imprisonment Broadcasting Act 1990
View legislation →

Obstruct, fail to comply or give false information to regulator

If your business deliberately blocks, delays or refuses to provide documents or other information that the ICO, HSE, FCA, Ofcom or another regulator lawfully requests under the Online Safety Act, …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Obstruct TV licence enforcement officer or refuse assistance

If you deliberately block or hinder an authorised TV‑licence inspector from entering your premises or testing television receivers, or you refuse to help them when they have a legal duty …

Ofcom Unlimited fine Prosecution Communications Act 2003
View legislation →

Officer liable for corporate online‑safety offences

If your company commits an online‑safety offence (sections 179, 181, 183 or 184) and it is proven that a director, manager or other officer either consented, turned a blind eye …

Ofcom Unlimited fine Prosecution Online Safety Act 2023
View legislation →

Possess or supply equipment for dishonest obtaining of electronic communications services

If your business has, controls or supplies any item that could be used to fraudulently obtain telephone, internet or other electronic communications services – and you intend it to be …

Ofcom Unlimited fine 5 years Imprisonment Communications Act 2003 - …
View legislation →

Possess or supply equipment for dishonest obtaining of electronic communications services

If your business holds, controls or supplies any device that could be used to obtain telecommunications services dishonestly – for example hacking tools or equipment that lets people bypass payment …

Ofcom Unlimited fine 5 years Imprisonment Communications Act 2003
View legislation →

Procure overseas breach of UK wireless telegraphy rules

If you, in the United Kingdom, arrange or encourage someone abroad to do something that would be illegal under the Wireless Telegraphy Act if it were carried out in the …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
View legislation →

Provide or supply communications service in breach of an Ofcom/IPO direction

If your business continues to run an electronic communications network, service or related equipment while a regulator (Ofcom or the IPO) has suspended your entitlement or imposed a restriction, you …

Ofcom Unlimited fine Prosecution Communications Act 2003 - …
View legislation →

Send false online message intending harm

If you send an online message that you know is false, with the intention of causing non‑trivial psychological or physical harm to people who are likely to see it, and …

Ofcom Unlimited fine 51 weeks Imprisonment Online Safety Act 2023
View legislation →

Send false safety‑critical wireless messages

If you or your business send a wireless message that you know is false or misleading and that could affect a safety‑of‑life service or endanger a person, ship, aircraft or …

Ofcom Unlimited fine 2 years Imprisonment Wireless Telegraphy Act 2006
View legislation →

Send intimate genital image causing alarm or for sexual gratification

If you deliberately send, show, or leave a photograph or video of anyone’s genitals so that the recipient is alarmed, distressed or humiliated, or you do it to obtain sexual …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Send offensive, false or persistently annoying electronic messages

If your business sends, causes to be sent, or repeatedly uses a public electronic communications network (e.g., email, SMS, social media) to transmit messages that are grossly offensive, indecent, obscene, …

Ofcom Unlimited fine 6 months Imprisonment Communications Act 2003
View legislation →

Send or display flashing images that could cause seizures

If you send, publish or show electronic images that flash and you know (or should know) they could be seen by someone with epilepsy, and you intend the images to …

Ofcom Unlimited fine 5 years Imprisonment Online Safety Act 2023
View legislation →

Send threatening communications

If your business sends a message that threatens death, serious injury, rape, sexual assault or serious financial loss, and you intend or are reckless that the recipient will fear the …

Ofcom Unlimited fine 5 years Imprisonment Online Safety Act 2023
View legislation →

Senior manager fails to prevent information offences

If your company breaches an information notice – for example by not complying with the notice, supplying false or encrypted information, or destroying/deleting data – and you, as a senior …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Share or threaten to share intimate image without consent

If you (or anyone acting for you) intentionally share, or threaten to share, a photograph or video showing another person in an intimate state without that person's consent, you commit …

Ofcom Unlimited fine 2 years Imprisonment Online Safety Act 2023
View legislation →

Supply, create or advertise material for an unlawful broadcast

If your business supplies a film, sound recording, literary, dramatic, musical or artistic work, participates in, advertises or publishes details of a broadcast that is illegal under the Wireless Telegraphy …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
View legislation →

Supply or advertise prohibited wireless apparatus

If your business supplies, offers to supply, or advertises wireless equipment that breaches an order made under section 72 or fails to meet a requirement of an order made under …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
View legislation →

Suppress electronic sales records

If your business uses, or helps develop, tools that can hide, delete or otherwise suppress electronic sales data (for example, to avoid tax reporting), you commit an offence. Conviction can …

Ofcom Prosecution Finance Act 2022 (established …
View legislation →

Transmit offensive or false messages over public network

If your business sends a message, email, tweet or any other communication over a public electronic communications network that is grossly offensive, obscene, menacing, or that you know is false …

Ofcom Unlimited fine 6 months Imprisonment Communications Act 2003 - …
View legislation →

Unauthorised disclosure of HMRC personal data

If your business receives personal information from HM Revenue & Customs (for example, tax data about employees or customers) you must not pass it on to anyone else unless you …

Ofcom Unlimited fine 2 years Imprisonment Higher Education and Research …
View legislation →

Unauthorised disclosure of personal data received from HMRC

If your business receives personal information from HM Revenue & Customs for research or processing and then shares it with anyone else (unless an explicit exemption applies), you commit a …

Ofcom Unlimited fine Prosecution Higher Education and Research …
View legislation →

Use equipment in breach of an OFCOM notice

If you use or allow the use of wireless equipment while you know an OFCOM notice (under section 55) is in force, and that use goes against the terms of …

Ofcom Unlimited fine 3 months Imprisonment Wireless Telegraphy Act 2006
View legislation →

Use or install unauthorised wireless telegraphy equipment

If your business sets up, uses or installs any wireless telegraphy station or apparatus (including transmitters or receivers) without the proper licence, you commit a criminal offence. The penalty depends …

Ofcom Unlimited fine 2 years Imprisonment Wireless Telegraphy Act 2006
View legislation →

Use or possess unauthorised wireless equipment

If you have radio or other wireless apparatus that you are not authorised to use, or you breach any conditions that OFCOM has attached to a licence, you commit a …

Ofcom Unlimited fine Prosecution Wireless Telegraphy Act 2006
View legislation →

Use wireless telegraphy equipment without a licence

If your business operates any wireless telegraphy equipment (e.g., radios, transmitters, antennas) without a proper licence or breaches the conditions of that licence, you commit an offence under the Communications …

Ofcom Unlimited fine Prosecution Communications Act 2003 - …
View legislation →

Hold a valid TV licence and comply with its conditions

If your business uses a TV receiver, you must have a BBC‑issued TV licence. The licence comes with conditions (who can install or use the TV, where it can be …

Ofcom Communications Act 2003
View legislation →
Environment Agency 52 obligations

Prepare and submit an Environmental Statement for EIA developments

If you are applying to build a project that the regulations say needs an Environmental Impact Assessment, you must produce an environmental statement that looks at the significant effects on …

Environment Agency Infrastructure Planning (Environmental Impact …
View legislation →

Secure all taps, valves and pipes on mobile oil bowsers

If your business uses a mobile bowser to store oil, you must make sure every tap, valve and pipe that could let oil out is fitted with a lock and …

Environment Agency Imprisonment Water Resources (Control of …
View legislation →

Store oil in suitable containers with secondary containment

If your business stores oil, you must keep it in a container that won’t burst or leak in normal use, is installed correctly, and is placed inside a secondary containment …

Environment Agency Unlimited fine Imprisonment Water Resources (Control of …
View legislation →

Check supplier CCL certificates and pay any Climate Change Levy due

When you receive a supplier’s CCL relief certificate for an excluded, exempt or reduced‑rate supply, you must check that the certificate is correct within the time limits set out, correct …

Environment Agency Unlimited fine Prosecution Climate Change Levy (General) …
View legislation →

Cooperate with environmental inspections and act on reports

If you run an industrial installation, you must let environmental inspectors onto your site, give them any samples or information they need, and respond to the inspection report within the …

Environment Agency Imprisonment Industrial Emissions Directive (retained …
View legislation →

Identify and implement remediation measures after receiving a notice

If your business is named as the responsible operator and you get a remediation notice under regulation 18, you must quickly work out how to fix the environmental damage and …

Environment Agency Unlimited fine 2 years Imprisonment Environmental Damage (Prevention and …
View legislation →

Monitor industrial emissions according to Annex VII

If your business owns, operates or controls a plant that has a permit under the Industrial Emissions Directive, you must carry out regular emissions measurements that follow Part 6 of …

Environment Agency Imprisonment Industrial Emissions Directive (retained …
View legislation →

Organise product recall when issued a compulsory recall notice

If the Secretary of State serves you with a compulsory recall notice because a product you make or distribute fails an environmental standard, you must arrange for that product (and …

Environment Agency Imprisonment Environment Act 2021 - …
View legislation →

Prevent further environmental damage and notify the authority

If your business causes, or you have reasonable grounds to think it has caused, environmental damage you must act straight away to stop any more harm and inform the appropriate …

Environment Agency Imprisonment Environmental Damage (Prevention and …
View legislation →

Prevent imminent environmental damage and notify authority

If an activity you run poses an immediate risk of harming the environment, you must act straight away to stop it and, unless the risk is fully removed, inform the …

Environment Agency Unlimited fine 2 years Imprisonment Environmental Damage (Prevention and …
View legislation →

Provide adequate secondary containment for oil storage

If you store oil, you must have a secondary containment system that can hold at least 110 % of the oil you keep, is impermeable to water and oil, is …

Environment Agency Water Resources (Control of …
View legislation →

Set and monitor emission limits for multi‑fuel combustion plants

If your plant burns two or more fuels at the same time, you must use the rules in this article to work out the maximum amount of each pollutant that …

Environment Agency Prosecution Industrial Emissions Directive (retained …
View legislation →

Set up and maintain monitoring of emissions into water and air

If your business has a permit to emit into water or air, you must keep a monitoring system in place so that the environmental authority can check you’re complying with …

Environment Agency Imprisonment Industrial Emissions Directive (retained …
View legislation →

Submit remediation proposals to the enforcing authority

If an enforcing authority decides that your activity has caused environmental damage, they will send you a notice. You must then put together a plan of measures to fix the …

Environment Agency Unlimited fine 2 years Imprisonment Environmental Damage (Prevention and …
View legislation →

Notify Commissioners when acting for a deceased or incapacitated individual

If you start doing any activity that would normally be registered to a person who has died or become temporarily unable to act, you must tell the Climate Change Levy …

Environment Agency Climate Change Levy (General) …
View legislation →

Notify the Commissioners when you carry on activities of an insolvent CCL registrable person

If your business continues to carry out any activity that would normally make you a Climate Change Levy (CCL) registrable person, but the original registrable person has entered insolvency, you …

Environment Agency Climate Change Levy (General) …
View legislation →

Grant access rights for environmental remediation works

If you own or control land or water and an operator needs to carry out work to prevent or fix environmental damage, you must give them the legal right to …

Environment Agency Environmental Damage (Prevention and …
View legislation →

Submit CCL returns and pay the Climate Change Levy each quarter

If your business is a registrable person for the Climate Change Levy you must work out how much levy you owe every three‑month accounting period, send a return to the …

Environment Agency Imprisonment Climate Change Levy (General) …
View legislation →

Use oil fuel that meets sulphur content limits for furnaces or engines

If your business runs furnaces or engines that use oil fuel, you must make sure the fuel’s sulphur level does not exceed the limits that the Secretary of State sets …

Environment Agency Imprisonment Control of Pollution Act …
View legislation →

Account for Climate Change Levy on self‑supplies

If your business supplies energy to itself (i.e., you are both the supplier and the recipient) you must still treat the transaction as a taxable supply. This means you have …

Environment Agency Climate Change Levy (General) …
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File CCL returns and pay the Climate Change Levy on time

If your business is registered for the Climate Change Levy you must submit a return for every accounting period and pay any levy shown on that return. Returns have to …

Environment Agency Climate Change Levy (General) …
View legislation →

Pay Climate Change Levy by the filing deadline

If your business is a registrable person for the Climate Change Levy, you must pay the levy amount due for each accounting period by the date you submit your return. …

Environment Agency Climate Change Levy (General) …
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Pay Climate Change Levy if you control assets of a deceased, incapacitated or insolvent registrable person

If you are appointed as a representative (for example, an executor, administrator or insolvency practitioner) of a business that was liable for the Climate Change Levy because the owner has …

Environment Agency Climate Change Levy (General) …
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Pay the authority’s reasonable administration costs

If your business is identified as the operator responsible for environmental damage, you must cover the reasonable costs the regulator incurs when it prepares notices, assesses the damage, decides on …

Environment Agency Environmental Damage (Prevention and …
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Pay the enforcing authority’s reasonable costs if it acts for you

If you are the operator who should carry out remediation work under Part 2 and the Environment Agency steps in to do the work instead, you must pay the reasonable …

Environment Agency Environmental Damage (Prevention and …
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Submit CCL returns and pay the Climate Change Levy each accounting period

You must work out how much Climate Change Levy you owe for every three‑month accounting period, send a return to the Commissioners by the deadline, and pay the amount due …

Environment Agency Unlimited fine Imprisonment Climate Change Levy (General) …
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Submit CCL returns and pay the levy on time

If your business is registered for the Climate Change Levy you must work out the levy due for each three‑month accounting period, send the prescribed return to HMRC and pay …

Environment Agency Climate Change Levy (General) …
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Submit CCL returns, pay the levy and keep records

If your business is registered for the Climate Change Levy you must work out the levy due each accounting period, send a return to the Commissioners by the deadline, pay …

Environment Agency Imprisonment Climate Change Levy (General) …
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Submit Climate Change Levy returns and payments each accounting period

You must work out how much Climate Change Levy (CCL) you owe for every three‑month accounting period, send a return to the Commissioners and pay the amount by the deadline. …

Environment Agency Imprisonment Climate Change Levy (General) …
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Submit quarterly Climate Change Levy returns and payments

If your business is liable for the Climate Change Levy (i.e. you are a registrable person), you must keep quarterly accounting periods, work out the levy due, send a return …

Environment Agency Climate Change Levy (General) …
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Submit quarterly Climate Change Levy returns and pay the levy

If your business is registered for the Climate Change Levy you must work out the levy due for each three‑month accounting period, send a return to the Commissioners and pay …

Environment Agency Climate Change Levy (General) …
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Burn cable insulation to recover metal

If you burn the insulation off cables in order to recover the metal, you commit an offence unless the burning is part of a process covered by Part I of …

Environment Agency Unlimited fine Prosecution Control of Pollution Act …
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Fail to comply with fuel regulations (sections 75‑76)

If you break any regulation made under sections 75 or 76 of the Control of Pollution Act 1974 – for example rules about the quality of motor fuel or the …

Environment Agency Unlimited fine Prosecution Control of Pollution Act …
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Fail to comply with information notice or give false data

If an environmental authority (e.g. the Environment Agency) serves you with a written notice asking for information to set up a carbon‑trading scheme, you must provide the requested details by …

Environment Agency Unlimited fine Prosecution Climate Change Act 2008
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Obstruct or refuse to cooperate with environmental officials

If you fail to give assistance or information that an environmental official reasonably asks for, deliberately block them, or deliberately provide false or misleading information, you commit a criminal offence. …

Environment Agency Unlimited fine Prosecution Environment Act 1995
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Keep required Climate Change Levy accounts

If your business is liable for the Climate Change Levy you must keep a regular summary of the levy you owe (the CCL account). If you claim tax credits for …

Environment Agency Climate Change Levy (General) …
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Record and classify self‑supplied electricity for Climate Change Levy

If your business generates electricity for its own use, you need to check whether that electricity comes from taxable commodities, renewable sources or other exempt categories. The way you classify …

Environment Agency Imprisonment Climate Change Levy (General) …
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Apply to transfer Climate Change Levy registration when selling a going‑concern

If you run a business that is registered for the Climate Change Levy and you sell it as a going concern, you and the buyer must jointly ask the Commissioners …

Environment Agency Climate Change Levy (General) …
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Continue accounting for Climate Change Levy until cessation

If your business is authorised to pay the Climate Change Levy, you must keep calculating, reporting and paying the levy as usual. You only stop this when a specific cessation …

Environment Agency Climate Change Levy (General) …
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Include relief percentage on supplier certificates

When you receive a taxable fuel, electricity or other commodity that is subject to the Climate Change Levy, you must work out what proportion of that supply is exempt from …

Environment Agency Climate Change Levy (General) …
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Notify Authority and keep records to retain CCL exemption

If your business generates renewable electricity and wants to claim an exemption from the Climate Change Levy, you must not allocate that electricity for export, must tell the relevant Authority …

Environment Agency Climate Change Levy (General) …
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Provide supplier certificates and supporting analysis for exempt supplies

If you receive a fuel or energy supply and want to treat it as exempt or excluded from the Climate Change Levy, you must give the supplier a certificate confirming …

Environment Agency Climate Change Levy (General) …
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Respond to local authority notices on air pollution emissions

If your business emits gases or could help measure them, the local council may give you a notice asking for details about those emissions. You must provide the information requested, …

Environment Agency Control of Pollution Act …
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Submit accurate Climate Change Levy returns

Each accounting period you must complete a Climate Change Levy (CCL) return showing the levy you owe on taxable supplies, include any authorised adjustments or corrections, provide all the information …

Environment Agency Climate Change Levy (General) …
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Submit CCL returns and pay levy each accounting period

If your business is registered for the Climate Change Levy you must break the year into three‑month accounting periods, calculate the levy due for each period, send a prescribed return …

Environment Agency Climate Change Levy (General) …
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Submit CCL returns and pay the Climate Change Levy

If your business is registered for the Climate Change Levy you must send a return for every accounting period showing the levy you owe, and you must pay that amount …

Environment Agency Prosecution Climate Change Levy (General) …
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Submit CCL returns and pay the Climate Change Levy on time

If your business is registered for the Climate Change Levy you must keep quarterly accounting periods, file a return for each period using the prescribed form and sign it, and …

Environment Agency Climate Change Levy (General) …
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Submit CCL returns and pay the Climate Change Levy on time

If your business is a registrable person for the Climate Change Levy, you must work out how much levy you owe each accounting period, send a return to HM Revenue …

Environment Agency Unlimited fine Imprisonment Climate Change Levy (General) …
View legislation →

Submit CCL returns, pay the levy and keep records

If your business is registered for the Climate Change Levy, you must out levy due for each three‑month accounting period, send a return to HMRC by the deadline, pay the …

Environment Agency Climate Change Levy (General) …
View legislation →

Submit quarterly Climate Change Levy returns and payments and keep records

If your business is registered for the Climate Change Levy, you must treat each three‑month accounting period as a reporting cycle. Within each cycle you need to calculate the levy …

Environment Agency Climate Change Levy (General) …
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Submit written claim for repayment of overpaid Climate Change Levy

If your business has paid Climate Change Levy in error and you are not entitled to a tax credit, you must send a written claim to the Commissioners. The claim …

Environment Agency Climate Change Levy (General) …
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Submit your Climate Change Levy returns on time

If your business is liable for the Climate Change Levy you must send a return for every accounting period. The return has to use the form set out by the …

Environment Agency Climate Change Levy (General) …
View legislation →
NRW 43 obligations

Carry out environmental risk assessment and notify the Secretary of State before dealing with GMOs

If your business plans to import, acquire, release, market or keep a genetically modified organism, you must first assess any risk of environmental damage. You also have to give the …

NRW Unlimited fine Imprisonment Environmental Protection Act 1990
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Prepare written assessment for multi‑stream recyclable waste collection

If your business collects waste and the contract lets you collect recyclable household or other recyclable waste in two or more separate streams by relying on sections 45A, 45AZA or …

NRW Prosecution Environmental Protection Act 1990
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Be a fit and proper person for a waste management licence

If you want to obtain or keep a waste management licence, you must show the Environment Agency that you (and any linked people) have no relevant convictions, that a technically …

NRW Imprisonment Environmental Protection Act 1990
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Comply with waste licence conditions and regulator notices

If you hold a waste‑handling licence you must keep the activity within the licence limits, prevent pollution and follow any conditions set. If the Environment Agency (or the relevant waste …

NRW Unlimited fine Imprisonment Environmental Protection Act 1990
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Comply with waste management licence conditions

If you treat, keep or dispose of controlled waste on land or with a mobile plant, you must have a waste management licence and follow every condition it sets – …

NRW Unlimited fine Imprisonment Environmental Protection Act 1990
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Ensure allowances are allocated to your installation on time

If you run an installation that is part of the UK greenhouse gas emissions trading scheme, you need to have the appropriate allowances transferred to your operator account. The regulator …

NRW Prosecution Sheep and Goats (Records, …
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Obtain consent and manage genetically modified organisms (GMOs)

If your business imports, acquires, keeps, releases or markets genetically modified organisms, you must first get a consent from the Secretary of State (or jointly with the Food Standards Agency/Scotland) …

NRW Unlimited fine Imprisonment Environmental Protection Act 1990
View legislation →

Operate authorised processes using best‑available techniques and meet authorisation conditions

If your business runs a process that needs an environmental authorisation, you must follow the specific conditions attached to that authorisation. This includes using the best available techniques that are …

NRW Unlimited fine Imprisonment Environmental Protection Act 1990
View legislation →

Prevent damage caused by waste you deposit

If your business deposits waste on land you must make sure it does not cause damage to people, property or the environment. You will be liable for any damage unless …

NRW Environmental Protection Act 1990
View legislation →

Take reasonable steps to manage controlled waste safely

If your business imports, produces, carries, stores, treats, disposes of or otherwise controls controlled waste (or extractive waste), you must put in place reasonable measures to stop waste escaping and …

NRW £300 Prosecution Environmental Protection Act 1990
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Apply to surrender a site licence and provide required information

If you hold a waste‑site licence and want to give it up – either for the whole site or part of it – you must submit a formal application to …

NRW Environmental Protection Act 1990
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Notify the Environment Agency of a transferred authorisation

If you take over an environmental authorisation (e.g., a permit to run a prescribed process) from another business, you must tell the Environment Agency in writing within 21 days of …

NRW Unlimited fine 2 years Environmental Protection Act 1990
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Do not disturb waste without consent

You must not sort, move, or otherwise tamper with waste that has been placed in a public or private waste site or bin unless you have the appropriate consent from …

NRW £2500 Prosecution Environmental Protection Act 1990
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Do not obstruct authorised entry or disclose trade secrets

If an environmental officer (or other person authorised by a local authority) comes to inspect your premises for a statutory nuisance, you must let them in after the required notice …

NRW £5000 6 months Imprisonment Environmental Protection Act 1990
View legislation →

Pay costs and fees for seized stray dogs and claim within 7 days

If a dog you own is taken by the local authority as a stray, you must pay any costs incurred for its detention and any prescribed fee. You also have …

NRW Environmental Protection Act 1990
View legislation →

Pay reasonable charge for waste collection you request

If your business asks the local waste collection authority to pick up commercial, industrial or any other non‑household waste, you must pay the reasonable fee for its collection and disposal. …

NRW Environmental Protection Act 1990
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Breach special waste regulations

If you fail to follow any of the regulations that the Secretary of State may make for handling "special waste" – for example keeping records, limiting storage quantities, notifying the …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
View legislation →

Cause another person to commit an EPA offence

If an offence under Parts I, II, IV or VI of the Environmental Protection Act 1990 happens because of something you did or failed to do, you can be prosecuted …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
View legislation →

Corporate offence liability for directors and officers

If your company breaches any environmental duty in the Environmental Protection Act and the breach is shown to have been with the consent, connivance or neglect of a director, manager, …

NRW Unlimited fine 6 months Imprisonment Environmental Protection Act 1990
View legislation →

Deposit non‑controlled waste that would be special waste

If you (or your business) deposit waste that is not classed as controlled waste but would be a special waste if it were controlled, you are guilty of the same …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
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Discharge food waste into public sewer

If you occupy premises in Wales (e.g. a factory, restaurant or office) and you put food waste into a public sewer, or allow anyone else to do so, you are …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
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Distribute free printed matter on designated land without consent

If you give away flyers, leaflets or any other free printed material on land that has been designated by the local litter authority – and you do so without that …

NRW £2500 Prosecution Environmental Protection Act 1990
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Fail to assist or give false information to officers searching vehicles

If an authorised officer or police constable stops, searches or seizes a vehicle because they suspect a waste‑related offence, you must give them any assistance or information they reasonably request. …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
View legislation →

Fail to comply with an EPA compliance notice

If the Environment Agency serves you with a compliance notice telling you to fix a waste‑collection failure, you must follow the steps and deadline it sets. Ignoring or breaching that …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
View legislation →

Fail to comply with a waste direction from the Secretary of State

If the Secretary of State (or the appropriate Minister) serves you a written direction telling you to accept, treat, dispose of or deliver waste and you do not follow it …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
View legislation →

Fail to comply with waste receptacle requirements

If you occupy premises (for example, a business or residential property) and a local authority in Scotland or Wales serves you a notice requiring you to provide or use specific …

NRW £1000 Prosecution Environmental Protection Act 1990
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Fail to comply with waste removal notice

If waste is illegally dumped on land you occupy and the local authority serves you with a notice requiring you to remove it (or take remedial steps) within at least …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
View legislation →

Fail to deliver stray dog to local authority

If you find a stray dog you must either return it to its owner or hand it over to the local authority officer right away, and you must keep the …

NRW £500 Prosecution Environmental Protection Act 1990
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Fail to follow waste separation requirements

If you collect, receive, keep, treat, transport or present controlled waste in Wales and do not separate it as required by the Welsh Ministers' regulations (and you have no reasonable …

NRW Unlimited fine Prosecution Environmental Protection Act 1990
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Fail to give name, address or DOB when required for fixed penalty notice

If a constable or authorised officer asks you for your name, address and date of birth because they intend to issue a fixed‑penalty notice for a household‑waste transfer breach, you …

NRW £1000 Prosecution Environmental Protection Act 1990
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Fail to give name or address when required by a fixed‑penalty notice

If a waste authority serves you with a fixed‑penalty notice for failing to meet your household waste transfer duties and you refuse or give a false name or address when …

NRW £1000 Prosecution Environmental Protection Act 1990
View legislation →

Fail to give name or address when required by authorised officer

If an authorised officer of a Welsh waste collection authority asks you for your name and address in relation to a waste‑deposit fixed‑penalty notice and you refuse, give a false …

NRW £1000 Prosecution Environmental Protection Act 1990
View legislation →

Fail to give name or address when required (or give false details)

If an authorised officer of an English waste collection authority asks you for your name and address in relation to a waste deposit offence, you must provide accurate details. Failing …

NRW £1000 Prosecution Environmental Protection Act 1990
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Fail to give or give false name/address/DOB when issued a fixed penalty notice

If a waste collection authority officer asks you (as the occupier of a domestic property) for your name, address and date of birth before handing you a fixed‑penalty notice, you …

NRW £1000 Prosecution Environmental Protection Act 1990
View legislation →

Fail to provide information when required by waste authority

If a waste regulation authority or waste collection authority serves you with a written notice demanding information about waste, you must give that information in the form and within the …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
View legislation →

Fail to provide required waste receptacles

If a waste collection authority tells you to put specific containers for commercial or industrial waste on your premises and you do not do so (without a reasonable excuse), you …

NRW £1000 Prosecution Environmental Protection Act 1990
View legislation →

Make false or misleading statements to obtain or alter a licence

If you knowingly give a false or misleading statement when applying for a licence, seeking to change licence conditions, surrendering a licence, or transferring a licence, you commit a criminal …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
View legislation →

Obstruct inspection of waste scheme accounts

If you are the person who controls the separate account kept for a waste‑reduction scheme and you deliberately stop anyone from looking at or copying that account, you are committing …

NRW £1000 Prosecution Environmental Protection Act 1990
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Officer or partner liable for corporate REACH offence

If your company or a Scottish partnership breaches any REACH requirement and the breach is done with the consent, connivance or negligence of a director, manager, secretary, other officer or …

NRW Unlimited fine 2 years Imprisonment REACH Enforcement Regulations 2008
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Unauthorised waste deposit, treatment or disposal

If your business deposits, treats, keeps or disposes of controlled waste without a valid environmental permit, or does so in a way that could pollute the environment or harm health, …

NRW Unlimited fine 5 years Imprisonment Environmental Protection Act 1990
View legislation →

Keep batteries evidence notes in the approved format

If your business handles batteries or battery waste, you must keep a record – called a batteries evidence note – for every piece of battery waste you deal with. The …

NRW Unlimited fine Imprisonment Waste Batteries and Accumulators …
View legislation →

Obtain authorisation before carrying out a prescribed process

If your business wants to carry out any activity that the Environment Agency has listed as a ‘prescribed process’, you must first get an authorisation (licence) from them and pay …

NRW Unlimited fine 2 years Imprisonment Environmental Protection Act 1990
View legislation →

Register as a producer of portable batteries

If your business makes or sells portable batteries, you must register with the relevant authority. You need to submit a complete application, prove you meet the technical and safety checks …

NRW Waste Batteries and Accumulators …
View legislation →
Trading Standards 40 obligations

Arrange return of goods and bear return costs on contract cancellation

If a consumer cancels a contract, you must either collect the goods (when you offered to do so or when the goods were delivered to their home and can’t be …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Check package quantities and keep records

If your business packs or imports packaged goods for sale, you must either measure the amount in each package with suitable equipment or run a rigorous sampling/testing system to confirm …

Trading Standards Weights and Measures (Packaged …
View legislation →

Do not supply dangerous products and help monitor product safety

If you act as a distributor, you must not sell any product you know – or should have known – is dangerous. You also need to cooperate with safety monitoring …

Trading Standards Unlimited fine 12 months Imprisonment General Product Safety Regulations …
View legislation →

Ensure correct quantity labeling on packages and outer containers

If you put a nominal quantity label on a product package or its outer container – even if you are not the packer or importer – the law treats you …

Trading Standards Unlimited fine Imprisonment Weights and Measures (Packaged …
View legislation →

Ensure goods comply with safety provisions to avoid forfeiture

If any of the goods you sell or supply in Scotland breaks a safety rule, a sheriff can order the goods to be seized. You must check all goods against …

Trading Standards Imprisonment Consumer Protection Act 1987
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Ensure goods meet safety standards or face forfeiture

If any of your products breach a safety provision, the enforcement authority can ask a magistrates’ court to order the goods to be forfeited. You must make sure your goods …

Trading Standards Unlimited fine Imprisonment Consumer Protection Act 1987
View legislation →

Ensure only safe products are placed on the market

If you produce or import consumer goods, you must make sure each product is safe before you put it on the market, offer it for sale, or keep it available …

Trading Standards Unlimited fine 12 months Imprisonment General Product Safety Regulations …
View legislation →

Ensure packaged goods meet quantity accuracy rules

You must make sure any packages you pack or import contain at least the amount shown on the label on average, that only a very small number of packages are …

Trading Standards Imprisonment Weights and Measures (Packaged …
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Ensure supplied articles and substances are safe and provide safety information

If you design, make, import or supply any product or substance that will be used at work (including fair‑ground equipment), you must make sure it is safe throughout its life‑cycle. …

Trading Standards Imprisonment Consumer Protection Act 1987
View legislation →

Mark outer containers with required details

If you pack or import goods that are placed in an outer container, you must make sure the container is clearly marked with the quantity, the number of packages and …

Trading Standards Unlimited fine Imprisonment Weights and Measures (Packaged …
View legislation →

Obtain clear consent and acknowledgement before supplying digital content

If you sell digital content that isn’t delivered on a physical medium, you must wait until the 14‑day cooling‑off period ends before you start providing it, unless the consumer gives …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Only start a service after consumer request during cooling‑off period

You must not begin providing a service while the consumer is still in their cancellation (cooling‑off) period unless they expressly ask you to, and for off‑premises contracts that request must …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Organise product recall when served with a recall notice

If a trading standards authority serves you with a recall notice because a product you have supplied is deemed dangerous, you must use reasonable efforts to get that product back …

Trading Standards General Product Safety Regulations …
View legislation →

Provide clear payment info and obtain explicit consent before online orders

If you sell goods or services online, you must show the customer all required payment and delivery information before they click to order, get a clear acknowledgement that the order …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Provide safety information, label products and manage product safety risks

If you put a product on the market, you must give consumers clear information and warnings so they can understand any hazards and how to avoid them. You also need …

Trading Standards Imprisonment General Product Safety Regulations …
View legislation →

Acknowledge consumer cancellations promptly

When a customer decides to cancel a distance or off‑premises contract, you must let them do so using the model cancellation form or any clear statement. If you offer a …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Disclose identity and purpose at start of sales calls

If you call a consumer to try to sell a distance contract, you must tell them who you are, who you’re calling on behalf of (if anyone), and that the …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Notify the Secretary of State with detailed product risk information

If you must notify the Secretary of State because a product you sell may be unsafe, you must include enough details for them to identify the product, understand the risk, …

Trading Standards Prosecution General Product Safety Regulations …
View legislation →

Provide contract confirmation for distance sales

When you sell goods or services to a consumer at a distance (online, phone or mail), you must send the consumer a written confirmation of the contract on a durable …

Trading Standards Prosecution Consumer Contracts (Information, Cancellation …
View legislation →

Provide required pre‑contract information and cancellation form for off‑premises contracts

Before you bind a consumer to a contract made away from your business premises (for example at their home or over the phone), you must give them all the information …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Provide required pre‑contract information for distance sales

Before you bind a consumer to an online, phone or mail order, you must give them all the information set out in Schedule 2 in a clear, easy‑to‑understand way that …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Apply to challenge a safety notice within the time limit

If your business (or anyone with an interest in a product) receives a safety notice, you can ask a court or sheriff to change or cancel it. You must make …

Trading Standards General Product Safety Regulations …
View legislation →

Mark packages with quantity and UK contact details

If you pack or import a product for sale, you must put a permanent, easy‑to‑read label on each package showing the nominal quantity and the name and address of a …

Trading Standards Weights and Measures (Packaged …
View legislation →

Charge only basic‑rate for consumer help‑line calls

If you run a telephone help‑line for customers to discuss contracts, you must not make them pay more than the basic call rate. If a consumer is charged a higher …

Trading Standards Consumer Contracts (Information, Cancellation …
View legislation →

Refund payments not due to consumers

If a consumer has paid for a product that they were not required to pay for – either the whole amount or part of it – they can cancel the …

Trading Standards Imprisonment Consumer Protection from Unfair …
View legislation →

Be liable for another's failure to give cancellation notice

If someone else fails to give the required notice of a consumer's right to cancel a contract, and that failure is caused by your act or omission, you can be …

Trading Standards Unlimited fine Prosecution Consumer Contracts (Information, Cancellation …
View legislation →

Carry corrosive substance in a public place

If you or anyone acting for your business is found with a corrosive substance while in a public place, you commit an offence unless you can show you had lawful …

Trading Standards Unlimited fine 4 years Imprisonment Offensive Weapons Act 2019
View legislation →

Cause another person to commit a consumer unfair‑trading offence

If someone else breaches the Consumer Protection from Unfair Trading Regulations because of something you did or failed to do, you can be prosecuted as well. This creates personal liability …

Trading Standards Unlimited fine Prosecution Consumer Protection from Unfair …
View legislation →

Commit an unfair commercial practice

If your business carries out a commercial practice that is deemed unfair under the Consumer Protection from Unfair Trading Regulations 2008 – for example misleading advertising, deceptive pricing or aggressive …

Trading Standards Unlimited fine 2 years Imprisonment Consumer Protection from Unfair …
View legislation →

Company and officer liability for offences under regulation 19

If your business commits an offence under regulation 19 of the Consumer Contracts Regulations – for example, providing false pre‑contract information – and it was done with the consent, connivance …

Trading Standards Unlimited fine Prosecution Consumer Contracts (Information, Cancellation …
View legislation →

Company liable for consumer‑unfair‑trading offence

If your business (as a legal entity) carries out an unfair trading practice that breaches the Consumer Protection from Unfair Trading Regulations 2008, the company itself can be prosecuted. On …

Trading Standards Unlimited fine 2 years Imprisonment Consumer Protection from Unfair …
View legislation →

Engage in prohibited unfair commercial practice

If your business uses a commercial practice that is prohibited under the Consumer Protection from Unfair Trading Regulations—such as misleading actions or omissions that deceive consumers—you may be committing a …

Trading Standards Unlimited fine 2 years Imprisonment Consumer Protection from Unfair …
View legislation →

Engage in unfair commercial practice

If your business uses misleading, deceptive or aggressive practices that are prohibited by the Consumer Protection from Unfair Trading Regulations 2008, you commit a criminal offence. A conviction can result …

Trading Standards Unlimited fine 2 years Imprisonment Consumer Protection from Unfair …
View legislation →

Fail to comply with unfair trading regulations

If your business carries out a commercial practice that is misleading, aggressive, or otherwise unfair – for example, making false claims about a product, omitting key information, or using hard‑selling …

Trading Standards Unlimited fine Prosecution Consumer Protection from Unfair …
View legislation →

Fail to give notice of cancellation right

If you, as a trader, enter into an off‑premises contract that falls under regulation 10 and you do not provide the consumer with the cancellation information set out in Schedule …

Trading Standards Unlimited fine Prosecution Consumer Contracts (Information, Cancellation …
View legislation →

Obstruct a weights and measures inspector

If you deliberately block, hinder or otherwise prevent a weights and measures inspector from carrying out their duties, you commit a criminal offence. A conviction can result in a fine …

Trading Standards Prosecution Weights and Measures Act …
View legislation →

Possess a prohibited dangerous knife

If you or anyone acting for your business possesses a knife that falls within the definition of a “dangerous knife” under the Offensive Weapons Act 2019, you commit a criminal …

Trading Standards Unlimited fine 4 years Imprisonment Offensive Weapons Act 2019
View legislation →

Sell packaged goods with excessive error or from failed batch

If you sell a packaged product that you know (or should reasonably know) contains less than the amount stated – by more than twice the permitted negative tolerance – you …

Trading Standards Unlimited fine Prosecution Weights and Measures (Packaged …
View legislation →

Provide copy or confirmation of off‑premises contracts

If you sell to a consumer away from your premises (e.g., at their home, by door‑to‑door or at a trade fair) you must give them either a copy of the …

Trading Standards Prosecution Consumer Contracts (Information, Cancellation …
View legislation →

Respond to prohibition or warning notice and make representations

If the Secretary of State serves you a prohibition notice (telling you the goods are unsafe) or a notice to warn, you must reply – either in writing or, if …

Trading Standards Unlimited fine 3 months Imprisonment Consumer Protection Act 1987
View legislation →
National Highways 35 obligations

Avoid animal or human testing unless no alternatives exist

If your business carries out new testing to meet CLP classification, labelling or packaging rules, you must first look for non‑animal methods that give reliable data. You may only use …

National Highways Imprisonment Classification, Labelling and Packaging …
View legislation →

Classify hazardous substances and mixtures

If your business makes, imports or uses a chemical substance or mixture that meets the physical, health or environmental hazard criteria, you must assign it to the correct hazard class(s) …

National Highways Prosecution Classification, Labelling and Packaging …
View legislation →

Classify hazardous substances and mixtures you place on the market

If you manufacture, import or use a chemical substance or mixture, you must assess its hazards and assign the correct hazard categories (and, where required, hazard statements) before you sell …

National Highways Classification, Labelling and Packaging …
View legislation →

Evaluate hazard information for chemicals you place on the market

If you manufacture, import or use a chemical substance or mixture, you must assess the available safety data and decide how the material should be classified. This means checking the …

National Highways Classification, Labelling and Packaging …
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Identify and assess hazard information for chemical mixtures

If your business makes, imports or supplies a chemical mixture you must gather all relevant data about that mixture and each ingredient – test results, epidemiological studies, international programme information, …

National Highways Classification, Labelling and Packaging …
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Identify and assess information on chemical substances

If you manufacture, import or use a chemical, you must gather all relevant data about that substance – such as test results, health studies, scientific literature and information from recognised …

National Highways Classification, Labelling and Packaging …
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Monitor new information and re‑evaluate hazardous classification

If you manufacture, import or use chemicals, you must keep an eye out for any new scientific data that could change how the substance or mixture is classified as hazardous. …

National Highways Classification, Labelling and Packaging …
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Take additional scientific data into account when classifying chemicals

If your business manufactures, imports or uses a substance or mixture and you obtain reliable information showing that its real‑world physical hazards differ, that it isn’t biologically available, or that …

National Highways Classification, Labelling and Packaging …
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Affix compliant hazard label to substance or mixture packaging

When you supply a chemical substance or mixture, you must attach a label that is firmly fixed, easy to read and clearly shows the hazard pictogram and other required label …

National Highways Imprisonment Classification, Labelling and Packaging …
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Agree on a single database entry for each substance

If your initial notification creates a different entry for the same chemical in the GB notification database, you must work with any other notifiers/registrants to agree on one entry and …

National Highways Classification, Labelling and Packaging …
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Arrange label elements together and group by language

When you supply a hazardous chemical, you must put the hazard pictograms, signal word, hazard statements and precautionary statements all together on the label. If the label is printed in …

National Highways Classification, Labelling and Packaging …
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Classify and label hazardous substances before placing them on the market

If you supply a chemical that meets any of the listed hazard criteria – such as respiratory sensitisation, mutagenicity, carcinogenicity or reproductive toxicity – you must classify it and put …

National Highways Classification, Labelling and Packaging …
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Classify, label and package chemicals before placing them on the market

If you manufacture, import, supply, distribute or use chemicals, you must work out their hazards, apply the correct labels and use safe packaging before you sell or otherwise place them …

National Highways Unlimited fine 2 years Imprisonment Classification, Labelling and Packaging …
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Comply with stop notice procedures and obtain completion certificate

If a regulator serves your business with a stop notice, you must carry out the steps set out in the notice, you can appeal the decision, and once you have …

National Highways Regulatory Enforcement and Sanctions …
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Cooperate and keep records of hazardous substance classification

If you supply a hazardous chemical, you must work with other businesses in the supply chain to make sure the product is correctly classified, labelled and packaged. You also need …

National Highways Classification, Labelling and Packaging …
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Ensure litigation funding agreements meet required legal conditions

If you use a third‑party to fund a court case, the funding contract must be with a funder approved or prescribed by the Lord Chancellor, be in writing and follow …

National Highways British-Irish Agreement Act 1999
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Ensure safe, child‑resistant packaging for hazardous substances

If you place a hazardous chemical or mixture into packaging for sale, you must make sure the pack prevents any leak, is made from materials that won’t be damaged or …

National Highways Unlimited fine 2 years Imprisonment Classification, Labelling and Packaging …
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Include correct precautionary statements on chemical labels

When you place a hazardous substance or mixture on the market, you must make sure its label contains the right precautionary statements. These statements have to be picked from the …

National Highways Classification, Labelling and Packaging …
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Include hazard information in ads for hazardous chemicals

If you advertise a chemical that is classified as hazardous, you must state the relevant hazard class or category in the advertisement. For hazardous mixtures sold where the buyer can …

National Highways Imprisonment Classification, Labelling and Packaging …
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Include required supplemental information on chemical labels

If you supply a hazardous substance or mixture, you must add a supplemental information section to the label. This must contain the required hazard statements, any regulatory statements, the product …

National Highways Classification, Labelling and Packaging …
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Label all chemical packaging correctly

Whenever you supply a chemical in a package – whether it has an outer box, inner container, intermediate wraps or is a single package – you must put the correct …

National Highways Unlimited fine 2 years Imprisonment Classification, Labelling and Packaging …
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Label hazardous substances and mixtures in packaging

If you supply a hazardous chemical or mixture in a pack, you must put a label on the pack that includes your contact details, the amount in the pack, product …

National Highways Classification, Labelling and Packaging …
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Label hazardous substances with correct hazard statements

When you supply a hazardous chemical or mixture, you must put the right hazard statements on its label. Use the statements listed in the CLP Annex I tables for the …

National Highways Classification, Labelling and Packaging …
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Provide safety data sheet on request for certain non‑hazardous mixtures

If your business supplies a chemical mixture that isn’t classified as hazardous but contains any of the substances listed in the CLP regulation above specific concentration limits, you must give …

National Highways Classification, Labelling and Packaging …
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Set concentration limits and M‑factors for hazardous substances

If you manufacture, import or use a chemical, you must decide the exact concentration thresholds (specific limits) at which the chemical becomes hazardous, and for certain aquatic‑hazard chemicals you must …

National Highways Classification, Labelling and Packaging …
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Update hazard labels promptly when classification changes

If the hazard classification of a chemical you supply changes – especially to a more severe hazard or when new supplemental labelling is required – you must revise the product …

National Highways Classification, Labelling and Packaging …
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Notify the Agency of new hazardous substances placed on the market

If you manufacture or import a substance covered by Article 39, you must send details about the substance – its identity, classification, labelling and any concentration limits – to the …

National Highways Classification, Labelling and Packaging …
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Include correct product identifiers on chemical labels

When you supply a chemical substance or mixture, the label must show the exact name and identification number that matches the safety data sheet. For substances you must use the …

National Highways Classification, Labelling and Packaging …
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Use correct signal word on hazardous product labels

When you label a hazardous chemical, you must put the right signal word – either “Danger” or “Warning” – as set out in the CLP classification tables for that hazard. …

National Highways Prosecution Classification, Labelling and Packaging …
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Fail to comply with a notice under the Government of Wales Act

If a business (or any person) receives a notice under section 38 requiring you to attend a proceeding, answer questions, produce documents, or not destroy any documents, and you refuse …

National Highways Unlimited fine 51 weeks Imprisonment Government of Wales Act …
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Fail to comply with a stop notice

If a regulator serves you a stop notice under section 46 and you do not obey it, you commit a criminal offence. On conviction you can be fined – up …

National Highways Unlimited fine 2 years Imprisonment Regulatory Enforcement and Sanctions …
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Fail to comply with Commission notice or give false evidence

If the Commission serves you with a written notice demanding information, documents or oral evidence, you must comply unless you have a reasonable excuse. Failing to do so, falsifying anything …

National Highways Unlimited fine Prosecution Northern Ireland Act 1998
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Fail to comply with witness or document notice

If you are served with a formal notice to attend a proceeding, answer questions or produce documents, and you refuse, do not attend, fail to answer, destroy, conceal or withhold …

National Highways Unlimited fine 3 months Imprisonment Northern Ireland Act 1998
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Keep classification and labelling records for 10 years

If you supply any chemical substance or mixture, you must keep all the data you used to classify and label it (plus the REACH information required by Article 36) for …

National Highways Prosecution Classification, Labelling and Packaging …
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Send Assembly documents to the Secretary of State when the Assembly isn’t functioning

If your organisation would normally submit minutes, accounts, reports or other documents to the Northern Ireland Assembly, you must instead forward a copy of those documents to the Secretary of …

National Highways Northern Ireland Act 1998
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MMO 28 obligations

Appoint and notify independent scrutineer for union elections

Before you hold a trade‑union election you must appoint a qualified independent scrutineer, tell all members who it is, and give the scrutineer a copy of the members’ register. You …

MMO TULRCA 1992
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Appoint an independent scrutineer for union ballot

Before you hold any ballot, your trade union must select a qualified independent scrutineer, tell every member who it is, give the scrutineer a copy of the membership register and …

MMO TULRCA 1992
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Appoint an independent scrutineer for union ballots

If your organisation runs a trade‑union ballot, you must appoint a qualified independent scrutineer before the vote takes place. You must tell all members who the scrutineer is, give the …

MMO TULRCA 1992
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Appoint independent people to handle union ballots

If your employees have a trade union and a ballot is held, you must make sure the ballot is handled by people who are truly independent of the union. This …

MMO TULRCA 1992
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Appoint independent persons to handle ballot papers and count votes

If your organisation is a trade union, you must make sure that any ballot papers are stored, sent out and counted by independent people you appoint. The appointment terms must …

MMO TULRCA 1992
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Appoint independent persons to handle vote storage, distribution and counting

If your organisation is a trade union, you must make sure that the voting papers for any union election are stored, handed out and counted by independent people you appoint. …

MMO TULRCA 1992
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Provide members with access to union accounting records

If a trade‑union member asks to see the union’s accounts for any period when they were a member, the union must let them inspect the records and obtain copies. The …

MMO TULRCA 1992
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Allow employee carer’s leave without unreasonable delay

You must let an employee take carer’s leave when they request it and you cannot postpone the leave without a good reason or try to stop them taking it. If …

MMO Employment Rights Act 1996
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Conduct union ballot voting according to statutory requirements

If your trade union runs a ballot, you must use numbered voting papers that show the independent scrutineer’s name, return address and deadline. Members must be able to vote without …

MMO TULRCA 1992
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Ensure employees can vote freely and without cost in trade union elections

If your staff are taking part in a trade‑union election, you must make sure they can vote without any interference from the union, its officials or other employees, and you …

MMO £75000 Prosecution TULRCA 1992
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Obtain written consent before deducting union fees from wages

You must not take any money from an employee’s pay for a trade‑union subscription unless that employee has given you a written authorisation and has not later withdrawn it. If …

MMO TULRCA 1992
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Provide approved notice with voting papers for amalgamation ballot

If your trade union is holding a ballot on a proposal to merge with or transfer to another union, you must send a written notice with every ballot paper. The …

MMO TULRCA 1992
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Deduct union dues and follow tribunal orders

If an employee gives you a certificate, you must deduct their union contributions from their pay. If a tribunal finds you failed to do so, you may be ordered to …

MMO TULRCA 1992
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Do not make unlawful wage deductions and repay any unlawful amounts

You must only deduct amounts from an employee’s wages that are allowed by law and give the required item‑by‑item pay statement. If a deduction is found to breach the law, …

MMO TULRCA 1992
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Manage political fund contributions correctly

If your union runs a political fund, you must decide how to collect that money from members. Either charge contributors a separate amount, or make sure non‑contributors are not asked …

MMO TULRCA 1992
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Pay compensation if tribunal finds breach of training duties

If a trade union complains that you have not complied with your training obligations under section 70B, an employment tribunal can order you to pay up to two weeks’ wages …

MMO TULRCA 1992
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Stop deducting political fund contributions after employee’s certificate

If a trade‑union member gives you a written statement that they are not paying into the union’s political fund, you must stop deducting any money for that fund from their …

MMO TULRCA 1992
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Stop taking political fund contributions once the union’s resolution ends

If your trade union no longer has a political resolution in force, you must immediately stop collecting any political fund contributions. Any money taken after the resolution ends must be …

MMO TULRCA 1992
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Ensure all trade‑union members can vote equally in ballots

If your workplace has a trade union and a ballot is being held—whether for recognition, a contract or any union matter—you must make sure that every member of that union …

MMO Imprisonment TULRCA 1992
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Arrange periodic actuarial review of union pension scheme

If your trade union runs a members’ superannuation (pension) scheme you must have a qualified actuary examine the scheme at least every five years and produce a report. The report …

MMO TULRCA 1992
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Distribute scrutineer’s report and notify members of election results

When your trade union holds an election you must wait until the scrutineer’s report is received before announcing the result. Within three months of receiving the report you must send …

MMO TULRCA 1992
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Have new pension scheme examined and report sent to Certification Officer

If your trade union wants to start a new members’ superannuation (pension) scheme, you must first get an actuary to review the proposals and produce a signed report. That report …

MMO TULRCA 1992
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Include industrial action details in your annual union return

If your trade union has taken industrial action or held a ballot during the year, you must add those details to the annual return you file with the Certification Officer. …

MMO TULRCA 1992
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Provide members with financial statement after annual return

Each year, when your trade union files its annual return with the Certification Officer, you must send a detailed financial statement to all members within eight weeks. You also need …

MMO TULRCA 1992
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Provide members with scrutineer’s report after a ballot

When your union holds a ballot, you must wait for the scrutineer’s report before announcing the result. Within three months of receiving that report you must send a copy to …

MMO TULRCA 1992
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Provide union rules, officer list and address to Certification Officer after amalgamation

When a trade union merges with another and the merger is registered, the new (amalgamated) union must send the Certification Officer a copy of its rules, a list of its …

MMO TULRCA 1992
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Send audit certificate copy to the Certification Officer

If you carry out a trade‑union membership audit and your certificate says the union’s register is not satisfactory or you couldn’t get the information you needed, you must forward a …

MMO TULRCA 1992
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Send membership audit certificate with annual return

If your organisation is a trade union you must send a membership audit certificate to the Certification Officer every time you file your annual return. The certificate must be signed …

MMO TULRCA 1992
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Planning Inspectorate 16 obligations

Allow barred person to engage in regulated activity

If an individual who is barred from a regulated activity involving children or vulnerable adults seeks, offers, or actually carries out that activity, they commit a criminal offence. Conviction can …

Planning Inspectorate Unlimited fine 5 years Imprisonment Safeguarding Vulnerable Groups Act …
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Commit modern slavery or human trafficking offences

If a business or its employees are involved in slavery, forced or compulsory labour, or any form of human trafficking – for example by exploiting people for sexual or other …

Planning Inspectorate Unlimited fine 7 years Imprisonment Modern Slavery Act 2015
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Corporate offence where an officer consents, connives or neglects

If your company commits an immigration offence under section 27 and a director, manager or other officer either agreed to it, turned a blind eye, or failed to prevent it, …

Planning Inspectorate Unlimited fine 2 years Imprisonment Immigration Act 2016
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Fail to comply with production order

If a sheriff issues a production order and you do not deliver the requested document or give HMRC access to it, you can be prosecuted for contempt of court. This …

Planning Inspectorate Prosecution Tribunals, Courts and Enforcement …
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Fail to give required corporation‑tax notice

A company must send a written notice to HMRC within three months of the start of each accounting period for corporation tax, stating when the period began and any other …

Planning Inspectorate Prosecution Finance Act 2004
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Fail to provide documents or information required by enhanced allowance regulations

If your business is required to supply documents, certificates or other information under the enhanced allowance regulations and you do not, you commit an offence. On conviction you can be …

Planning Inspectorate £3000 Prosecution Finance Act 2004
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Fail to provide required HMRC security

If HMRC (or an officer of HMRC) orders you to give security for tax you owe and you do not provide it, and the breach continues for the period set …

Planning Inspectorate Unlimited fine Prosecution Finance Act 2004
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Make a false statement to obtain pension tax relief

If you deliberately or carelessly give a false statement or representation that results in you or anyone else getting tax relief on pension income, or causes a registered pension scheme …

Planning Inspectorate £3000 Prosecution Finance Act 2004
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Obstruct constable or give false information during ship investigation

If you intentionally block a police or enforcement officer, or refuse to follow a lawful request, or provide false or misleading material information while they are exercising their powers on …

Planning Inspectorate Unlimited fine Prosecution Modern Slavery Act 2015
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Officer or partner liable for company offence committed with consent or neglect

If your company, partnership or unincorporated association breaks the Fluorinated Greenhouse Gases Regulations, the organisation itself and any director, manager, partner or other officer can also be prosecuted when the …

Planning Inspectorate Unlimited fine Prosecution Fluorinated Greenhouse Gases Regulations …
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Permit a barred person to carry out regulated activity

If you allow someone who is listed on the barred persons list to take part in a regulated activity (for example, working with children or vulnerable adults), you commit an …

Planning Inspectorate Unlimited fine 5 years Imprisonment Safeguarding Vulnerable Groups Act …
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Provide inaccurate information under an information notice

If your business replies to a statutory information notice (under section 159A) and the information you give is materially incorrect, you commit an offence. The penalty is the same as …

Planning Inspectorate Prosecution Finance Act 2004
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Provide inaccurate tax information to HMRC

If your business submits a tax return or any other document to HMRC that contains a false statement – whether by carelessness or deliberately – and the error leads to …

Planning Inspectorate Unlimited fine Prosecution Tribunals, Courts and Enforcement …
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Publish material identifying a child in court proceedings

If you publish, broadcast or otherwise make public any information that could identify a child involved in High Court or family court proceedings, you commit an offence. Conviction in the …

Planning Inspectorate £2500 Prosecution Children Act 1989
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Submit a false declaration with a finance application

If you attach a declaration to an application under section 153 and that declaration is false – and the conditions in section 153D are met – you commit an offence. …

Planning Inspectorate Unlimited fine Prosecution Finance Act 2004
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Submit false information to become registered for gross payments

If you knowingly or recklessly give a false statement or document – or encourage someone else to do so – in order to get registered for a gross payment scheme …

Planning Inspectorate £3000 Prosecution Finance Act 2004
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PRA 10 obligations

Do not treat transferred civil‑service staff as redundant

If you take on employees who move from the civil service to your business under a transfer scheme, you must not treat them as being made redundant. This means you …

PRA Export and Investment Guarantees …
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Notify HMRC in writing if you missed the review deadline

If you were unable to accept HMRC’s offer to review an economic‑crime levy within the statutory time‑frame for any good reason, you must write to HMRC asking for a review …

PRA Economic Crime (Anti-Money Laundering) …
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Pay AML levy penalty within 30 days

If HMRC serves you with a penalty notice under the Economic Crime (Anti‑Money‑Laundering) Levy Regulations, you must pay the fine no later than 30 days after the notice date. Paying …

PRA Prosecution Economic Crime (Anti-Money Laundering) …
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Pay interest on any unpaid AML levy

If your business does not pay the Economic Crime (Anti‑Money Laundering) levy by the due date, you must also pay interest on the amount that remains unpaid. The interest is …

PRA Economic Crime (Anti-Money Laundering) …
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Pay or repay AML levy/penalty after an appeal

If you have appealed a decision about the Economic Crime (Anti‑Money Laundering) levy and the appeal is decided, you must settle the amount immediately. Any money you over‑paid must be …

PRA Imprisonment Economic Crime (Anti-Money Laundering) …
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Pay the AML levy by the FCA‑set due date

If the Financial Conduct Authority tells you in writing that you must pay the anti‑money‑laundering levy, you must pay the amount they specify. The notice will give you at least …

PRA Economic Crime (Anti-Money Laundering) …
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Submit AML levy return and pay the levy

If your business is liable for the Economic Crime (Anti‑Money Laundering) levy, you must file an AML levy return with HMRC and pay the levy. The return must follow the …

PRA Prosecution Economic Crime (Anti-Money Laundering) …
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Keep and preserve records for AML levy returns

If your business must pay the Economic Crime (anti‑money laundering) levy, you need to keep all the information required to complete a correct levy return. You must store those records …

PRA Economic Crime (Anti-Money Laundering) …
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Respond to HMRC levy decision and request review if desired

If HMRC notifies your business of a decision about the anti‑money‑laundering levy that you can appeal, they must also give you a chance to ask for a review. You have …

PRA Economic Crime (Anti-Money Laundering) …
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Respond to terrorist‑related disclosure requests and send required notifications

If a police officer or another authorised person asks you for information because they suspect terrorist financing or the use of terrorist property, you must give them the information they …

PRA Unlimited fine Imprisonment Terrorism Act 2000
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MCA 10 obligations

Enter or remain in a ship's restricted area without permission

If anyone goes onto, into, or stays in a part of a ship that has been marked as a restricted area without permission from the master or ship security officer, …

MCA Unlimited fine Prosecution Ship Security Regulations 2004
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Enter or stay in a restricted port area without permission

If anyone goes onto, or remains in, a part of a port that has been marked as a restricted area without the security officer’s permission, they commit a criminal offence. …

MCA Unlimited fine Prosecution Ship Security Regulations 2004
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Fail to comply with an enforcement notice

If you (or your company) receive an enforcement notice from the Maritime and Coastguard Agency and do not follow it, and you have no reasonable excuse, you commit a criminal …

MCA Unlimited fine Prosecution Ship Security Regulations 2004
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Fail to comply with a ship detention notice

If a ship is detained under SOLAS or the ISPS Code and a detention notice is served, you must carry out the steps set out in the notice and keep …

MCA Unlimited fine 2 years Imprisonment Ship Security Regulations 2004
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Fail to provide or give false information to a ship security officer

If an authorised officer conducting a security inspection of a ship or port facility asks you for information required by the security plan and you refuse without a reasonable excuse, …

MCA Unlimited fine 2 years Imprisonment Ship Security Regulations 2004
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Obstruct a duly authorised officer

If anyone deliberately blocks or hinders a ship‑security officer who is lawfully carrying out powers under the EC Regulation or these Regulations, they commit a criminal offence. On conviction the …

MCA Unlimited fine 2 years Imprisonment Ship Security Regulations 2004
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Retain ship and port security declarations for at least three years

You must keep any security declaration you complete for a ship or a port facility for at least three years after you last use it. For ships you also need …

MCA Ship Security Regulations 2004
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Retain ship security records for at least three years

You must keep any security‑related records called for by the ISPS Code (and listed in your ship’s security plan) on board the vessel for a minimum of three years after …

MCA Ship Security Regulations 2004
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Object to enforcement notice within 7 days

If a ship security enforcement notice is served on you, you must put in writing to the Secretary of State why you disagree with it. You have to send this …

MCA Ship Security Regulations 2004
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Obtain approval before changing ship or port security plans

If you run a shipping company or own a port facility, you must get the Secretary of State’s written approval before you make any changes to your approved security plan. …

MCA Ship Security Regulations 2004
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APHA 9 obligations

Comply with CVO notice and avian influenza control measures

If the Chief Veterinary Officer serves you with a written notice (or declares a restriction zone) under the avian‑influenza order, you must put in place any additional measures they require …

APHA Avian Influenza and Influenza …
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Comply with veterinary‑inspector notices on suspect premises

If the government sends you a notice because a low‑pathogenic avian virus is kept in your lab or your premises are suspected of hosting the virus, you must follow the …

APHA Imprisonment Avian Influenza and Influenza …
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Only veterinary surgeons may take samples from live wildlife

If your business needs to take a sample from a live bird, animal or plant, you must have a qualified veterinary surgeon do it. You also need to be reasonably …

APHA Imprisonment Wildlife and Countryside Act …
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Stop moving prohibited animals and vehicles in a temporary restriction zone

If the government declares a temporary movement restriction zone because of avian flu, you must halt moving poultry, other captive birds, eggs, vehicles that could carry them, and kept mammals …

APHA Avian Influenza and Influenza …
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Show warrant and use constable when entering under a species‑control order

If anyone from your business is given a warrant to enter a property for a species‑control operation, they must show the warrant to the owner or occupier if asked. They …

APHA Wildlife and Countryside Act …
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Corporate and officer liability for animal welfare offences

If your company commits an offence under the Animal Welfare Act and a director, manager, secretary or any similar officer consented, turned a blind eye, or was negligent, both the …

APHA £2500 51 weeks Imprisonment Animal Welfare Act 2006
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Engage in commercial trade of an endangered‑species specimen

If you purchase, offer to purchase, acquire, use, display, sell, keep for sale, offer for sale or transport a specimen of a species listed in Annex A for commercial gain, …

APHA Unlimited fine 2 years Imprisonment The Control of Trade …
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Officer liable for corporate wildlife trade offence

If your company commits an offence under the Control of Trade in Endangered Species Regulations and a director, manager or other officer has consented to or turned a blind eye …

APHA Unlimited fine 5 years Imprisonment The Control of Trade …
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Sell or prize an animal to someone under 16

If you sell an animal or arrange for a child under 16 to win an animal as a prize, you are committing an offence under the Animal Welfare Act 2006, …

APHA £2500 51 weeks Imprisonment Animal Welfare Act 2006
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Food Standards Scotland 7 obligations

Ensure new food labels comply within the transitional period

When a new food‑labeling rule comes into force, you must make sure any new products you sell meet those rules from the start of the transitional period. You can keep …

Food Standards Scotland Regulation (EU) No 1169/2011 …
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Provide mandatory food information in English

When you sell food, any required details – such as ingredients, allergens, and nutrition information – must be shown in English. You can also include other languages, but English is …

Food Standards Scotland Prosecution Regulation (EU) No 1169/2011 …
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Avoid deceptive or fraudulent food practices

Your business must not use misleading marketing, false claims or tamper with food to trick consumers. This covers everything from labelling and advertising to the actual contents of the product. …

Food Standards Scotland Prosecution Regulation (EC) No 178/2002 …
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Provide mandatory food information for non‑prepacked foods

If you sell food that isn’t pre‑packaged, you must give the consumer the mandatory details listed in Article 9(1)(c) (e.g., name of the food, allergens, quantity, etc.) at the point …

Food Standards Scotland Unlimited fine Imprisonment Regulation (EU) No 1169/2011 …
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Pay higher duty on high‑strength beer

If you produce, import or supply beer that is stronger than the standard rate (for example, above 7.5% ABV), you must calculate and pay the extra alcoholic liquor duty set …

Food Standards Scotland Unlimited fine Imprisonment Alcoholic Liquor Duties Act …
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Apply for duty remission on spirits used in art or manufacture

If your business uses alcohol spirits for artistic purposes (e.g. painting, perfumery) or as a raw material in manufacturing, you can claim back the excise duty you would otherwise have …

Food Standards Scotland Alcoholic Liquor Duties Act …
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Claim remission or repayment of duty on beer used for research

If your business uses beer as part of a research project or experiment, you can ask HMRC to waive or refund the excise duty that would normally be payable on …

Food Standards Scotland Alcoholic Liquor Duties Act …
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Local Authority 7 obligations

Notify the local authority of your interest in a property

When the local housing authority needs to serve a notice about a property, you – as the owner, landlord, leaseholder or anyone who controls or manages the premises – must …

Local Authority Housing Act 2004 (HHSRS …
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Be liable for a corporate housing offence through consent, connivance or neglect

If your company commits an offence under the Housing Act and you, as a director, manager, secretary or similar officer, gave consent, turned a blind eye or were negligent, you …

Local Authority Prosecution Housing Act 2004 (HHSRS …
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Disclose confidential beet information without consent

If you receive information about home‑grown beet processing under section 69A and then share that information without the written consent of the person who gave it to you, you commit …

Local Authority Unlimited fine 2 years Imprisonment Food Safety Act 1990
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Fail to comply with HMO management regulations

If you manage a house in multiple occupation (HMO) and do not meet the management standards set by the regulations – for example failing to keep the property clean, in …

Local Authority Unlimited fine Prosecution Housing Act 2004 (HHSRS …
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Fail to comply with information notice

If a local authority serves you a notice under section 235 requiring you to produce certain documents and you do not supply them, you commit a criminal offence. On conviction …

Local Authority Unlimited fine Prosecution Housing Act 2004 (HHSRS …
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Obstruct a local housing authority officer

If you prevent or interfere with a housing officer or anyone authorised by the local authority from carrying out their duties (for example, by refusing entry to premises), you commit …

Local Authority £2500 Prosecution Housing Act 2004 (HHSRS …
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Supply false or misleading information to a local housing authority

If you knowingly or recklessly give false or misleading information to a local housing authority – either directly or via someone else – you commit a criminal offence. The offence …

Local Authority Unlimited fine Prosecution Housing Act 2004 (HHSRS …
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SIA 5 obligations

Consider the powers‑of‑entry code when exercising relevant functions

If your business is named in a statutory instrument as a “relevant person”, you must take the powers‑of‑entry code into account whenever you carry out the functions that the code …

SIA Protection of Freedoms Act …
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Start procurement claims within the required time limits

If you are a supplier to a public contract, you must begin any legal action about that contract promptly. For a set‑aside claim you have to start it within 30 …

SIA Procurement Act 2023
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Provide accurate information and avoid improper conduct in public procurement

If your business bids for a public contract, you must give the contracting authority any information it asks for, and that information must be complete, correct and not misleading. You …

SIA Procurement Act 2023
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Immobilise or restrict a vehicle without lawful authority

If you (or your company) attach a boot, clamp or any other device to a vehicle, or move or otherwise restrict its movement, without having lawful authority, you commit an …

SIA Unlimited fine Prosecution Protection of Freedoms Act …
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Stalk a person

If you repeatedly follow, contact, watch or otherwise harass someone in a way that amounts to stalking, you commit a criminal offence. The conduct must be a course of behaviour …

SIA Unlimited fine 51 weeks Imprisonment Protection of Freedoms Act …
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NIEA 4 obligations

Ensure collection and transport of WEEE maximises reuse and recycling

If your business collects or moves waste electrical and electronic equipment as part of a take‑back or recycling obligation, you must arrange the collection and transport so that the equipment …

NIEA Imprisonment Waste Electrical and Electronic …
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Provide free take‑back of waste electrical and electronic equipment

If your business sells new electrical or electronic items to private households, you must let customers return the old items to you free of charge. Where you have a retail …

NIEA Unlimited fine Prosecution Waste Electrical and Electronic …
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Respond promptly to an enforcement notice

If the Environment Agency (or the relevant regulator) suspects that you haven’t met the WEEE regulations, they can issue you an enforcement notice. The notice will tell you what the …

NIEA Unlimited fine Imprisonment Waste Electrical and Electronic …
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Register as a small producer of waste electrical and electronic equipment (WEEE)

If you sell or produce a small quantity of electrical or electronic goods, you must register with the appropriate environmental authority. You need to apply, prove you meet the small‑producer …

NIEA Prosecution Waste Electrical and Electronic …
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Natural England 4 obligations

Ensure labelling and monitoring for authorised novel foods

If you want to market a new food product, you need to meet the regulator’s authorisation conditions. This means your product must carry clear labelling that tells consumers about any …

Natural England Regulation (EU) 2015/2283 on …
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Label batteries with mercury, cadmium or lead symbols

If you put batteries containing mercury, cadmium or lead on the market, you must label them with the correct chemical symbol (Hg, Cd or Pb) under the crossed‑out wheeled‑bin symbol. …

Natural England Imprisonment Batteries and Accumulators (Placing …
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Mark batteries with crossed‑out wheeled‑bin symbol before sale

If you place any battery or battery pack on the market, you must label it with the crossed‑out wheeled‑bin recycling symbol. The symbol must be big enough – at least …

Natural England Unlimited fine Batteries and Accumulators (Placing …
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Ensure any agreement under the Act is in writing

If your business enters into an agreement that falls under the Natural Environment and Rural Communities Act 2006, you must have that agreement recorded in writing. A signed written document …

Natural England Natural Environment and Rural …
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Forestry Commission 3 obligations

Comply with compulsory product recall notices

If you manufacture or distribute a product that the Secretary of State says fails an environmental standard, you must organise its return (or the return of any product it’s part …

Forestry Commission Environment Act 2021 (enhancement)
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Acquire controlled solid fuel for prohibited use

If your business buys any solid fuel that is subject to a smoke‑control order and then uses it in a building, fireplace or fixed boiler/industrial plant covered by that order, …

Forestry Commission Unlimited fine Prosecution Environment Act 2021 (enhancement)
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Illegally disclose Revenue & Customs information

If you disclose Revenue and Customs information to someone who is not a qualifying person or for a purpose that is not qualifying, you breach the law. The same applies …

Forestry Commission Unlimited fine 2 years Imprisonment Environment Act 2021 (enhancement)
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BSR 1 obligation

Fail to comply with a compliance notice

If a building control authority serves you with a compliance notice requiring you to take steps or remedy a breach of the building regulations, and you do not do so …

BSR Unlimited fine 2 years Imprisonment Building Safety Act 2022 …
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Homes England 1 obligation

Fail to meet or give false information for a section 219 requirement

If your business does not comply with a requirement imposed under section 219 of the Levelling‑up and Regeneration Act 2023, or you supply information that is false or misleading knowing …

Homes England Unlimited fine 2 years Imprisonment Levelling-up and Regeneration Act …
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Ofgem 1 obligation

Make false or misleading statement to the Secretary of State

If your business gives the Secretary of State a statement that you know is false or seriously misleading – for example when responding to a request for information under sections …

Ofgem Unlimited fine 2 years Imprisonment Energy Act 2023
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MHRA 1 obligation

Apply for a Traditional Herbal Registration (THR) and meet condition D

If you sell a traditional herbal product that has been used for fewer than 15 years, you must apply for a THR(GB). The Medicines regulator will review your application and, …

MHRA Human Medicines Regulations 2012
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Legislation

788 pieces of legislation apply to all sectors businesses in UK-wide. Browse all legislation →