UK Statutory Instrument SI 2013 United Kingdom

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (SI 2013/1471)

These Regulations revoke and replace, with amendments, the Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 1995 (S.I. 1995/3163) (“the 1995 Regulations”) and the Reporting of Injuries, Diseases and Dangerous Occurrences (Amendment) Regulations 2012 (S.I. 2012/199) (“the 2012 Regulations”). They maintain requirements that the responsible person must notify, and subsequently …

Enforced by
HSE, ONR, ORR
Status
Amended (in force with amendments)
Penalty ceiling
Imprisonment 6 of 14 obligations carry an unlimited fine. 1 carries different penalties and 7 have no criminal penalty — flagged in the list below.

Does it bind you?

Business-side roles with duties under this instrument.

Responsible Person7 Employer6

Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Responsible Person — also bound by 108 other Acts
Employer — also bound by 682 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.004 Non-fatal injuries to workers (opens in a new tab) Prosecution
  • Report serious work-related injuries and long-term absencesResponsible Person

Unlimited fine

s.005 Non-fatal injuries to non-workers (opens in a new tab) Imprisonment
  • Report hospital‑treated injuries to non‑workers under RIDDOREmployer
  • Report work-related injuries to non-workersResponsible Person
s.006 Work-related fatalities (opens in a new tab) Regulated
  • Report work-related deaths to the enforcing authority without delayResponsible Person
s.007 Dangerous occurrences (opens in a new tab) Prosecution
  • Report dangerous occurrences to the HSEEmployer

Unlimited fine

s.008 Occupational diseases (opens in a new tab) Prosecution
  • Report specific occupational diseases to the authoritiesResponsible Person
  • Report specified occupational diseases to HSEEmployer

Unlimited fine

s.009 Exposure to carcinogens, mutagens and biological agents (opens in a new tab) Prosecution
  • Report diagnosed occupational cancer or disease to HSEEmployer
  • Report work-related cancer or diseases from biological agentsResponsible Person

Unlimited fine

s.010 Diseases offshore (opens in a new tab) Prosecution
  • Report offshore disease cases to HSEEmployer
  • Report specific offshore diseases to the HSEResponsible Person

Unlimited fine

s.012 Recording and record-keeping (opens in a new tab) Regulated
  • Keep records of reportable incidents, injuries and diseasesEmployer
  • Keep records of workplace injuries, diseases, and incidentsResponsible Person
s.020 Review (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must review and report on RIDDOR effectivenessCrown / Minister / Government department
11 other provisions — procedural and definitional
Schedules

Schedules

0 of 137 shown
137 other schedules
s.sch001 Injuries, fatalities and dangerous occurrences
s.sch001 The date on which the accident or dangerous occurrence was...
s.sch001 The method by which the accident or dangerous occurrence was...
s.sch001 Particulars to be kept in records of any diagnosis reportable under regulations 8 to 10
s.sch001 The name of the person affected.
s.sch001 The occupation of the person affected.
s.sch001 The name or nature of the disease.
s.sch001 The date on which the disease was first reported to...
s.sch001 The method by which the disease was reported.
s.sch001 Particulars to be kept in records of any injuries to be recorded under regulation 12(1)(c)
s.sch001 The following particulars of the injured person—
s.sch001 Diseases
s.sch001 The place where the accident happened.
s.sch001 A brief description of the circumstances in which the accident...
s.sch001 Carcinogens, mutagens and biological agents
s.sch001 Mines and quarries
s.sch001 Particulars to be kept in records of any reportable incident under regulations 4 to 7
s.sch001 In respect of an accident injuring a person at work,...
s.sch001 In respect of an accident injuring a person not at...
s.sch001 The place where the accident or dangerous occurrence happened.
s.sch001 A brief description of the circumstances in which the accident...
s.sch002 Lifting equipment
s.sch002 Biological agents
s.sch002 Radiation generators and radiography
s.sch002 Breathing apparatus
s.sch002 Diving operations
s.sch002 The failure or endangering of any lifting equipment associated with...
s.sch002 The trapping of a diver.
s.sch002 Any explosion in the vicinity of a diver.
s.sch002 Any uncontrolled ascent or any omitted decompression which causes a...
s.sch002 Collapse of scaffolding
s.sch002 Train collisions
s.sch002 Pressure systems
s.sch002 Wells
s.sch002 Pipelines or pipeline works
s.sch002 The unintentional change in position of a pipeline, or in...
s.sch002 Structural collapse
s.sch002 The unintentional collapse or partial collapse of any falsework.
s.sch002 Explosion or fire
s.sch002 Release of flammable liquids and gases
s.sch002 Hazardous escapes of substances
s.sch002 Fires or ignition of gas
s.sch002 Any person being caused to leave any place pursuant to...
s.sch002 Overhead electric lines
s.sch002 Any fire on the surface which endangers the operation of...
s.sch002 The ignition of any gas (other than in a safety...
s.sch002 The unintentional ignition of any gas in part of a...
s.sch002 Escapes of gas with solid matter
s.sch002 Failures of plant or equipment
s.sch002 The overwinding of— (a) any conveyance being used for the...
s.sch002 The bringing to rest of any conveyance operated using the...
s.sch002 The stoppage of any ventilating apparatus (other than an auxiliary...
s.sch002 The collapse of any headframe, winding engine house, fan house...
s.sch002 Breathing apparatus
s.sch002 Electrical incidents causing explosion or fire
s.sch002 Emergency escape apparatus
s.sch002 Inrushes of gas or flowing material
s.sch002 The inrush of water or material which flows when wet...
s.sch002 Insecure tips
s.sch002 Locomotives
s.sch002 Falls of ground
s.sch002 Accidents causing specified injuries
s.sch002 Collapse of storage bunkers
s.sch002 Sinking of craft
s.sch002 Projection of substances outside quarry
s.sch002 Explosives
s.sch002 Misfires
s.sch002 Insecure tips
s.sch002 Movement of slopes or faces
s.sch002 Explosion or fire in vehicles or mobile plant
s.sch002 Collision or derailment of passenger trains
s.sch002 The derailment of the whole or part of a passenger...
s.sch002 Collision or derailment not involving passenger trains
s.sch002 The derailment of a non-passenger train— (a) on a running...
s.sch002 Accidents involving any train
s.sch002 A train striking any cattle or horse, whether or not...
s.sch002 The misfire of explosives (other than at a mine or...
s.sch002 A train on a running line striking or being struck...
s.sch002 A train, other than one on a railway, striking or...
s.sch002 A passenger train, or a non-passenger train not fitted with...
s.sch002 Failure of train parts
s.sch002 Fire
s.sch002 Severe electrical arcing or fusing
s.sch002 Level crossings
s.sch002 Any train running onto a level crossing when not authorised...
s.sch002 The failure of equipment at a level crossing which could...
s.sch002 The permanent way and other works
s.sch002 Any explosion, discharge or intentional fire or ignition which causes...
s.sch002 The buckle of a running line which requires the immediate...
s.sch002 An aircraft or vehicle of any kind either landing on,...
s.sch002 The runaway of an escalator, lift or passenger conveyor.
s.sch002 The following classes of accident where they are likely to...
s.sch002 Incidents of signals passed without authority
s.sch002 Release of petroleum hydrocarbon
s.sch002 Fire or explosion
s.sch002 Release or escape of dangerous substances
s.sch002 Collapses
s.sch002 Equipment
s.sch002 (1) The projection of material beyond the boundary of the...
s.sch002 Dropping objects
s.sch002 Weather damage
s.sch002 Collisions
s.sch002 Any occurrence with the potential for a collision between a...
s.sch002 Subsidence or collapse of seabed
s.sch002 Loss of stability or buoyancy
s.sch002 Evacuation
s.sch002 Falls into water
s.sch002 The failure of shots to cause the intended extent of...
s.sch003 Chickenpox.
s.sch003 Measles.
s.sch003 Meningitis.
s.sch003 Meningococcal septicaemia (without meningitis).
s.sch003 Mumps.
s.sch003 Paratyphoid fever.
s.sch003 Plague.
s.sch003 Acute poliomyelitis.
s.sch003 Rabies.
s.sch003 Rubella.
s.sch003 Scarlet fever.
s.sch003 Cholera.
s.sch003 Tetanus.
s.sch003 Tuberculosis.
s.sch003 Typhoid fever.
s.sch003 Typhus.
s.sch003 Viral haemorrhagic fevers.
s.sch003 Viral hepatitis.
s.sch003 Diphtheria.
s.sch003 Dysentery (amoebic or bacillary).
s.sch003 Acute encephalitis.
s.sch003 Erysipelas.
s.sch003 Food poisoning.
s.sch003 Legionellosis.
s.sch003 Malaria.

Help complying

Guvnor’s practical routes through this instrument.

Fire safety for Resident Management Companies

Essential guide for RMC directors to understand fire safety duties, personal liability, and how to protect yourself while ensuring your building is …

Fire safety for new business premises

Complete introduction to fire safety law and compliance for new business premises. Learn who is responsible, how to conduct a fire risk …

Fire safety for multi-occupied residential buildings

Complete guide to fire safety duties for responsible persons in multi-occupied residential buildings, covering the Fire Safety Act 2021 and Fire Safety …

Respond to fire service enforcement

What to do when you receive a fire safety enforcement notice, prohibition notice, or alterations notice from the fire and rescue service.

Responding to CDM enforcement action

What to do when HSE takes enforcement action or investigates your construction site for CDM breaches. Covers improvement notices, prohibition notices, prosecution, …

Meet workplace health and safety requirements

A comprehensive journey for UK employers to understand and comply with health and safety law. Covers the legal framework (HASAWA 1974, MHSWR …

Excavation and foundation safety

HSE requirements for safe excavation and foundation work on construction sites. Covers trench support systems, edge protection, safe access, cable and pipe …

Health and safety requirements by business size

How H&S obligations scale as your business grows. Covers risk assessment, written policy, first aid, RIDDOR reporting, training, consultation, enforcement, and display …

Manage hazardous construction materials

How to comply with COSHH 2002 when working with cement, silica dust, solvents, and wood dust on construction sites, and with the …

Recognise and report occupational diseases

How to recognise the signs of occupational diseases, understand your duty to report them under RIDDOR, and maintain occupational health records. Covers …

Safe utility trenching and cable avoidance

How to dig safely near underground services on construction sites. Covers HSG47 safe digging practices, cable avoidance tool (CAT) use, utility record …

Work safely in confined spaces on drainage projects

How to comply with the Confined Spaces Regulations 1997 when working in manholes, sewers, chambers, and service ducts on drainage projects. Covers …

13 more guides that reference this instrument

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.