UK Statutory Instrument 2013 United Kingdom

Reporting of Injuries, Diseases and Dangerous Occurrences Regulations 2013 (SI 2013/1471)

What this means for your business

6 obligations
5 penalties
12 guides
Enforced by
HSE, ONR, ORR
Applies to
United Kingdom
On this page
6 compliance obligations, 12 practical guides across 2 topics
Read full text on legislation.gov.uk

What you must do

6 compliance obligations under this legislation.

Record keeping 1

Keep records of reportable incidents, injuries and diseases

You must record any reportable accidents, diagnosed diseases or injuries that keep a worker off routine work for more than three days, using the details set out in the regulations. Keep each record for at least three years at the place where the work is carried out (or your main business address) and be ready to show it to inspectors. If the HSE asks, you must send them extracts of the records.

Employer s.12 HSE When a reportable incident, a reportable disease diagnosis, or an injury causing …

Reporting and filing 5

Report dangerous occurrences to the HSE

Unlimited fine

If a dangerous incident occurs in your workplace – for example, something that could have caused serious injury or damage – you must report it to the Health and Safety Executive using the RIDDOR reporting procedure. This keeps the regulator informed and helps prevent similar events in the future.

Employer s.7 HSE When a dangerous occurrence happens at your workplace

Report diagnosed occupational cancer or disease to HSE

Unlimited fine

If you are told that a worker has been diagnosed with cancer or any disease that can be linked to exposure at work to a known human carcinogen, mutagen or biological agent, you must notify the Health and Safety Executive. The notification must follow the RIDDOR reporting procedure set out in regulations 14 and 15.

Employer s.9 HSE When the responsible person receives a diagnosis of occupational cancer (from a …

Report hospital‑treated injuries to non‑workers under RIDDOR

Unlimited fine

If someone who isn’t an employee is hurt in a work‑related accident and is taken to hospital, or suffers a specified injury on hospital premises, you must tell the HSE about it. You need to complete the RIDDOR report promptly, giving details of the injury and how it happened.

Employer s.5 HSE A non‑worker is injured in a work‑related accident and is taken to …

Report offshore disease cases to HSE

Unlimited fine

If you run an offshore site and you are told that a worker has been diagnosed with any disease listed in Schedule 3 of RIDDOR, you must notify the Health and Safety Executive using the prescribed reporting procedure. This is a legal requirement and must be done promptly after you receive the diagnosis.

Employer s.10 HSE A worker at an offshore workplace is diagnosed with a disease listed …

Report specified occupational diseases to HSE

Unlimited fine

If a worker is diagnosed with any of the listed diseases and their job involves the relevant exposure (e.g. regular use of vibrating tools, repeated hand movements, or exposure to skin or respiratory sensitisers), you must report the case to the Health and Safety Executive using the RIDDOR reporting procedure. This is a legal requirement, not optional.

Employer s.8 HSE Diagnosis of Carpal Tunnel Syndrome, hand/forearm cramp, occupational dermatitis, Hand‑Arm Vibration Syndrome, …

Penalties for non-compliance

5 penalties under this legislation. 5 carry an unlimited fine.

Unlimited fine

Report dangerous occurrences to the HSE

Unlimited fine

s.7 Penalises: Report dangerous occurrences to the HSE
Unlimited fine

Report diagnosed occupational cancer or disease to HSE

Unlimited fine

s.9 Penalises: Report diagnosed occupational cancer or disease to HSE
Unlimited fine

Report hospital‑treated injuries to non‑workers under RIDDOR

Unlimited fine

s.5 Penalises: Report hospital‑treated injuries to non‑workers under RIDDOR
Unlimited fine

Report offshore disease cases to HSE

Unlimited fine

s.10 Penalises: Report offshore disease cases to HSE
Unlimited fine

Report specified occupational diseases to HSE

Unlimited fine

s.8 Penalises: Report specified occupational diseases to HSE

Practical guidance

Our guides explain how to comply with the requirements above.

Sector-Specific 9

Structural works compliance checklist

Pre-start checklist for structural works covering demolition notices, asbestos surveys, temporary works design, excavation permits, LOLER examinations, and …

Excavation and foundation safety

HSE requirements for safe excavation and foundation work on construction sites. Covers trench support systems, edge protection, safe …

Manage hazardous construction materials

How to comply with COSHH 2002 when working with cement, silica dust, solvents, lead paint, and wood dust …

Work safely in confined spaces on drainage projects

How to comply with the Confined Spaces Regulations 1997 when working in manholes, sewers, chambers, and service ducts …

Construction Site Health and Safety

Essential health and safety requirements for construction sites including work at height, asbestos, manual handling, and PPE.

Drainage and utilities compliance checklist

Pre-start compliance checklist for drainage and utility infrastructure works. Covers Section 104 sewer adoption, Approved Document H, confined …

Safe utility trenching and cable avoidance

How to dig safely near underground services on construction sites. Covers HSG47 safe digging practices, cable avoidance tool …

Manage security staff working time

Working time compliance for private security employers. Covers maximum weekly hours, night worker limits, rest break entitlements, opt-out …

Security staff onboarding checklist

Pre-deployment checklist for onboarding new private security employees. Covers SIA licence verification, DBS checks, right to work, site-specific …

Sections and provisions

24 classified provisions from this legislation.

Duties 8

  • s.4 Non-fatal injuries to workers
  • s.5 Non-fatal injuries to non-workers
  • s.7 Dangerous occurrences
  • s.8 Occupational diseases
  • s.9 Exposure to carcinogens, mutagens and biological agents
  • s.10 Diseases offshore
  • s.12 Recording and record-keeping The responsible person
  • s.20 Review

Powers 1

  • s.17 Certificates of exemption

Definitions 5

  • s.2 Interpretation the 1954 Act the 1969 Act the 1974 Act
  • s.3 Responsible person relevant self-employed person
  • s.11 Gas-related injuries and hazards approved person gas fitting liquefied petroleum gas
  • s.14 Restrictions on the application of regulations 4 to 10 work on or alongside a road registered dentist
  • Schedule 3 DISEASES REPORTABLE OFFSHORE

Exemptions 3

  • s.6 Work-related fatalities
  • s.13 Mines, quarries and offshore site disturbance
  • Schedule 1 REPORTING AND RECORDING PROCEDURES