For each actor bound by this Act, the other UK Acts that bind them most often. Useful for understanding the full compliance landscape facing each role.

Any Person also bound by 2338 other Acts (top 5 shown)

Human Medicines Regulations 2012 2012 169 duties
Merchant Shipping Act 1995 1995 144 duties
Insolvency (England and Wales) Rules 2016 2016 101 duties
Road Traffic Act 1988 1988 95 duties
Air Navigation Order 2016 2016 95 duties

Traders also bound by 826 other Acts (top 5 shown)

Value Added Tax Regulations 1995 1995 413 duties
Companies Act 2006 2006 243 duties
The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008 2008 114 duties
Insolvency (England and Wales) Rules 2016 2016 62 duties
Building Societies Act 1986 1986 56 duties

Responsible Persons also bound by 104 other Acts (top 5 shown)

MH(CT)(S)A 2003 2003 45 duties
Climate Change Levy (General) Regulations 2001 2001 24 duties
The Offshore Installations (Prevention of Fire and Explosion, and Emergency Response) Regulations 1995 1995 21 duties
Offshore Installations (Offshore Safety Directive) (Safety Case ) Regulations 2015 2015 21 duties
The Offshore Installations (Safety Case) Regulations 2005 2005 19 duties

Directors and Officers also bound by 425 other Acts (top 5 shown)

Insolvency (England and Wales) Rules 2016 2016 161 duties
Companies Act 2006 2006 108 duties
Insolvency Act 1986 1986 72 duties
The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008 2008 55 duties
The Housing Administration (England and Wales) Rules 2018 2018 26 duties

Trustees also bound by 100 other Acts (top 5 shown)

The Occupational Pension Schemes (Collective Money Purchase Schemes) Regulations 2022 2022 37 duties
Charities Act 2011 2011 26 duties
The Occupational and Personal Pension Schemes (Disclosure of Information) Regulations 2013 2013 26 duties
Insolvency (England and Wales) Rules 2016 2016 21 duties
The Pensions (Northern Ireland) Order 2005 2005 20 duties

Employers also bound by 694 other Acts (top 5 shown)

The Income Tax (Pay As You Earn) Regulations 2003 2003 236 duties
Provision and Use of Work Equipment Regulations 1998 1998 120 duties
TULRCA 1992 1992 72 duties
Employment Rights (Northern Ireland) Order 1996 (current NI employment law) 1996 52 duties
Income Tax (Earnings and Pensions) Act 2003 2003 50 duties

Operators also bound by 730 other Acts (top 5 shown)

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Part 1 — Introduction

s.007

Supervisory authorities

Identify which regulator supervises your anti-money laundering compliance Responsible Person

Browse 6 other sections in this Part — procedural / definitional / commencement

s.001

Citation and commencement

s.002

Prescribed regulations

s.003

General interpretation

s.004

Meaning of business relationship

s.005

Meaning of beneficial owner: bodies corporate or partnership

s.006

Meaning of beneficial owner: trusts, similar arrangements and others

Part 2 — Money Laundering and Terrorist Financing

s.016

Risk assessment by the Treasury

Other duties (1) — Crown / regulator

The Treasury must assess risks related to weapons of mass destruction financing Crown / Minister / Government department

s.016

Risk assessment by the Treasury and Home Office

Other duties (1) — Crown / regulator

HM Treasury and Home Office must conduct and publish UK money laundering risk assessments Crown / Minister / Government department

s.017

Risk assessment by supervisory authorities

Other duties (1) — Crown / regulator

Supervisors must assess sector risks and provide guidance to businesses Statutory regulator

s.018

Risk assessment by relevant persons in relation to proliferation financing

Unlimited fine

Assess and record proliferation financing risks Any Person
Assess your business risk for proliferation financing Responsible Person

s.018

Risk assessment by relevant persons

Unlimited fine

Assess your business risks for money laundering and terrorist financing Responsible Person
Carry out and record a money‑laundering risk assessment Any Person

s.019

Policies, controls and procedures in relation to proliferation financing

Unlimited fine

Establish and maintain proliferation financing policies and controls Responsible Person
Maintain policies and controls to prevent proliferation financing Trader

s.019

Policies, controls and procedures

Unlimited fine

Establish and maintain anti-money laundering policies and procedures Responsible Person
Establish, maintain and update AML policies, controls and procedures Trader

s.020

Policies, controls and procedures: group level

Establish and maintain anti-money laundering procedures across your group Director or Officer
Implement and maintain AML policies across the whole group Director or Officer

s.021

Internal controls

Set up internal anti-money laundering controls and appointments Responsible Person

s.024

Training

Train relevant staff and agents on anti-money laundering requirements Responsible Person

s.025

Supervisory action

Follow FCA supervisory directions Employer

Other duties (1) — Crown / regulator

Supervisors must review and may restrict high-risk overseas operations Statutory regulator

s.026

Prohibitions and approvals

2 years imprisonment

Act as manager/officer or be beneficial owner without regulator approval Any Person
Operating a regulated business without proper management approval Any Person

Browse 11 other sections in this Part — procedural / definitional / commencement

s.008

Application

s.009

Carrying on business in the United Kingdom

s.010

Credit institutions and financial institutions

s.011

Auditors and others

s.012

Independent legal professionals and trust or company service providers

s.013

Estate agents and letting agents

s.014

High value dealers, casinos, auction platforms and art market participants

s.015

Exclusions

s.022

Central contact points: electronic money issuers and payment service providers

s.023

Requirement on authorised person to inform the FCA

s.cryptoasset exchange providers and custodian walle

Cryptoasset exchange providers and custodian wallet providers

Part 3 — Customer Due Diligence

s.027

Customer due diligence

Carry out customer due diligence checks when required Responsible Person

s.030

Requirement to report discrepancies in registers

Unlimited fine

Check ownership registers and report discrepancies Responsible Person
Report material discrepancies in beneficial‑ownership registers Any Person

s.030

Timing of verification

Verify customer and beneficial‑owner identity before doing business Any Person
Verify customer identity before starting a business relationship Responsible Person

s.034

Enhanced customer due diligence: credit institutions, financial institutions and correspondent relationships

Perform enhanced due diligence on overseas banking partners Any Person
Apply enhanced due diligence to third‑country correspondent relationships and avoid shell banks Trader

s.037

Application of simplified customer due diligence

Unlimited fine

Assess and apply simplified customer due diligence for low-risk clients Responsible Person
Apply simplified due diligence only where risk is low Any Person

s.038

Electronic money

Monitor electronic money transactions for suspicious activity Any Person

Browse 7 other sections in this Part — procedural / definitional / commencement

s.028

Customer due diligence measures

s.029

Additional customer due diligence measures: credit institutions and financial institutions

s.031

Requirement to cease transactions etc

s.032

Exception for trustees of debt issues

s.033

Obligation to apply enhanced customer due diligence

s.035

Enhanced customer due diligence: politically exposed persons

s.036

Politically exposed persons: other duties

Part 4 — Reliance and Record-keeping

s.041

Data Protection

Provide data‑protection statement to new customers Any Person
Limit use of anti-money laundering data and notify customers Responsible Person

Browse 2 other sections in this Part — procedural / definitional / commencement

s.039

Reliance

s.040

Record-keeping

Part 5 — Beneficial Ownership Information

s.043

Corporate bodies: obligations

Provide corporate and ownership information to business partners or authorities Any Person

s.044

Trustee obligations

Maintain and disclose trust beneficial ownership records Trustee
Maintain and provide records of trust beneficial owners Any Person

s.045

Register of beneficial ownership: additional types of trust

s.045

Access to information on the register

Other duties (1) — Crown / regulator

HMRC must provide trust register information to persons with a legitimate interest Statutory regulator

s.045

Register of beneficial ownership

Unlimited fine

Register your trust and its beneficial owners with HMRC Trustee
Provide and keep up‑to‑date information on taxable trusts to HMRC Any Person

Browse 1 other section in this Part — procedural / definitional / commencement

s.042

Application of this Part

Part 5A — Requests for information about accounts and safe-deposit boxes

Browse 8 other sections in this Part — procedural / definitional / commencement

s.045

Duty to establish mechanism for requests

s.045

Duty to respond to requests for information

s.045

Interpretation

s.access to requests and responses, guidance and rev

Access to requests and responses, guidance and review

s.record keeping

Record keeping

s.requests for information about accounts

Requests for information about accounts

s.requests for information about safe-deposit boxes

Requests for information about safe-deposit boxes

s.requirements for making a request for information

Requirements for making a request for information

Part 6 — Money Laundering and Terrorist Financing: Supervision and Registration

s.046

Annual reports by self-regulatory organisations

Publish an annual AML report Any Person

Other duties (1) — Crown / regulator

Self-regulatory organisations must publish annual anti-money laundering reports Statutory regulator

s.046

Duties of supervisory authorities

Other duties (1) — Crown / regulator

Supervisory authorities must monitor and enforce anti-money laundering rules Statutory regulator

s.047

Duties of supervisory authorities: information

Other duties (1) — Crown / regulator

Supervisors must provide up-to-date money laundering risk information Statutory regulator

s.048

Duties of the FCA: guidance on politically exposed persons

Other duties (1) — Crown / regulator

FCA must provide detailed guidance on Politically Exposed Persons (PEPs) Statutory regulator

s.049

Duties of self-regulatory organisations

Unlimited fine

Put in place governance and resources for AML supervisory duties Any Person

Other duties (1) — Crown / regulator

Self-regulatory bodies must ensure independent and effective anti-money laundering supervision Statutory regulator

s.050

Duty to co-operate

Other duties (1) — Crown / regulator

Supervisory authorities must co-operate and share information Statutory regulator

s.051

Regulatory information

Other duties (1) — Crown / regulator

Supervisory authorities must collect and share regulatory information Statutory regulator

s.052

Obligation of confidentiality: offence

2 years imprisonment

Disclose confidential AML information Any Person
Unlawfully disclose confidential anti-money laundering information Any Person

s.054

Duty to maintain registers of certain relevant persons

Other duties (1) — Crown / regulator

FCA and HMRC must maintain registers of money laundering regulated businesses Statutory regulator

s.055

Power to maintain registers

Other duties (1) — Crown / regulator

FCA and HMRC may maintain registers of certain financial and business types Statutory regulator

s.057

Applications for registration in a register maintained under regulation 54 or 55

s.060

Disclosure by cryptoasset businesses

Inform customers about lack of regulatory protection Trader
Inform customers when activity is not covered by FOS or FSCS Trader

s.060

Cancellation and suspension of registration in a register under regulation 54 or 55

Other duties (1) — Crown / regulator

Regulators may suspend or cancel your money laundering registration Statutory regulator

Browse 10 other sections in this Part — procedural / definitional / commencement

s.052

Disclosure by supervisory authorities and other relevant authorities

s.053

Interpretation

s.056

Requirement that cryptoasset firms acting as cryptoasset exchange providers or custodian wallet providers inform the FCA

s.056

Requirement to be registered

s.058

Fit and proper test

s.059

Determination of applications for registration under regulations 54 and 55

s.changes in control of registered cryptoasset busin

Changes in control of registered cryptoasset businesses

s.fit and proper test: cryptoasset businesses

Fit and proper test: cryptoasset businesses

s.obligation of confidentiality

Obligation of confidentiality

s.transitional provision for existing cryptoasset bu

Transitional provision for existing cryptoasset businesses: requirement to register

Part 7 — Transfer of Funds (Information on the Payer) Regulations

s.063

Duties of transfer of funds supervisory authorities

Other duties (1) — Crown / regulator

Supervisory authorities must monitor and enforce payment service compliance Statutory regulator

s.064

Obligations of payment service providers

Unlimited fine

Be able to respond quickly to authorised law‑enforcement enquiries Trader
Respond to law enforcement enquiries about fund transfers Operator

Browse 2 other sections in this Part — procedural / definitional / commencement

s.061

Interpretation

s.062

Transfer of funds supervisory authorities

Part 7A — Cryptoasset Transfers

s.064

Information accompanying an inter-cryptoasset business transfer

Include and verify required information for cryptoasset transfers Trader

s.064

Missing or non-corresponding information: the cryptoasset business of a beneficiary

Verify cryptoasset transfer information and manage discrepancies Trader
Verify and manage information for incoming cryptoasset transfers Trader

s.064

Missing information: intermediaries

Unlimited fine

Check and obtain required information before transferring cryptoassets Trader
Verify cryptoasset transfer information as an intermediary Trader

s.064

Retention of information with an inter-cryptoasset business transfer: intermediaries

Unlimited fine

Pass on information during cryptoasset transfers Trader
Ensure required information travels with cryptoasset transfers Trader

s.064

Requesting information: unhosted wallet transfers and cryptoasset businesses

Unlimited fine

Request AML information for unhosted wallet transfers Trader
Assess risks and restrict unhosted wallet transfers Trader

s.064

Provision of information

Unlimited fine

Provide requested information to law enforcement promptly Trader
Respond to law enforcement requests for cryptoasset information Trader

Browse 2 other sections in this Part — procedural / definitional / commencement

s.application of this part

Application of this Part

s.interpretation

Interpretation

Part 8 — Information, Investigation and Directions

s.071

Retention of documents taken under regulation 66 or 70

Cooperate with the retention of records seized during inspections Any Person

s.074

Reporting requirements: cryptoasset businesses

Provide information to the FCA when requested Trader

s.074

Report by a skilled person: cryptoasset businesses

Unlimited fine

Appoint a skilled person and cooperate with FCA report request Trader

Other duties (1) — Crown / regulator

FCA may require a skilled person's report on your cryptoasset business Statutory regulator

s.074

Directions: cryptoasset businesses

Comply with FCA directions and respond to notices Trader

Other duties (1) — Crown / regulator

FCA may issue specific directions to cryptoasset businesses Statutory regulator

Browse 9 other sections in this Part — procedural / definitional / commencement

s.065

Interpretation

s.066

Power to require information

s.067

Requests in support of other authorities

s.068

Requests to other authorities

s.069

Entry, inspection of premises without a warrant etc

s.070

Entry of premises under warrant

s.072

Provision of information and warrants: safeguards

s.073

Admissibility of statements

s.074

Powers of relevant officers

Part 9 — Enforcement

s.076

Power to impose civil penalties: fines and statements

Unlimited fine

Breach of money laundering and terrorist financing regulations Director or Officer

s.077

Power to impose civil penalties: suspension and removal of authorisation

Serious or systematic failure to provide fund transfer information Any Person

s.078

Power to impose civil penalties: prohibitions on management

Employing an individual banned from management roles Any Person

s.083

The Commissioners: disciplinary measures (procedure)

Other duties (1) — Crown / regulator

HMRC must follow specific procedures when imposing money laundering sanctions Statutory regulator

s.084

Publication: the FCA

Keep FCA warning notices confidential Any Person

Other duties (1) — Crown / regulator

FCA must publish details of money laundering decision and final notices Statutory regulator

s.085

Publication: the Commissioners

Other duties (1) — Crown / regulator

HMRC must publish details of money laundering sanctions and breaches Statutory regulator

s.086

Criminal offence

2 years imprisonment

Breach of money laundering or terrorist financing requirements Any Person
Fail to comply with money‑laundering requirements Any Person

s.087

Offences of prejudicing investigations

2 years imprisonment

Interfering with money laundering investigations Any Person
Prejudice a money‑laundering investigation Any Person

s.088

Information offences

2 years imprisonment

Provide false information or disclose restricted info to regulators Any Person
Provide false or misleading information or unlawful disclosure Any Person

s.092

Offence by bodies corporate, partnership or unincorporated association

2 years imprisonment

Officer liable for corporate money‑laundering offence Director or Officer
Personal liability for officers behind company money laundering offences Director or Officer

Browse 8 other sections in this Part — procedural / definitional / commencement

s.075

Meaning of “relevant requirement”

s.079

Imposition of civil penalties

s.080

Injunctions

s.081

The FCA: disciplinary measures (procedure)

s.082

The FCA: procedure (general)

s.089

Proceedings: general

s.090

Proceedings: jurisdiction

s.091

Proceedings: partnership or unincorporated association

Part 10 — Appeals

s.095

Review by the Commissioners

Notify the Commissioners within 30 days if you want a review Any Person

Other duties (1) — Crown / regulator

HMRC must review a decision if you accept their offer of a review Statutory regulator

s.097

Review out of time

Request a review out of time Any Person

Other duties (1) — Crown / regulator

HMRC must review a decision if a late request has a reasonable excuse Statutory regulator

s.098

Nature of review etc

Other duties (1) — Crown / regulator

HMRC must conduct and notify the outcome of a manual review Statutory regulator

s.100

Appeals against decisions of the Commissioners: procedure

Appeal a Commissioner decision within the prescribed time Any Person

Browse 4 other sections in this Part — procedural / definitional / commencement

s.093

Appeals against decisions of the FCA

s.094

Offer of review

s.096

Extensions of time

s.099

Appeals against decisions of the Commissioners

Part 11 — Miscellaneous Provisions

s.102

Costs of supervision

Pay FCA supervision charges when imposed Any Person

Other duties (1) — Crown / regulator

FCA and HMRC may charge fees for anti-money laundering supervision Statutory regulator

s.104

Suspicious activity disclosures

Other duties (1) — Crown / regulator

NCA must provide annual feedback on suspicious activity reports Statutory regulator

Browse 9 other sections in this Part — procedural / definitional / commencement

s.101

Recovery of charges and penalties through the court

s.103

Obligations on public authorities

s.105

Disclosure by the Commissioners

s.106

General restrictions

s.107

Transfers between the United Kingdom and the Channel Islands and the Isle of Man

s.108

Review

s.109

Consequential amendments

s.110

Revocation and saving provisions

s.the united kingdom’s financial intelligence unit

The United Kingdom’s financial intelligence unit

Schedules

s.sch003

Relevant Offences

2 years imprisonment

Make a false statement under oath (perjury) Any Person

s.sch006b

Changes in Control of Registered Cryptoasset Businesses

2 years imprisonment

Fail to notify FCA of acquisition or increase in control of a cryptoasset business Any Person

Browse 187 other Schedules — structural / supplementary

s.sch001

Professional Bodies

s.sch001

Association of Accounting Technicians

s.sch001

Faculty Office of the Archbishop of Canterbury

s.sch001

General Council of the Bar

s.sch001

General Council of the Bar of Northern Ireland

s.sch001

Insolvency Practitioners Association

s.sch001

Institute of Certified Bookkeepers

s.sch001

Institute of Chartered Accountants in England and Wales

s.sch001

Institute of Chartered Accountants in Ireland

s.sch001

Institute of Chartered Accountants of Scotland

s.sch001

Institute of Financial Accountants

s.sch001

International Association of Bookkeepers

s.sch001

Association of Chartered Certified Accountants

s.sch001

Law Society

s.sch001

Law Society of Northern Ireland

s.sch001

Law Society of Scotland

s.sch001

Association of International Accountants

s.sch001

Association of Taxation Technicians

s.sch001

Chartered Institute of Legal Executives

s.sch001

Chartered Institute of Management Accountants

s.sch001

Chartered Institute of Taxation

s.sch001

Council for Licensed Conveyancers

s.sch001

Faculty of Advocates

s.sch002

Listed Activities

s.sch002

The activities ... are— Lending including, inter alia: consumer credit, credit agreements relating to...

s.sch003

An offence under the Perjury Act 1911 .

s.sch003

An offence under section 11(1) (undischarged bankrupts) or 13 (criminal...

s.sch003

An offence under section 1, 2, 3, 3ZA or 3A...

s.sch003

An offence under section 112 (false representations or obtaining benefit)...

s.sch003

An offence under section 52 of the Criminal Justice Act...

s.sch003

An offence under the Value Added Tax Act 1994 ....

s.sch003

An offence under section 44(2) of the Criminal Law (Consolidation)...

s.sch003

An offence under the Data Protection Act 1998 .

s.sch003

An offence under the Terrorism Act 2000 .

s.sch003

An offence under paragraph 7(2) or (3) of Schedule 3...

s.sch003

An offence under the Money Laundering Regulations 2001 , the...

s.sch003

An offence under section 89 of the Criminal Justice Act...

s.sch003

An offence under section 35 of the Tax Credits Act...

s.sch003

An offence under Part 7 (money laundering) or Part 8...

s.sch003

An offence under the Commissioners for Revenue and Customs Act...

s.sch003

An offence under the Terrorism Act 2006 .

s.sch003

An offence under section 1, 2, 6 or 7 of...

s.sch003

An offence under section 45 of the Serious Crime Act...

s.sch003

An offence under Parts 1 (general privacy protections); 2 (lawful...

s.sch003

An offence under section 45 (failure to prevent facilitation of...

s.sch003

An offence under the Data Protection Act 2018, apart from...

s.sch003

An offence of cheating the public revenue.

s.sch003

An offence under the law of any part of the...

s.sch003

An offence under section 20BB of the Taxes Management Act...

s.sch003

Any offence which has deception or dishonesty as one of...

s.sch003

The common law offences of conspiracy to defraud and perverting...

s.sch003

An offence of attempting, conspiring or inciting the commission of...

s.sch003

An offence under section 44 of the Serious Crime Act...

s.sch003

An offence of aiding, abetting, counselling or procuring the commission...

s.sch003

An act which— (a) constituted an offence under the law...

s.sch003

An offence under section 11 of the European Communities Act...

s.sch003

An offence under Article 10 of the Perjury (Northern Ireland)...

s.sch003

An offence under the Customs and Excise Management Act 1979...

s.sch003

An offence under the Estate Agency Act 1979, or specified...

s.sch003

An offence under any of sections 1 to 5 of...

s.sch003

An offence under section 35 of the Administration of Justice...

s.sch003a

Excluded Trusts

s.sch003a

Legislative Trusts

s.sch003a

Financial markets infrastructure

s.sch003a

Professional services

s.sch003a

Client money etc.

s.sch003a

Capital markets etc.

s.sch003a

Commercial transactions

s.sch003a

Registration of assets

s.sch003a

Trusts meeting legislative requirements

s.sch003a

A trust of property in respect of which a direction...

s.sch003a

A trust of funds derived from a payment—

s.sch003a

A trust holding tenants’ contributions for the purposes of section...

s.sch003a

Trusts imposed by court order

s.sch003a

The plan trust of a share incentive plan which meets...

s.sch003a

A trust created under a share option scheme that meets...

s.sch003a

A trust holding property for a beneficiary who is a...

s.sch003a

Public authorities

s.sch003a

Interpretation

s.sch003a

Pension scheme trusts

s.sch003a

Trusts of insurance policies

s.sch003a

Charitable trusts

s.sch003a

Pilot trusts

s.sch003a

Bank accounts for minors etc

s.sch003a

Trusts having effect on death

s.sch003a

A trust where— (a) the trust is holding only benefits...

s.sch003a

Co-ownership

s.sch003aza

Material Discrepancies

s.sch003za

High-Risk Third Countries

s.sch004

Supervisory Information

s.sch004

The number of persons subject to the supervision of the...

s.sch004

The number of times the supervisory authority has—

s.sch004

The number of times the supervisory authority has exercised any...

s.sch004

The number of contraventions of these Regulations committed by supervised...

s.sch004

The number of contraventions of these Regulations identified upon exercise...

s.sch004

The number and amount of penalties or charges which have...

s.sch004

The number of times the supervisory authority has exercised the...

s.sch004

The number of times the supervisory authority or any of...

s.sch004

A copy of any suspicious activity disclosure (within the meaning...

s.sch004

The number of supervised persons who have contravened requirements imposed...

s.sch004

Information on the money laundering and terrorist financing practices that...

s.sch004

Indications that the supervisory authority considers to suggest that a...

s.sch004

The amount of human resource allocated by the supervisory authority...

s.sch004

The number of supervised persons who are individuals.

s.sch004

In the case of a self-regulatory organisation, the number of...

s.sch004

In the case of a self-regulatory organisation, the number of...

s.sch004

The services provided by supervised persons.

s.sch004

The number of firms subject to the supervision of the...

s.sch004

The number of applications for approval received by the supervisory...

s.sch004

The number of approvals under regulation 26 which were not...

s.sch004

In the case of a self-regulatory organisation, the number, amount...

s.sch005

Connected Persons

s.sch005

Corporate Bodies

s.sch005

Partnerships

s.sch005

Unincorporated Associations

s.sch005

Individuals

s.sch006

Meaning of “relevant requirement”

s.sch006

For the purposes of Part 9 of these Regulations, “relevant...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed under—...

s.sch006

The requirement specified in this paragraph is the requirement imposed...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those—

s.sch006

The requirements specified in this paragraph are those imposed in...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in—...

s.sch006

The requirements specified in this paragraph are those imposed in...

s.sch006a

The United Kingdom’s Financial Intelligence Unit

s.sch006a

Interpretation

s.sch006a

Where an obligation arises under this Schedule for the NCA...

s.sch006a

The NCA is not required to comply with the duty...

s.sch006a

The NCA must have particular regard— (a) where making a...

s.sch006a

Requests for information by the NCA to foreign FIUs

s.sch006a

The NCA must address a request for the information to...

s.sch006a

Where the NCA makes a request to a foreign FIU...

s.sch006a

Conditions and restrictions on use of information received by the NCA from foreign FIUs

s.sch006a

Reports to the National Crime Agency

s.sch006a

Co-operation

s.sch006a

Provision of information in response to external requests

s.sch006a

Where an external request is received and the NCA does...

s.sch006a

The NCA must designate at least one point of contact...

s.sch006a

Where the NCA has provided relevant information to a foreign...

s.sch006a

Where the NCA provides relevant information in response to an...

s.sch006a

Conditions and restrictions on provision or further dissemination of relevant information

s.sch006b

Modifications: Control over registered cryptoasset exchange providers and registered custodian wallet providers

s.sch006b

Interpretation

s.sch007

Consequential Amendments

s.sch007

Solicitors (Scotland) Act 1980

s.sch007

Finance Act 2014

s.sch007

Bank of England and Financial Services Act 2016

s.sch007

Estate Agents (Undesirable Practices) (No 2) Order 1991

s.sch007

Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999

s.sch007

Terrorism Act 2000 (Crown Servants and Regulators) Regulations 2001

s.sch007

Representation of the People (England and Wales) Regulations 2001

s.sch007

Representation of the People (Scotland) Regulations 2001

s.sch007

Financial Services and Markets Act 2000 (Regulated Activities) Order 2001

s.sch007

Open-Ended Investment Companies Regulations 2001

s.sch007

Proceeds of Crime Act 2002 (Disclosure of information to and by Lord Advocate and Scottish Ministers) Order 2003

s.sch007

Northern Ireland Act 1998

s.sch007

Proceeds of Crime Act 2002 (Failure to Disclose Money Laundering: Specified Training) Order 2003

s.sch007

Legislative and Regulatory Reform (Regulatory Functions) Order 2007

s.sch007

Representation of the People (Northern Ireland) Regulations 2008

s.sch007

Transfer of Tribunal Functions and Revenue and Customs Appeals Order 2009

s.sch007

Payment Services Regulations 2009

s.sch007

Companies (Disclosure of Address) Regulations 2009

s.sch007

Overseas Companies Regulations 2009

s.sch007

Defence and Security Public Contracts Regulations 2011

s.sch007

Electronic Money Regulations 2011

s.sch007

Terrorism Act 2000 and Proceeds of Crime Act 2002 (Business in the Regulated Sector) (No 2) Order 2012

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Financial Services and Markets Act 2000

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Payment to Treasury of Penalties (Enforcement Costs) Order 2013

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Public Interest Disclosure (Prescribed Persons) Order 2014

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Companies (Disclosure of Date of Birth Information) Regulations 2015

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Payment Accounts Regulations 2015

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Register of People with Significant Control Regulations 2016

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Economic Growth (Regulatory Functions) Order 2017

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Terrorism Act 2000

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Criminal Justice and Police Act 2001

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Proceeds of Crime Act 2002

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Counter-Terrorism Act 2008

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Borders, Citizenship and Immigration Act 2009

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Crime and Courts Act 2013

Read the full Act on legislation.gov.uk

Official guidance

Authoritative sources published by regulators or government explaining this legislation.

LCCP notifications (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from February 2022 (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from April 2025 (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from May 2021 (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from July 2020 (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from April 2020 (opens in a new tab) from Gambling Commission Detailed Guidance
Emerging money laundering and terrorist financing risks from June 2020 (opens in a new tab) from Gambling Commission Detailed Guidance
Anti-money laundering and counter-terrorist financing casino casework trends: October 2025 (opens in a new tab) from Gambling Commission Detailed Guidance
Gambling regulation and the General Data Protection Regulation (GDPR) (opens in a new tab) from Gambling Commission Detailed Guidance
Our approach to preventing money laundering (opens in a new tab) from Gambling Commission Detailed Guidance
... and 85 more

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

HMRC

Primary

HM Revenue & Customs

Tax collection, customs duties, national insurance, tax credits, and enforcement of the National Minimum Wage. Regulates all UK businesses for tax compliance …