- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Contractor88
Any Person4
Self-Employed Person1
Employer1
Plus 7 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Contractor — also bound by 173 other Acts
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Self-Employed Person — also bound by 80 other Acts
Employer — also bound by 682 other Acts
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
sch. 8
sch. 8
Regulated
- Produce and provide a practice leaflet with specified patient informationContractor
s.013
Contracts with individuals practising in partnership
Regulated
- Include partnership continuation and automatic binding clauses in GMSCContractor
s.015
Essential services
Regulated
- Provide essential primary medical services to registered patients and othersContractor
s.024
Fees and charges
Regulated
- Do not charge patients for NHS treatment or prescriptions except where Schedule 4 allowsContractor
29 other provisions — procedural and definitional
s.001
Citation and commencement
s.002
Interpretation
s.003
Conditions: General
s.004
Conditions relating solely to medical practitioners
s.005
General condition relating to all contracts
s.006
Reasons
s.007
Appeal
s.008
Prescribed period under Article 15C(b)(iii) of the Order
s.009
Pre-contract disputes
s.010
Health services body status
s.011
Parties to the contract
s.012
Health and social services contract
s.014
Duration
s.016
Additional services
s.017
Opt outs of additional and out of hours services
s.018
Services generally
s.019
(1) Except in the case of the services referred to...
s.020
A contract must contain a term which requires the contractor...
s.021
Certificates
s.022
Finance
s.023
The contract must contain a term to the effect that...
s.025
Arrangements on termination
s.026
Other contractual terms
s.027
(1) The functions of a Local Medical Committee which are...
s.028
Commencement
s.029
Additional services
s.030
Out of hours services
s.031
(1) Where the contract is with –
s.032
A contract which includes the provision of out of hours...
Schedules
Schedules
97 of 183 shown
s.sch001
Additional services generally
Regulated
- Provide necessary facilities and equipment for each additional serviceContractor
s.sch001
Cervical screening
Regulated
- Provide cervical screening services and keep recordsContractor
s.sch001
Contraceptive services
Regulated
- Provide full contraceptive services to patients who request themContractor
s.sch001
Vaccinations and immunisations
Regulated
- Manage vaccination services and train staff on anaphylaxisContractor
s.sch001
childhood vaccines and immunisations
Regulated
- Offer childhood vaccines and immunisations as set out in the Statement of Financial EntitlementsContractor
s.sch001
Child health surveillance
Regulated
- Provide child health surveillance services for children under 5Contractor
s.sch001
Maternity medical services
Regulated
- Provide maternity medical services to pregnant patients, new mothers and babiesContractor
s.sch001
Minor surgery
Regulated
- Provide minor surgery procedures and record patient consentContractor
s.sch002
Permanent opt outs
Regulated
Other duties (1) — Crown / regulator
- Board must approve or reject permanent opt out within 28 daysLocal authority
s.sch002
Out of hours opt outs where the opt out notice is served after 30th September 2004
Regulated
Other duties (1) — Crown / regulator
- Board must approve GP out-of-hours opt-out notices within 28 daysStatutory regulator
s.sch002
Informing patients of opt outs
Regulated
- Inform patients of opt out when requested by the BoardContractor
s.sch005
Premises
Regulated
- Ensure your practice premises are suitable and large enough for patient needsContractor
s.sch005
Criteria for out of hours services
Regulated
- Assess patient urgency before providing out-of-hours servicesContractor
s.sch005
Late payment notices
Regulated
- You can terminate your contract if the Board fails to pay youContractor
s.sch005
Termination by the Board for unlawful sub-contracting
Regulated
Other duties (1) — Crown / regulator
- Health Board must act on unlawful sub-contracting by medical contractorLocal authority
s.sch005
Termination by the Board: remedial notices and breach notices
Regulated
Other duties (1) — Crown / regulator
- Board must give contractor remedial notice before terminating contract for remediable breachStatutory regulator
s.sch005
Standards for out of hours services
Regulated
- Meet approved quality standards for out of hours servicesContractor
s.sch005
Clinical governance
Regulated
- Implement an effective clinical governance system and appoint a responsible personContractor
s.sch005
The contractor shall co-operate with the Board in the discharge...
Regulated
- Co-operate with the Health Board on controlled drugs obligationsContractor
s.sch005
Insurance
Regulated
- Maintain appropriate indemnity insurance at all timesContractor
s.sch005
The contractor shall at all times hold adequate public liability...
Regulated
- Hold adequate public liability insuranceContractor
s.sch005
Gifts
Regulated
- Keep a register of gifts worth over £100 from patients or suppliersContractor
s.sch005
Compliance with legislation and guidance
Regulated
- Comply with all relevant legislation and consider official guidanceContractor
s.sch005
Supply of medicines, etc. by contractors providing out of hours services
Regulated
- Ensure out-of-hours staff follow medicine supply rulesContractor
s.sch005
Duty of co-operation in relation to additional, enhanced and out of hours services
Regulated
- Cooperate with service providers if you don't offer certain GP servicesContractor
s.sch005
Where a contractor is to cease to be required to...
Regulated
- Share patient service information if you stop providing itContractor
s.sch005
Application for inclusion in a list of patients
Regulated
- Manage patient list applications and notify the Board of acceptancesContractor
s.sch005
Temporary residents
Regulated
- Accept and manage temporary residents if your list is openContractor
s.sch005
Refusal of applications under paragraph 15, 15A, 15B or 16
Regulated
- Only refuse patient applications on non-discriminatory grounds and notify in writingContractor
s.sch005
Patient preference of practitioner
Regulated
- Inform patients of their right to choose a GP and record their preferenceContractor
s.sch005
Removal from the list at the request of the patient
Regulated
- Notify the Board in writing of a patient's removal requestContractor
s.sch005
Telephone services
Regulated
- Do not use 087, 090, 091 or 070 numbers for patient contact unless freeContractor
s.sch005
Cost of relevant calls
Regulated
- Ensure patients don't pay more to call your practice than a geographic numberContractor
s.sch005
Attendance at practice premises
Regulated
- Provide services to walk-in patients during normal hoursContractor
s.sch005
Removal from the list at the request of the contractor
Regulated
- Follow proper procedure when removing a patient from your listContractor
s.sch005
Removals from the list of patients who are violent
Regulated
- Request immediate patient removal for violence, report to police and BoardContractor
s.sch005
Termination of responsibility for patients not registered with the contractor
Regulated
- Manage termination of responsibility for non-registered patientsContractor
s.sch005
Application for closure of lists of patients
Regulated
Other duties (1) — Crown / regulator
- Board must process closure-of-list applications within set timelinesLocal authority
s.sch005
Approval of an application to close a list of patients
Regulated
- Close your patient list as specified in the closure noticeContractor
s.sch005
Rejection of an application to close a list of patients
Regulated
- Wait 3 months before reapplying to close patient list if rejectedContractor
s.sch005
Attendance outside practice premises
Regulated
- Provide medical services to housebound patients or at agreed locationsContractor
s.sch005
Assignments to closed lists: dispute resolution procedure relating to determinations of the assessment panel
Regulated
Other duties (1) — Crown / regulator
- Family Practitioner Services Independent Appeal Panel must review contested closed-list patient assignmentsTribunal / Court
s.sch005
Prescribing
Regulated
- Ensure prescription forms comply with legal requirementsContractor
s.sch005
(1) Subject to paragraphs 40 and 41, a prescriber shall...
Regulated
- Issue prescriptions correctly and follow controlled drug rulesAny Person
s.sch005
Repeatable prescribing services
Regulated
- Notify Board and meet conditions before providing repeatable prescribingContractor
s.sch005
Repeatable prescriptions
Regulated
- Issue batch issues and notify patients and chemists of changes to repeatable prescriptionsAny Person
s.sch005
Newly registered patients
Regulated
- Invite newly registered patients to a consultation within six monthsContractor
s.sch005
Restrictions on prescribing by medical practitioners
Regulated
- Do not prescribe restricted drugs or appliances on NHS prescriptions without meeting conditionsSelf-Employed Person
s.sch005
Restrictions on prescribing by supplementary prescribers
Regulated
- Ensure supplementary prescribers follow prescribing rulesContractor
s.sch005
Excessive prescribing
Regulated
- Do not prescribe excessive drugs, medicines or appliancesContractor
s.sch005
Terms relating to the provision of dispensing services
Regulated
- Follow dispensing rules for drugs, medicines and appliancesContractor
s.sch005
Provision of drugs, medicines and appliances for immediate treatment or personal administration
Regulated
- Provide drugs, medicines or appliances for immediate patient treatment before a prescription can be obtainedContractor
s.sch005
Qualifications of performers
Regulated
- Ensure medical performers are qualified and not suspendedAny Person
s.sch005
No health care professional other than one to whom paragraph...
Regulated
- Do not perform clinical services unless properly registeredAny Person
s.sch005
Patients not seen within three years
Regulated
- Provide a consultation to patients aged 16-75 not seen in 3 yearsContractor
s.sch005
Where the registration of a health care professional or, in...
Regulated
- Ensure compliance with conditions on healthcare professionals' registrationContractor
s.sch005
No health care professional shall perform any clinical services unless...
Regulated
- Ensure health professionals have proper training before performing clinical workEmployer
s.sch005
Conditions for employment and engagement
Regulated
- Check medical practitioner credentials before employing or engagingContractor
s.sch005
(1) A contractor shall not employ or engage –
Regulated
- Do not employ unverified health care professionalsContractor
s.sch005
(1) The contractor shall not employ or engage a health...
Regulated
- Check clinical references before hiring health care professionalsContractor
s.sch005
(1) Before employing or engaging any person to assist him...
Regulated
- Check qualifications and competence of staff before hiringContractor
s.sch005
Training
Regulated
- Maintain and update skills of healthcare professionals providing clinical servicesContractor
s.sch005
The contractor shall afford to each employee reasonable opportunities to...
Regulated
- Provide employees with reasonable training opportunitiesContractor
s.sch005
Terms and conditions
Regulated
- Offer GPs employment terms no less favourable than the model termsContractor
s.sch005
Arrangements for GP Registrars
Regulated
- Do not reduce staff hours when employing a GP RegistrarContractor
s.sch005
Patients aged 75 years and over
Regulated
- Provide annual health check for patients aged 75+ on requestContractor
s.sch005
Independent prescribers and supplementary prescribers
Regulated
- Notify the Board about changes involving independent or supplementary prescribersContractor
s.sch005
Signing of documents
Regulated
- Include clinical profession and contractor name on clinical documentsContractor
s.sch005
Level of skill
Regulated
- Carry out contract obligations with reasonable care and skillContractor
s.sch005
Appraisal and assessment
Regulated
- Ensure GPs in your practice participate in appraisals and cooperate with assessmentsContractor
s.sch005
Sub-contracting of clinical matters
Regulated
- Do not sub-contract clinical services unless you check the sub-contractor is competent and notify the BoardContractor
s.sch005
Sub-contracting of out of hours services
Regulated
- Get Board approval before subcontracting out-of-hours servicesContractor
s.sch005
Patient records
Regulated
- Keep adequate patient records and follow Board rules on format and sharingContractor
s.sch005
Clinical reports
Regulated
- Provide a clinical report to the Board when treating a non-list patientContractor
s.sch005
Confidentiality of personal data
Regulated
- Appoint a responsible person for data confidentialityContractor
s.sch005
Practice leaflet
Regulated
- Create, update and share a practice leaflet for patientsContractor
s.sch005
Provision of information on website
Regulated
- Publish practice area boundary on your websiteContractor
s.sch005
Provision of information
Regulated
- Provide information to the Board on requestContractor
s.sch005
Inquiries about prescriptions and referrals
Regulated
- Answer inquiries from the Board about prescriptions and referralsContractor
s.sch005
Provision of information to a medical officer etc.
Regulated
- Provide clinical information and answer inquiries when patient consentsContractor
s.sch005
Annual return and review
Regulated
- Submit an annual return and attend a performance reviewContractor
s.sch005
Notifications to the Board
Regulated
- Notify your Health Board in writing of specific events promptlyContractor
s.sch005
The contractor shall, unless it is impracticable for him to...
Regulated
- Notify the Board of changes to your published information within 28 daysContractor
s.sch005
(1) The contractor shall notify the Board in writing of...
Regulated
- Notify the Board when providing essential services to non-registered personsContractor
s.sch005
Storage of vaccines
Regulated
- Store vaccines correctly and check fridge temperatures dailyContractor
s.sch005
Notification of deaths
Regulated
- Report patient deaths on practice premises within one working dayContractor
s.sch005
Entry and inspection by the Board
Regulated
- Allow authorised Board inspectors to enter and inspect your practice premisesContractor
s.sch005
Complaints procedure
Regulated
- Establish and operate a complaints procedure for patientsContractor
s.sch005
Further requirements for complaints procedures
Regulated
- Establish and operate a compliant complaints procedureContractor
s.sch005
Co-operation with investigations
Regulated
- Co-operate with complaint investigations by the Board and CommissionerContractor
s.sch005
Infection control
Regulated
- Put in place infection control and decontamination arrangementsContractor
s.sch005
Provision of information about complaints
Regulated
- Report number of complaints to the BoardContractor
s.sch005
Local resolution of contract disputes
Regulated
- Make every reasonable effort to resolve contract disputes locally before formal proceedingsContractor
s.sch005
Variation provisions specific to a contract with an individual medical practitioner
Regulated
- Notify the Board before changing to a partnershipContractor
s.sch005
Variation provisions specific to a contract with two or more individuals practising in partnership
Regulated
- Notify the Board if your medical partnership ends and one partner continues the contractContractor
s.sch006
Application for approval of an out of hours arrangement
Regulated
Other duties (1) — Crown / regulator
- Health Board must decide out-of-hours application within 28 daysLocal authority
s.sch006
Termination of an out of hours arrangement
Regulated
- Terminate out-of-hours arrangement when Board withdraws approvalContractor
86 other schedules
s.sch002
Opt outs of additional services: general
s.sch002
Temporary opt outs and permanent opt outs following temporary opt outs
s.sch002
Out of hours opt outs where the opt out notice is served before 1st October 2004
s.sch004
The contractor may demand or accept a fee or other...
s.sch005
Termination by the contractor
s.sch005
Termination by the Board: general
s.sch005
Termination by the Board for breach of conditions in regulation 4
s.sch005
Termination by the Board for the provision of untrue etc. information
s.sch005
Other grounds for termination by the Board
s.sch005
The Board may serve notice in writing on the contractor...
s.sch005
Termination by the Board: additional provisions specific to contracts with two or more individuals practising in partnership and companies limited by shares
s.sch005
Contract sanctions
s.sch005
Contract sanctions and the dispute resolution procedure
s.sch005
Termination and the dispute resolution procedure
s.sch005
Consultation with the Local Medical Committee
s.sch005
Third party rights
s.sch005
List of patients
s.sch005
Application to the contractor for regulation 15(3) and (5) services
s.sch005
Application for inclusion in a list of patients by a regulation 24 category of visitor
s.sch005
Removals from the list of patients registered elsewhere
s.sch005
Removals from the list of patients who have moved
s.sch005
Where the address of a patient who is on the...
s.sch005
Removals from the list of patients absent from the United Kingdom etc.
s.sch005
Removals from the list of patients accepted elsewhere as temporary residents
s.sch005
Removals from the list of pupils etc. of a school
s.sch005
Closure of lists of patients
s.sch005
Application for an extension to a closure period
s.sch005
Re-opening of list of patients
s.sch005
Approval of closure notice by the Board
s.sch005
Rejection of closure notice by the Board
s.sch005
Assignment of patients to lists: open lists
s.sch005
Assignment of a person to a contractor for regulation 15(3) and (5) services
s.sch005
Assignment of a person who has made an application under paragraph 15B
s.sch005
Assignment of patients to lists: closed lists
s.sch005
Factors relevant to assignments
s.sch005
Assignments to closed lists: determinations of the assessment panel
s.sch005
Assignments to closed lists: assignments of patients by a Board
s.sch005
Interpretation of paragraphs 38, 39, 40 and 41
s.sch005
Provision of dispensing services
s.sch005
Dispensing contractor list
s.sch005
Withdrawal and variation of approval under paragraph 65
s.sch005
(1) Without prejudice to any other remedies which it may...
s.sch005
Access to records for the purpose of the Quality Information Preparation Scheme
s.sch005
Notice provisions specific to a contract with a company limited by shares
s.sch005
Notice provisions specific to a contract with two or more individuals practising in partnership
s.sch005
Notifications to patients following variation of the contract
s.sch005
Making of complaints
s.sch005
Where a patient has died a complaint may be made...
s.sch005
Period for making complaints
s.sch005
Dispute resolution: non-HSS contracts
s.sch005
Dispute resolution procedure
s.sch005
Determination of dispute
s.sch005
Interpretation of Part 7
s.sch005
Variation of a contract: general
s.sch005
Termination by agreement
s.sch005
Termination on the death of an individual medical practitioner
s.sch006
Temporary arrangements for transfer of obligations and liabilities in relation to certain out of hours services
s.sch006
Effect of approval of an arrangement with a transferee out of hours services provider
s.sch006
Review of approval
s.sch006
Immediate withdrawal of approval other than following review
s.sch008
The name of the contractor.
s.sch008
Whether the practice premises have suitable access for disabled patients...
s.sch008
How to register as a patient.
s.sch008
The right of patients to express a preference of practitioner...
s.sch008
The services available under the contract.
s.sch008
The opening hours of the practice premises and the method...
s.sch008
The criteria for home visits and the method of obtaining...
s.sch008
The consultations available to patients under paragraphs 5 and 6...
s.sch008
The arrangements for services in the out of hours period...
s.sch008
If the services in paragraph 17 are not provided by...
s.sch008
The method by which patients are to obtain repeat prescriptions....
s.sch008
If the contractor offers repeatable prescribing services, the arrangements for...
s.sch008
In the case of a contract with a partnership –...
s.sch008
If the contractor is a dispensing contractor, the arrangements for...
s.sch008
How patients may make a complaint or comment on the...
s.sch008
The rights and responsibilities of the patient, including keeping appointments....
s.sch008
The action that may be taken where a patient is...
s.sch008
Details of who has access to patient information (including information...
s.sch008
The name, address and telephone number of the Board which...
s.sch008
In the case of a contract with a company –...
s.sch008
The full name of each person performing services under the...
s.sch008
In the case of each health care professional performing services...
s.sch008
Whether the contractor undertakes the teaching or training of health...
s.sch008
The Contractor’s practice area, including the area known as the...
s.sch008
The address of each of the practice premises.
s.sch008
The contractor’s telephone and fax numbers and the address of...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.