Scottish Statutory Instrument 2018 United Kingdom

The National Health Service (General Medical Services Contracts) (Scotland) Regulations 2018

At a glance

What's here

98 compliance obligations

Who this Act binds

Plus 6 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Schedules

s.sch001

Additional services generally

  • Provide necessary facilities and equipment for each additional service
s.sch001

Cervical screening

  • Provide cervical screening services and maintain accurate records
s.sch001

Contraceptive services

  • Provide contraceptive services to patients on request
s.sch001

Child health surveillance

  • Provide child health surveillance services and keep records for under-5s
s.sch001

Maternity medical services

  • Provide maternity medical services to pregnant patients, new mothers and babies
s.sch002

Permanent opt outs

Other duties (1) — Crown / regulator
  • Health Board must decide on permanent opt-out notice within 28 days Local authority
s.sch002

Informing patients of opt-outs

  • Inform patients about opt-outs when Health Board requests
s.sch002a

Requirement to provide vaccination services

Other duties (1) — Crown / regulator
  • Health Board may require vaccination service provision in remote areas Local authority
s.sch002a

Conditions which apply to all vaccination services

  • Provide necessary facilities and equipment for vaccination services
s.sch002a

Vaccinations and immunisations

  • Offer and administer adult vaccinations and immunisations
s.sch002a

Childhood vaccinations and immunisations

  • Provide childhood vaccinations and immunisations as required
s.sch002a

Supplementary vaccinations and immunisations

  • Provide supplementary vaccinations when required by Health Board
s.sch003

The contractor must ensure that it meets minimum standards for...

  • Meet minimum premises standards for safety, access and hygiene
s.sch006

Premises

  • Ensure premises are suitable and sufficient for patient needs
s.sch006

Duty of co-operation in relation to additional , enhanced services and vaccination services

  • Provide information when stopping a service
s.sch006

Termination by the Health Board: remedial notices and breach notices

Other duties (1) — Crown / regulator
  • Health Board must issue remedial or breach notices before terminating a contract Local authority
s.sch006

Contract sanctions and the dispute resolution procedure

Other duties (1) — Crown / regulator
  • Health Board must wait for dispute process before imposing contract sanctions Statutory regulator
s.sch006

Duty to co-operate with Health Board support for contractors

  • Cooperate with Health Board and provide emergency care to patients
s.sch006

Clinical governance

  • Implement a clinical governance system and appoint a clinical governance lead
s.sch006

Medical Indemnity Insurance

  • Maintain appropriate medical indemnity insurance
s.sch006

Public Liability Insurance

  • Hold adequate public liability insurance
s.sch006

Gifts

  • Keep a register of significant gifts from patients and suppliers
s.sch006

Duty of candour

  • Have duty of candour arrangements in place
s.sch006

Compliance with legislation and guidance

  • Comply with all relevant legislation and follow health board guidance
s.sch006

Application for inclusion in a list of patients

  • Notify Health Board when accepting a new patient onto your list
s.sch006

Duty to participate in quality arrangements

  • Meaningfully participate in quality arrangements and nominate a Practice Quality Lead
s.sch006

Quality arrangements

  • Comply with quality arrangements for your GP practice
s.sch006

Temporary residents

  • Notify Health Board about temporary residents at end of stay
s.sch006

Refusal of application for inclusion in the list of patients or for acceptance as a temporary resident

  • Your grounds for refusing a patient application
s.sch006

Patient preference of practitioner

  • Inform patients of preference rights and record their choices
s.sch006

Removal from the list at the request of the patient

  • Notify the Health Board when a patient asks to be removed from your list
s.sch006

Removal from the list at the request of the contractor

  • Remove a patient from your list properly
s.sch006

Removal from the list of patients who are violent

  • Remove violent patients from your list with immediate effect
s.sch006

Telephone services

  • Do not use 087, 09 or 070 numbers for patient contact unless free
s.sch006

Termination of responsibility for patients not registered with the contractor

  • Terminate responsibility for non-registered patients only in permitted circumstances with notice and records
s.sch006

Closure of lists of patients

  • Follow process to close patient list
s.sch006

Approval of closure notice by the Health Board

  • Close and manage patient list when Health Board approves closure
s.sch006

Rejection of closure notice by the Health Board

Other duties (1) — Crown / regulator
  • Health Board must appoint assessment panel when rejecting GP list closure Crown / Minister / Government department
s.sch006

Attendance at practice premises

  • Offer same-day or appropriate follow-up appointments to walk-in patients
s.sch006

Rejection of a practice area variation request

Other duties (1) — Crown / regulator
  • Health Board must appoint assessment panel and obtain timely determination on practice area rejection Crown / Minister / Government department
s.sch006

Prescribing

  • Prescribe medicines and appliances using correct prescription forms
s.sch006

Restrictions on prescribing by medical practitioners

  • Do not prescribe restricted drugs on NHS prescription unless conditions met
s.sch006

Restrictions on prescribing by supplementary prescribers

  • Ensure supplementary prescribers comply with prescribing restrictions
s.sch006

Excessive prescribing

  • Do not prescribe drugs, medicines or appliances beyond what is reasonably necessary
s.sch006

Provision of dispensing services

  • Only provide dispensing services if authorised by the Health Board
s.sch006

Qualifications of performers

  • Perform medical services only if listed and not suspended
s.sch006

Qualifications of performers

  • Ensure healthcare professionals comply with registration conditions
s.sch006

Qualifications of performers

  • Ensure you have necessary clinical experience and training before performing services
s.sch006

Newly registered patients

  • Invite newly registered patients for a health check within 6 months
s.sch006

Conditions for employment and engagement

  • Check medical practitioners are on the performers list before hiring
s.sch006

Conditions for employment and engagement

  • Check healthcare professionals' qualifications before employing them
s.sch006

Conditions for employment and engagement

  • Check clinical references before hiring healthcare professionals
s.sch006

Conditions for employment and engagement

  • Check qualifications and competence before hiring staff
s.sch006

Training

  • You must arrange ongoing training for healthcare professionals
s.sch006

Training

  • Provide reasonable training opportunities to maintain employee competence
s.sch006

Arrangements for GP Registrars

  • Comply with conditions when employing a GP Registrar
s.sch006

Independent prescribers and supplementary prescribers

  • Notify Health Board when prescribing staff join or leave
s.sch006

Signing of documents

  • Include clinician's profession and contractor name on clinical documents
s.sch006

Clinical reports

  • Provide clinical report to Health Board for non-registered patients
s.sch006

Level of skill

  • Carry out contractual duties with reasonable skill and care
s.sch006

Appraisal and assessment

  • Ensure your medical practitioners attend appraisals and cooperate with performance assessments
s.sch006

Sub‑contracting of clinical matters

  • Notify Health Board before subcontracting clinical services
s.sch006

Roles, responsibilities and obligations – general

  • Comply with Scottish Ministers' data processing guidance and include joint controllership terms in your GMS contract
s.sch006

Contractor’s obligations – records etc.

  • Manage patient records, data security and training
s.sch006

Records

  • Keep adequate patient records and follow electronic record rules
s.sch006

Processing and access of data

  • Provide patient data and practice information to Health Board on request
s.sch006

Storage of vaccines

  • Store vaccines in pharmaceutical refrigerator with daily temperature checks
s.sch006

Data protection officer

  • Appoint a data protection officer jointly with the Health Board, or nominate your own data liaison
s.sch006

GP IT Services

  • Follow Health Board IT guidance and return equipment when contract ends
s.sch006

Patient online appointment services

  • Provide online appointment, prescription and prescription info services
s.sch006

Confidentiality of personal data

  • Appoint a person responsible for data protection and confidentiality
s.sch006

Practice leaflet

  • Create and maintain a practice leaflet for patients
s.sch006

Practice websites

  • Publish and maintain a practice website with specified information and online appointments
s.sch006

Inquiries about prescriptions and referrals

  • Answer Health Board inquiries about prescriptions and referrals
s.sch006

Annual return and review

  • Submit annual return and participate in annual review
s.sch006

Notifications to the Health Board

  • Notify the Health Board of serious incidents and key changes
s.sch006

Notifications to the Health Board

  • Notify the Health Board of any change to published contractor information
s.sch006

Anaphylaxis training

  • Train your medical staff in anaphylaxis recognition and treatment
s.sch006

Infection control

  • Maintain infection control and decontamination arrangements
s.sch006

Notifications to the Health Board

  • Notify the Health Board when you provide essential services to non-patients
s.sch006

Notice provisions specific to a contract with a company

  • Notify Health Board of company changes (shareholders, directors, insolvency)
s.sch006

Notice provisions specific to a contract with persons practising in partnership

  • Notify Health Board when a partner leaves or joins
s.sch006

Notice provisions specific to a contract with persons practising in a limited liability partnership

  • Notify Health Board of LLP membership changes without delay
s.sch006

Notification of deaths

  • Report patient deaths on premises to Health Board within one working day
s.sch006

Entry and inspection by the Health Board

  • Allow Health Board access for practice premises inspection
s.sch006

Complaints procedure

  • Have a complaints procedure that meets patient rights requirements
s.sch006

Co-operation with investigations

  • Co-operate with investigations into complaints
s.sch006

Local resolution of contract disputes: local dispute resolution process

  • Use local dispute resolution process before formal action
s.sch006

Duty of co-operation in relation to additional , enhanced services and vaccination services

  • Cooperate with providers of services you don't offer to your patients
s.sch006

Late payment notices

  • You can terminate the contract for late payment after notice
Browse 93 other Schedules — structural / supplementary
s.sch001

Vaccinations and immunisations

s.sch001

Childhood vaccinations and immunisations

s.sch002

Opt outs of additional services: general

s.sch002

Temporary opt outs and permanent opt outs following temporary opt outs

s.sch002b

(1) The Health Board must provide the contractor with support...

s.sch002c

(1) The Health Board must provide the contractor with support...

s.sch005

The contractor may demand or accept a fee or other...

s.sch006

Termination by the Health Board: general

s.sch006

Termination by the Health Board for breach of conditions in regulation 10

s.sch006

Termination by the Health Board for breach of conditions in relation to provision of information about compliance with regulations 5, 6, 7, 10 and 11

s.sch006

Other grounds for termination by the Health Board

s.sch006

Other grounds for termination by the Health Board

s.sch006

Termination by the Health Board for unlawful sub-contracting

s.sch006

Termination by the Health Board: additional provision specific to contracts with a partnership and companies limited by shares

s.sch006

Contract sanctions

s.sch006

List of patients

s.sch006

Termination and the NHS dispute resolution procedure

s.sch006

Consultation with the area medical committee

s.sch006

Where the contractor changes from being an individual to a partnership

s.sch006

Where the contractor changes from being a partnership to an individual

s.sch006

Third party rights

s.sch006

Removals from the list of patients registered elsewhere

s.sch006

Removals from the list of patients who have moved

s.sch006

Removals from the list of patients who have moved

s.sch006

Removals from the list of patients absent from the United Kingdom etc.

s.sch006

Removals from the list of patients accepted elsewhere as temporary residents

s.sch006

Removals from the list of pupils etc. of a school

s.sch006

Assignment of patients to lists: open lists

s.sch006

Assignment of patients to lists: closed lists

s.sch006

Factors relevant to assignments

s.sch006

Assignments to closed lists: determinations of the assessment panel

s.sch006

Assignments to closed lists: NHS dispute resolution procedure relating to determinations of the assessment panel

s.sch006

Assignments to closed lists: assignments of patients by a Health Board

s.sch006

Assignments of patients to lists at request of contractor

s.sch006

Application for variation of a practice area

s.sch006

Prescribing

s.sch006

Attendance outside practice premises

s.sch006

Interpretation of paragraphs 38 to 41

s.sch006

Provision of drugs, medicines and appliances for immediate treatment or personal administration

s.sch006

Qualifications of performers

s.sch006

Terms and conditions

s.sch006

Interpretation – general

s.sch006

Meaning of controller etc.

s.sch006

Health Board Obligations – records etc.

s.sch006

Provision of information to a medical officer etc.

s.sch006

Notifications to patients following variation of the contract

s.sch006

Dispute resolution: non-NHS contracts

s.sch006

NHS dispute resolution procedure

s.sch006

Determination of dispute

s.sch006

Interpretation of Part 7

s.sch006

Variation of a contract: general

s.sch006

Variation of a contract: execution

s.sch006

Termination by agreement

s.sch006

Termination on the death of an individual medical practitioner

s.sch006

Termination by the contractor

s.sch008

The name of the contractor.

s.sch008

The contractor’s telephone number and the address of the contractor’s...

s.sch008

Where the contractor offers its registered patients an online service...

s.sch008

Whether the practice premises have suitable access for all disabled...

s.sch008

How to register as a patient.

s.sch008

The right of patients to express a preference of practitioner...

s.sch008

The services available under the contract.

s.sch008

The opening hours of the practice premises and the method...

s.sch008

The criteria for home visits and the method of obtaining...

s.sch008

(1) Details of— (a) the out of hours period as...

s.sch008

If the services in paragraph 18 are not provided by...

s.sch008

The details of the arrangements for the delivery of vaccinations...

s.sch008

In the case of a contract with a partnership—

s.sch008

The telephone number of NHS 24 and details of the...

s.sch008

The method by which patients are to obtain repeat prescriptions....

s.sch008

If the contractor is a dispensing contractor the arrangements for...

s.sch008

How patients may make a complaint or comment on the...

s.sch008

The rights and responsibilities of the patient, including keeping appointments....

s.sch008

The action that may be taken where a patient is...

s.sch008

Details of who has access to patient information (including information...

s.sch008

The name, address and telephone number of the Health Board...

s.sch008

In the case of a contract with a company—

s.sch008

In the case of a contract with a limited liability...

s.sch008

The full name of each person performing services under the...

s.sch008

In the case of each health care professional performing services...

s.sch008

Whether the contractor undertakes the teaching or training of health...

s.sch008

The contractor’s practice area, by reference to a map, plan...

s.sch008

The address of each of the practice premises.

s.sch010

The National Health Service (Scotland) (Injury Benefits) Regulations 1998

s.sch010

National Health Service Pension Scheme (Scotland) Regulations 2015

s.sch010

The National Health Service (Primary Medical Services Performers Lists) (Scotland) Regulations 2004

s.sch010

The Primary Medical Services (Sale of Goodwill and Restrictions on Sub-contracting) (Scotland) Regulations 2004

s.sch010

The General Medical Services and Section 17C Agreements (Transitional and other Ancillary Provisions) (Scotland) Order 2004

s.sch010

The National Health Service (Pharmaceutical Services) (Scotland) Regulations 2009

s.sch010

The National Health Service Superannuation Scheme (Scotland) Regulations 2011

s.sch010

The Patient Rights (Complaints Procedure and Consequential Provisions) (Scotland) Regulations 2012

s.sch010

The National Health Service Superannuation Scheme (2008 Section) (Scotland) Regulations 2013

s.sch010

The Public Bodies (Joint Working) (Prescribed Health Board Functions) (Scotland) Regulations 2014

s.005

Conditions relating solely to medical practitioners

  • Meet composition requirements for NHS General Medical Services contracts
s.011

Continuing conditions relating to contracts – sufficient involvement in patient care

  • Ensure key persons have sufficient involvement in patient care
s.016

Contracts with a partnership

  • Ensure new partners are automatically bound by your GMS contract
s.018

Essential services

  • Provide essential primary medical services to patients
s.024

Additional obligations in relation to practice premises

  • Comply with Schedule 3 obligations while receiving practice premises financial assistance
s.028

Fees and charges

  • Do not charge patients for NHS treatment except in allowed circumstances
s.033

Out of hours

  • Continue providing out-of-hours services and inform patients if requested
s.033

Transitional arrangements for vaccination and immunisation services

  • Continue providing vaccination services if Health Board gives notice
Browse 30 other sections — procedural / definitional / commencement
s.001

Citation and commencement

s.002

Application

s.003

Interpretation

s.004

Conditions: general

s.006

General conditions relating to all contracts

s.007

Further conditions relating to all contracts

s.008

Reasons

s.009

Appeal

s.010

Continuing conditions relating to contracts

s.012

Pre-contract disputes

s.013

Health service body status

s.014

Parties to the contract

s.015

NHS contracts

s.017

Duration

s.018

Health Board support for contractors

s.019

Additional services

s.020

Opt outs of additional services

s.020

Requirement to provide vaccination services

s.021

Services generally

s.022

Services generally

s.023

Services generally

s.025

Certificates

s.026

Finance

s.027

Finance

s.029

Arrangements on termination

s.030

Other contractual terms

s.031

Implied contract terms

s.032

Functions of area medical committee

s.034

Revocations

s.035

Consequential amendments

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