- Status
- In Force
- Penalty ceiling
- Regulated 1 of 46 obligations carry a criminal penalty. 45 have no criminal penalty — flagged in the list below.
Does it bind you?
Business-side roles with duties under this instrument.
Director or Officer22
Any Person3
Responsible Person2
Applicant1
Trader1
Plus 17 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Director or Officer — also bound by 429 other Acts
Insolvency (England and Wales) Rules 2016
162 duties
Companies Act 2006
126 duties
Insolvency Act 1986
77 duties
Building Societies Act 1986
32 duties
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Responsible Person — also bound by 108 other Acts
MH(CT)(S)A 2003
30 duties
Applicant — also bound by 307 other Acts
Human Medicines Regulations 2012
42 duties
The Land Registration Rules 2003
25 duties
Regulation (EU) No 1178/2011 (Aircrew)
20 duties
Value Added Tax Regulations 1995
18 duties
Trader — also bound by 825 other Acts
Value Added Tax Regulations 1995
416 duties
Companies Act 2006
243 duties
Companies Act 1985
85 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.rule 100
T&S administrator’s duties on vacating office
Regulated
- Fail to hand over assets and records on vacating officeAny Person
s.rule 104
Notice of order under section 176A(5) of the 1986 Act
Regulated
- T&S administrator must notify creditors and publish court orderDirector or Officer
s.rule 118
Procedure where detailed assessment required
Regulated
- Commence detailed assessment of costs within 3 months if requiredAny Person
s.rule 13
Notification and advertisement of T&S administrator’s appointment
Regulated
- T&S administrator must notify relevant parties and advertise appointmentDirector or Officer
s.rule 14
Notice requiring statement of affairs
Regulated
- Provide statement of affairs when requested by T&S administratorResponsible Person
s.rule 140
Order for examination, etc.
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must serve court orders personallyCrown / Minister / Government department
s.rule 152
Electronic delivery by T&S administrators
Regulated
Other duties (1) — Crown / regulator
- T&S administrators must provide hard copies on request within 5 daysStatutory regulator
s.rule 153
Use of website by T&S administrator to deliver a particular document
Regulated
- Deliver documents via website and provide free hard copies on requestDirector or Officer
s.rule 154
General use of website to deliver documents
Regulated
- Deliver notice about website document delivery and provide hard copies on requestDirector or Officer
s.rule 16
Statement of concurrence
Regulated
- Deliver statement of concurrence if required by T&S administratorResponsible Person
s.rule 17
Statement of affairs: filing, etc.
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must file statement of affairs at Companies HouseStatutory regulator
s.rule 18
Statement of affairs: limited disclosure
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must apply to court to restrict disclosure of statement of affairsStatutory regulator
s.rule 180
Right to list of creditors
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must provide list of creditors on requestStatutory regulator
s.rule 19
Release from duty to submit statement of affairs; extension of time
Regulated
- Deliver notice and evidence to T&S administrator if you apply to court after a refusalAny Person
s.rule 20
Expenses of statement of affairs and statement of concurrence
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must pay reasonable expenses for statements of affairs and concurrenceStatutory regulator
s.rule 21
T&S administrator’s proposals
Regulated
- T&S administrator must prepare a detailed statement of proposalsDirector or Officer
s.rule 23
Ancillary provisions about delivery of T&S administrator’s proposals
Regulated
- Notify creditors, members and registrar of extension to proposals deadlineDirector or Officer
s.rule 24
T&S administrator’s proposals; limited disclosure
Regulated
Other duties (1) — Crown / regulator
- Apply to court to withhold parts of the T&S proposals statementStatutory regulator
s.rule 25
Revision of the T&S administrator’s proposals
Regulated
- Make and send statement of revised proposals to creditors and membersDirector or Officer
s.rule 26
Reports
Regulated
- T&S administrator must prepare and send six-monthly progress reports to regulators and creditorsDirector or Officer
s.rule 28
Creditors’ decisions
Regulated
- T&S administrator must seek creditors' decision in certain circumstancesDirector or Officer
s.rule 29
Creditors’ decisions for the nomination of an alternative liquidator
Regulated
- T&S administrator must seek creditors' decision on alternative liquidator if 10% of creditors request itDirector or Officer
s.rule 32
Venue and conduct of company meeting
Regulated
- Conduct company meeting with convenient venue, qualified chair and minutesDirector or Officer
s.rule 40
Authority to dispose of property
Regulated
- T&S administrator must notify secured creditors and owners of court hearings and ordersDirector or Officer
s.rule 47
T&S administrator to allow inspection of proofs
Regulated
- Allow inspection of proofs by creditors and contributoriesDirector or Officer
s.rule 49
Admission and rejection of proofs for dividend
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must give reasons for rejecting a creditor's proofCrown / Minister / Government department
s.rule 50
Appeal against decision on proof
Regulated
Other duties (1) — Crown / regulator
- Creditors and members may appeal T&S administrator's decision on proof-of-debtTribunal / Court
s.rule 53
Estimate of value of debt
Regulated
- T&S administrator must estimate uncertain debts and inform creditorsDirector or Officer
s.rule 61
Value of security
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must notify creditors of secured creditor's revaluation within 5 business daysStatutory regulator
s.rule 68
Supplementary provisions as to dividend
Regulated
- T&S administrator must set aside funds for certain debts when paying dividendsDirector or Officer
s.rule 69
Notice of proposed distribution
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must notify creditors before making a distributionStatutory regulator
s.rule 70
Further contents of notice to creditors owed small debts, etc.
Regulated
- Administrator may treat small debts as proved for dividend paymentsDirector or Officer
s.rule 71
Sole or final dividend
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must pay priority debts and declare final dividendStatutory regulator
s.rule 72
Admission or rejection of proofs following last date for proving
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must admit or reject creditor proofs within 14 daysStatutory regulator
s.rule 74
Declaration of dividend
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must declare dividend within two-month windowStatutory regulator
s.rule 79
Secured creditors
Regulated
- Repay excess dividend if you reduce your secured claimTrader
s.rule 81
Assignment of right to dividend
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must pay dividend to assignee on noticeStatutory regulator
s.rule 83
Division of unsold assets
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must divide unsold assets among creditors with their permissionStatutory regulator
s.rule 84
Fixing of remuneration
Regulated
Other duties (1) — Crown / regulator
- T&S administrator must apply to court for remunerationCrown / Minister / Government department
s.rule 87
Application to court
Regulated
- Give notice to creditors and attach progress report when applying to end T&S administrationApplicant
s.rule 88
Notification by T&S administrator of court order
Regulated
- Deliver copies of court order ending T&S administration to specified recipientsDirector or Officer
s.rule 89
Moving from T&S administration to creditors’ voluntary liquidation
Regulated
- T&S administrator must deliver notice and reports when moving to liquidationDirector or Officer
s.rule 90
Moving from T&S administration to dissolution
Regulated
- T&S administrator must file final report when moving company to dissolutionDirector or Officer
s.rule 91
Provision of information to the Secretary of State
Regulated
- T&S administrator must report outstanding debts and shortfalls to Secretary of StateDirector or Officer
s.rule 93
Notice of intention to resign
Regulated
- T&S administrator must give 5 days' notice before resigningDirector or Officer
s.rule 94
Notice of resignation to court under the 1986 Act, Schedule B1, paragraph 87(2)
Regulated
- T&S administrator must file notice of resignation with court and deliver copiesDirector or Officer
138 other provisions — procedural and definitional
s.rule 1
Citation, commencement and extent
s.rule 10
Notice to officers charged with distress or other legal process
s.rule 101
Preliminary
s.rule 102
Contents of application
s.rule 103
Application under section 176A(5) of the 1986 Act to disapply section 176A of the 1986 Act
s.rule 105
Filing and service of application
s.rule 106
Hearings without notice
s.rule 107
Hearing of application
s.rule 108
Witness statements
s.rule 109
Use of reports
s.rule 11
The hearing
s.rule 110
Directions and adjournment
s.rule 111
Enforcement of court orders
s.rule 112
Orders enforcing compliance
s.rule 113
Warrant under section 236 of the 1986 Act
s.rule 114
Court file
s.rule 115
Office copies of documents
s.rule 116
Application and interpretation
s.rule 117
Requirement to assess costs by the detailed procedure
s.rule 119
Costs paid otherwise than out of the assets of the T&S company
s.rule 12
Notice of the making of a T&S administration order
s.rule 120
Award of costs against T&S administrator
s.rule 121
Application for costs
s.rule 122
Costs and expenses of witnesses
s.rule 123
Final costs certificate
s.rule 124
Introduction
s.rule 125
Appointment of another person to act
s.rule 126
Witness statement in support of application
s.rule 127
Service of notices following appointment
s.rule 128
Appeals and reviews
s.rule 129
Procedure on appeal
s.rule 130
Principal court rules and practice to apply
s.rule 131
Performance of functions by the court
s.rule 132
Rights of audience
s.rule 133
Formal defects
s.rule 134
Shorthand writers
s.rule 135
Payment into court
s.rule 136
Further information and disclosure
s.rule 137
Court orders
s.rule 138
Application and interpretation
s.rule 139
Contents of application
s.rule 141
Procedure for examination
s.rule 142
Record of examination
s.rule 143
Cost of proceedings under section 236
s.rule 144
Application
s.rule 145
Personal delivery of documents
s.rule 146
Delivery of documents by post (or document exchange)
s.rule 147
Delivery of documents to authorised recipients
s.rule 148
Delivery of documents to joint T&S administrators
s.rule 149
Electronic delivery of documents
s.rule 15
Statement of affairs: content
s.rule 150
Electronic delivery of documents to the court
s.rule 151
Electronic delivery of notices to enforcement officers, etc.
s.rule 155
Proof of delivery of documents
s.rule 156
Requirement for writing and form of documents
s.rule 157
Authentication
s.rule 158
Application
s.rule 159
Service of T&S administration application
s.rule 160
Service on joint T&S administrators
s.rule 161
Service of orders staying proceedings
s.rule 162
Certificate of service
s.rule 163
Contents of notices to be gazetted under the 1986 Act or these Rules
s.rule 164
Omission of unobtainable information
s.rule 165
The Gazette: general
s.rule 166
Notices otherwise advertised under the 1986 Act or these Rules
s.rule 167
Non-Gazette notices: other provisions
s.rule 168
Application
s.rule 169
Information to be contained in all documents delivered to the registrar
s.rule 170
Documents relating to the office of T&S administrators
s.rule 171
Documents relating to other documents
s.rule 172
Documents relating to court orders
s.rule 173
Reports of meetings
s.rule 174
Documents relating to other events
s.rule 175
Documents of more than one type
s.rule 176
Documents delivered to other persons at the same time
s.rule 177
Confidentiality of documents: grounds for refusing inspection
s.rule 178
Right to copies of documents
s.rule 179
Charges for copies of documents
s.rule 181
Calculation of time periods
s.rule 182
False claim of status as creditor, etc.
s.rule 183
Punishment of offences
s.rule 184
Review
s.rule 2
Application
s.rule 22
Statement of pre-T&S administration costs
s.rule 27
Application
s.rule 3
Interpretation
s.rule 30
Decision making
s.rule 31
Application
s.rule 33
Proxies and representatives
s.rule 34
Remote attendance at meetings: request to specify a place
s.rule 35
Action where person excluded
s.rule 36
Indication to excluded person
s.rule 37
Complaint by or in relation to excluded persons, etc.
s.rule 38
Notice of meetings by advertisement only
s.rule 39
Non-receipt of notice of meeting
s.rule 4
Interpretation: “debt”; “liability”
s.rule 41
Expenses
s.rule 42
Priority of expenses of T&S administration
s.rule 43
Pre-T&S administration costs
s.rule 44
Proving a debt
s.rule 45
Provable debts
s.rule 46
Costs of proving
s.rule 48
Appointment of new T&S administrator: proofs
s.rule 5
Form of application
s.rule 51
Withdrawal or variation of proof
s.rule 52
Exclusion of proof by the court
s.rule 54
Discounts
s.rule 55
Mutual credits etc. and set off
s.rule 56
Debt in foreign currency
s.rule 57
Payments of a periodical nature
s.rule 58
Interest
s.rule 59
Debt payable at future time
s.rule 6
Proposed T&S administrator’s statement and consent to act
s.rule 60
Voluntary surrender of security
s.rule 62
Surrender for non-disclosure
s.rule 63
Redemption by T&S administrator
s.rule 64
Test of security’s value
s.rule 65
Realisation of security by creditor
s.rule 66
Distribution to creditors generally
s.rule 67
Debts of insolvent T&S company to rank equally
s.rule 7
Witness statement in support of application
s.rule 73
Postponement or cancellation of dividend
s.rule 75
Notice of declaration of a dividend
s.rule 76
Payments of dividends and related matters
s.rule 77
Notice of no dividend, or no further dividend
s.rule 78
Proof altered after payment of dividend
s.rule 8
Filing of application
s.rule 80
Disqualification from dividend
s.rule 82
Adjustment where dividend paid before time
s.rule 85
Remuneration of new T&S administrator
s.rule 86
Interpretation: final progress reports, etc.
s.rule 9
Service of application
s.rule 92
Grounds for resignation
s.rule 95
Application to court to remove T&S administrator from office
s.rule 96
Notice of vacation of office when T&S administrator ceases to be qualified to act
s.rule 97
T&S administrator deceased
s.rule 98
Application to replace
s.rule 99
Appointment of replacement or additional T&S administrator
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.