UK Statutory Instrument 2020 United Kingdom

The Smart Meter Communication Licensee Administration (England and Wales) Rules 2020

At a glance

What's here

47 compliance obligations

Who this Act binds

Plus 23 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

s.art013

Notification and advertisement of SMCL administrator’s appointment

Other duties (1) — Crown / regulator
  • Notify specified parties and publish notice of SMCL administrator appointment Crown / Minister / Government department
s.art014

Notice requiring statement of affairs

  • Provide statement of affairs to SMCL administrator within 11 days of receiving notice
s.art016

Statement of concurrence

  • Deliver a statement of concurrence within 5 business days
s.art017

Filing of statement of affairs etc.

Other duties (1) — Crown / regulator
  • File the statement of affairs with Companies House Crown / Minister / Government department
s.art018

Limited disclosure

Other duties (1) — Crown / regulator
  • Apply to court to restrict disclosure of statement of affairs Statutory regulator
s.art019

Release from duty to submit statement of affairs; extension of time

  • Deliver notice and evidence to the SMCL administrator at least 14 days before the hearing
s.art020

Expenses of statement of affairs

Other duties (1) — Crown / regulator
  • SMCL administrator must pay reasonable expenses of statement of affairs Statutory regulator
s.art023

Ancillary provisions about delivery of SMCL administrator’s proposals

  • SMCL administrator must notify creditors and Companies House of court-ordered extension
s.art024

Limited disclosure of SMCL administrator’s statement of proposals

  • SMCL administrator must manage limited disclosure of statement of proposals
s.art025

Revision of the SMCL administrator’s proposals

  • SMCL administrator must send revised proposals to creditors and members
s.art026

Reports

  • SMCL administrator must prepare and send progress reports every six months
s.art027

Creditors’ meetings generally

Other duties (1) — Crown / regulator
  • SMCL administrator must summon creditors' meetings with proper notice and gazette Statutory regulator
s.art029

The chair at meetings

Other duties (1) — Crown / regulator
  • SMCL administrator must chair or nominate a qualified chair for creditor meetings Statutory regulator
s.art030

Creditors’ meeting for nomination of alternative liquidator

  • SMCL administrator must call creditor meeting if 10% of creditors request it
s.art036

Minutes

  • Chair of creditors' meeting must ensure minutes are kept and authenticated
s.art037

Venue and conduct of company meeting

  • SMCL administrator must properly summon and conduct member meetings
s.art044

Authority to dispose of property

  • SMCL administrator must notify security holders and owners of goods of court hearings and orders
s.art047

Pre-smart meter communication licensee administration costs

  • Apply to court before paying pre-administration costs
s.art051

SMCL administrator to allow inspection of proofs

Other duties (1) — Crown / regulator
  • SMCL administrator must allow inspection of proofs of debt Statutory regulator
s.art053

Admission and rejection of proofs for dividend

Other duties (1) — Crown / regulator
  • SMCL administrator must give reasons for rejecting a creditor's proof for dividend Statutory regulator
s.art054

Appeal against decision on proof

Other duties (1) — Crown / regulator
  • Court must hear appeals against SMCL administrator's proof decisions Tribunal / Court
s.art057

Estimate of value of debt

Other duties (1) — Crown / regulator
  • SMCL administrator must estimate uncertain debts and notify creditors Statutory regulator
s.art072

Supplementary provisions as to dividend

Other duties (1) — Crown / regulator
  • Set aside funds for late or disputed creditor claims when paying dividends Crown / Minister / Government department
s.art073

Notice of proposed distribution

  • SMCL administrator must notify creditors of proposed distribution or dividend
s.art075

Sole or final dividend

Other duties (1) — Crown / regulator
  • SMCL administrator must pay priority sums and distribute final dividend without regard to unproved debts Statutory regulator
s.art076

Admission or rejection of proofs following last date for proving

Other duties (1) — Crown / regulator
  • SMCL administrator must admit or reject creditor proofs within 5 business days Statutory regulator
s.art078

Declaration of dividend

Other duties (1) — Crown / regulator
  • SMCL administrator must declare dividend within two months of specified date Statutory regulator
s.art083

Secured creditors

  • Repay excess dividend after security value reduction
s.art085

Assignment of right to dividend

Other duties (1) — Crown / regulator
  • SMCL administrator must pay dividend to named assignee when notice is given Statutory regulator
s.art087

Division of unsold assets

Other duties (1) — Crown / regulator
  • SMCL administrator must report value of assets divided among creditors Crown / Minister / Government department
s.art088

Fixing of remuneration

  • Apply to court for remuneration and notify creditors and regulators
s.art091

Application to court

  • Follow procedural steps when applying to court to end SMCL administration
s.art092

Notification by SMCL administrator of court order

  • SMCL administrator must notify court order to Companies House and others
s.art093

Moving from SMCL administration to creditors’ voluntary liquidation

Other duties (1) — Crown / regulator
  • SMCL administrator must file notice with liquidator details and final report Statutory regulator
s.art094

Moving from SMCL administration to dissolution

Other duties (1) — Crown / regulator
  • SMCL administrator must file notice and final progress report when moving to dissolution Crown / Minister / Government department
s.art095

Provision of information to the Secretary of State

Other duties (1) — Crown / regulator
  • Provide outstanding debts and shortfall info to Secretary of State when SMCL administration ends Crown / Minister / Government department
s.art097

Notice of intention to resign

Other duties (1) — Crown / regulator
  • SMCL administrator must give notice of intent to resign Crown / Minister / Government department
s.art098

Notice of resignation

  • SMCL administrator must file and deliver notice of resignation
s.art100

Notice of vacation of office when SMCL administrator ceases to be qualified to act

  • Notify Secretary of State, GEMA and Companies House when ceasing to be qualified
s.art108

Notice of order under section 176A(5) of the 1986 Act

  • Notify creditors and Companies House of court order disapplying prescribed part
s.art122

Procedure where detailed assessment required

  • Start detailed assessment of costs when the SMCL administrator demands it
s.art147

Right of inspection and retention of proxies

Other duties (1) — Crown / regulator
  • SMCL administrator must allow inspection of proxies by creditors, members, and directors Statutory regulator
s.art152

Order for examination, etc.

Other duties (1) — Crown / regulator
  • Court must give at least 14 days' notice for respondent appearances and specify document requirements Tribunal / Court
s.art164

Electronic delivery by SMCL administrators

Other duties (1) — Crown / regulator
  • SMCL administrators must provide hard copy documents on request within 5 business days Statutory regulator
s.art165

Use of website by SMCL administrator to deliver a particular document

  • Deliver documents via website with notice and hard copy option
s.art166

General use of website to deliver documents

  • SMCL administrator must provide hard copies of documents on request within 5 days
s.art192

Right to list of creditors

  • Provide list of creditors when requested by a creditor
Browse 150 other sections — procedural / definitional / commencement
s.art001

Citation and commencement

s.art002

Construction and interpretation

s.art003

“Debt”, “liability”

s.art004

Application

s.art005

Form of application

s.art006

Proposed SMCL administrator’s statement and consent to act

s.art007

Witness statement in support of the application

s.art008

Filing of application

s.art009

Service of application

s.art010

Notice to officers charged with distress or other legal process

s.art011

The hearing

s.art012

Notice of SMCL administration order

s.art015

Statement of affairs: content

s.art021

SMCL administrator’s proposals

s.art022

Statement of pre-smart meter communication licensee administration costs

s.art028

Quorum at meeting of creditors

s.art031

Entitlement to vote

s.art032

Admission and rejection of claims

s.art033

Secured creditors

s.art034

Hire-purchase, conditional sale and chattel leasing agreements

s.art035

Resolutions

s.art038

Remote attendance at meetings

s.art039

Action where person excluded

s.art040

Indication to excluded person

s.art041

Complaint

s.art042

Notice of meetings by advertisement only

s.art043

Non-receipt of notice of meeting

s.art045

Expenses

s.art046

Priority of expenses of SMCL administration

s.art048

Proving a debt

s.art049

Provable debts

s.art050

Costs of proving

s.art052

New SMCL administrator appointed

s.art055

Withdrawal or variation of proof

s.art056

Exclusion of proof by the court

s.art058

Discounts

s.art059

Mutual credits and set off

s.art060

Debt in foreign currency

s.art061

Payments of a periodical nature

s.art062

Interest

s.art063

Debt payable at future time

s.art064

Voluntary surrender of security

s.art065

Value of security

s.art066

Surrender for non-disclosure

s.art067

Redemption by SMCL administrator

s.art068

Test of security’s value

s.art069

Realisation of security by creditor

s.art070

Distribution to creditors generally

s.art071

Debts of insolvent SMCL to rank equally

s.art074

Further contents of notice to creditors owed small debts etc.

s.art077

Postponement or cancellation of dividend

s.art079

Notice of declaration of a dividend

s.art080

Payments of dividends and related matters

s.art081

Notice of no dividend, or no further dividend

s.art082

Proof altered after payment of dividend

s.art084

Disqualification from dividend

s.art086

Adjustment where dividend paid before time

s.art089

Remuneration of new SMCL administrator

s.art090

Final progress reports

s.art096

Grounds for resignation

s.art099

Application to court to remove SMCL administrator from office

s.art101

SMCL administrator deceased

s.art102

Application to replace

s.art103

Appointment of replacement or additional SMCL administrator

s.art104

SMCL administrator’s duties on vacating office

s.art105

Preliminary

s.art106

Contents of application

s.art107

Application under section 176A(5) of the 1986 Act to disapply section 176A of the 1986 Act

s.art109

Filing and service of application

s.art110

Hearings without notice

s.art111

Hearing of application

s.art112

Witness statements

s.art113

Use of reports

s.art114

Directions; adjournment of hearings

s.art115

Enforcement of court orders

s.art116

Orders enforcing compliance

s.art117

Warrant under section 236 of the 1986 Act

s.art118

Court file

s.art119

Office copies of documents

s.art120

Application of Chapter and interpretation

s.art121

Requirement to assess costs by the detailed procedure

s.art123

Costs paid otherwise than out of the assets of the SMCL

s.art124

Award of costs against SMCL administrator

s.art125

Application for costs

s.art126

Costs and expenses of witnesses

s.art127

Final costs certificate

s.art128

Introductory

s.art129

Appointment of another person to act

s.art130

Witness statement in support of application

s.art131

Service of notices following appointment

s.art132

Appeals and reviews of SMCL administration orders

s.art133

Procedure on appeal

s.art134

Principal court rules and practice to apply

s.art135

Performance of functions by the Court

s.art136

Rights of audience

s.art137

Formal defects

s.art138

Shorthand writers

s.art139

Payment into court

s.art140

Further information and disclosure

s.art141

Court orders

s.art142

Application and interpretation

s.art143

Specific and continuing proxies

s.art144

Blank proxy

s.art145

Use of proxies

s.art146

Use of proxies by the chair

s.art148

Proxy-holder with financial interest

s.art149

Instrument conferring authorisation to represent corporation

s.art150

Preliminary

s.art151

Contents of application

s.art153

Procedure for examination

s.art154

Record of examination

s.art155

Cost of proceedings under section 236

s.art156

Application of Chapter

s.art157

Personal delivery of documents

s.art158

Postal delivery of documents

s.art159

Delivery of documents to authorised recipients

s.art160

Delivery of documents to joint SMCL administrators

s.art161

Electronic delivery of documents

s.art162

Electronic delivery of documents to the court

s.art163

Electronic delivery of notices to enforcement officers

s.art167

Proof of delivery of documents

s.art168

Requirement for writing and form of documents

s.art169

Authentication

s.art170

Application

s.art171

Service of SMCL administration application

s.art172

Service on joint SMCL administrators

s.art173

Service of orders staying proceedings

s.art174

Certificate of service

s.art175

Contents of notices to be gazetted under the 1986 Act or these Rules

s.art176

Omission of unobtainable information

s.art177

The Gazette – general

s.art178

Notices otherwise advertised under the 1986 Act or these Rules

s.art179

Non-Gazette notices – other provisions

s.art180

Application of this Chapter

s.art181

Information to be contained in all documents delivered to the registrar

s.art182

Documents relating to the office of SMCL administrators

s.art183

Documents relating to other documents

s.art184

Documents relating to court orders

s.art185

Reports of meetings

s.art186

Documents relating to other events

s.art187

Documents of more than one type

s.art188

Documents delivered to other persons at the same time

s.art189

Confidentiality of documents – grounds for refusing inspection

s.art190

Right to copies of documents

s.art191

Charges for copies of documents

s.art193

Calculation of time periods

s.art194

Power of Secretary of State to regulate certain matters

s.art195

False claim of status as creditor, etc.

s.art196

Punishment of offences

s.art197

Review

Explore more

Browse legislation

Find other UK business legislation with related guidance.