UK Statutory Instrument 2013 United Kingdom

Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013

What this means for your business

3 guides
Enforced by
PRA
Applies to
United Kingdom
On this page
3 practical guides
Read full text on legislation.gov.uk

Practical guidance

Our guides explain how to comply with the requirements above.

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Apply for FCA authorisation under Part 4A FSMA

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Sections and provisions

11 classified provisions from this legislation.

1 Duties 4 Powers

Duties 1

  • s.5 Dealing in investments as principal: review of designations

Powers 4

  • s.3 Dealing in investments as principal: designation by the PRA
  • s.4 Dealing in investments as principal: exercise of power to designate
  • s.6 Dealing in investments as principal: withdrawal of designation
  • s.8 Dealing in investments as principal: statement of policy