Financial Services and Markets Act 2000 (Threshold Conditions) Order 2013

At a glance

Step-by-step journeys using this legislation

Walkthroughs that take you from a real business situation to compliance.

Relevant guidance

Practical guides for businesses affected by this Act, ordered by how closely they engage with it.

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Official guidance

Authoritative sources published by regulators or government explaining this legislation.

• PRA Rulebook - Threshold Conditions (opens in a new tab) Detailed Guidance
• Senior Managers and Certification Regime | FCA (opens in a new tab) from FCA Other
• New bank authorisation process | Bank of England (opens in a new tab) Other
• Authorisation | FCA (opens in a new tab) from FCA Other
• FCA Handbook - COND Chapter 1 (Threshold Conditions) (opens in a new tab) from FCA Other
• The PRA's and FCA's Threshold Conditions - Factsheet (opens in a new tab) Factsheet
• FCA Connect (application portal) (opens in a new tab) from FCA Detailed Guidance
• FG20/1 - Assessing adequate financial resources (opens in a new tab) from FCA Publication
• FCA Threshold Conditions (COND) (opens in a new tab) from FCA Detailed Guidance
• FCA Innovation Hub (opens in a new tab) from FCA Detailed Guidance
• ... and 2 more

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.