UK Statutory Instrument SI 2013 United Kingdom

Financial Services and Markets Act 2000 (Threshold Conditions) Order 2013

This Order amends the threshold conditions set out in Schedule 6 to the Financial Services and Markets Act 2000 (c.8) (“the 2000 Act”). In giving or varying permission under Part 4A of that Act or imposing or varying a requirement or giving consent under that Part, the Financial Conduct Authority …

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Enforced by
FCA, PRA
Status
In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

2 other provisions — procedural and definitional
s.art001 Citation and commencement
s.art002 Amendments of Schedule 6 to the Act

Help complying

Guvnor’s practical routes through this instrument.

Address an FCA threshold-conditions concern

What to do when FCA supervision has raised a concern that your firm no longer satisfies the threshold conditions. Covers diagnosing the …

Get FCA authorised: from perimeter check to Connect submission

A six-phase learning path for first-time applicants. Walks you from establishing whether you need authorisation, through choosing your route, building governance foundations, …

FCA threshold conditions reference

Quick-reference page for the five FCA threshold conditions in Schedule 6 FSMA 2000 (as substituted by FSA 2012) and supplemented by SI …
3 more guides that reference this instrument
Meet FCA threshold conditions for authorisation Apply for FCA authorisation under Part 4A FSMA FCA authorisation application readiness checklist

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.