UK Statutory Instrument SI 2013 United Kingdom

Financial Services and Markets Act 2000 (Threshold Conditions) Order 2013

This Order amends the threshold conditions set out in Schedule 6 to the Financial Services and Markets Act 2000 (c.8) (“the 2000 Act”). In giving or varying permission under Part 4A of that Act or imposing or varying a requirement or giving consent under that Part, the Financial Conduct Authority …

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Enforced by
FCA, PRA
Status
In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

2 other provisions — procedural and definitional
s.art001 Citation and commencement
s.art002 Amendments of Schedule 6 to the Act

Help complying

Guvnor’s practical routes through this instrument.

Address an FCA threshold-conditions concern

What to do when FCA supervision has raised a concern that your firm no longer satisfies the threshold conditions. Covers diagnosing the …

Get FCA authorised

Check whether you need permission, choose your route, build the firm the FCA will assess, gather your application documents and submit through …
3 more guides that reference this instrument
Meet FCA threshold conditions for authorisation Apply for FCA authorisation under Part 4A FSMA Get FCA authorisation to carry on a regulated activity

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.