UK Statutory Instrument SI 2013/504 United Kingdom

The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
FCA, PRA
Status
In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

64 other provisions — procedural and definitional
s.001 Citation and commencement
s.002 Interpretation
s.003 Amendments to the Financial Services and Markets Act 2000
s.004 Amendments to the Companies Act 1989
s.005 Amendments to the Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
s.006 Designation of competent authorities
s.007 Power of the FCA to require information
s.008 Applications, notifications and reports to FCA
s.009 Penalties and statements
s.010 Penalties under regulation 9: procedure
s.011 Interpretation of Part 6
s.012 Procedure in relation to proposed acquisition
s.013 Restriction notices
s.014 Orders for sale of shares
s.015 Offences
s.015 Removal of directors of recognised central counterparties
s.015 Interpretation
s.016 Records of telephone and data traffic: Article 62(1)(e) of the EMIR regulation
s.017 Inspections: Article 63 of the EMIR regulation
s.018 Retention of documents taken under regulation 17
s.019 Offences: Article 63 inspections
s.020 Amendments to the Finance Act 1991
s.021 Amendment to the Pension Schemes Act 1993
s.022 Amendment to the Pension Schemes (Northern Ireland) Act 1993
s.023 Amendments to the Pensions Act 2004
s.024 Amendments to the Income Tax Act 2007
s.025 Amendments to the Banking Act 2009
s.026 Amendments to the Corporation Tax Act 2009
s.027 Amendment to the European Communities (Enforcement of Community Judgments) Order 1972
s.028 Amendment to the Rehabilitation of Offenders Act 1974 (Exceptions) Order 1975
s.029 Amendments to the Rehabilitation of Offenders (Exceptions) Order (Northern Ireland) 1979
s.030 Amendments to the Financial Markets and Insolvency Regulations 1991
s.031 Amendments to the Income Tax (Manufactured Overseas Dividends) Regulations 1993
s.032 Amendments to the Financial Markets and Insolvency (Settlement Finality) Regulations 1999
s.033 Amendments to the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
s.034 Amendment to the Financial Services and Markets Act 2000 (Exemption) Order 2001
s.035 Amendments to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
s.036 Amendments to the Uncertificated Securities Regulations 2001
s.037 Amendment to the Pension Protection Fund (PPF Ombudsman) Order (Northern Ireland) 2005
s.038 Amendment to the Pension Protection Fund (PPF Ombudsman) Order 2005
s.039 Amendment to the Financial Assistance Scheme (Appeals) Regulations 2005
s.040 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (Investment Exchanges and Clearing Houses) Regulations (No.9) 2009
s.041 Amendments to the Investment Bank Special Administration Regulations 2011
s.042 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (Eurex Clearing AG) Regulations 2011
s.043 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (European Central Counterparty Limited) Regulations 2011
s.044 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (European Multilateral Clearing Facility N.V.) Regulations 2011
s.045 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (LCH.Clearnet Limited) Regulations 2011
s.046 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (SIX X-CLEAR AG) Regulations 2011
s.047 Amendments to the Stamp Duty and Stamp Duty Reserve Tax (Cassa Di Compensazione E Garanzia S.p.A.) Regulations 2011
s.048 Amendments to the Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013
s.049 Amendment to the Payment to Treasury of Penalties (Enforcement Costs) Order 2013
s.050 Interpretation of Part 10
s.051 Information provided to or requested by FSA
s.052 Transitional and saving provisions: central counterparties
s.053 Further transitional provisions: EEA and third country central counterparties
s.054 Transitional and saving provisions: overseas persons
s.055 Transitional and saving provisions: designation orders under the Financial Markets and Insolvency (Settlement Finality) Regulations 1999
s.055 Transitional provisions: markets in financial instruments provisions
s.055 Transitional provision: EMIR regulation
s.056 Warning notices and decision notices
s.057 Offences
s.058 References to the Tribunal
s.059 Scotland
s.060 Review

Connected legislation

The wider family of instruments made under the same parent Act.

TCGA 1992 SI 2017/1204

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.