| Guvnor

Made under: Financial Services and Markets Act 2000
Enforced by: FCA
Status: In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

Part 1

General

0 of 1 section shown

1 other section in this Part — procedural and definitional

s.art001 Citation, commencement and interpretation

Part 2

Amendments to the principal Order

0 of 7 sections shown

7 other sections in this Part — procedural and definitional

s.art002 Amendments to the principal Order

s.art003 Specified activities: general

s.art004 Activities: arranging deals in investments – exclusions

s.art005 After article 33A (introducing to authorised persons etc.) insert— Provision...

s.art006 Activities carried on by a provider of relevant goods or services – exclusions

s.art007 Unauthorised persons carrying on insurance distribution activities

s.art008 Relevant text of the insurance distribution directive

Part 3

Amendments to the Act

0 of 10 sections shown

10 other sections in this Part — procedural and definitional

s.art009 Amendments to the Act

s.art010 Applications under Part 4A

s.art011 Financial promotion rules

s.art012 Incoming firms: appropriate regulator primarily responsible for securing compliance

s.art013 Division of competence between home and host state regulators

s.art014 Agreements between regulators to exercise enhanced supervision

s.art015 Information under the Insurance Distribution Directive

s.art016 Publication

s.art017 EEA Passport Rights

s.art018 Miscellaneous

Part 4

Amendments to instruments made under the Act

0 of 6 sections shown

6 other sections in this Part — procedural and definitional

s.art019 Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001

s.art020 Amendment to the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001

s.art021 Amendment to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

s.art022 Amendment to the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001

s.art023 Amendment to the Financial Services and Markets Act 2000 (Gibraltar) Order 2001

s.art024 Amendment to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

Part 5

Amendments to other Acts

0 of 2 sections shown

2 other sections in this Part — procedural and definitional

s.art025 Amendments to the Terrorism Act 2000

s.art026 Amendments to the Proceeds of Crime Act 2002

Part 6

Miscellaneous

0 of 1 section shown

1 other section in this Part — procedural and definitional

s.art027 Review

Connected legislation

The wider family of instruments made under the same parent Act.

The Alternative Investment Fund Managers (Amendment) Regulations 2013 SI 2013/1797

The Bankruptcy (Financial Services and Markets Act 2000) Rules 2001 and the Insurers (Winding Up) Rules 2001 (Amendment) Rules 2019 SI 2019/754

The Central Counterparties (Amendment, , and Transitional Provision) (EU Exit) Regulations 2018 SI 2018/1184

The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 SI 2018/1320

The Collective Investment Schemes (Amendment ) (EU Exit) Regulations 2019 SI 2019/325

TCGA 1992 SI 2017/1204

The Credit Rating Agencies (Amendment ) (EU Exit) Regulations 2019 SI 2019/266

The Electronic Commerce and Solvency 2 (Amendment ) (EU Exit) Regulations 2019 SI 2019/1361

The Financial Holding Companies (Approval ) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020 SI 2020/1406

The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) (Amendment) Order 2003 SI 2003/2134

The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) (Northern Ireland) Order 2005 SI 2005/1644

The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers)(Northern Ireland) Order 2007 SI 2007/846

The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) Order 2002 SI 2002/1242

The Financial Services and Markets Act 2000 (Administration Orders Relating to Insurers) Order 2010 SI 2010/3023

The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 SI 2019/632

The Financial Services and Markets Act 2000 (Amendments to Part 7) Regulations 2008 SI 2008/1468

The Financial Services and Markets Act 2000 and the Financial Services (Banking Reform) Act 2013 (Disclosure of Confidential Information) (Amendment) Regulations 2017 SI 2017/456

The Financial Services and Markets Act 2000 (Appointed Representatives) (Amendment) Regulations 2001 SI 2001/2508

The Financial Services and Markets Act 2000 (Appointed Representatives) (Amendment) Regulations 2004 SI 2004/453

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.