UK Statutory Instrument 2018 United Kingdom

Insurance Distribution (Regulated Activities and Miscellaneous Amendments) Order 2018

At a glance

Enforced by

FCA

What's here

2 practical guides

Relevant guidance

Practical guides for businesses affected by this Act, ordered by how closely they engage with it.

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Part 1 — General

Browse 1 other section in this Part — procedural / definitional / commencement
s.art001

Citation, commencement and interpretation

Part 2 — Amendments to the principal Order

Browse 7 other sections in this Part — procedural / definitional / commencement
s.art002

Amendments to the principal Order

s.art003

Specified activities: general

s.art004

Activities: arranging deals in investments – exclusions

s.art005

After article 33A (introducing to authorised persons etc.) insert— Provision...

s.art006

Activities carried on by a provider of relevant goods or services – exclusions

s.art007

Unauthorised persons carrying on insurance distribution activities

s.art008

Relevant text of the insurance distribution directive

Part 3 — Amendments to the Act

Browse 10 other sections in this Part — procedural / definitional / commencement
s.art009

Amendments to the Act

s.art010

Applications under Part 4A

s.art011

Financial promotion rules

s.art012

Incoming firms: appropriate regulator primarily responsible for securing compliance

s.art013

Division of competence between home and host state regulators

s.art014

Agreements between regulators to exercise enhanced supervision

s.art015

Information under the Insurance Distribution Directive

s.art016

Publication

s.art017

EEA Passport Rights

s.art018

Miscellaneous

Part 4 — Amendments to instruments made under the Act

Browse 6 other sections in this Part — procedural / definitional / commencement
s.art019

Amendment to the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001

s.art020

Amendment to the Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001

s.art021

Amendment to the Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001

s.art022

Amendment to the Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001

s.art023

Amendment to the Financial Services and Markets Act 2000 (Gibraltar) Order 2001

s.art024

Amendment to the Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013

Part 5 — Amendments to other Acts

Browse 2 other sections in this Part — procedural / definitional / commencement
s.art025

Amendments to the Terrorism Act 2000

s.art026

Amendments to the Proceeds of Crime Act 2002

Part 6 — Miscellaneous

Browse 1 other section in this Part — procedural / definitional / commencement
s.art027

Review

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

FCA

Financial Conduct Authority

Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …

parent Act

These instruments amend, apply, or refer to this Act. They may not all create direct business obligations.

Made under

Financial Services and Markets Act 2000 2000 Primary Act

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