UK Statutory Instrument SI 2013 United Kingdom

Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2013

This Order specifies additional activities which are to be treated as “regulated activities” for the purposes of the Financial Services and Markets Act 2000 (c.8) (“the Act”). The effect of this is that a person who carries on such an activity in the United Kingdom must be authorised under the …

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Enforced by
FCA, PRA
Status
Amended (in force with amendments)
Penalty ceiling
Regulated 1 of 1 obligation carry a criminal penalty.

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Any Person1

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Any Person — also bound by 2340 other Acts

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Part 1

Introduction

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.art001 Citation, commencement and interpretation
Part 2

Amendments of the Regulated Activities Order

0 of 8 sections shown
8 other sections in this Part — procedural and definitional
s.art002 Amendments of the Regulated Activities Order
s.art003 Definitions etc.
s.art004 Credit broking etc.
s.art005 Activities relating to debt
s.art006 Entering into etc. a regulated credit agreement
s.art007 The investments
s.art008 Provision of credit information services
s.art009 Other amendments
Part 3

Amendments of the Act etc.

0 of 3 sections shown
3 other sections in this Part — procedural and definitional
s.art010 Amendments of the Act
s.art011 Transitional and savings provisions related to article 10
s.art012 Obligations of certain persons who carry on credit broking
Part 4

Amendments of secondary legislation made under the Act

0 of 7 sections shown
7 other sections in this Part — procedural and definitional
s.art013 The Financial Services and Markets Act 2000 (Carrying on Regulated Activities By Way of Business) Order 2001
s.art014 The Financial Services and Markets Act 2000 (Exemption) Order 2001
s.art015 The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
s.art016 The Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001
s.art017 The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
s.art018 The Financial Services and Markets Act 2000 (Ombudsman Scheme) (Consumer Credit Jurisdiction) Order 2007
s.art019 The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009
Part 5

Amendments of the Consumer Credit Act 1974 etc.

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.art020 Amendments of the 1974 Act
Part 6

Amendments to secondary legislation made under the 1974 Act

0 of 7 sections shown
7 other sections in this Part — procedural and definitional
s.art021 Revocation of secondary legislation made under the 1974 Act
s.art022 Saving provision related to article 21
s.art023 The Consumer Credit (Agreements) Regulations 1983
s.art024 The Consumer Credit (Early Settlement) Regulations 2004
s.art025 The Consumer Credit (Information Requirements and Duration of Licences and Charges) Regulations 2007
s.art026 The Consumer Credit (Disclosure of Information) Regulations 2010
s.art027 The Consumer Credit (Agreements) Regulations 2010
Part 7

Consequential amendments and transitional provisions

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.art028 Consequential amendments to other legislation etc.
Part 8

Transitional provisions

1 of 41 sections shown
s.art049 Offences committed under the 1974 Act before 1st April 2014 Regulated
  • Fail to report or comply with pre-2014 consumer credit offences where the FCA is given authority to prosecute under section 402(1) of …Any Person
40 other sections in this Part — procedural and definitional
s.art029 Interpretation of Part 8
s.art030 Meaning of “relevant person” in Chapter 2
s.art031 Applications for a standard licence where no determination made before 1st April 2014
s.art032 Applications for a standard licence where determination has been made but appeal period has not ended
s.art033 Variation of licence at request of licensee where no determination made before 1st April 2014
s.art034 Variation of licence at request of licensee where determination has been made but appeal period has not ended
s.art035 Compulsory variation of a licence where no determination to vary made before 1st April 2014
s.art036 Compulsory variation of a licence where determination to vary made before 1st April 2014
s.art037 Revocation etc. of licence where no determination made before 1st April 2014
s.art038 Revocation etc. of licence where determination made before 1st April 2014
s.art039 Suspension of licence where determination made before 1st April 2014 but not confirmed
s.art040 Suspension of licence where determination made before 1st April 2014 and confirmed
s.art041 Imposition of requirements etc. where no determination made before 1st April 2014
s.art042 Imposition of requirements etc. where determination made but appeal period has not ended
s.art043 Failure to comply with information requirement
s.art044 Civil penalties – where no determination made before 1st April 2014
s.art045 Civil penalties – where determination made but appeal period has not ended
s.art046 Civil penalties – where determination made before 1st April 2014 and penalty due
s.art047 Civil penalties – where no formal action taken before 1st April 2014
s.art048 Enforcement of agreements made by unlicensed trader
s.art048 Enforcement of agreements for ancillary credit services
s.art048 Enforcement of agreements made on introductions by unlicensed credit-broker
s.art050 Information and investigation powers
s.art051 Applications made to the OFT which have not been determined by 1st April 2014
s.art052 Decision notices
s.art053 Waivers
s.art054 Appeals – where steps taken before 1st April 2014
s.art055 Appeals – where no steps taken before 1st April 2014
s.art056 Interim permission
s.art057 Procedure for notifying FCA
s.art058 Duration of interim permission
s.art059 Application of the Act to persons with an interim permission
s.art059 Application of article 72B of the Regulated Activities Order to persons with an interim permission
s.art060 Grandfathered permission for certain debt-counsellors
s.art061 Credit-related rules and guidance made by the FCA
s.art062 Credit-related rules made by the PRA
s.art063 Designation of provisions made under the 1974 Act
s.art064 Designating instruments
s.art065 Definition of “consumers”
s.art066 Information sharing
46 other provisions
s.001 Companies Act 1985 (opens in a new tab)
s.002 Courts and Legal Services Act 1990 (opens in a new tab)
s.003 Agriculture and Forestry (Financial Provisions) Act 1991 (opens in a new tab)
s.004 Tribunals and Inquiries Act 1992 (opens in a new tab)
s.005 Railways Act 1993 (opens in a new tab)
s.006 Teaching and Higher Education Act 1998 (opens in a new tab)
s.007 Criminal Justice and Police Act 2001 (opens in a new tab)
s.008 Proceeds of Crime Act 2002 (opens in a new tab)
s.009 Income Tax (Earnings and Pensions) Act 2003 (opens in a new tab)
s.010 Consumer Credit Act 2006 (opens in a new tab)
s.011 Companies Act 2006 (opens in a new tab)
s.012 Income Tax Act 2007 (opens in a new tab)
s.013 Legal Services Act 2007 (opens in a new tab)
s.014 Sale of Student Loans Act 2008 (opens in a new tab)
s.015 Counter-Terrorism Act 2008 (opens in a new tab)
s.016 Corporation Tax Act 2009 (opens in a new tab)
s.017 Energy Act 2011 (opens in a new tab)
s.018 The Estate Agents (Specified Offences) (No. 2) Order 1991 (opens in a new tab)
s.019 The Education (Student Loans) Regulations (Northern Ireland) 1998 (opens in a new tab)
s.020 The Education (Student Loans) Regulations 1998 (opens in a new tab)
s.021 The Education (Student Support) (Northern Ireland) Order 1998 (opens in a new tab)
s.022 The Representation of the People (England and Wales) Regulations 2001 (opens in a new tab)
s.023 The Representation of the People (Scotland) Regulations 2001 (opens in a new tab)
s.024 The Education (Student Support) Regulations (Northern Ireland) 2002 (opens in a new tab)
s.025 The High Court Enforcement Officers Regulations 2004 (opens in a new tab)
s.026 The Financial Services (Distance Marketing) Regulations 2004 (opens in a new tab)
s.027 The Gender Recognition (Disclosure of Information) (England, Wales and Northern Ireland) (No 2) Order 2005 (opens in a new tab)
s.028 The Gender Recognition (Disclosure of Information) (Scotland) Order 2005 (opens in a new tab)
s.029 The Education (Student Loans for Tuition Fees) (Scotland) Regulations 2006 (opens in a new tab)
s.030 The Education (Student Loans) (Scotland) Regulations 2007 (opens in a new tab)
s.031 The Money Laundering Regulations 2007 (opens in a new tab)
s.032 Transitional provision in relation to the Money Laundering Regulations 2007 (opens in a new tab)
s.033 The Administrative Justice and Tribunals Council (Listed Tribunals) Order 2007 (opens in a new tab)
s.034 The Graduate Endowment (Scotland) Regulations 2008 (opens in a new tab)
s.035 The Supply of Information (Register of Deaths) (England and Wales) Order 2008 (opens in a new tab)
s.036 The Supply of Information (Register of Deaths) (Northern Ireland) Order 2008 (opens in a new tab)
s.037 The Representation of the People (Northern Ireland) Regulations 2008 (opens in a new tab)
s.038 The Cancellation of Contracts made in a Consumer's Home or Place of Work etc. Regulations 2008 (opens in a new tab)
s.039 The Education (Student Loans) (Repayment) Regulations (Northern Ireland) 2009 (opens in a new tab)
s.040 The Payment Services Regulations 2009 (opens in a new tab)
s.041 The Education (Student Loans) (Repayment) Regulations 2009 (opens in a new tab)
s.042 The Electronic Money Regulations 2011 (opens in a new tab)
s.043 The Debt Arrangement Scheme (Scotland) Regulations 2011 (opens in a new tab)
s.044 The Green Deal Framework (Disclosure, Acknowledgement, Redress etc.) Regulations 2012 (opens in a new tab)
s.045 The Universal Credit, Personal Independence Payment, Jobseeker's Allowance and Employment and Support Allowance (Claims and Payments) Regulations 2013 (opens in a new tab)
s.046 The Housing (Scotland) Act 2006 (opens in a new tab)

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