UK Statutory Instrument
2013
United Kingdom
Financial Services and Markets Act 2000 (Regulated Activities) (Amendment) (No. 2) Order 2013
At a glance
Relevant guidance
Practical guides for businesses affected by this Act, ordered by how closely they engage with it.
Supporting — topic alignment
1 guidesWhat this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 115 other sections — procedural / definitional / commencement
Companies Act 1985
Courts and Legal Services Act 1990
Agriculture and Forestry (Financial Provisions) Act 1991
Tribunals and Inquiries Act 1992
Railways Act 1993
Teaching and Higher Education Act 1998
Criminal Justice and Police Act 2001
Proceeds of Crime Act 2002
Income Tax (Earnings and Pensions) Act 2003
Consumer Credit Act 2006
Companies Act 2006
Income Tax Act 2007
Legal Services Act 2007
Sale of Student Loans Act 2008
Counter-Terrorism Act 2008
Corporation Tax Act 2009
Energy Act 2011
The Estate Agents (Specified Offences) (No. 2) Order 1991
The Education (Student Loans) Regulations (Northern Ireland) 1998
The Education (Student Loans) Regulations 1998
The Education (Student Support) (Northern Ireland) Order 1998
The Representation of the People (England and Wales) Regulations 2001
The Representation of the People (Scotland) Regulations 2001
The Education (Student Support) Regulations (Northern Ireland) 2002
The High Court Enforcement Officers Regulations 2004
The Financial Services (Distance Marketing) Regulations 2004
The Gender Recognition (Disclosure of Information) (England, Wales and Northern Ireland) (No 2) Order 2005
The Gender Recognition (Disclosure of Information) (Scotland) Order 2005
The Education (Student Loans for Tuition Fees) (Scotland) Regulations 2006
The Education (Student Loans) (Scotland) Regulations 2007
The Money Laundering Regulations 2007
Transitional provision in relation to the Money Laundering Regulations 2007
The Administrative Justice and Tribunals Council (Listed Tribunals) Order 2007
The Graduate Endowment (Scotland) Regulations 2008
The Supply of Information (Register of Deaths) (England and Wales) Order 2008
The Supply of Information (Register of Deaths) (Northern Ireland) Order 2008
The Representation of the People (Northern Ireland) Regulations 2008
The Cancellation of Contracts made in a Consumer's Home or Place of Work etc. Regulations 2008
The Education (Student Loans) (Repayment) Regulations (Northern Ireland) 2009
The Payment Services Regulations 2009
The Education (Student Loans) (Repayment) Regulations 2009
The Electronic Money Regulations 2011
The Debt Arrangement Scheme (Scotland) Regulations 2011
The Green Deal Framework (Disclosure, Acknowledgement, Redress etc.) Regulations 2012
The Universal Credit, Personal Independence Payment, Jobseeker's Allowance and Employment and Support Allowance (Claims and Payments) Regulations 2013
The Housing (Scotland) Act 2006
Citation, commencement and interpretation
Amendments of the Regulated Activities Order
Definitions etc.
Credit broking etc.
Activities relating to debt
Entering into etc. a regulated credit agreement
The investments
Provision of credit information services
Other amendments
Amendments of the Act
Transitional and savings provisions related to article 10
Obligations of certain persons who carry on credit broking
The Financial Services and Markets Act 2000 (Carrying on Regulated Activities By Way of Business) Order 2001
The Financial Services and Markets Act 2000 (Exemption) Order 2001
The Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
The Financial Services and Markets Act 2000 (Rights of Action) Regulations 2001
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
The Financial Services and Markets Act 2000 (Ombudsman Scheme) (Consumer Credit Jurisdiction) Order 2007
The Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009
Amendments of the 1974 Act
Revocation of secondary legislation made under the 1974 Act
Saving provision related to article 21
The Consumer Credit (Agreements) Regulations 1983
The Consumer Credit (Early Settlement) Regulations 2004
The Consumer Credit (Information Requirements and Duration of Licences and Charges) Regulations 2007
The Consumer Credit (Disclosure of Information) Regulations 2010
The Consumer Credit (Agreements) Regulations 2010
Consequential amendments to other legislation etc.
Interpretation of Part 8
Meaning of “relevant person” in Chapter 2
Applications for a standard licence where no determination made before 1st April 2014
Applications for a standard licence where determination has been made but appeal period has not ended
Variation of licence at request of licensee where no determination made before 1st April 2014
Variation of licence at request of licensee where determination has been made but appeal period has not ended
Compulsory variation of a licence where no determination to vary made before 1st April 2014
Compulsory variation of a licence where determination to vary made before 1st April 2014
Revocation etc. of licence where no determination made before 1st April 2014
Revocation etc. of licence where determination made before 1st April 2014
Suspension of licence where determination made before 1st April 2014 but not confirmed
Suspension of licence where determination made before 1st April 2014 and confirmed
Imposition of requirements etc. where no determination made before 1st April 2014
Imposition of requirements etc. where determination made but appeal period has not ended
Failure to comply with information requirement
Civil penalties – where no determination made before 1st April 2014
Civil penalties – where determination made but appeal period has not ended
Civil penalties – where determination made before 1st April 2014 and penalty due
Civil penalties – where no formal action taken before 1st April 2014
Enforcement of agreements made by unlicensed trader
Enforcement of agreements for ancillary credit services
Enforcement of agreements made on introductions by unlicensed credit-broker
Offences committed under the 1974 Act before 1st April 2014
Information and investigation powers
Applications made to the OFT which have not been determined by 1st April 2014
Decision notices
Waivers
Appeals – where steps taken before 1st April 2014
Appeals – where no steps taken before 1st April 2014
Interim permission
Procedure for notifying FCA
Duration of interim permission
Application of the Act to persons with an interim permission
Application of article 72B of the Regulated Activities Order to persons with an interim permission
Grandfathered permission for certain debt-counsellors
Credit-related rules and guidance made by the FCA
Credit-related rules made by the PRA
Designation of provisions made under the 1974 Act
Designating instruments
Definition of “consumers”
Information sharing
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
FCA
PrimaryFinancial Conduct Authority
Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …
Prudential Regulation Authority
Part of the Bank of England. Prudentially regulates and supervises around 1,292 banks, building societies, credit unions, insurers, and major investment firms. …
Explore more
Browse legislation
Find other UK business legislation with related guidance.
Regulators
Learn more about the bodies that enforce this legislation.