UK Statutory Instrument 2009 United Kingdom

Care Quality Commission (Registration) Regulations 2009

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At a glance

Enforced by

CQC

What's here

11 compliance obligations, 3 practical guides · 5 journeys

Penalty landscape

1 of 11 obligations carry a fine up to £2,500. 10 have no criminal penalty — flagged in the list below.

Who this Act binds

Business-side actors with duties under this Act, ranked by how often they appear.

  • Licence Holder 4
  • Any Person 2
  • Director or Officer 1
  • Trader 1

Plus 3 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.

Step-by-step journeys using this legislation

Walkthroughs that take you from a real business situation to compliance.

Relevant guidance

Practical guides for businesses affected by this Act, ordered by how closely they engage with it.

Supporting — topic alignment

2 guides

Mentioned in related content

1 guides

Other Acts binding the same actors

For each actor bound by this Act, the other UK Acts that bind them most often. Useful for understanding the full compliance landscape facing each role.

Licence Holders also bound by 221 other Acts (top 5 shown)
Any Person also bound by 2338 other Acts (top 5 shown)
Directors and Officers also bound by 425 other Acts (top 5 shown)
Traders also bound by 826 other Acts (top 5 shown)

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Part 1 — GENERAL

Browse 2 other sections in this Part — procedural / definitional / commencement
s.001

Citation and commencement

Part 2 — REGISTRATION

Browse 4 other sections in this Part — procedural / definitional / commencement
s.003

Register of regulated activities

Part 3 — PUBLICATION OF INFORMATION AND EXPLANATIONS

s.009

Notification

Other duties (1) — Crown / regulator
  • CQC must notify local bodies of registration cancellations or enforcement Statutory regulator
Browse 2 other sections in this Part — procedural / definitional / commencement

Part 4 — REGISTRATION REQUIREMENTS

s.011

General

  • Comply with CQC registration and operational requirements Licence Holder
s.012

Statement of purpose

  • Create, review, and update your CQC statement of purpose Licence Holder
Browse 6 other sections in this Part — procedural / definitional / commencement

Part 5 — OTHER MISCELLANEOUS REQUIREMENTS

s.022

Form of notifications to the Commission

  • Use CQC official forms for all notifications Any Person

Part 6 — COMPLIANCE, GUIDANCE AND OFFENCES

s.025

Offences

Fine up to £2,500
  • Fail to comply with CQC registration regulations 12 and 14‑20 Any Person
Browse 3 other sections in this Part — procedural / definitional / commencement

Part 7 — REVIEW

s.027

Review

Other duties (1) — Crown / regulator
  • Secretary of State must review CQC registration regulations Crown / Minister / Government department

Schedules

Browse 28 other Schedules — structural / supplementary
s.sch001

Proof of identity including a recent photograph.

s.sch001

Where the certificate is required for a purpose referred to...

s.sch001

Satisfactory evidence of conduct in previous employment concerned with the...

s.sch001

Where a person (P) has been previously employed in a...

s.sch001

Satisfactory documentary evidence of any relevant qualification.

s.sch001

A full employment history, together with a satisfactory written explanation...

s.sch001

Satisfactory information about any physical or mental health conditions which...

s.sch001

For the purposes of this Schedule— (a) “the appointed day”...

s.sch002

In relation to the cancellation or suspension of a registered...

s.sch002

In relation to decisions under section 12(5) of the Act...

s.sch002

Where a person who is not a registered person is...

s.sch002

In relation to the payment by any person of a...

s.sch002

(1) In relation to a warning notice given under section...

s.sch002

In relation to the conviction of any person in respect...

s.sch002

(1) This paragraph applies to a decision under section 12(5)...

s.sch002

In relation to the payment by any person of a...

s.sch002

Paragraphs 1 and 3 do not apply, and the information...

s.sch002

Paragraph 2 does not apply, and the information prescribed in...

s.sch002

Paragraph 4 does not apply, and the information prescribed in...

s.sch002

(1) The time prescribed for information required to be published...

s.sch002

In relation to a conviction in respect of an offence...

s.sch003

The aims and objectives of the service provider in carrying...

s.sch003

The kinds of services provided for the purposes of the...

s.sch003

The following information— (a) in relation to the service provider...

s.sch003

The legal status of the service provider.

s.sch003

Details of the locations at which the services provided for...

Read the full Act on legislation.gov.uk (opens in a new tab)

Official guidance

Authoritative sources published by regulators or government explaining this legislation.

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

CQC

Care Quality Commission

Independent regulator of health and social care in England. Registers, monitors, inspects and rates hospitals, care homes, GP practices, dental surgeries, and …

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Browse legislation

Find other UK business legislation with related guidance.

Regulators

Learn more about the bodies that enforce this legislation.