Investment firms: changes to branch details
- Notify your home state regulator before changing branch details or using tied agents Any Person
UK Statutory Instrument
2001
United Kingdom
The Financial Services and Markets Act 2000 ( EEA Passport Rights) Regulations 2001
At a glance
Enforced by
What's here
9 compliance obligations
Who this Act binds
Business-side actors with duties under this Act, ranked by how often they appear.
- Any Person 7
- Trader 1
- Director or Officer 1
Other Acts binding the same actors
For each actor bound by this Act, the other UK Acts that bind them most often. Useful for understanding the full compliance landscape facing each role.
Any Person also bound by 2338 other Acts (top 5 shown)
- Human Medicines Regulations 2012 2012 169 duties
- Merchant Shipping Act 1995 1995 144 duties
- Insolvency (England and Wales) Rules 2016 2016 101 duties
- Road Traffic Act 1988 1988 95 duties
- Air Navigation Order 2016 2016 95 duties
Traders also bound by 826 other Acts (top 5 shown)
- Value Added Tax Regulations 1995 1995 413 duties
- Companies Act 2006 2006 243 duties
- The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008 2008 114 duties
- Insolvency (England and Wales) Rules 2016 2016 62 duties
- Building Societies Act 1986 1986 56 duties
Directors and Officers also bound by 425 other Acts (top 5 shown)
- Insolvency (England and Wales) Rules 2016 2016 161 duties
- Companies Act 2006 2006 108 duties
- Insolvency Act 1986 1986 72 duties
- The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008 2008 55 duties
- The Housing Administration (England and Wales) Rules 2018 2018 26 duties
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Management companies: changes to services
- Notify regulators before changing services covered by EEA passport rights Trader
Investment firms: changes to services
- Notify home state regulator before changing services or tied agents Any Person
UK ... management companies, credit institutions and financial institutions: changes to branch details
- Notify regulators before changing your EEA branch details Any Person
UK ... management companies: changes to services
- Notify PRA and host regulator before changing your services Any Person
UK insurance firms: changes to relevant EEA details of branches
- Notify the PRA and host regulator before changing branch details Any Person
UK insurance firms: changes to relevant UK details of branches
- Notify PRA of branch details changes at least one month in advance Any Person
UK insurance firms: changes to services
- Notify the PRA before changing your cross-border insurance services Director or Officer
UK firm exercising an EEA right under the insurance distribution directive: changes to branch details or services
- Notify PRA of material changes to insurance distribution branch or services Any Person
Browse 28 other sections — procedural / definitional / commencement
Citation, commencement and interpretation
Establishment of a branch: contents of consent notice
Prescribed cases: establishment
Provision of services: contents of regulator’s notice
Notice of qualification for authorisation
Management companies, credit institutions and financial institutions: changes to branch details
Insurance firms: changes to branch details
Insurance firms: changes to services
EEA AIFM: changes to branch details or services
EEA mortgage intermediary: changes to branch details or services
Insurance intermediary: changes to branch details or services
EEA firms ceasing to carry on regulated activities in the United Kingdom
Financial institutions giving up right to authorisation
EEA mortgage intermediaries giving up right to authorisation
Applications for approval under section 60 by EEA firms
Meaning of “the appropriate UK regulator”
UK investment firms: changes to branch details
UK investment firms: changes to services
Relevant EEA details for the purposes of regulation 13
Relevant details for the purposes of regulation 16
Full-scope UK AIFM: changes to branch details or services
UK firm exercising an EEA right under the mortgages directive: changes to branch details or services
Relevant details for the purpose of regulation 17C
Offences relating to failure to notify changes
UK firms: scope of outward passport
Notice of qualification for authorisation
Changes relating to EEA firms: procedures partly completed at commencement
Changes relating to UK firms: procedures partly completed at commencement
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
Prudential Regulation Authority
Part of the Bank of England. Prudentially regulates and supervises around 1,292 banks, building societies, credit unions, insurers, and major investment firms. …
Connected legislation
parent Act
These instruments amend, apply, or refer to this Act. They may not all create direct business obligations.
Made under
Financial Services and Markets Act 2000 2000 Primary Act
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Regulators
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