- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Any Person5
Employer3
Trader1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Employer — also bound by 682 other Acts
Trader — also bound by 825 other Acts
Value Added Tax Regulations 1995
416 duties
Companies Act 2006
243 duties
Companies Act 1985
85 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.003
Statement of aims and objectives
Regulated
- Prepare a written statement of aims and objectivesAny Person
s.004
Fitness of providers
Regulated
- Ensure fitness to provide a limited registration service and notify Commission of unfitnessAny Person
s.007
Fitness of employees
Regulated
- Only employ staff who are fit for the workEmployer
s.009
Financial position
Regulated
- Provide financial accounts, bank references and insurance to the CommissionAny Person
s.010
Appointment of manager
Regulated
- Appoint a manager if you cannot manage the service yourselfTrader
s.012
Records
Regulated
- Keep records of service users, staff, and complaintsEmployer
s.013
Notice of absence
Regulated
- Notify Commission of manager's absence of 28 days or moreAny Person
s.014
Notice of changes
Regulated
- Notify the Commission of changes to your care serviceAny Person
s.016
Complaints
Regulated
- Set up and run a complaints procedure for service usersEmployer
8 other provisions — procedural and definitional
s.001
Citation, commencement and interpretation
s.002
Principles
s.005
Fitness of managers
s.006
Notification of unfitness
s.008
Staffing
s.011
Appointment of liquidators
s.015
Death of provider
s.017
Offences
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.