- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Conformity Assessment Body5
Any Person5
Operator1
Plus 2 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Conformity Assessment Body — also bound by 47 other Acts
Lifts Regulations 2016
28 duties
Radio Equipment Regulations 2017
27 duties
Explosives Regulations 2014
22 duties
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Operator — also bound by 746 other Acts
Regulation (EU) No 965/2012 (Air Operations)
203 duties
Space Industry Regulations 2021
76 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
uri:annex/i/division/1
uri:annex/i/division/1
Regulated
- Document your organisational structure with duties, responsibilities and authoritiesConformity Assessment Body
uri:annex/i/division/2
uri:annex/i/division/2
Regulated
- Certification bodies must be independent from railway organisationsConformity Assessment Body
uri:annex/i/division/6
uri:annex/i/division/6
Regulated
- Certification bodies must publicly disclose audit and certification processes and statusConformity Assessment Body
uri:annex/i/division/7
uri:annex/i/division/7
Regulated
- Keep client commercial information confidentialConformity Assessment Body
uri:annex/i/division/8
uri:annex/i/division/8
Regulated
Other duties (1) — Crown / regulator
- Certification body must establish a complaints procedureStatutory regulator
uri:annex/i/division/9
uri:annex/i/division/9
Regulated
- Certification bodies must evaluate risks and hold insurance or reservesConformity Assessment Body
s.art004
Safety-critical components
Regulated
- Manage safety-critical components for rail vehiclesAny Person
s.art005
Obligations of parties involved in the maintenance process
Regulated
- Report non-compliant maintenance entities to certification body and national safety authorityOperator
s.art006
Certification bodies
Regulated
- Certification bodies must submit activity reports to the Agency every 3 yearsAny Person
s.art007
Certification of entities in charge of maintenance
Regulated
- Apply for ECM certification and maintain complianceAny Person
s.art008
Compliance of entities in charge of maintenance
Regulated
- Submit annual report of maintenance activities to certification bodyAny Person
s.art010
Certification for outsourced maintenance functions
Regulated
Other duties (1) — Crown / regulator
- Certification bodies must follow procedures for outsourced maintenance certificationStatutory regulator
s.art013
Provision of information
Regulated
- Notify the Agency of ECM certification decisions within one weekAny Person
18 other provisions — procedural and definitional
uri:annex/ii/division/i/division/1
uri:annex/ii/division/i/division/1
s.annex iii para.1
Annex III para.1
s.annex iii para.2
Annex III para.2
s.annex iii para.3
Annex III para.3
s.annex iii para.4
Annex III para.4
s.annex iv para.1
Annex IV para.1
s.annex iv para.2
Annex IV para.2
s.annex iv para.3
Annex IV para.3
s.art001
Subject matter and scope
s.art002
Definitions
s.art003
System of Certification
s.art009
Outsourcing maintenance functions
s.art011
Role of the national safety authorities
s.art012
Cooperation with the certification bodies
s.art014
Reporting
s.art015
Transitional provisions
s.art016
Repeal
s.art017
Entry into force
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.