- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Employer1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Employer — also bound by 682 other Acts
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.035
Reporting of infringements
Regulated
- Set up internal whistleblowing procedures for cryptoasset employeesEmployer
64 other provisions — procedural and definitional
s.001
Citation, commencement and extent
s.002
Interpretation: general
s.003
Interpretation: qualifying cryptoasset public offers and admissions to trading
s.004
“Issuing qualifying stablecoin” and the “issuer” of that qualifying stablecoin
s.005
“Offer of a qualifying cryptoasset to the public”
s.006
“Qualifying cryptoasset disclosure document” and “supplementary disclosure document”
s.007
Designated activities: public offers of qualifying cryptoassets
s.008
Designated activities: admissions to trading on a qualifying cryptoasset trading platform
s.009
Designated activity rules: qualifying cryptoasset public offers and admissions to trading
s.010
Prohibition of public offers of qualifying cryptoassets
s.011
Disclosure of information
s.012
Responsibility for disclosure documents
s.013
General requirements to be met by a qualifying cryptoasset disclosure document or supplementary disclosure document
s.014
Compensation for statements in a qualifying cryptoasset disclosure document or supplementary disclosure document
s.015
Withdrawal rights
s.016
Application of section 85 of the Act (contravention of prohibition relating to public offer of securities)
s.017
Interpretation: market abuse in qualifying cryptoassets and related instruments
s.018
Inside information
s.019
Market manipulation
s.020
Designated activities: use and disclosure of inside information and market manipulation
s.021
Designated activity rules: market abuse in qualifying cryptoassets and related instruments
s.022
Prohibited use of inside information (insider dealing)
s.023
Exclusions: insider dealing
s.024
Prohibition on the disclosure of inside information
s.025
Exclusions: prohibition on the disclosure of inside information
s.026
Public disclosure of inside information
s.027
Public disclosure of inside information: delayed disclosure
s.028
Prohibition of market manipulation
s.029
Exclusions: market manipulation
s.030
Systems and procedures for trading relevant qualifying cryptoassets and related instruments
s.031
Insider lists for relevant qualifying cryptoassets and related instruments
s.032
Cases in which sharing of information authorised or required
s.033
Protected disclosures
s.034
Legitimate cryptoasset market practice
s.036
Disapplication or modification of rules
s.037
Power of the FCA to give directions
s.038
FCA’s power to require information from persons not subject to a requirement imposed by virtue of any other provision of this Part: cryptoasset designated activities
s.039
Liability for contravention of a prohibition in regulation 22, 24 or 28
s.040
Amendment of the Regulated Activities Order
s.041
Amendment of the Act
s.042
Amendment of the Financial Promotion Order
s.043
Amendment of the Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001
s.044
Amendment of the Financial Services and Markets Act 2000 (Carrying on Regulated Activities by Way of Business) Order 2001
s.045
Amendment of the Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001
s.046
Amendment of the Electronic Money Regulations 2011
s.047
Amendment of the Alternative Investment Fund Managers Regulations 2013
s.048
Amendment of the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
s.049
Amendment of the Payment Services Regulations 2017
s.050
Amendment of the Financial Services and Markets Act 2000 (Prudential Regulation of FCA Investment Firms) (Definitions for the purposes of Part 9C) Regulations 2021
s.051
Interpretation
s.052
Relevant application period
s.053
Saving provision for decisions not fully determined
s.054
Notification by a person to whom regulation 53 applies
s.055
Application of the cryptoasset transitional provision
s.056
Temporary exemption relating to pre-existing contracts
s.057
Notification by a person to whom regulation 56 applies
s.058
Information to be supplied to a party to a contract with a person to whom regulation 56 applies
s.059
Variation and cancellation of an exemption under regulation 56
s.060
Restrictions on financial promotions
s.061
Information gathering
s.062
Publication of information
s.063
Public censure
s.064
Consultation relating to rules and guidance by the FCA
s.065
Review
Schedules
Schedules
0 of 20 shown20 other schedules
s.sch001
An offer of a qualifying cryptoasset made to the public...
s.sch001
For the purposes of paragraph 3, the making of an...
s.sch001
(1) For the purposes of Part 1 of this Schedule,...
s.sch001
An offer of a qualifying cryptoasset made solely to qualified...
s.sch001
An offer of a qualifying cryptoasset made to fewer than...
s.sch001
An offer of a qualifying cryptoasset made to a person...
s.sch001
An offer of a qualifying stablecoin for sale or subscription...
s.sch001
An offer of a qualifying cryptoasset where—
s.sch001
(1) An offer or allotment of a qualifying cryptoasset that—...
s.sch001
(1) In determining whether paragraph 1 is satisfied in relation...
s.sch001
(1) In paragraphs 2 and 3, “qualified investor”, in relation...
s.sch002
(1) In this paragraph “statement” means— (a) an untrue or...
s.sch002
(1) In this paragraph “statement” has the same meaning as...
s.sch002
(1) In this paragraph “statement” means a statement included in...
s.sch002
(1) In this paragraph “statement” has the same meaning as...
s.sch002
A person (“D”) does not incur a liability under regulation...
s.sch002
(1) A person (“D”) does not incur a liability under...
s.sch002
In this Part, “expert” includes an engineer, valuer, accountant or...
s.sch002
(1) For the purposes of this Part of this Schedule,...
s.sch002
(1) Unless the condition in sub-paragraph (2) is met, a...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.