UK Statutory Instrument SI 2022/838 United Kingdom

The Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2022

Read it on legislation.gov.uk (opens in a new tab)
Made under
FSA 2021
Enforced by
FCA, PRA
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person2

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.024 Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012 Regulated
  • Take or increase net economic interest in certain securitisationsAny Person
s.025 Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation, and amending Directives 2009/65/EC, 2009/138/EC and 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012 Regulated
  • Maintain or acquire net economic interest in securitisation to meet risk retention rulesAny Person
24 other provisions — procedural and definitional
s.001 Citation, commencement and extent
s.002 Insolvency (Northern Ireland) Order 1989
s.003 Financial Services and Markets Act 2000
s.004 Terrorism Act 2000
s.005 Proceeds of Crime Act 2002
s.006 Counter-Terrorism Act 2008
s.007 Banking Act 2009
s.008 Bankruptcy (Scotland) Act 2016
s.009 Capital Requirements Regulations 2013
s.010 Banking Act 2009 (Exclusion of Investment Firms of a Specified Description) Order 2014
s.011 Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
s.012 Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
s.013 Payment Services Regulations 2017
s.014 Bank Recovery and Resolution and Miscellaneous Provisions (Amendment) (EU Exit) Regulations 2018
s.015 Financial Conglomerates and Other Financial Groups (Amendment etc.) (EU Exit) Regulations 2019
s.016 Solvency 2 and Insurance (Amendment, etc) (EU Exit) Regulations 2019
s.017 Bank Levy (Loss Absorbing Instruments) Regulations 2020
s.018 Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021
s.019 Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
s.020 Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
s.021 Regulation (EU) No 537/2014 of the European Parliament and of the Council of 16 April 2014 on specific requirements regarding statutory audit of public-interest entities and repealing Commission Decision 2005/909/EC
s.022 Commission Delegated Regulation (EU) 2015/35 of 10 October 2014 supplementing Directive 2009/138/EC of the European Parliament and of the Council on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II)
s.023 Commission Delegated Regulation (EU) 2019/980 of 14 March 2019 supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Commission Regulation (EC) No 809/2004
s.026 Interpretation of this Part

Connected legislation

The wider family of instruments made under the same parent Act.

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.