UK Statutory Instrument
2021
United Kingdom
Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021
At a glance
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 38 other sections — procedural / definitional / commencement
Insolvency Act 1986
Insolvency (Northern Ireland) Order 1989
Financial Services and Markets Act 2000
Terrorism Act 2000
Proceeds of Crime Act 2002
Banking (Special Provisions) Act 2008
Counter-Terrorism Act 2008
Banking Act 2009
Bankruptcy (Scotland) Act 2016
Financial Services and Markets Act 2000 (Gibraltar) Order 2001
Financial Conglomerates and Other Financial Groups Regulations 2004
Electronic Money Regulations 2011
Bank of England Act 1998 (Macro-prudential Measures) Order 2013
Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013
Capital Requirements Regulations 2013
Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014
Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014
Bank Recovery and Resolution (No. 2) Order 2014
Solvency 2 Regulations 2015
Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Payment Services Regulations 2017
Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
Capital Requirements Regulation
Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012
Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds
Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation
Capital Requirements Regulation Equivalence Directions 2020
Capital Requirements Regulation (Amendment) Regulations 2021
Description of institution not included within the meaning of “investment firm”
Saving for amendment of existing technical standards instruments made by the Financial Conduct Authority
Transitional provision in respect of Article 6(1) and (4) of Regulation (EU) 2017/2402
Transitional provision in respect of Article 43(5) of Regulation (EU) 2017/2402
Transitional provision in respect of Article 43(6) of Regulation (EU) 2017/2402
Application and interpretation of regulations 35 to 37
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
FCA
PrimaryFinancial Conduct Authority
Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …
Prudential Regulation Authority
Part of the Bank of England. Prudentially regulates and supervises around 1,292 banks, building societies, credit unions, insurers, and major investment firms. …
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