UK Statutory Instrument SI 2021 United Kingdom

Financial Services Act 2021 (Prudential Regulation of Credit Institutions and Investment Firms) (Consequential Amendments and Miscellaneous Provisions) Regulations 2021

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Enforced by
FCA, PRA
Status
In Force

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

Part 1

Introduction

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.001 Citation, commencement and extent
Part 2

Amendment of Primary Legislation and Northern Ireland Legislation

0 of 9 sections shown
9 other sections in this Part — procedural and definitional
s.002 Insolvency Act 1986
s.003 Insolvency (Northern Ireland) Order 1989
s.004 Financial Services and Markets Act 2000
s.005 Terrorism Act 2000
s.006 Proceeds of Crime Act 2002
s.007 Banking (Special Provisions) Act 2008
s.008 Counter-Terrorism Act 2008
s.009 Banking Act 2009
s.010 Bankruptcy (Scotland) Act 2016
Part 3

Amendments to Secondary Legislation

0 of 13 sections shown
13 other sections in this Part — procedural and definitional
s.011 Financial Services and Markets Act 2000 (Gibraltar) Order 2001
s.012 Financial Conglomerates and Other Financial Groups Regulations 2004
s.013 Electronic Money Regulations 2011
s.014 Bank of England Act 1998 (Macro-prudential Measures) Order 2013
s.015 Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013
s.016 Capital Requirements Regulations 2013
s.017 Capital Requirements (Capital Buffers and Macro-prudential Measures) Regulations 2014
s.018 Financial Services and Markets Act 2000 (Excluded Activities and Prohibitions) Order 2014
s.019 Bank Recovery and Resolution (No. 2) Order 2014
s.020 Solvency 2 Regulations 2015
s.021 Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017
s.022 Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
s.023 Payment Services Regulations 2017
Part 4

Amendment of Retained Direct EU Legislation

0 of 7 sections shown
7 other sections in this Part — procedural and definitional
s.024 Regulation (EU) No. 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories
s.025 Capital Requirements Regulation
s.026 Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012
s.027 Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive
s.028 Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
s.029 Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds
s.030 Regulation (EU) 2017/2402 of the European Parliament and of the Council of 12 December 2017 laying down a general framework for securitisation and creating a specific framework for simple, transparent and standardised securitisation
Part 5

Amendment of Equivalence Directions

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.031 Capital Requirements Regulation Equivalence Directions 2020
Part 6

Amendment of the Capital Requirements Regulation (Amendment) Regulations 2021

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.032 Capital Requirements Regulation (Amendment) Regulations 2021
Part 7

Exclusion of certain investment firms from Banking Act 2009 provisions

0 of 1 section shown
1 other section in this Part — procedural and definitional
s.033 Description of institution not included within the meaning of “investment firm”
Part 8

Savings and transitional provision

0 of 5 sections shown
5 other sections in this Part — procedural and definitional
s.034 Saving for amendment of existing technical standards instruments made by the Financial Conduct Authority
s.035 Transitional provision in respect of Article 6(1) and (4) of Regulation (EU) 2017/2402
s.036 Transitional provision in respect of Article 43(5) of Regulation (EU) 2017/2402
s.037 Transitional provision in respect of Article 43(6) of Regulation (EU) 2017/2402
s.038 Application and interpretation of regulations 35 to 37

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