UK Statutory Instrument SI 2017/694 United Kingdom

The Scottish Partnerships (Register of People with Significant Control) Regulations 2017

Status
In Force
Penalty ceiling
Prosecution 1 of 21 obligations carry a fine up to £1,000. 20 have no criminal penalty — flagged in the list below.

Does it bind you?

Business-side roles with duties under this instrument.

Any Person15 Director or Officer5 Employer1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts
Director or Officer — also bound by 429 other Acts
Employer — also bound by 682 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.010 Duty to investigate and obtain information Regulated
  • Investigate and obtain information about people with significant controlAny Person
s.011 Duty to keep information up to date Regulated
  • Notify registrable persons of relevant changes within 14 daysAny Person
s.019 Duty to deliver information to the registrar Regulated
  • File people with significant control (PSC) details to Companies House within 14 daysDirector or Officer
s.020 Duty to deliver information about a relevant change Regulated
  • Notify Companies House of changes to people with significant control within 14 daysEmployer
s.023 Additional matters to be notified to the registrar where there is no registrable person or registrable relevant legal entity Regulated
  • Tell Companies House if your Scottish partnership has no PSCAny Person
s.024 Additional matters where there is an unidentified registrable person Regulated
  • Report unidentified registrable person to Companies HouseAny Person
s.025 Additional matters where an identified registrable person's particulars are not confirmed Regulated
  • Notify Companies House of unconfirmed registrable person detailsAny Person
s.026 Additional matters where investigations by an eligible Scottish partnership are ongoing Regulated
  • File a statement if you've not finished identifying your People with Significant ControlDirector or Officer
s.027 Additional matters where there is a failure to comply with a notice given under regulation 10 Regulated
  • Report to registrar when a notice under regulation 10 is not complied withAny Person
s.028 Additional matters where there is a failure to comply with a notice given under regulation 11 Regulated
  • Report non-compliance with a PSC notice to Companies HouseAny Person
s.029 Additional matters where a notice given under regulation 10 or 11 is complied with after the time specified in the notice Regulated
  • Notify Companies House when a person complies late with a PSC noticeDirector or Officer
s.030 Additional matters where an eligible Scottish partnership has issued a restrictions notice Regulated
  • Notify Companies House of restrictions notice and court ordersDirector or Officer
s.031 End-dating of additional matters Regulated
  • Notify Companies House when a PSC statement becomes inaccurateAny Person
s.033 Information as to the state of the register Prosecution
  • Fail to confirm up-to-date PSC register informationDirector or Officer

Fine up to £1,000

s.035 Duty to deliver a confirmation statement Regulated
  • File confirmation statement for Scottish partnership within 14 days after review periodAny Person
s.040 Restriction on use or disclosure of URA information by an eligible Scottish partnership Regulated
  • Do not disclose URA information except in permitted circumstancesAny Person
s.057 Protection by an eligible Scottish partnership of secured information Regulated
  • Protect secured information about individuals with pending applicationsAny Person
70 other provisions — procedural and definitional
s.001 Citation and commencement
s.002 Interpretation
s.003 Key terms
s.004 Amendment of the Limited Partnerships Act 1907
s.005 Duty on Scottish qualifying partnerships to register
s.006 Registration information
s.007 Notification of changes to the registration information
s.008 Effect of a partnership ceasing to be a Scottish qualifying partnership
s.009 Offences in relation to registration
s.012 Failure by an eligible Scottish partnership to comply with information duties
s.013 Duty on others to supply information
s.014 Duty on others to update information
s.015 Enforcement of disclosure requirements
s.016 Power to make exemptions
s.017 Required particulars
s.018 Nature of control over an eligible Scottish partnership
s.021 Meaning of “confirmed”
s.022 Usual residential address
s.032 Offences in relation to this Part
s.034 Power of court to order an eligible Scottish partnership to remedy default or delay
s.036 Meaning of “confirmation period” and “confirmation date”
s.037 Review period
s.038 Failure to deliver a confirmation statement
s.039 Information as to usual residential address
s.041 Restriction on ... disclosure of URA information by the registrar
s.042 Permitted use or disclosure by the registrar
s.043 Disclosure under court order
s.044 Circumstances in which the registrar must omit secured information from material on the register available for public inspection
s.045 Circumstances in which the registrar must not ... disclose secured information
s.046 Fee payable for the disclosure by the registrar of secured information to a specified public authority
s.047 Fee payable for the disclosure by the registrar of secured information to a credit institution or a financial institution
s.048 Application by an individual requiring the registrar to refrain from ... disclosing that individual's secured information
s.049 Application by an eligible Scottish partnership requiring the registrar to refrain from ... disclosing an individual's secured information
s.050 Application by a prospective partner in a prospective eligible Scottish partnership requiring the registrar to refrain from ... disclosing an individual's secured information
s.051 Matters relating to an application made under regulation 48, 49 or 50
s.052 Withdrawal of an application made under regulation 48, 49 or 50
s.053 Appeal against an unsuccessful application made under regulation 48, 49 or 50
s.054 Unsuccessful determination made under regulation 48, 49 or 50
s.055 Duration of a determination under regulation 48, 49 or 50
s.056 Revocation of a determination under regulation 48(5), 49(5) or 50(5)
s.058 Application of Part 35 of the Companies Act 2006
s.058 Section 1080(2) of the Companies Act 2006 applies to eligible...
s.059 reg.59
s.059 Section 1082 of the Companies Act 2006 (allocation of unique...
s.060 reg.60
s.061 Section 1087 (material not available for public inspection) of the...
s.061 Section 1087ZA of the Companies Act 2006 (required particulars available...
s.062 reg.62
s.063 Section 1087B applies in relation to information delivered to the...
s.064 reg.64
s.065 Section 1089 (form of application for inspection or copy) of...
s.066 reg.66
s.067 reg.67
s.067 Section 1095A of the Companies Act 2006 (rectification of register...
s.068 reg.68
s.069 Sections 1112 (false statements: basic offence) and 1112A (false statements:...
s.070 Application of Part 36 of the Companies Act 2006
s.071 reg.71
s.072 reg.72
s.073 reg.73
s.074 reg.74
s.075 Application of Part 37 of the Companies Act 2006
s.076 reg.76
s.077 Interpretation of this Part
s.078 Consequential amendment to the Companies Act 2006
s.079 Consequential amendment to the Limited Liability Partnerships (Application of Companies Act 2006) Regulations 2009
s.080 Transitional provision in relation to regulations 78 and 79
s.081 Consequential amendment to the Limited Partnerships (Forms) Rules 2009
s.082 Protection for registrable persons applying for protection of secured information
s.083 Review
Schedules

Schedules

4 of 74 shown
s.sch002 Right to issue restrictions notice Regulated
  • Consider third-party rights before issuing restrictions noticeAny Person
s.sch002 Failure to comply with a regulation 10 or 11 notice: valid reason Regulated
  • Consider the addressee's incapacity when deciding if non-compliance is validAny Person
s.sch002 Withdrawal of a restrictions notice Regulated
  • Issue withdrawal notice within 14 days with required detailsAny Person
s.sch005 The relevant institution has delivered to the registrar a statement... Regulated
  • Ensure processors keep PSC data in the UKAny Person
70 other schedules
s.sch001 Introduction
s.sch001 Introduction
s.sch001 Joint interests and joint arrangements
s.sch001 The right to surplus assets of an eligible Scottish partnership on a winding up
s.sch001 Right held “indirectly”
s.sch001 Voting rights and the right to appoint or remove persons entitled to take part in management
s.sch001 Rights held by nominees
s.sch001 Rights treated as held by person who controls their exercise
s.sch001 Rights exercisable only in certain circumstances etc.
s.sch001 Rights attached to shares held by way of security
s.sch001 Meaning of “significant influence or control”
s.sch001 Ownership of right to surplus assets on a winding up
s.sch001 Ownership of voting rights
s.sch001 Ownership of right to appoint or remove the persons entitled to manage the eligible Scottish partnership
s.sch001 Significant influence or control
s.sch001 Trusts, partnerships etc.
s.sch001 Introduction
s.sch001 Holding an interest
s.sch001 Interests held through a legal entity
s.sch002 The power of an eligible Scottish partnership to withdraw restrictions notice
s.sch002 Content of a warning notice
s.sch002 Content of a restrictions notice
s.sch002 Offences for failing to comply with notices
s.sch002 Offences for failing to provide information
s.sch002 Relevant interests
s.sch002 Effect of restrictions notice
s.sch002 Protection of third party rights
s.sch002 Breach of restrictions
s.sch002 (1) A person guilty of an offence under paragraph 5...
s.sch002 Relaxation of restrictions
s.sch002 Orders for sale
s.sch002 (1) If a relevant interest is sold in pursuance of...
s.sch003 A statement that the person holds, directly or indirectly, the...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that the person holds, directly or indirectly, the...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 A statement that— (a) the person has the right to...
s.sch003 In this Schedule— (a) paragraph 12 of Schedule 1 has...
s.sch003 A statement that the person holds, directly or indirectly, the...
s.sch003 A statement that the person holds, directly or indirectly, more...
s.sch003 A statement that the person holds, directly or indirectly, more...
s.sch003 A statement that the person holds, directly or indirectly, 75%...
s.sch003 A statement that the person holds the right, directly or...
s.sch003 A statement that the person has the right to exercise,...
s.sch003 A statement that— (a) the person has the right to...
s.sch005 The specified public authority has delivered to the registrar a...
s.sch005 The relevant institution has delivered to the registrar a statement...
s.sch005 The relevant institution has delivered any information or evidence required...
s.sch005 The relevant institution has complied with any requirement by the...
s.sch005 In this Schedule— (a) “processor” means any person who provides...
s.sch005 Subject to paragraph 3, the specified public authority has delivered...
s.sch005 Paragraph 2 does not apply where the specified public authority...
s.sch005 The specified public authority has delivered any information or evidence...
s.sch005 The specified public authority has complied with any requirement by...
s.sch005 (1) The credit institution or financial institution, referred to in...
s.sch005 The relevant institution has delivered to the registrar a statement...
s.sch005 The relevant institution has delivered to the registrar a statement...
s.sch005 The relevant institution has delivered to the registrar a statement...

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