UK Statutory Instrument SI 2016/680 United Kingdom

The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
FCA
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 179 other Acts
Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (recast) (Text with EEA 77 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.004 Delayed public disclosure of inside information Regulated
  • Give FCA written explanation for delayed disclosure when requestedFinancial Services Firm
30 other provisions — procedural and definitional
s.001 Citation and commencement
s.001 Interpretation (opens in a new tab)
s.002 Interpretation
s.002 FCA dedicated staff members (opens in a new tab)
s.003 Designation of competent authority
s.003 Information regarding the receipt of reports of contraventions and their follow up (opens in a new tab)
s.004 Procedures applicable to reports of contraventions (opens in a new tab)
s.005 Reporting contraventions of the market abuse regulation
s.005 Dedicated communication channels (opens in a new tab)
s.006 Applications under the market abuse regulation
s.006 Record-keeping of reports received (opens in a new tab)
s.007 Notifications under the market abuse regulation
s.007 Protection of persons working under a contract of employment (opens in a new tab)
s.008 Amendments to Part 6 of the 2000 Act
s.008 Review of the procedures by FCA (opens in a new tab)
s.009 Amendments to Part 8 of the 2000 Act
s.010 Other amendments to the 2000 Act
s.011 Criminal Justice Act 1993
s.012 Terrorism Act 2000
s.013 Criminal Justice and Police Act 2001
s.014 Proceeds of Crime Act 2002
s.015 Financial Services Act 2012
s.016 Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
s.017 Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
s.018 Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
s.019 Investment Recommendation (Media) Regulations 2005
s.020 Money Laundering Regulations 2007
s.021 Recognised Auction Platform Regulations 2011
s.022 Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
s.023 Review

Connected legislation

The wider family of instruments made under the same parent Act.

TCGA 1992 SI 2017/1204

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.