UK Statutory Instrument
2016
United Kingdom
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
At a glance
Enforced by
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 31 other sections — procedural / definitional / commencement
Interpretation
Interpretation
FCA dedicated staff members
Designation of competent authority
Information regarding the receipt of reports of contraventions and their follow up
Delayed public disclosure of inside information
Procedures applicable to reports of contraventions
Reporting contraventions of the market abuse regulation
Dedicated communication channels
Applications under the market abuse regulation
Record-keeping of reports received
Notifications under the market abuse regulation
Protection of persons working under a contract of employment
Amendments to Part 6 of the 2000 Act
Review of the procedures by FCA
Amendments to Part 8 of the 2000 Act
Other amendments to the 2000 Act
Criminal Justice Act 1993
Terrorism Act 2000
Criminal Justice and Police Act 2001
Proceeds of Crime Act 2002
Financial Services Act 2012
Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
Financial Services and Markets Act 2000 (Prescribed Markets and Qualifying Investments) Order 2001
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Investment Recommendation (Media) Regulations 2005
Money Laundering Regulations 2007
Recognised Auction Platform Regulations 2011
Financial Services and Markets Act 2000 (Qualifying EU Provisions) Order 2013
Review
Official guidance
Authoritative sources published by regulators or government explaining this legislation.
- Appendix 1: Financial promotions and investment recommendations (opens in a new tab) from Ofcom Detailed Guidance
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
Financial Conduct Authority
Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …
Connected legislation
parent Act
These instruments amend, apply, or refer to this Act. They may not all create direct business obligations.
Made under
Financial Services and Markets Act 2000 2000 Primary Act
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Regulators
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