UK Statutory Instrument
2015
United Kingdom
The Financial Services (Banking Reform) Act 2013 (Transitional and Savings Provisions) Order 2015
At a glance
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Browse 25 other sections — procedural / definitional / commencement
Requirement to give notice in relation to an approved person
Conditions for continuation of an approval
Treatment of a continuing approval
Regulators’ power to impose requirements for an article 2 notice
Revision of an article 2 notice
Application of section 63ZA to a continuing approval
Application of section 62A to a statement provided under article 2(3)(c)
Steps taken under section 63
Period for consideration of an application to perform controlled functions
Relevant non-UK institutions
Solvency II firms
Conditions for continuation of an application to perform controlled functions
Continuation of an application to perform controlled functions
Regulators’ power to impose requirements for an article 11 notice
Revision of an article 11 notice
Application of section 62A to a statement provided under article 11(d)
Determination of a continuing application
Power for the regulators to specify equivalent functions
Prohibition orders
Power to impose penalties
Rules and requirements imposed by a regulator under this Order
Giving of notices, documents
Consultation
Enforcement of this Order
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
FCA
PrimaryFinancial Conduct Authority
Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …
Prudential Regulation Authority
Part of the Bank of England. Prudentially regulates and supervises around 1,292 banks, building societies, credit unions, insurers, and major investment firms. …
Connected legislation
parent Act
These instruments amend, apply, or refer to this Act. They may not all create direct business obligations.
Made under
Financial Services (Banking Reform) Act 2013 (strengthened depositor protection) 2013 Primary Act
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Regulators
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