UK Statutory Instrument SI 2014/3330 United Kingdom

The Banking Act 2009 (Mandatory Compensation Arrangements Following Bail-in) Regulations 2014

Enforced by
PRA
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Plus 3 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.009 Mandatory provisions: interim payments Regulated
Other duties (1) — Crown / regulator
  • Independent valuer must determine interim and balancing compensation paymentsStatutory regulator
s.010 Mandatory provisions: valuations provided by relevant persons Regulated
Other duties (1) — Crown / regulator
  • Regulator must ensure independent valuer considers relevant person's informationStatutory regulator
s.011 Optional provisions: valuation principles Regulated
Other duties (1) — Crown / regulator
  • Independent valuer must follow valuation assumptions set in compensation orderStatutory regulator
11 other provisions — procedural and definitional
s.001 Citation and commencement
s.002 Interpretation
s.003 Application
s.004 Resolution fund order to include third party compensation order
s.005 Mandatory provisions: appointment of independent valuer
s.006 Mandatory provisions: assessment of insolvency treatment
s.007 Mandatory provisions: choice of insolvency process
s.008 Mandatory provisions: valuation principles
s.008 Valuation methodology: technical standards
s.012 Application to building societies
s.013 Review

Connected legislation

The wider family of instruments made under the same parent Act.

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.