Notification requirements
- Notify Bank of England and FCA of pre-commencement rule changes without delay Any Person
UK Statutory Instrument
2013
United Kingdom
The Financial Services Act 2012 (Transitional Provisions) (Miscellaneous Provisions) Order 2013
At a glance
Who this Act binds
Business-side actors with duties under this Act, ranked by how often they appear.
- Any Person 2
Other Acts binding the same actors
For each actor bound by this Act, the other UK Acts that bind them most often. Useful for understanding the full compliance landscape facing each role.
Any Person also bound by 2338 other Acts (top 5 shown)
- Human Medicines Regulations 2012 2012 169 duties
- Merchant Shipping Act 1995 1995 144 duties
- Insolvency (England and Wales) Rules 2016 2016 101 duties
- Road Traffic Act 1988 1988 95 duties
- Air Navigation Order 2016 2016 95 duties
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Duty to report on completion of default proceedings
- Report completed default proceedings to the Bank of England Any Person
Browse 68 other sections — procedural / definitional / commencement
Citation, commencement and interpretation
The governing body of
The annual report of the FCA
The annual report of the PRA
The Practitioner Panel
The Consumer Panel
Definition of “consumers”
Scheme reports
Sanction of the court for business transfer schemes: certificates
Order sanctioning business transfer scheme
Appointment of actuary in relation to reduction of benefits
Proceedings before the Tribunal: appeals and references made before 1st April
Proceedings before the Tribunal: appeals and references made on or after 1st April
Decisions referred to the Tribunal
Power to require information
Power to require information: financial stability
Safeguards
Reports by skilled persons
Appointment of persons to carry out investigations
Support for overseas regulators
Entry of premises under warrant
Legal professional privilege
Application of articles 24 to 27
Obligation to notify: acquisition of control
Assessment
Approval
Requests for further information
Restriction notices
Obligations to notify disposition of control
Offences
The Financial Services Compensation Scheme
Exemption for recognised investment exchanges
Application by a clearing house
Recognition orders for recognised clearing houses
Power to give directions
Revoking recognition
Directions and revocation: procedure
Complaints about recognised bodies
Power to disallow excessive regulatory provision
Duty to notify proposal to make regulatory provision
Consideration whether to allow proposed provision
Supervision of certain contracts
Former underwriting members
Powers of FCA and PRA to participate in proceedings: trust deeds for creditors in Scotland
Administrator’s duty to report to FCA and PRA
Powers of FCA and PRA to participate in proceedings: administration
Administrator appointed by company or directors
Powers of FCA and PRA to participate in proceedings (receivership)
Receiver’s duty to report to FCA and PRA
Powers of FCA and PRA to participate in proceedings (voluntary winding up)
Insurers effecting or carrying out long-term contracts of insurance
Insurers: service of petition etc
Reclaim funds: service of petition etc
Liquidator’s duty to report to FCA and PRA
Powers of FCA and PRA to participate in proceedings: liquidation
Insolvency practitioner’s duty to report to FCA and PRA
Powers of FCA and PRA to participate in proceedings: insolvency
Right of PRA to apply for an order
Continuation of contracts of long-term insurance where insurer in liquidation
Complaints made before the commencement date
The investigator
Complaints made on or after the commencement date about a function of the Authority
Request for assistance by overseas regulatory authority
Change in default rules
Powers to give directions
Application to determine whether default proceedings to be taken
Solvency II
Rules made by the Bank of England before the commencement date
Enforcement and responsible bodies
The regulators that administer or enforce this legislation.
FCA
PrimaryFinancial Conduct Authority
Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …
Prudential Regulation Authority
Part of the Bank of England. Prudentially regulates and supervises around 1,292 banks, building societies, credit unions, insurers, and major investment firms. …
Connected legislation
parent Act
These instruments amend, apply, or refer to this Act. They may not all create direct business obligations.
Made under
Financial Services Act 2012 2012 Primary Act
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Regulators
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