Characteristics and conditions applicable to certain stakeholder products
- Ensure stakeholder investment schemes meet balance, diversification and pricing rules
UK Statutory Instrument
2004
United Kingdom
The Financial Services and Markets Act 2000 (Stakeholder Products) Regulations 2004
At a glance
What's here
3 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Additional conditions applicable to smoothed linked long-term contracts
- Inform investors, manage smoothing fund, and restrict payments
Permitted reductions in investor’s rights and investment property
- Adhere to limits on reducing investor rights and property in stakeholder products
Browse 6 other sections — procedural / definitional / commencement
Citation and commencement
Interpretation
Meaning of stakeholder product
Certain deposit accounts
Units in certain collective investment schemes
Rights under certain linked long-term contracts
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