UK Statutory Instrument SI 2001 United Kingdom

Financial Services and Markets Act 2000 (Approved Persons) Regulations 2001

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
FCA, PRA
Status
Amended (in force with amendments)

What it defines

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

87 other provisions — procedural and definitional
s.001 The Bank of England. (opens in a new tab)
s.002 . . . . . . . . . .... (opens in a new tab)
s.003 . . . . . . . . . .... (opens in a new tab)
s.004 . . . . . . . . . .... (opens in a new tab)
s.005 . . . . . . . . . .... (opens in a new tab)
s.006 . . . . . . . . . .... (opens in a new tab)
s.007 The European Investment Bank. (opens in a new tab)
s.008 The International Bank for Reconstruction and Development. (opens in a new tab)
s.009 The International Finance Corporation. (opens in a new tab)
s.010 The International Monetary Fund. (opens in a new tab)
s.011 The African Development Bank. (opens in a new tab)
s.012 The Asian Development Bank. (opens in a new tab)
s.013 The Caribbean Development Bank. (opens in a new tab)
s.014 The Inter-American Development Bank. (opens in a new tab)
s.015 The European Bank for Reconstruction and Development. (opens in a new tab)
s.015 Bank for International Settlements.
s.015 Bank of England Asset Purchase Facility Fund Limited
s.015 Covid Corporate Financing Facility Limited.
s.015 UK Infrastructure Bank Limited.
s.015 National Wealth Fund Limited.
s.015 BBB Investment Holdings Limited, company number 11270966.
s.015 BBB Mandates Limited, company number 16284145.
s.015 BGP General Partner I LLP, company number SO308152.
s.015 British Business Aspire HoldCo Ltd, company number 09263859.
s.015 British Business Bank plc, company number 08616013.
s.015 British Business Finance Ltd, company number 09091928.
s.015 British Business Financial Services Ltd, company number 09174621.
s.015 British Business Investments Limited, company number 09091930.
s.015 British Patient Capital Limited, company number 11271076.
s.015 Nations and Regions Investments Limited, company number 14777628.
s.015 National Housing Bank Limited, company number 16862072.
s.016 A municipal bank, that is to say a company which... (opens in a new tab)
s.017 (1) Keesler Federal Credit Union, in so far as... (opens in a new tab)
s.018 A body of persons certified as a school bank by... (opens in a new tab)
s.019 . . . . . . . . . .... (opens in a new tab)
s.020 (1) Any body which by virtue of any enactment... (opens in a new tab)
s.021 The Council of Europe Development Bank. (opens in a new tab)
s.022 A charity, in so far as it accepts deposits— (opens in a new tab)
s.023 The National Children’s Charities Fund in so far as— (opens in a new tab)
s.024 An industrial and provident society, in so far as it... (opens in a new tab)
s.024 . . . . . . . . . ....
s.025 . . . . . . . . . .... (opens in a new tab)
s.026 The National Debt Commissioners. (opens in a new tab)
s.027 Partnerships UK. (opens in a new tab)
s.028 The International Development Association. (opens in a new tab)
s.029 The English Tourist Board. (opens in a new tab)
s.031 VisitScotland. (opens in a new tab)
s.032 The Northern Ireland Tourist Board. (opens in a new tab)
s.033 Scottish Enterprise. (opens in a new tab)
s.033 Invest Northern Ireland.
s.034 The Multilateral Investment Guarantee Agency. (opens in a new tab)
s.034 The Board of the Pension Protection Fund.
s.034 Capital for Enterprise Limited, in so far as in carrying...
s.034 BIS (Postal Services Act 2011) Company Limited.
s.035 A person acting as an official receiver within the meaning... (opens in a new tab)
s.036 . . . . . . . . . .... (opens in a new tab)
s.037 . . . . . . . . . .... (opens in a new tab)
s.038 A person acting as a judicial factor. (opens in a new tab)
s.039 . . . . . . . . . .... (opens in a new tab)
s.040 (1) Any body corporate which has as its principal... (opens in a new tab)
s.041 (1) Each of the persons to whom this paragraph... (opens in a new tab)
s.042 (1) Transco plc is exempt from the general prohibition... (opens in a new tab)
s.043 (1) A trade union or employers’ association is exempt... (opens in a new tab)
s.044 (A1) A charity is exempt from the general prohibition... (opens in a new tab)
s.045 A person acting in his capacity as manager or operator... (opens in a new tab)
s.046 Any person who ceased to be an underwriting member (within... (opens in a new tab)
s.047 . . . . . . . . . .... (opens in a new tab)
s.048 (1) A relevant housing body is exempt from the general... (opens in a new tab)
s.049 (1) NGC is exempt from the general prohibition in respect... (opens in a new tab)
s.050 (1) A freight forwarder or storage firm is exempt from... (opens in a new tab)
s.051 (1) A person acting as a policyholder advocate is exempt... (opens in a new tab)
s.052 (1) A person acting as— (a) . . . .... (opens in a new tab)
s.053 (1) An employer who provides or makes available to their... (opens in a new tab)
s.054 (1) A person who takes steps to ascertain the identity... (opens in a new tab)
s.054 (1) A person who serves, or takes steps to serve,...
s.055 (1) A person within the description in sub-paragraph (3) (“P”)... (opens in a new tab)
s.056 (1) A person within the description in sub-paragraph (3) (“P”)... (opens in a new tab)
s.057 (1) The Student Loans Company Limited is exempt from the... (opens in a new tab)
s.058 Norges Bank is exempt from the general prohibition in respect... (opens in a new tab)
s.art001 Citation and commencement
s.art002 Interpretation
s.art003 Persons exempt in respect of any regulated activity other than insurance business
s.art003 Persons exempt in respect of any regulated activity
s.art004 Persons exempt in respect of accepting deposits
s.art005 Persons exempt in respect of particular regulated activities
s.art005 Persons exempt in respect of administering a benchmark
s.art006 Transitional exemption for credit unions

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.