| Guvnor

Enforced by: CAA
Status: Amended (in force with amendments)
Penalty ceiling: Imprisonment 1 of 30 obligations carry up to 2 years imprisonment. 29 have no criminal penalty — flagged in the list below.

Does it bind you?

Business-side roles with duties under this instrument.

Any Person6 Operator2 Director or Officer1

Plus 21 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts

Human Medicines Regulations 2012 184 duties

Merchant Shipping Act 1995 144 duties

Insolvency (England and Wales) Rules 2016 104 duties

Communications Act 2003 92 duties

Road Traffic Act 1988 92 duties

Operator — also bound by 746 other Acts

Regulation (EU) No 965/2012 (Air Operations) 203 duties

Commission Implementing Regulation (EU) 2018/2066 of 19 December 2018 on the monitoring and reporting of greenhouse gas emissions pursuant to Directive 2003/87/EC of the European Parliament and of the Council and amending Commission Regulation (EU) No 601/2012 (Text with EEA relevance) 121 duties

Commission Regulation (EU) No 601/2012 of 21 June 2012 on the monitoring and reporting of greenhouse gas emissions pursuant to Directive 2003/87/EC of the European Parliament and of the Council (Text with EEA relevance) (repealed) 112 duties

Space Industry Regulations 2021 76 duties

Regulation (EU) 2016/429 of the European Parliament and of the Council of 9 March 2016 on transmissible animal diseases and amending and repealing certain acts in the area of animal health (‘Animal Health Law’) (Text with EEA relevance) 66 duties

Director or Officer — also bound by 429 other Acts

Insolvency (England and Wales) Rules 2016 162 duties

Companies Act 2006 126 duties

Insolvency Act 1986 77 duties

The Large and Medium-sized Companies and Groups (Accounts and Reports) Regulations 2008 68 duties

Building Societies Act 1986 32 duties

What it requires

Sections creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

Part 1

Airports

18 of 77 sections shown

s.002 Secretary of State's general duty Regulated

Other duties (1) — Crown / regulator

Secretary of State must promote airport user interests and competitionCrown / Minister / Government department

s.003 Prohibition Regulated

You must not charge for services at dominant airport areas without a licenseOperator

s.008 Publication of market power determinations Regulated

Other duties (1) — Crown / regulator

CAA must publish and notify airport operators of market power decisionsStatutory regulator

s.011 Publication of operator determinations Regulated

Other duties (1) — Crown / regulator

CAA must publish and notify you of airport operator determinationsStatutory regulator

s.014 Application for licence Regulated

Apply for an airport operator licenceOperator

s.015 Granting licence Regulated

Other duties (1) — Crown / regulator

CAA must consult and publish notices before granting an airport licenceStatutory regulator

s.027 Determination of appeal Regulated

Other duties (1) — Crown / regulator

CMA must determine aviation license appeals and may issue directionsTribunal / Court

s.029 Determination of appeal: publication etc Regulated

Other duties (1) — Crown / regulator

CMA must publish and distribute appeal decisionsStatutory regulator

s.036 Urgent enforcement order: confirmation Regulated

Other duties (1) — Crown / regulator

CAA must confirm or revoke urgent enforcement ordersStatutory regulator

s.038 Civil proceedings Regulated

Comply with CAA enforcement ordersAny Person

s.041 Procedure before imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must follow specific procedures before issuing a penaltyStatutory regulator

s.042 Procedure after imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must notify and publish details after imposing a penaltyStatutory regulator

s.053 Procedure before imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must follow specific procedures before issuing a penaltyStatutory regulator

s.054 Procedure after imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must notify and publish details after imposing a penaltyStatutory regulator

s.057 Recovering penalties Regulated

Other duties (1) — Crown / regulator

CAA may recover unpaid penalties and interest as a debtStatutory regulator

s.058 Statement of policy on penalties Regulated

Other duties (1) — Crown / regulator

CAA must publish and follow a policy on financial penaltiesStatutory regulator

s.064 Review etc of airport operation services Regulated

Other duties (1) — Crown / regulator

CAA must monitor airport services and provide advice to the GovernmentStatutory regulator

s.074 Publication and production of documents Regulated

Publish and produce documents as required by the ActAny Person

59 other sections in this Part — procedural and definitional

s.001 CAA 's general duty

s.004 Prohibition: exemption

s.005 Dominant areas and dominant airports

s.006 Market power test

s.007 Market power determinations

s.009 Operators of areas

s.010 Operator determinations

s.012 Advance determinations

s.013 Appeals against determinations

s.016 Refusing to grant licence

s.017 Content and effect of licence

s.018 Licence conditions

s.019 Price control conditions

s.020 Conditions relating to CAA charges

s.021 Content and effect of licence conditions

s.022 Modifying licence conditions and licence area

s.023 Restriction on power to modify

s.024 Appeal to Competition and Markets Authority : conditions of new licences

s.025 Appeal to Competition and Markets Authority : modification of licence conditions

s.026 When appeals may be allowed

s.028 Determination of appeal: time limits

s.030 Procedure on appeals

s.031 Contravention notice

s.032 Restrictions on giving contravention notices

s.033 Enforcement order

s.034 Enforcement order: modification and revocation

s.035 Urgent enforcement order

s.037 Urgent enforcement order: modification and revocation

s.039 Penalty for contravention of licence condition

s.040 Penalty for contravention of order

s.043 Amount of penalty

s.044 Amount of penalty: fixed amount

s.045 Amount of penalty: daily amounts

s.046 Use of powers under Competition Act 1998

s.047 Appeals against orders and penalties

s.048 Revocation of licence

s.049 Appeals against revocation of licence

s.050 Power to obtain information

s.051 Enforcement of information notice

s.052 Penalty for providing false information, destroying documents etc

s.055 Appeals against penalties

s.056 Imposing penalties

s.059 Disclosing information

s.060 Functions under Part 4 of Enterprise Act 2002

s.061 Enterprise Act 2002: supplementary

s.062 Functions under Competition Act 1998

s.063 Competition Act 1998: supplementary

s.065 Power to modify CAA's competition powers

s.066 Airports

s.067 Airports: supplementary

s.068 Airport operation services

s.069 Air transport services

s.070 Joint operators of areas

s.071 Connected persons

s.072 Minor definitions and index

s.073 Regulations

s.075 Sending documents

s.076 Minor, consequential and transitional provision

s.077 Crown application

Part 2

Other aviation matters

10 of 30 sections shown

s.083 Information for benefit of users of air transport services Regulated

Other duties (1) — Crown / regulator

CAA must publish information and advice to help air transport usersStatutory regulator

s.084 Environmental information Regulated

Other duties (1) — Crown / regulator

CAA must publish environmental information and advice on civil aviationStatutory regulator

s.088 Procedure before imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must provide notice and consult before imposing a penaltyStatutory regulator

s.089 Procedure after imposing penalty Regulated

Other duties (1) — Crown / regulator

CAA must provide formal notice after imposing a penaltyStatutory regulator

s.091 Recovering penalties Regulated

Other duties (1) — Crown / regulator

CAA may recover unpaid penalties and interest as a debtStatutory regulator

s.092 Statement of policy Regulated

Other duties (1) — Crown / regulator

CAA must publish and follow a policy on information and penaltiesStatutory regulator

s.100 CAA charges

amended 1 time (opens in a new tab)

s.102 CAA efficiency

amended 1 time (opens in a new tab)

s.103 Civil sanctions

amended 1 time (opens in a new tab)

s.104 Regulatory burdens

amended 1 time (opens in a new tab)

20 other sections in this Part — procedural and definitional

s.078 Aviation security directions etc

s.079 Approved providers of aviation security services

s.080 Advice and assistance in connection with aviation security

s.081 Power to modify functions of CAA etc relating to aviation security

s.082 Transfer schemes

s.085 Power to obtain information

s.086 Enforcement of information notice

s.087 Penalty for providing false information, destroying documents etc

s.090 Appeals

s.093 Minor definitions

s.094 Regulation of provision of flight accommodation

s.095 CAA membership

s.096 Non-executive members of CAA

s.097 Executive members of CAA

s.098 CAA's air navigation functions

s.099 Transitional and saving provision

s.101 Criminal proceedings

s.105 Disclosure of medical information

s.106 Dangerous flying

s.107 Offences under Civil Aviation Act 1982

Part 3

Final provisions

0 of 6 sections shown

6 other sections in this Part — procedural and definitional

s.108 Power to make consequential and transitional provision

s.109 Financial provision

s.110 Commencement

s.111 Extent

s.112 Channel Islands, Isle of Man and British overseas territories

s.113 Short title

Schedules

6 of 160 shown

s.sch001 Appeals against determinations Regulated

Adhere to deadlines for appealing airport market power determinationsAny Person

s.sch003 Appeals against orders and penalties Regulated

Appeal against CAA enforcement orders or penaltiesAny Person

s.sch004 Appeals against revocation of licence Regulated

Appeal a decision to revoke your aviation licenceAny Person

s.sch005 Appeals against penalties: information Regulated

Appeal a CAA information penalty to the Competition Appeal TribunalAny Person

s.sch006 Restrictions on disclosing information Imprisonment

Unlawfully disclosing restricted business informationDirector or Officer

s.sch013 Appeals against penalties Regulated

Other duties (1) — Crown / regulator

Tribunal must determine appeals against CAA penaltiesTribunal / Court

154 other schedules

s.sch001 (1) The following may appeal to the Competition Appeal Tribunal...

s.sch001 (1) An appeal under paragraph 1 against a determination must...

s.sch001 (1) The Competition Appeal Tribunal may allow an appeal under...

s.sch001 (1) This paragraph applies where— (a) the CAA publishes a...

s.sch001 (1) When deciding an appeal under paragraph 1 (including giving...

s.sch001 (1) An appeal lies to the appropriate court on a...

s.sch002 Appeals under sections 24 and 25

s.sch002 (1) An application for permission to appeal under section 24...

s.sch002 (1) This paragraph applies if— (a) an application is made...

s.sch002 (1) The functions of the Competition and Markets Authority in...

s.sch002 (1) Where an application for permission to appeal against a...

s.sch002 (1) This paragraph applies if— (a) an application is made...

s.sch002 (1) The functions of the Competition and Markets Authority in...

s.sch002 (1) An authorised member of the Competition and Markets Authority...

s.sch002 (1) This paragraph applies where the CAA wishes to make...

s.sch002 Schedule 2 para.17

s.sch002 (1) The Chairman may select a member of the Competition...

s.sch002 (1) This paragraph applies where an application for permission to...

s.sch002 (1) The decision of the Competition and Markets Authority on...

s.sch002 (1) The Competition and Markets Authority may disregard matters raised...

s.sch002 (1) This paragraph applies where the Competition and Markets Authority...

s.sch002 (1) This paragraph applies to— (a) an authorised member of...

s.sch002 (1) The Competition and Markets Authority may by notice require...

s.sch002 (1) For the purposes of this Schedule the following persons...

s.sch002 (1) The Competition and Markets Authority may by notice require...

s.sch002 Where permission to appeal is granted under paragraph 2, the...

s.sch002 (1) This paragraph applies where a person (“P”)—

s.sch002 (1) A person who intentionally alters, suppresses or destroys a...

s.sch002 (1) This paragraph applies where the CAA wishes to make...

s.sch002 (1) An application under paragraph 1 for permission to appeal...

s.sch002 (1) The CMA Board may make rules regulating the conduct...

s.sch002 (1) Where an application under this Schedule or an appeal...

s.sch002 The Secretary of State may by regulations modify any period...

s.sch002 Where the CAA or the Competition and Markets Authority or...

s.sch002 (1) In this Schedule— “appeal” means an appeal under section...

s.sch002 (1) Where an application is made under paragraph 1 for...

s.sch002 (1) The decision of the Competition and Markets Authority on...

s.sch002 (1) Sub-paragraph (2) applies where— (a) the CAA decides to...

s.sch002 (1) Sub-paragraph (2) applies where— (a) the CAA decides under...

s.sch002 (1) Where an application is made for permission to appeal...

s.sch003 (1) A person may appeal to the Competition Appeal Tribunal...

s.sch003 (1) The Competition Appeal Tribunal may allow an appeal under...

s.sch003 (1) An appeal lies to the appropriate court on a...

s.sch004 (1) A person may appeal to the Competition Appeal Tribunal...

s.sch004 (1) An appeal under paragraph 1 must be made by...

s.sch004 (1) The Competition Appeal Tribunal may allow an appeal under...

s.sch004 (1) An appeal lies to the appropriate court on a...

s.sch005 (1) A person may appeal to the Competition Appeal Tribunal...

s.sch005 (1) The Competition Appeal Tribunal may allow an appeal under...

s.sch005 (1) An appeal lies to the appropriate court on a...

s.sch006 (1) This paragraph applies to information if—

s.sch006 Paragraph 1(2) does not apply to a disclosure made with...

s.sch006 Paragraph 1(2) does not apply to information that has been...

s.sch006 (1) Paragraph 1(2) does not apply where information is disclosed—...

s.sch006 Paragraph 1(2) does not apply where information is disclosed—

s.sch006 The Secretary of State may by regulations amend paragraph 4...

s.sch006 A person who discloses information in contravention of paragraph 1(2)...

s.sch006 (1) Sub-paragraph (2) applies if an offence under this Schedule...

s.sch007 Index of defined expressions

s.sch007 This Table lists expressions defined in Part 1 of this...

s.sch008 Status of airport operators as statutory undertakers etc

s.sch008 The Airports Act 1986 is amended as follows.

s.sch008 The amendments in paragraphs 7 to 9 are without prejudice...

s.sch008 (1) The Secretary of State may by regulations make provision...

s.sch008 For section 57 (scope of Part 5: status of certain...

s.sch008 (1) Section 79 (orders and regulations) is amended as follows....

s.sch008 In Schedule 4 to the Local Transport Act 2008, omit...

s.sch008 (1) The Secretary of State may by regulations make provision...

s.sch008 The Airports (Northern Ireland) Order 1994 is amended as follows....

s.sch008 In Article 2(2) (interpretation), for the definition of “regulated airport”...

s.sch008 In Part 2 (powers in relation to land exercisable in...

s.sch008 (1) Article 70 (regulations and orders) is amended as follows....

s.sch009 Regulation of operators of dominant airports: consequential provision

s.sch009 Omit section 93B (false or misleading information provided to Competition...

s.sch009 In section 235(3) of the Greater London Authority Act 1999...

s.sch009 In section 105(6) of the Utilities Act 2000 (exceptions from...

s.sch009 In paragraph 3(3) of Schedule 9 to the Transport Act...

s.sch009 The Enterprise Act 2002 is amended as follows.

s.sch009 (1) Section 168 (regulated markets) is amended as follows.

s.sch009 In Schedule 15 (enactments conferring functions for the purposes of...

s.sch009 (1) Schedule 1 to the Civil Contingencies Act 2004 (category...

s.sch009 The following repeals and revocations are consequential on section 76(1)...

s.sch009 The Airports Act 1986 is amended as follows.

s.sch009 (1) Section 74 (restriction on disclosure of information) is amended...

s.sch009 (1) Section 82 (general interpretation) is amended as follows.

s.sch009 In section 174(3) of the Water Act 1989 (exceptions from...

s.sch009 In Part 2 of Schedule 15 to the Water Industry...

s.sch009 In Part 2 of Schedule 24 to the Water Resources...

s.sch009 In section 145(3) of the Railways Act 1993 (exceptions from...

s.sch009 In paragraph 19A of Schedule 7 to the Competition Act...

s.sch010 Regulation of operators of dominant airports: transitional provision

s.sch010 In this Part of this Schedule— “the 1986 Act” means...

s.sch010 (1) This paragraph applies where, immediately before the commencement day,...

s.sch010 Paragraphs 9 and 10 do not apply where the airport...

s.sch010 Nothing in this Act affects any rights or liabilities accruing...

s.sch010 In paragraphs 9 to 11, “airport” has the same meaning...

s.sch010 In paragraphs 15 to 17 “the commencement day” means the...

s.sch010 (1) This paragraph applies where, in relation to an airport,...

s.sch010 (1) This paragraph applies where, immediately before the commencement day,...

s.sch010 Nothing in this Act affects any rights or liabilities accruing...

s.sch010 In paragraphs 15 to 17, “airport” has the same meaning...

s.sch010 (1) This paragraph applies where, immediately before the commencement day,...

s.sch010 (1) In section 7(5) (disapplication of CAA's duty to make...

s.sch010 (1) During the interim period, an order may not be...

s.sch010 (1) This paragraph applies where an airport as defined in...

s.sch010 The power under section 108 may not be used—

s.sch010 In paragraphs 9 to 12 “the commencement day” means the...

s.sch010 (1) This paragraph applies where, in relation to an airport,...

s.sch011 Aviation security directions etc: minor and consequential amendments

s.sch011 Part 1 of the Civil Aviation Act 1982 (administration) is...

s.sch011 In section 12(3) (power to impose restrictions in relation to...

s.sch011 In section 15(2) (matters which may be included in directions...

s.sch011 (1) After section 17 insert— Copies of directions etc for...

s.sch011 (1) Section 18A (enforcement notices) is amended as follows.

s.sch011 (1) Section 18D (objections to enforcement notices) is amended as...

s.sch011 (1) Section 20B (detention directions) is amended as follows.

s.sch011 In section 21 (application of provisions to air navigation installations),...

s.sch011 (1) Section 21G (duty to report certain occurrences) is amended...

s.sch011 The offences under section 11 of the Aviation Security Act...

s.sch011 In section 11 (charges by CAA) at the end insert—...

s.sch011 In section 20 (supplementary provisions with respect to functions of...

s.sch011 Part 2 of the Aviation Security Act 1982 (protection of...

s.sch011 For the heading before section 11 substitute “ Information ”....

s.sch011 (1) Section 11 (power to require information) is amended as...

s.sch011 Before section 11A insert— “ Designation of security restricted areas...

s.sch011 (1) Section 11A (designation of security restricted area) is amended...

s.sch011 Before section 12 insert— “ Directions ”.

s.sch012 Aviation security: further provision about transfer schemes

s.sch012 (1) The property, rights and liabilities that may be transferred...

s.sch012 (1) This paragraph has effect where rights, powers, duties and...

s.sch012 (1) This paragraph has effect where— (a) a transfer scheme...

s.sch012 (1) If a transfer scheme contains provision for the transfer...

s.sch012 (1) This Schedule applies with the following modifications in relation...

s.sch012 A certificate issued by the Secretary of State that any...

s.sch012 A transfer under a transfer scheme does not affect the...

s.sch012 (1) A transfer scheme may provide for things done by...

s.sch013 (1) A person may appeal to the Competition Appeal Tribunal...

s.sch013 (1) The Competition Appeal Tribunal may allow an appeal under...

s.sch013 (1) An appeal lies to the appropriate court on a...

s.sch014 CAA membership: transitional and saving provision

s.sch014 In this Schedule “the commencement day” means the day after...

s.sch014 (1) This paragraph applies where a person—

s.sch014 If the notice given to a person under paragraph 2(1)(b)...

s.sch014 (1) This paragraph applies where a person—

s.sch014 The person who is the chairman of the CAA immediately...

s.sch014 (1) This paragraph applies where, before the commencement day, the...

s.sch014 (1) This paragraph applies where— (a) a nomination of a...

Help complying

Guvnor’s practical routes through this instrument.

1 more guide that reference this instrument

Aviation cargo security compliance

Connected legislation

Instruments made under this Act. They carry the detail the Act delegates.

The Civil Aviation (Access to Air Travel for Disabled Persons and Persons with Reduced Mobility) Regulations 2014 SI 2014/2833

The Civil Aviation Act 2012 (Commencement No. 1, Transitional, Transitory and Saving Provisions) Order 2013 SI 2013/589

The Civil Aviation Act 2012 (Commencement No. 2) Order 2014 SI 2014/262

The Civil Aviation Act 2012 (Regulation of Operators of Dominant Airports) (Consequential Amendments) Regulations 2013 SI 2013/610

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.