Retained EU Law SI 2014 United Kingdom

Markets in Financial Instruments Directive II (MiFID II)

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
FCA
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Distributor1 Trader1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Distributor — also bound by 182 other Acts
Trader — also bound by 825 other Acts
Companies Act 2006 243 duties
Companies Act 1985 85 duties

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Responsibilities of suppliers and timetable Regulated
  • Comply with energy labelling requirements for domestic ovens and range hoodsDistributor
s.art004 Responsibilities of dealers Regulated
  • Display energy labels and include energy class in ads and marketing for ovens and range hoodsTrader
31 other provisions — procedural and definitional
uri:annex/i/division/2 uri:annex/i/division/2
uri:annex/iii/division/1/division/1.1/division/1.1.2 uri:annex/iii/division/1/division/1.1/division/1.1.2
uri:annex/iii/division/1/division/1.2/division/1.2.2 uri:annex/iii/division/1/division/1.2/division/1.2.2
uri:annex/iii/division/2/division/2.2 uri:annex/iii/division/2/division/2.2
uri:annex/iii/division/2/division/2.3 uri:annex/iii/division/2/division/2.3
uri:annex/iv/division/a/division/1 uri:annex/iv/division/a/division/1
uri:annex/iv/division/a/division/4 uri:annex/iv/division/a/division/4
uri:annex/iv/division/b/division/3 uri:annex/iv/division/b/division/3
uri:annex/vi/division/a/division/2 uri:annex/vi/division/a/division/2
uri:annex/vi/division/b/division/1 uri:annex/vi/division/b/division/1
uri:annex/vi/division/b/division/2 uri:annex/vi/division/b/division/2
uri:annex/vii/division/2 uri:annex/vii/division/2
uri:annex/vii/division/3 uri:annex/vii/division/3
uri:annex/vii/division/4 uri:annex/vii/division/4
uri:annex/vii/division/5 uri:annex/vii/division/5
uri:annex/viii uri:annex/viii
s.annex ii para.1 For the purposes of compliance and verification of compliance with...
s.annex viii para.1 The verification tolerances set out in this Annex relate only...
s.annex viii para.2 When verifying the compliance of a product model with the...
s.annex viii para.3 The Great Britain authorities shall verify one single unit of...
s.annex viii para.4 The Great Britain authorities shall use the measurement and calculation...
s.annex viii para.5 The Great Britain authorities shall only apply the verification tolerances...
s.annex viii para.6 Table 6 Verification tolerances Parameters Verification tolerances Mass of the...
s.art001 Subject matter and scope
s.art002 Definitions
s.art005 Measurement and calculation methods
s.art006 Verification procedure for market surveillance purposes
s.art007 Review
s.art008 Repeal
s.art009 Transitional provisions
s.art010 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.