Retained EU Law 2014 United Kingdom

Markets in Financial Instruments Directive II (MiFID II)

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At a glance

Enforced by

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Browse 17 other sections — procedural / definitional / commencement

s.annex/ii/paragraph/1

For the purposes of compliance and verification of compliance with...

s.annex/viii/paragraph/1

The verification tolerances set out in this Annex relate only...

s.annex/viii/paragraph/2

When verifying the compliance of a product model with the...

s.annex/viii/paragraph/3

The Great Britain authorities shall verify one single unit of...

s.annex/viii/paragraph/4

The Great Britain authorities shall use the measurement and calculation...

s.annex/viii/paragraph/5

The Great Britain authorities shall only apply the verification tolerances...

s.annex/viii/paragraph/6

Table 6 Verification tolerances Parameters Verification tolerances Mass of the...

s.art001

Subject matter and scope

s.art002

Definitions

s.art003

Responsibilities of suppliers and timetable

s.art004

Responsibilities of dealers

s.art005

Measurement and calculation methods

s.art006

Verification procedure for market surveillance purposes

s.art007

Review

s.art008

Repeal

s.art009

Transitional provisions

s.art010

Entry into force and application

Read the full Act on legislation.gov.uk

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

FCA

Financial Conduct Authority

Regulation of financial services firms and markets. Supervises banks, insurers, investment firms, payment services, and cryptoasset businesses. Issues authorisations and enforces conduct …