Retained EU Law SI 2013/402 United Kingdom

Commission Implementing Regulation (EU) No 402/2013 of 30 April 2013 on the common safety method for risk evaluation and assessment and repealing Regulation (EC) No 352/2009 (Text with EEA relevance)

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Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person6 Operator1 Contractor1

Plus 2 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts
Operator — also bound by 746 other Acts
Contractor — also bound by 173 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

uri:annex/i/division/1/division/1.1/division/1.1.2 uri:annex/i/division/1/division/1.1/division/1.1.2 Regulated
  • Ensure risk management process includes quality assurance, competent staff and independent assessmentAny Person
uri:annex/i/division/2/division/2.1/division/2.1.4 uri:annex/i/division/2/division/2.1/division/2.1.4 Regulated
Other duties (1) — Crown / regulator
  • Assessment body must not impose risk acceptance principle on proposerStatutory regulator
uri:annex/i/division/3 uri:annex/i/division/3 Regulated
  • Demonstrate safety requirements compliance before safety acceptance and reassess if shortcomings foundAny Person
uri:annex/i/division/5 uri:annex/i/division/5 Regulated
  • Document risk management process and retain evidenceAny Person
uri:annex/ii/division/2 uri:annex/ii/division/2 Regulated
  • Obtain accreditation or recognition for railway safety competence areasAny Person
uri:annex/iii uri:annex/iii Regulated
  • Include all required content in the safety assessment reportContractor
s.art006 Independent assessment Regulated
  • Appoint independent assessment body for rail risk managementAny Person
s.art008 Acceptance of accreditation/recognition Regulated
Other duties (1) — Crown / regulator
  • National safety authority must accept cross-border accreditation as proof of assessment body abilityStatutory regulator
s.art010 Validity of recognition Regulated
  • Display recognition statement on safety certificate and request recognition renewal with certificate updateOperator
s.art015 Safety assessment reports Regulated
  • Review safety assessment report and justify any disagreementAny Person
22 other provisions — procedural and definitional
uri:annex/i/division/1/division/1.1/division/1.1.7 uri:annex/i/division/1/division/1.1/division/1.1.7
uri:annex/i/division/2/division/2.5/division/2.5.6 uri:annex/i/division/2/division/2.5/division/2.5.6
uri:annex/ii/division/1 uri:annex/ii/division/1
s.annex iii para.1 The safety assessment report of the assessment body shall contain...
s.annex iii para.2 identification of the assessment body; the independent assessment plan; the...
s.art001 Subject matter
s.art002 Scope
s.art003 Definitions
s.art003 Designated standards
s.art004 Significant changes
s.art005 Risk management process
s.art007 Accreditation/recognition of the assessment body
s.art009 Types of recognition of the assessment body
s.art011 Surveillance by recognition body
s.art012 Relaxed criteria where a significant change is not to be mutually recognised
s.art013 Provision of information to the Agency
s.art014 Support from the Agency to accreditation or recognition of the assessment body
s.art016 Declaration by the proposer
s.art017 Risk control management and audits
s.art018 Feedback and technical progress
s.art019 Repeal
s.art020 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.