Management and control of financial instruments
- Ensure supporting documents are available and do not overburden recipients
Retained EU Law
2013
United Kingdom
Regulation (EU) No 1303/2013 of the European Parliament and of the Council of 17 December 2013 laying down common provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund, the European Agricultural Fund for Rural Development and the European Maritime and Fisheries Fund and laying down general provisions on the European Regional Development Fund, the European Social Fund, the Cohesion Fund and the European Maritime and Fisheries Fund and repealing Council Regulation (EC) No 1083/2006
At a glance
What's here
2 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Staff costs concerning grants and repayable assistance
- Calculate staff costs using flat rate or hourly rate methods
Browse 159 other sections — procedural / definitional / commencement
Subject-matter
Definitions
Calculation of time limits for Commission decisions
General principles
Partnership and multi-level governance
Compliance with the law as it applies in the constituent nation
Promotion of equality between men and women and non-discrimination
Sustainable development
Thematic objectives
Common Strategic Framework
Content
Review
Guidance for beneficiaries
Preparation of the Partnership Agreement
Content of the Partnership Agreement
Adoption and amendment of the Partnership Agreement
Adoption of the revised Partnership Agreement in the event of delay in the entry into force of a Fund-specific Regulation
Thematic concentration
Ex ante conditionalities
Performance reserve
Performance review
Application of the performance framework
Measures linking effectiveness of ESI Funds to sound economic governance
Increase in payments for Member State with temporary budgetary difficulties
Management of technical assistance for Member States
Exceptional measures for the use of the ESI Funds in response to the COVID-19 outbreak
Preparation of programmes
Content of programmes
Specific provisions on the content of programmes dedicated to joint instruments for uncapped guarantees and securitisation providing capital relief implemented by the EIB
Procedure for the adoption of programmes
Amendment of programmes
Participation of the EIB
Community-led local development
Community-led local development strategies
Local action groups
Support ... for community-led local development
Integrated territorial investment
Financial instruments
Implementation of financial instruments
Contribution of ERDF and EAFRD to joint uncapped guarantee and securitisation financial instruments in favour of SMEs, implemented by the EIB
Contribution of ESI Funds to financial instruments combining such contribution with EIB financial products under the European Fund for Strategic Investments
Payment applications including expenditure for financial instruments
Eligible expenditure at closure
Interest and other gains generated by support for rural development to financial instruments
Differentiated treatment of investors
Re-use of resources attributable to the support for rural development
Re-use of resources after the end of the eligibility period
Report on implementation of financial instruments
Monitoring committee
Composition of the monitoring committee
Functions of the monitoring committee
Implementation reports
Annual review meeting
Progress report
Reporting by the Commission and debate on the ESI Funds
General Provisions
Ex ante evaluation
Evaluation during the programming period
Ex post evaluation
Technical assistance at the initiative of the Commission
Technical assistance at the initiative of the Member States
Determination of co-financing rates
Operations generating net revenue after completion
PPPs
Beneficiary under PPP operations
Support for PPP operations
Eligibility
Forms of support
Forms of grants and repayable assistance
Flat-rate financing for indirect costs concerning grants and repayable assistance
Flat-rate financing for costs other than staff costs
Specific eligibility rules for grants and repayable assistance
Eligibility of operations depending on location
Durability of operations
General principles of management and control systems
Responsibilities under shared management
Responsibilities of Member States
Commission powers and responsibilities
Budget commitments
Common rules for payments
Common rules for calculating interim payments, and payment of the final balance
Payment applications
Use of the euro
Payment of initial pre-financing
Clearance of initial pre-financing
Interruption of the payment deadline
Deadline for the examination and acceptance of accounts by the Commission
Financial corrections by the Commission
Principles
Exception to the decommitment
Procedure
Mission and goals
Investment for growth and jobs goal
Resources for economic, social and territorial cohesion
Resources for the Investment for growth and jobs goal and for the European territorial cooperation goal
REACT-EU resources
Implementing arrangements for the REACT-EU resources
Non-transferability of resources between categories of regions
Non-transferability of resources between goals
Additionality
Content, adoption and amendment of operational programmes under the Investment for growth and jobs goal
Specific provisions on the programming of support for the joint instruments for uncapped guarantees and securitisation under the Investment for growth and jobs goal
Joint support from the Funds under the Investment for growth and jobs goal
Geographical scope of operational programmes under the Investment for growth and jobs goal
Content
Information necessary for the approval of a major project
Decision on a major project
Decision on a major project subject to phased implementation
Scope
Preparation of joint action plans
Content of joint action plans
Decision on the joint action plan
Steering committee and amendment of the joint action plan
Financial management and control of the joint action plan
Functions of the monitoring committee
Implementation reports for the Investment for growth and jobs goal
Transmission of financial data
Cohesion Report
Evaluation
Information, communication and visibility
Communication strategy
Information and communication officers and their networks
Technical assistance at the initiative of the Commission
Technical assistance of the Member States
Determination of co-financing rates
Modulation of the co-financing rates
Responsibilities of Member States
Designation of authorities
Procedure for the designation of the managing authority and the certifying authority
Functions of the managing authority
Functions of the certifying authority
Functions of the audit authority
Cooperation with audit authorities
Common rules for payments
Common rules for calculating interim payments and payment of the final balance
Payment applications
Payment to beneficiaries
Use of the euro
Payment of pre-financing
Deadlines for presentation of interim payment applications and for their payment
Decommitment
Preparation of the accounts
Submission of information
Examination and acceptance of accounts
Availability of documents
Submission of closure documents and payment of the final balance
Suspension of payments
Financial corrections by Member States
Criteria for financial corrections
Procedure
Obligations of Member States
Repayment
Proportional control of operational programmes
Regulations
Committee Procedure
Review
Transitional provisions
Repeal
Entry into force
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