UK Statutory Instrument SI 2024/107 United Kingdom

The Data Reporting Services Regulations 2024

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Operator1

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Operator — also bound by 746 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.020 Information given by an auditor Regulated
  • Auditor must report matters to FCA and give notice on resignationOperator
42 other provisions — procedural and definitional
s.001 Citation, commencement and extent
s.002 Interpretation
s.003 Prohibition on the provision of a data reporting service
s.004 Register of data reporting service providers
s.005 Application for authorisation to provide a data reporting service
s.006 Direction to tender
s.007 Verification of compliance
s.008 Conditions for authorisation to provide a data reporting service
s.009 Determination of an application for authorisation to provide a data reporting service
s.010 Cancellation of an authorisation to provide a data reporting service
s.011 Variation of an authorisation to provide data reporting services
s.012 Consulting the Bank of England
s.013 Restrictions on authorisation to carry on data reporting services
s.014 Breach of the prohibition on the provision of a data reporting service
s.015 FCA’s general duties
s.016 Supervision, monitoring and enforcement
s.017 Application of Part 9 of FSMA 2000 (hearings and appeals)
s.018 Application of Part 11 of FSMA 2000 (information gathering and investigations)
s.019 Disciplinary measures
s.021 Restrictions on disclosure of information
s.022 Application of Part 25 of FSMA 2000 (injunctions and restitution)
s.023 Application of Part 26 of FSMA 2000 (notices)
s.024 Application of Part 27 of FSMA 2000 (offences)
s.025 Application of section 413 of FSMA 2000 (protected items)
s.026 Application of section 415AA of FSMA 2000 (application of powers to formerly authorised persons)
s.027 FCA: penalties, fees and exemption from liability in damages
s.028 Service of notices
s.029 Disclosure of confidential information
s.030 Communications by auditors
s.031 Amendment of FSMA 2000
s.032 Amendment of the Financial Services and Markets Act 2000 (Recognition requirements for Investment Exchanges, Clearing Houses and Central Securities Depositaries) Regulations 2001
s.033 Amendment of the Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) Order 2014
s.034 Amendment of the Public Interest Disclosure (Prescribed Persons) Order 2014
s.035 Amendment of the Public Interest Disclosure (Prescribed Persons) Order (Northern Ireland) 1999
s.036 Amendment of the markets in financial instruments regulation
s.037 Amendment of Commission Delegated Regulation (EU) 2017/565
s.038 The register
s.039 Authorisation and verification under the 2017 Regulations
s.040 Undetermined applications
s.041 References to the Tribunal
s.042 Administration and determinations
s.043 In this Part, reference to a final determination made in...

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