- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Any Person9
Applicant2
Director or Officer2
Plus 5 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Any Person — also bound by 2684 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Applicant — also bound by 325 other Acts
Human Medicines Regulations 2012
42 duties
The Land Registration Rules 2003
25 duties
Regulation (EU) No 1178/2011 (Aircrew)
20 duties
Value Added Tax Regulations 1995
18 duties
Director or Officer — also bound by 482 other Acts
Insolvency (England and Wales) Rules 2016
162 duties
Companies Act 2006
126 duties
Insolvency Act 1986
77 duties
Building Societies Act 1986
32 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.010
Subsequent changes to bidder groups
Regulated
- Notify OFCOM of changes to your bidder group and provide updated documentsApplicant
s.017
Additional deposit before the first principal stage round
Regulated
- Pay additional deposit of at least £900,000 to participate in the spectrum auctionDirector or Officer
s.019
Recording of existing spectrum holdings
Regulated
- Notify OFCOM of changes to spectrum holdings after recording deadlineAny Person
s.026
Principal stage form
Regulated
Other duties (1) — Crown / regulator
- OFCOM must provide principal stage forms to biddersStatutory regulator
s.043
Maximum number of principal stage bids for 2.3 GHz lots and 3.4 GHz lots
Regulated
- Do not exceed bid limits for 2.3 GHz and 3.4 GHz lots in principal stage roundsAny Person
s.044
Overall bid constraint rule
Regulated
- Do not bid for more spectrum MHz than your overall bid constraint allowsAny Person
s.045
Number of principal stage bids following assignment of standing high bid status
Regulated
- Maintain or increase qualifying bids when round prices changeDirector or Officer
s.046
3.4 GHz minimum requirement
Regulated
- Bid at least your 3.4 GHz minimum requirementAny Person
s.047
Withdrawal of standing high bid status
Regulated
- Withdraw standing high bid status for some or all lot typesAny Person
s.049
Eligibility rule
Regulated
- Do not exceed your eligibility limit in a principal stage roundAny Person
s.053
Deposit constraint on bidding
Regulated
- Stop bidding if you fail to pay the required depositAny Person
s.059
Submission of principal stage form to OFCOM
Regulated
- Submit principal stage form to OFCOM by the deadlineAny Person
s.060
Alternative method for submission of principal stage form
Regulated
Other duties (1) — Crown / regulator
- OFCOM must provide alternative method if auction system failsStatutory regulator
s.071
Assignment stage form
Regulated
Other duties (1) — Crown / regulator
- OFCOM must provide assignment stage forms and notify bidders of invalid formsStatutory regulator
s.086
Submission of assignment stage form to OFCOM
Regulated
- Submit completed assignment stage form to OFCOM by the deadlineAny Person
s.087
Alternative method for submission of assignment stage form
Regulated
Other duties (1) — Crown / regulator
- Ofcom must provide alternative way to submit assignment form if the auction system failsStatutory regulator
s.117
Notification to OFCOM
Regulated
- Notify OFCOM using the correct method when required or choosing toApplicant
s.119
Changes to round times and use of electronic auction system
Regulated
Other duties (1) — Crown / regulator
- OFCOM must notify bidders of revised round times or alternative auction methodsStatutory regulator
105 other provisions — procedural and definitional
sch. 3
Applicant/bidder
s.001
Citation, commencement, and extent
s.002
Interpretation
s.003
Applications for the grant of a licence
s.004
Application
s.005
Meaning of existing spectrum holdings
s.006
3.4 GHz minimum requirement rule
s.007
Application for a replacement licence
s.008
Notification of names of applicants and associates
s.009
Recording of applicant group members
s.011
Changes to existing spectrum holdings
s.012
Fitness to hold a licence
s.013
Qualification to participate in the award process
s.014
Publication of names of qualified applicants
s.015
Withdrawal of an application
s.016
Determination of number of bidders
s.018
Determination of a bidder's eligibility limit for the first principal stage round
s.020
Determination of the 2.3 GHz bid limits
s.021
Determination of overall bid constraints
s.022
Principal stage, assignment stage and grant stage
s.023
Participation by the pre-existing licence holder where it is a bidder and has applied for a replacement licence
s.024
3.4 GHz lots available in the award process
s.025
Principal stage rounds
s.027
Principal stage bids
s.028
Number of principal stage rounds
s.029
Round prices for the first principal stage round
s.030
Determination of round prices for subsequent principal stage rounds
s.031
Round price for 2.3 GHz lots
s.032
Round price for 3.4 GHz lots
s.033
Assignment of standing high bid status by
s.034
Process for assigning standing high bid status: ranking the bidders
s.035
Process for assigning standing high bid status: ranking the bids
s.036
Process for assigning standing high bid status: assigning standing high bid status to the bids
s.037
Determination of the winning principal stage bids
s.038
Bids with standing high bid status becoming winning principal stage bids
s.039
2.3 GHz bids in respect of which standing high bid status was withdrawn becoming winning principal stage bids
s.040
3.4 GHz bids in respect of which standing high bid status was withdrawn becoming winning principal stage bids
s.041
Determination of base price
s.042
Determination of total base price
s.048
Request by a bidder to carry forward its eligibility limit
s.050
Determination of a bidder's eligibility limit
s.051
Eligibility points used by a bidder
s.052
Eligibility event
s.054
Notice to be given to bidders before each principal stage round
s.055
Notification of information to bidders after the end of each principal stage round
s.056
Publication of information at the end of each day during the principal stage
s.057
Notification of results of the principal stage to bidders
s.058
Publication of results of the principal stage
s.061
Incomplete or defective principal stage form
s.062
Notification that principal stage form is not valid
s.063
Deposits during the principal stage
s.064
Required final principal stage deposit
s.065
Assignment stage
s.066
Assignment of numbered 2.3 GHz lots without bidding
s.067
Assignment of numbered 3.4 GHz lots without bidding
s.068
Assignment of numbered 2.3 GHz lots by bidding
s.069
Assignment of numbered 3.4 GHz lots by bidding
s.070
Assignment stage round
s.072
Bidding for numbered 2.3 GHz lots in the assignment stage
s.073
Preparing a 2.3 GHz assignment stage option list for each bidder
s.074
2.3 GHz assignment stage bids
s.075
Determination of the winning 2.3 GHz assignment stage bids
s.076
Determination of 2.3 GHz additional prices
s.077
Bidding for numbered 3.4 GHz lots in the assignment stage
s.078
Preparing a 3.4 GHz assignment stage option list for each bidder if the pre-existing licence holder is a bidder and did apply for a replacement licence
s.079
Preparing a 3.4 GHz assignment stage option list for each bidder if the pre-existing licence holder is not a bidder or is a bidder but did not apply for a replacement licence
s.080
3.4 GHz assignment stage bids
s.081
Determination of the winning 3.4 GHz assignment stage bids
s.082
Valid combinations of 3.4 GHz assignment stage bids where the pre-existing licence holder is a bidder and did apply for a replacement licence
s.083
Valid combinations of 3.4 GHz assignment stage bids where the pre-existing licence holder is not a bidder or is a bidder but did not apply for a replacement licence
s.084
Determination of 3.4 GHz additional prices
s.085
Notice to bidders before the assignment stage round
s.088
Incomplete or defective assignment stage form
s.089
Required assignment stage deposit
s.090
Notification of results of the assignment stage
s.091
Interpretation
s.092
Determination of licences, licence fees and frequencies associated with particular licences
s.093
Licences which may be granted under this award process
s.094
Licence fee payable by a winning bidder for a 2.3 GHz licence
s.095
Licence fee payable by a winning bidder for a 2.3 GHz withdrawn lot licence
s.096
Licence fee payable by a winning bidder for a 3.4 GHz licence
s.097
Licence fee payable by a winning bidder for a 3.4 GHz withdrawn lot licence
s.098
Licence fee payable by the pre-existing licence holder for a replacement licence
s.099
Particular frequencies to be included in 2.3 GHz licences and 2.3 GHz withdrawn lot licences
s.100
Particular frequencies to be included in 3.4 GHz licences and 3.4 GHz withdrawn lot licences granted to a winning bidder where the pre-existing licence holder is not a bidder or where the pre-existing licence holder is a bidder but did not apply for a replacement licence
s.101
Particular frequencies to be included in any 3.4 GHz licence, 3.4 GHz withdrawn lot licence and replacement licence granted to the pre-existing licence holder where it is a bidder and did apply for a replacement licence
s.102
Acceptance or refusal of the withdrawn lot licence
s.103
Refusal payment for withdrawn lot licences
s.104
Determination of the total auction sum payable by winning bidders to OFCOM
s.105
Notification of the total auction sum payable by winning bidders to OFCOM
s.106
Further payment where the amount of a winning bidder's deposit is less than its total auction sum
s.107
Entitlement to the grant of licences
s.108
Grant of licences
s.109
Refunds
s.110
Notification to bidders following the grant of licences
s.111
Completion of the award process
s.112
Forfeit of deposit and exclusion from award process
s.113
Bids made by an excluded bidder
s.114
Exclusion of the pre-existing licence holder
s.115
Events
s.116
General power of exclusion
s.118
Changes to timing or location
s.120
Rerunning rounds
s.121
Refunds
s.122
Deposits
Schedules
Schedules
0 of 50 shown50 other schedules
s.sch001
In these Regulations— (a) “2.3 GHz lot” means any of...
s.sch002
Contact telephone number
s.sch002
Contact mobile telephone number
s.sch002
Contact fax number
s.sch002
Contact electronic mail address
s.sch002
2. Authorised persons
s.sch002
Provide details of the name and position in the applicant...
s.sch002
3. Directors or members of managing body
s.sch002
Provide the name and job title of each of the...
s.sch002
4. Applicant group
s.sch002
Provide the names of the applicant's associates (as defined in...
s.sch002
Provide the names of all other members of the applicant...
s.sch002
5. Qualification to bid
s.sch002
In relation to the determination by the Office of Communications...
s.sch002
6. Other information
s.sch002
Provide a brief description of the substance of—
s.sch002
7. Existing spectrum holdings
s.sch002
Confirm that the applicant has provided the details of existing...
s.sch002
8. Warranty
s.sch002
Provide the following warranty— “[Insert name of applicant] (the “applicant”)...
s.sch002
9. 3.4 GHz minimum requirement selection
s.sch002
1. Details of the applicant
s.sch002
Specify a 3.4GHz minimum requirement selection: select one (and only...
s.sch002
Provide the following details for the applicant—
s.sch002
Applicant's full name
s.sch002
Registered number of company
s.sch002
Registered office of company
s.sch002
Bank sort code and account number
s.sch002
Name of individual contact within applicant
s.sch002
Contact address (if different from registered office)
s.sch003
[Insert name of applicant or bidder] (the “applicant/bidder”) wishes to...
s.sch003
Under regulation 13 of the Regulations an applicant shall not...
s.sch003
Applicant/bidder
s.sch003
The applicant/bidder undertakes to inform OFCOM immediately if it becomes...
s.sch003
[Insert name of person to be included in applicant or bidder group who is not an associate]
s.sch003
[Insert name of person to be included in applicant or...
s.sch004
UK Broadband Limited hereby consents to the revocation of the...
s.sch004
[signed by UK Broadband Limited]
s.sch005
Additional price
s.sch005
First requirement
s.sch005
Second requirement
s.sch005
Third requirement
s.sch005
Fourth requirement
s.sch005
Interpretation
s.sch006
Additional price
s.sch006
First requirement
s.sch006
Second requirement
s.sch006
Third requirement
s.sch006
Fourth requirement
s.sch006
Interpretation
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.