UK Statutory Instrument 2015 United Kingdom

Occupational Pension Schemes (Charges and Governance) Regulations 2015

At a glance

Enforced by

TPR

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Browse 47 other sections — procedural / definitional / commencement
s.001

Citation and commencement

s.002

Interpretation

s.003

Default arrangement

s.003

Qualifying collective money purchase schemes

s.004

Restrictions on charges

s.005

Prohibited charge structures - default arrangements

s.005

Prohibited charge structures – qualifying collective money purchase schemes

s.006

Limits on charges - default arrangements

s.006

Limits on charges – qualifying collective money purchase schemes

s.006

Imposition of more than one flat fee charge

s.007

Assessment of charges - default arrangements

s.007

Assessment of charges – qualifying collective money purchase schemes

s.008

Alternative assessment of charges - default arrangements

s.008

Alternative assessment of charges – qualifying collective money purchase schemes

s.009

Member agreement for services

s.010

Charge limits adjustment

s.011

Non-contributing members

s.011

Payments to advisers

s.011

Relevant information

s.011

Member agreement for payments to advisers

s.012

Amendment of the Stakeholder Pension Schemes Regulations 2000

s.013

Amendments of other regulations

s.013

Early exit charges

s.013

Prohibition of early exit charges

s.013

Limits on early exit charges

s.013

Conflicting contract terms

s.013

Relevant information

s.014

Definition of “relevant scheme”

s.015

Appointment of service providers

s.016

Appointment of chair of trustees or managers

s.017

Annual statement regarding governance

s.018

Requirements for processing financial transactions

s.019

Assessment of charges and costs

s.020

Requirements relating to default arrangement

s.021

Definition of “relevant multi-employer scheme”

s.022

Additional requirements for relevant multi-employer schemes

s.023

Administration Regulations: further amendment

s.024

Amendment of the Register of Occupational and Personal Pension Schemes Regulations 2005

s.025

Amendment of section 13 of the Pensions Act 2004

s.026

Compliance notices

s.027

Third party compliance notices

s.028

Penalty notices

s.029

Penalty notices: recovery

s.030

Penalty notices: recovery from bodies corporate and Scottish partnerships

s.031

Review of penalty notices

s.032

References to First-Tier Tribunal or Upper Tribunal

s.033

Service of notices

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

TPR

The Pensions Regulator

Regulates workplace pensions, defined benefit schemes, and master trusts. All employers must auto-enrol eligible workers into a workplace pension. Enforces employer duties …

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