- Enforced by
- PRA
- Status
- Amended (in force with amendments)
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
Part 1
Introductory provisions
0 of 3 sections shown3 other sections in this Part — procedural and definitional
s.001
Citation, commencement and expiry
s.002
Interpretation
s.002
Interpretation: regulators' rules
Part 2
Capital Requirements Regulations 2006: revocation
0 of 1 section shown1 other section in this Part — procedural and definitional
s.003
Capital Requirements Regulations 2006: revocation
Part 3
Designation of competent authorities
0 of 2 sections shown2 other sections in this Part — procedural and definitional
s.004
Main provisions of the capital requirements regulation and Directive 2013/36/EU UK law
s.005
Capital buffers and Article 458 of the capital requirements regulation
Part 4
PRA and FCA: cooperation and co-ordination
0 of 12 sections shown12 other sections in this Part — procedural and definitional
s.006
Co-operation within the European System of Financial Supervision
s.007
Co-operation with EBA
s.008
Information gathering, planning and co-ordination duties
s.009
Requirement to consult other competent authorities: major sanctions or exceptional measures
s.010
Emergency situations: notification requirements
s.011
Collaboration concerning supervision of cross-border institutions
s.012
On-the-spot checks and inspections: during CRD transitional period
s.013
On-the-spot checks or inspections: after CRD transitional period
s.014
On-the-spot checks and inspections: powers of EEA competent authorities
s.015
Significant branches: UK is the host EEA State
s.016
Significant branches: UK is the home EEA State or EEA consolidating supervisor
s.017
Duties to notify EBA and EIOPA
Part 5
Publication of information by PRA and FCA
0 of 2 sections shown2 other sections in this Part — procedural and definitional
s.018
General disclosures required of PRA and FCA
s.019
Specific disclosures required of PRA and FCA
Part 6
Consolidated supervision
0 of 14 sections shown14 other sections in this Part — procedural and definitional
s.020
Determination of the consolidating supervisor
s.021
Assessment of equivalence of consolidated supervision by supervisory authorities in third countries
s.022
Co-ordination and co-operation arrangements
s.023
Co-ordination of supervisory activities by the EEA consolidating supervisor
s.024
The Bank's general duties
s.025
Exchange of information
s.026
Obtaining information already disclosed
s.027
Verification of information by a competent authority in another EEA State
s.028
Requirement to establish list of holding companies
s.029
Joint decisions on own funds: PRA or FCA is the EEA consolidating supervisor
s.030
Joint decisions on own funds: PRA or FCA is not the EEA consolidating supervisor
s.031
Joint decision on liquidity: PRA or FCA is the EEA consolidating supervisor
s.032
Joint decision on liquidity: PRA or FCA is not the EEA consolidating supervisor
s.033
Colleges of supervisors
Part 7
Exercise of supervision by the PRA and FCA
0 of 10 sections shown10 other sections in this Part — procedural and definitional
s.034
Supervisory powers: own funds
s.034
Supervisory review and evaluation process
s.034
Ongoing review of the permission to use internal approaches
s.035
Specific liquidity requirements
s.035
Application of supervisory measures to institutions with similar risk profiles
s.035
Supervisory powers
s.035
Specific publication requirements
s.036
Employee remuneration
s.037
Diversity practices
s.038
Consultation with EBA: supervisory benchmarking of internal approaches for calculation own funds requirements
Part 8
Permissions under the CRR
0 of 6 sections shown6 other sections in this Part — procedural and definitional
s.039
Meaning of “permission” and “protected item” in this Part
s.040
Applications for permissions: process, information and documents
s.041
Decisions: written notices
s.042
Appeals
s.043
Publication of written notices
s.044
Transitional provision for matters done before commencement
Part 9
Misleading the PRA or FCA
0 of 1 section shown1 other section in this Part — procedural and definitional
s.045
Misleading the PRA or FCA
Part 10
Amendments and revocations
0 of 1 section shown1 other section in this Part — procedural and definitional
s.046
Amendments and revocations
Schedules
Schedules
0 of 81 shown81 other schedules
s.sch001
In the table below— (a) the provisions specified in the...
s.sch002
FSMA is amended as follows.
s.sch002
In section 184 (disregarded holdings) — (a) for subsection (8)(a)...
s.sch002
In section 186(b) (assessment criteria) after “the reputation”, insert “...
s.sch002
In section 188 (assessment: consultation with EC competent authorities) in...
s.sch002
In section 190(4)(b)(v) (requests for further information) for “banking consolidation...
s.sch002
In section 191G(1) (interpretation) , in paragraph (a) of the...
s.sch002
After section 194A (contravention by relevant EEA firm with UK...
s.sch002
In section 199 — (a) for subsection (7) substitute—
s.sch002
In section 301E (disregarded holdings) — (a) for subsection (8)(a)...
s.sch002
In section 301M(1) (interpretation) in paragraph (a) of the definition...
s.sch002
In section 313D (interpretation of part 18A) in paragraph (c)...
s.sch002
In section 1H(8) (further interpretative provisions for sections 1B to...
s.sch002
(1) Section 342 (information given by auditor or actuary to...
s.sch002
(1) Section 343 (information given by auditor or actuary to...
s.sch002
In section 391 (publication) , after subsection (4) insert—
s.sch002
After section 391 insert— Publication: special provisions relating to certain...
s.sch002
In section 417(1) (definitions) , at the appropriate places, insert—...
s.sch002
In section 422 (controller) — (a) in subsection (5)(a)(v) for...
s.sch002
In section 422A (disregarded holdings) — (a) for subsection (8)(a)...
s.sch002
In section 425(1)(a) (expressions relating to authorisation elsewhere in the...
s.sch002
In section 425A(7) (consumers: regulated activities etc carried on by...
s.sch002
(1) Schedule 3 (EEA passport rights) is amended as follows....
s.sch002
In section 3M (directions relating to consolidated supervision of groups)...
s.sch002
In paragraph 8(6) of Schedule 11A (transferrable securities) for “Article...
s.sch002
Superannuation Act 1972
s.sch002
Consumer Credit Act 1974
s.sch002
Judicial Pensions Act 1981
s.sch002
Building Societies Act 1986
s.sch002
In paragraph 23 of Schedule 2 to the Building Societies...
s.sch002
Judicial Pensions and Retirement Act 1993
s.sch002
Criminal Justice Act 1993
s.sch002
Bank of England Act 1998
s.sch002
For section 41 (general interpretation) substitute— General interpretation In this Act— “the Bank” means the Bank of England;...
s.sch002
In section 39(8) (exemption of appointed representatives) for “banking consolidation...
s.sch002
Terrorism Act 2000
s.sch002
Proceeds of Crime Act 2002
s.sch002
Companies Act 2006
s.sch002
Banking (Special Provisions) Act 2008
s.sch002
Counter-Terrorism Act 2008
s.sch002
Banking Act 2009
s.sch002
Credit Institutions (Protection of Depositors) Regulations 1995
s.sch002
Cash Ratio Deposits (Eligible Liabilities) Order 1998
s.sch002
Financial Markets and Insolvency (Settlement Finality) Regulations 1999
s.sch002
Competition Act 1998 (Small Agreements and Conduct of Minor Significance) Regulations 2000
s.sch002
In section 55J(6A) (variation or cancellation on initiative of regulator)...
s.sch002
Competition Act 1998 (Determination of Turnover for Penalties) Order 2000
s.sch002
Financial Services and Markets Act 2000 (Regulated Activities) Order 2001
s.sch002
Financial Services and Markets Act 2000 (Recognition Requirements for Investment Exchanges and Clearing Houses) Regulations 2001
s.sch002
Financial Services and Markets Act 2000 (Appointed Representatives) Regulations 2001
s.sch002
Financial Services and Markets Act 2000 (Compensation Scheme: Electing Participants) Regulations 2001
s.sch002
Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
s.sch002
Financial Services and Markets Act 2000 (EEA Passport Rights) Regulations 2001
s.sch002
Financial Services and Markets Act 2000 (Gibraltar) Order 2001
s.sch002
Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) Order 2001
s.sch002
Uncertificated Securities Regulations 2001
s.sch002
In section 55R (persons connected with an applicant) , after...
s.sch002
Enterprise Act 2002 (Merger Fees and Determination of Turnover) Order 2003
s.sch002
Financial Collateral Arrangements (
s.sch002
Conduct of Employment Agencies and Employment Businesses Regulations 2003
s.sch002
Credit Institutions (Reorganisation and Winding Up) Regulations 2004
s.sch002
Financial Conglomerates and Other Financial Groups Regulations 2004
s.sch002
Building Societies Act 1986 (Modification of the Lending Limit and Funding Limit Calculations) Order 2004
s.sch002
Gambling (Operating Licence and Single-Machine Permit Fees) Regulations 2006
s.sch002
Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2007
s.sch002
Money Laundering Regulations 2007
s.sch002
Regulated Covered Bonds Regulations 2008
s.sch002
In section 55Z2 (notification of EBA) —
s.sch002
Payment Services Regulations 2009
s.sch002
Banking Act 2009 (Restriction of Partial Property Transfers) Order 2009
s.sch002
Financial Services and Markets Act 2000 (Controllers) (Exemption) Order 2009
s.sch002
Provision of Services Regulations 2009
s.sch002
Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010
s.sch002
Electronic Money Regulations 2011
s.sch002
Recognised Auction Platforms Regulations 2011
s.sch002
Financial Services and Markets Act 2000 (Prescribed Financial Institutions) Order 2013
s.sch002
Financial Services and Markets Act 2000 (PRA-regulated Activities) Order 2013
s.sch002
Bank of England Act 1998 (Macro-prudential Measures) Order 2013
s.sch002
After section 55Z2 insert— Notification of the European bodies A regulator must notify the European Commission and the European...
s.sch002
Alternative Investment Fund Managers Regulations 2013
s.sch002
In section 86(10)(a) (exempt offers to the public) for “banking...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.