UK Statutory Instrument 2013 United Kingdom

The Energy Supply Company Administration Rules 2013

At a glance

What's here

46 compliance obligations

Who this Act binds

Plus 18 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

s.art014

Notification and advertisement of energy administrator's appointment

  • Energy administrator must publicise appointment and notify interested parties
s.art015

Notice requiring statement of affairs

Other duties (1) — Crown / regulator
  • Energy administrator must send notice requiring statement of affairs Statutory regulator
s.art016

Verification and filing

  • Prepare and submit statement of affairs in administration
s.art017

Limited disclosure

  • File limited disclosure order and redacted statement of affairs with Companies House
s.art018

Release from duty to submit statement of affairs; extension of time

Other duties (1) — Crown / regulator
  • Energy administrator may release you from statement of affairs duty or extend time Statutory regulator
s.art019

Expenses of statement of affairs

Other duties (1) — Crown / regulator
  • Energy administrator must pay reasonable expenses for statement of affairs Crown / Minister / Government department
s.art020

Energy administrator's proposals

  • Energy administrator must prepare and file a statement of proposals
s.art021

Limited disclosure of paragraph 49 of Schedule B1 to the 1986 Act statement

  • Energy administrator must manage limited disclosure of the statement of affairs
s.art022

Creditors' meetings generally

  • Energy administrator must follow rules for creditors' meetings
s.art024

Creditors' meeting for nomination of alternative liquidator

  • Call creditors' meeting to nominate alternative liquidator when requested by 10%+ creditors
s.art028

Holders of negotiable instruments

  • Do not vote on bill-of-exchange debts without treating security
s.art032

Revision of the energy administrator's proposals

  • Energy administrator must prepare, send, and publish revised proposals
s.art033

Reports

  • Prepare and send progress reports to creditors, regulators and the court on time
s.art034

Venue and conduct of company meeting

  • Administer company meetings: fix venue, chair, and keep minutes
s.art035

Authority to dispose of property

  • Energy administrator must notify secured creditors of court hearing to sell property
s.art037

Pre-energy supply company administration costs

  • Insolvency practitioner must get court approval before paying pre-administration costs
s.art038

Distribution to creditors generally

  • Energy administrator must notify creditors of dividend distribution
s.art040

Supplementary provisions as to dividend

Other duties (1) — Crown / regulator
  • Energy administrator must pay missed dividends before further dividends Statutory regulator
s.art041

Division of unsold assets

  • Report value of unsold assets divided among creditors
s.art044

Energy administrator to allow inspection of proofs

Other duties (1) — Crown / regulator
  • Energy administrator must allow inspection of proof-of-debt documents Statutory regulator
s.art046

Admission and rejection of proofs for dividend

  • Energy administrator must provide written reasons for rejecting a proof
s.art047

Appeal against decision on proof

Other duties (1) — Crown / regulator
  • Challenge the administrator's decision on your proof of debt Tribunal / Court
s.art050

Estimate of quantum

Other duties (1) — Crown / regulator
  • Energy administrator must estimate and inform creditors of uncertain debts Statutory regulator
s.art064

Notice of proposed distribution

Other duties (1) — Crown / regulator
  • Notify creditors of proposed distribution during energy administration Statutory regulator
s.art065

Admission or rejection of proofs

Other duties (1) — Crown / regulator
  • Energy administrator must decide on creditor proofs within 5 business days Statutory regulator
s.art067

Declaration of dividend

Other duties (1) — Crown / regulator
  • Energy administrator must declare dividends within 2 months and not while court challenge pending Crown / Minister / Government department
s.art068

Notice of declaration of a dividend

Other duties (1) — Crown / regulator
  • Energy administrator must notify creditors who have proved their debts of any dividend declared Statutory regulator
s.art074

Assignment of right to dividend

Other duties (1) — Crown / regulator
  • Energy administrator must pay dividend to assignee upon notice Crown / Minister / Government department
s.art076

Fixing of remuneration

Other duties (1) — Crown / regulator
  • Court must fix energy administrator remuneration on application Tribunal / Court
s.art079

Application to court

  • Energy administrator must prepare progress report and next-steps statement for court
s.art080

Notification by energy administrator of court order

Other duties (1) — Crown / regulator
  • Energy administrator must send final court order and report to Companies House and interested parties Statutory regulator
s.art081

Moving from energy supply company administration to creditors' voluntary liquidation

  • Send final progress report when moving from administration to liquidation
s.art082

Moving from energy supply company administration to dissolution

  • Send final progress report and notify parties when moving to dissolution
s.art083

Provision of information to the Secretary of State

  • Provide information to the Secretary of State when energy administration ends
s.art085

Notice of intention to resign

  • Energy administrator must give 5 business days' notice of intention to resign
s.art086

Notice of resignation

  • Energy administrator must file and send notice of resignation
s.art088

Notice of vacation of office when energy administrator ceases to be qualified to act

  • Energy administrator must notify Companies House when ceasing to be qualified
s.art104

Use of reports

Other duties (1) — Crown / regulator
  • Energy administrator may use reports instead of witness statements in court Statutory regulator
s.art114

Procedure where detailed assessment required

  • Commence detailed cost assessment proceedings within 3 months when required by the energy administrator
s.art137

Right of inspection

  • Energy administrator must allow inspection of proxies by creditors and members
s.art142

Order for examination, etc

Other duties (1) — Crown / regulator
  • Energy administrator must serve court orders personally on the respondent Crown / Minister / Government department
s.art163

Electronic delivery by energy administrators

  • Energy administrators must offer hard copy of electronic notices within 5 business days
s.art164

Use of websites by energy administrator

Other duties (1) — Crown / regulator
  • Energy administrator must make documents available on a website and provide hard copies on request Statutory regulator
s.art165

Special provision on account of expense as to website use

  • Use website to provide notices and documents when court permits cost-saving
s.art176

Complaint

Other duties (1) — Crown / regulator
  • Energy administrator must handle complaints about meeting exclusion Statutory regulator
s.art200

Notice of order under section 176A(5) of the 1986 Act

  • Notify creditors and Companies House of court order disapplying prescribed part
Browse 162 other sections — procedural / definitional / commencement
s.art001

Citation and commencement

s.art002

Construction and interpretation

s.art003

Application

s.art004

Witness statement

s.art005

Form of application

s.art006

Contents of application and witness statement

s.art007

Filing of application

s.art008

Service of application

s.art009

Notice to officers charged with execution of writs or other process

s.art010

Manner in which service to be effected

s.art011

Proof of service

s.art012

The hearing

s.art013

Notice of esc administration order

s.art023

The chair at meetings

s.art025

Entitlement to vote

s.art026

Admission and rejection of claims

s.art027

Secured creditors

s.art029

Hire-purchase, conditional sale and chattel leasing agreements

s.art030

Resolutions

s.art031

Minutes

s.art036

Priority of expenses of energy supply company administration

s.art039

Debts of insolvent energy supply company to rank equally

s.art042

Proving a debt

s.art043

Costs of proving

s.art045

New energy administrator appointed

s.art048

Withdrawal or variation of proof

s.art049

Expunging of proof by the court

s.art051

Negotiable instruments, etc

s.art052

Secured creditors

s.art053

Discounts

s.art054

Mutual credits and set off

s.art055

Debt in foreign currency

s.art056

Payments of a periodical nature

s.art057

Interest

s.art058

Debt payable at future time

s.art059

Value of security

s.art060

Surrender for non-disclosure

s.art061

Redemption by energy administrator

s.art062

Test of security's value

s.art063

Realisation of security by creditor

s.art066

Postponement or cancellation of dividend

s.art069

Payments of dividends and related matters

s.art070

Notice of no dividend, or no further dividend

s.art071

Proof altered after payment of dividend

s.art072

Secured creditors

s.art073

Disqualification from dividend

s.art075

Adjustment where dividend paid before time

s.art077

Remuneration of new energy administrator

s.art078

Final progress reports

s.art084

Grounds for resignation

s.art087

Application to court to remove energy administrator from office

s.art089

Energy administrator deceased

s.art090

Application to replace

s.art091

Notification and advertisement of appointment of replacement energy administrator

s.art092

Notification and advertisement of appointment of joint energy administrator

s.art093

Notification to registrar of companies

s.art094

Energy administrator's duties on vacating office

s.art095

Preliminary

s.art096

Form and contents of application

s.art097

Application under section 176A(5) of the 1986 Act to disapply section 176A of the 1986 Act

s.art098

Filing and service of application

s.art099

Application under section 176A(5) of the 1986 Act

s.art100

Hearings without notice

s.art101

Hearing of application

s.art102

Witness statements - general

s.art103

Filing and service of witness statements

s.art105

Adjournment of hearings; directions

s.art106

Nomination and appointment of shorthand writers

s.art107

Remuneration

s.art108

Enforcement of court orders

s.art109

Orders enforcing compliance with these Rules

s.art110

Warrant under section 236 of the 1986 Act

s.art111

Court file

s.art112

Application of Chapter 8

s.art113

Requirement to assess costs by the detailed procedure

s.art115

Costs paid otherwise than out of the assets of the energy supply company

s.art116

Award of costs against energy administrator

s.art117

Application for costs

s.art118

Costs and expenses of witnesses

s.art119

Final costs certificate

s.art120

Introductory

s.art121

Appointment of another person to act

s.art122

Witness statement in support of application

s.art123

Service of notices following appointment

s.art124

Appeals and reviews of esc administration orders

s.art125

Procedure on appeal

s.art126

Principal court rules and practice to apply

s.art127

Rights of audience

s.art128

Formal defects

s.art129

Service of orders staying proceedings

s.art130

Payment into court

s.art131

Further information and disclosure

s.art132

Office copies of documents

s.art133

Definition of proxy

s.art134

Issue and use of forms

s.art135

Use of proxies at meetings

s.art136

Retention of proxies

s.art138

Proxy holder with financial interest

s.art139

Energy supply company representation

s.art140

Preliminary

s.art141

Form and contents of application

s.art143

Procedure for examination

s.art144

Record of examination

s.art145

Cost of proceedings under section 236

s.art146

Power of Secretary of State to regulate certain matters

s.art147

Costs, expenses, etc

s.art148

Provable debts

s.art149

False claim of status as creditor, etc

s.art150

Punishment of offences

s.art151

Application

s.art152

Personal delivery of documents

s.art153

Postal delivery of documents

s.art154

Non-receipt of notice of meeting

s.art155

Notice etc to solicitors

s.art156

Notice of meetings by advertisement only

s.art157

Application

s.art158

Notice to joint energy administrators

s.art159

The form of notices and other documents

s.art160

Proof of sending etc

s.art161

Authentication

s.art162

Electronic delivery in energy supply company administration proceedings – general

s.art166

Electronic delivery of energy supply company administration proceedings to courts

s.art167

Application

s.art168

Application of CPR Part 6 to service of court documents within the jurisdiction

s.art169

Service of orders staying proceedings

s.art170

Service on joint energy administrators

s.art171

Application of CPR Part 6 to service of court documents outside the jurisdiction

s.art172

Quorum at meeting of creditors

s.art173

Remote attendance at meetings of creditors

s.art174

Action where person excluded

s.art175

Indication to excluded person

s.art177

Forms for use in energy supply company administration proceedings

s.art178

Electronic submission of information instead of submission of forms to the Secretary of State, energy administrators

s.art179

Electronic submission of information instead of submission of forms in all other cases

s.art180

Contents of notices to be gazetted under the 1986 Act or these Rules

s.art181

Omission of unobtainable information

s.art182

The Gazette – general

s.art183

Notices otherwise advertised under the 1986 Act or these Rules

s.art184

Non-Gazette notices – other provisions

s.art185

Application of this Chapter

s.art186

Information to be contained in all notifications to the registrar

s.art187

Notifications relating to the office of energy administrators

s.art188

Notification relating to documents

s.art189

Notifications relating to court orders

s.art190

Returns or reports of meetings

s.art191

Notifications relating to other events

s.art192

Notifications of more than one nature

s.art193

Notifications made to other persons at the same time

s.art194

Confidentiality of documents – grounds for refusing inspection

s.art195

Right to copy documents

s.art196

Charges for copy documents

s.art197

Right to have list of creditors

s.art198

Time limits

s.art199

Energy administrator's security

s.art201

Introductory

s.art202

“The court”; “the registrar”

s.art203

“Energy supply company administration proceedings”

s.art204

“The appropriate fee”

s.art205

“Debt”, “liability”

s.art206

“Venue”

s.art207

Expressions used generally

s.art208

Application

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