UK Statutory Instrument SI 2011/245 United Kingdom

The Investment Bank Special Administration Regulations 2011

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Status
In Force
Penalty ceiling
Regulated

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Distributor — also bound by 201 other Acts

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Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.014 Continuity of supply Regulated
  • Suppliers must continue supplying services during special administrationDistributor
42 other provisions — procedural and definitional
s.001 Citation and commencement
s.002 Interpretation
s.003 Overview
s.004 Special administration order
s.005 Application
s.006 Grounds for applying
s.007 Powers of the court
s.008 Notice to appropriate regulator of preliminary steps to other insolvency proceedings
s.009 Application where investment bank is a deposit-taking bank
s.010 Special administration objectives
s.010 Objective 1—duty of administrator to work with the FSCS
s.010 Objective 1—transfer of client assets
s.010 Restrictions on partial property transfers—general provision
s.010 Restrictions on partial property transfers—set-off and netting arrangements
s.010 Restrictions on partial property transfers—security interests
s.010 Restrictions on partial property transfers—capital market arrangements
s.010 Restrictions on partial property transfers—financial markets
s.010 Objective 1—post-administration reconciliation of accounts and records relating to client money
s.010 Objective 1—removal of right to interest on unsecured claims for the return of client money
s.011 Objective 1 – distribution of client assets
s.012 Objective 1 - shortfall in client assets held in omnibus account
s.012 Objective 1—distribution of client money
s.012 Objectives 1 and 3—client assets (other than client money) which the administrator is unable to return to clients
s.012 Objectives 1 and 3—client money which the administrator is unable to return to clients
s.012 Powers of the court on application to set a hard bar date
s.012 Bar date notices—procedural requirements
s.012 Costs of making a claim
s.013 Objective 2 – engaging with market infrastructure bodies and the Authorities
s.015 General powers, duties and effect
s.016 Appropriate regulator direction
s.017 Administrator's proposals in the event of Appropriate regulator direction
s.018 Revision of proposals in the event of Appropriate regulator direction
s.019 Appropriate regulator direction withdrawn
s.019 Responsibility for certain costs of the administration
s.020 Successful rescue
s.021 Dissolution or voluntary arrangement
s.022 Special administration order as an alternative order
s.023 Disqualification of directors
s.024 Limited liability partnerships
s.025 Partnerships
s.026 Northern Irish equivalent enactments
s.027 Modifications and consequential amendments to legislation
Schedules

Schedules

0 of 46 shown
46 other schedules
s.sch001 This Schedule provides for a procedure known as special administration...
s.sch001 A special administration (bank insolvency) order is an order appointing...
s.sch001 A special administration (bank insolvency) order is to be treated...
s.sch001 (1) An administrator appointed under a special administration (bank insolvency)...
s.sch001 (1) The provisions of the Insolvency Act as applied by...
s.sch001 (1) The provisions of Part 2 of the Act (bank...
s.sch001 Section 120 of the Act is applied with the following...
s.sch001 (1) Section 135 of the Insolvency Act is applied with...
s.sch001 In this Schedule— “eligible depositor” has the meaning set out...
s.sch002 General provisions
s.sch002 Meeting of creditors and clients to approve statement
s.sch002 Revision to the statement of proposals (Objective A not yet achieved)
s.sch002 Revision to the statement of proposals (Objective A achieved and no regulation 16 direction)
s.sch002 Revision to the statement of proposals (Objective A achieved and regulation 16 direction has not been withdrawn)
s.sch002 Powers of the court
s.sch002 Ending of special administration (bank administration) (rescue)
s.sch002 Ending of special administration (bank administration) (dissolution or voluntary arrangement
s.sch002 Interpretation
s.sch002 A special administration (bank administration) order is an order appointing...
s.sch002 (1) An administrator appointed under a special administration (bank administration)...
s.sch002 An administrator appointed under a special administration (bank administration) order...
s.sch002 A special administration (bank administration) order is to be treated...
s.sch002 Application of Part 3 of the Act and the Insolvency Act
s.sch002 Statement of proposals
s.sch002 (1) The statement is to be agreed with the Bank...
s.sch002 (1) The administrator shall send the statement to—
s.sch003 In this Schedule, “the 2001 Regulations” means the Limited Liability...
s.sch003 These Regulations apply where the investment bank is a limited...
s.sch003 (1) Those provisions of the Insolvency Act, as applied and...
s.sch003 (1) The provisions of the Disqualification Act shall apply with...
s.sch003 Application to Scotland
s.sch003 Subordinate legislation
s.sch004 In this Schedule, “the 1994 Order” means the Insolvent Partnerships...
s.sch004 These Regulations apply where the investment bank is a partnership...
s.sch004 In the application of these Regulations and the Disqualification Act...
s.sch004 (1) The provisions of Schedule B1 as applied by regulation...
s.sch004 (1) The provisions of the Insolvency Act other than those...
s.sch006 (1) Where this Part of this Schedule applies, the enactments...
s.sch006 Where this Part of this Schedule applies, the enactments set...
s.sch006 Financial Services and Markets Act 2000
s.sch006 Pensions Act 2004
s.sch006 Companies Act 2006
s.sch006 Land Registration Rules 2003
s.sch006 Credit Institutions (Reorganisation and Winding Up) Regulations 2004
s.sch006 Companies Act 1985
s.sch006 Finance Act 1986

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