UK Statutory Instrument SI 2011 United Kingdom

Toys (Safety) Regulations 2011

These Regulations implement Directive 2009/48/EC of the European Parliament and of the Council of 18th June 2009 on the safety of toys (OJ No L 170, 30.06.2009, p1). The Directive sets harmonised safety requirements for toys and minimum requirements for market surveillance, in order to ensure a high level of …

Enforced by
OPSS, Trading Standards
Status
Amended (in force with amendments)
Penalty ceiling
Prosecution 11 of 103 obligations carry an unlimited fine. 92 have no criminal penalty — flagged in the list below.

Does it bind you?

Business-side roles with duties under this instrument.

Manufacturer50 Conformity Assessment Body19 Any Person12 Distributor4 Designer1 Operator1

Plus 16 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Manufacturer — also bound by 502 other Acts
Conformity Assessment Body — also bound by 47 other Acts
Any Person — also bound by 2340 other Acts
Distributor — also bound by 182 other Acts
Designer — also bound by 13 other Acts
Operator — also bound by 746 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

Part 1

Preliminary

1 of 12 sections shown
s.005 Essential safety requirements (opens in a new tab) Regulated
  • Ensure toys meet essential safety and warning requirementsManufacturer
11 other sections in this Part — procedural and definitional
s.001 Citation and commencement
s.002 Revocation, saving and amendment
s.003 Interpretation
s.annexes to eu legislation as schedules Annexes to EU legislation as Schedules
s.designated standard Designated standard
s.transitional provision in relation to eu exit Transitional provision in relation to EU Exit
Part 2

Prohibitions and Obligations on Economic Operators

31 of 35 sections shown
s.010 Prohibitions on placing toys on the market (opens in a new tab) Prosecution
  • Ensure toys meet safety standards and technical requirements before saleManufacturer

Unlimited fine

s.011 Design and manufacture of toys in accordance with essential safety requirements (opens in a new tab) Prosecution
  • Design and manufacture toys to meet essential safety requirementsManufacturer

Unlimited fine

s.012 Safety assessment (opens in a new tab) Regulated
  • Conduct a comprehensive safety assessment for toysManufacturer
s.013 Applicable conformity assessment procedures (opens in a new tab) Regulated
  • Select and follow the correct safety assessment procedure for toysManufacturer
s.014 Application for Type examination (opens in a new tab) Regulated
  • Apply to an approved body for a toy type examinationManufacturer
s.015 UK(NI) indication Regulated
  • Affix the UK(NI) indication to toys for the Northern Ireland marketManufacturer
s.015 Register of UK notified bodies Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must maintain a public register of toy safety notified bodiesCrown / Minister / Government department
s.015 Declaration of conformity and UK marking (opens in a new tab) Regulated
  • Create a declaration of conformity and apply the UK markingManufacturer
s.016 (1) The ... declaration of conformity must state that it... (opens in a new tab) Regulated
  • Create, maintain, and update the Declaration of Conformity for toysManufacturer
s.017 Technical documentation and correspondence relating to Type examination (opens in a new tab) Regulated
  • Create and keep technical safety files for toysManufacturer
s.018 Toys to bear UK marking (opens in a new tab) Regulated
  • Affix the UK marking to toys visibly and legiblyManufacturer
s.019 Information identifying toy and manufacturer (opens in a new tab) Regulated
  • Label toys with identifying information and manufacturer detailsManufacturer
s.020 Instructions for use, safety information and warnings (opens in a new tab) Regulated
  • Label toys with clear safety instructions, warnings, and user limitationsManufacturer
s.021 Compliance procedures for series production (opens in a new tab) Regulated
  • Maintain compliance procedures for mass-produced toysManufacturer
s.022 Submission of Type examination certificate for review (opens in a new tab) Regulated
  • Submit toy type examination certificates for reviewManufacturer
s.023 Monitoring of toys (opens in a new tab) Prosecution
  • Monitor toy safety and maintain complaint registersManufacturer

Unlimited fine

s.024 Non-compliant toys and toys presenting a risk (opens in a new tab) Regulated
  • Recall or fix non-compliant toys and notify authorities of risksManufacturer
s.025 Manufacturer's authorised representative (opens in a new tab) Regulated
  • Ensure your UK authorised representative meets legal requirementsManufacturer
s.026 Prohibitions on placing toys on the market (opens in a new tab) Prosecution
  • Ensure toy safety and verify manufacturer compliance before importingManufacturer

Unlimited fine

s.027 Information identifying importer (opens in a new tab) Regulated
  • Label toys with importer contact detailsManufacturer
s.028 Storage or transport of toys (opens in a new tab) Prosecution
  • Maintain toy safety during storage and transportManufacturer

Unlimited fine

s.029 Monitoring of toys (opens in a new tab) Regulated
  • Monitor toy safety and maintain a complaints registerManufacturer
s.030 Non-compliant toys and toys presenting a risk (opens in a new tab) Regulated
  • Act on and report unsafe or non-compliant toysManufacturer
s.031 Duties to retain and provide information (opens in a new tab) Prosecution
  • Keep toy compliance records for 10 yearsManufacturer

Unlimited fine

s.032 Duty in certain circumstances to comply with manufacturers' duties in place of importers' duties (opens in a new tab) Prosecution
  • Assume manufacturer duties if you brand or modify toysManufacturer

Unlimited fine

s.033 Duty to act with due care and prohibitions on making toys available on the market (opens in a new tab) Prosecution
  • Verify toy safety and compliance before sellingDistributor

Unlimited fine

s.034 Storage or transport of toys under distributor's responsibility (opens in a new tab) Prosecution
  • Ensure safe storage and transport of toysDistributor

Unlimited fine

s.035 Non-compliant toys and toys presenting a risk (opens in a new tab) Regulated
  • Act immediately if a toy you sell is unsafe or non-compliantDistributor
s.037 Duty in certain circumstances to comply with manufacturers' duties in place of distributors' duties (opens in a new tab) Regulated
  • Comply with manufacturer safety duties if you rebrand or modify toysDistributor
s.038 Identification of economic operators to enforcement authorities (opens in a new tab) Regulated
  • Identify toy suppliers and customers to authorities upon requestOperator
s.039 Protection of UK marking (opens in a new tab) Regulated
  • Control the use of the UK marking on toysManufacturer
4 other sections in this Part — procedural and definitional
s.further use of uk marking Further use of UK marking
s.obligations which are met by complying with obliga Obligations which are met by complying with obligations in the Directive
s.qualifying northern ireland goods Qualifying Northern Ireland Goods
Part 2

Powers and duties of the Secretary of State in relation to toys

1 of 4 sections shown
s.039 Duty of the Secretary of State to evaluate use of hazardous substances Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must evaluate and report on hazardous substances in toysCrown / Minister / Government department
3 other sections in this Part — procedural and definitional
s.powers to amend appendix a to schedule 2 Powers to amend Appendix A to Schedule 2
s.power to amend appendix c to schedule 2 Power to amend Appendix C to Schedule 2
s.power to amend schedules 1, 2 and 5 Power to amend Schedules 1, 2 and 5
Part 3

Approval of Conformity Assessment Bodies

6 of 10 sections shown
s.040 Monitoring Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must monitor approved toy safety bodiesCrown / Minister / Government department
s.040 Operational matters in relation to approved bodies Regulated
  • Approved bodies must perform assessments within their scopeConformity Assessment Body
s.040 Register of approved bodies Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must maintain a public register of approved toy testersCrown / Minister / Government department
s.040 Designation of UK notified bodies (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must designate UK notified bodies for toy safetyCrown / Minister / Government department
s.restriction, suspension or withdrawal of approval Restriction, suspension or withdrawal of approval Regulated
  • Keep or transfer your approved body files for 10 years if approval is withdrawnConformity Assessment Body
s.subsidiaries and contractors Subsidiaries and contractors Regulated
  • Approved bodies must manage subcontracting of toy conformity assessmentsConformity Assessment Body
4 other sections in this Part — procedural and definitional
s.approval of conformity assessment bodies Approval of conformity assessment bodies
s.approved bodies Approved bodies
s.presumption of conformity of approved bodies Presumption of conformity of approved bodies
Part 4

Functions of Approved Bodies

9 of 10 sections shown
s.042 Duty to perform Type examinations (opens in a new tab) Regulated
  • Approved bodies must perform Type examinations for toy safetyConformity Assessment Body
s.043 Performance of Type examinations (opens in a new tab) Regulated
  • Approved bodies must perform toy safety examinations proportionatelyConformity Assessment Body
s.044 Issue and content of Type examination certificate, and refusal and appeal against refusal to issue certificate (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Approved bodies must follow specific rules when certifying or refusing toysStatutory regulator
s.045 Action (after issue of Type examination certificate) where a toy fails to comply with essential safety requirements (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Approved body must act when a toy fails safety requirements after certificationStatutory regulator
s.046 Provision of information by approved bodies to other approved bodies (opens in a new tab) Regulated
  • Approved bodies must share toy safety assessment results with each otherConformity Assessment Body
s.047 Instructions to approved bodies in relation to Type examination certificates (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Regulators may require toy safety certificates to be reviewed or withdrawnStatutory regulator
s.048 Participation by UK notified bodies in sectoral groups of notified bodies (opens in a new tab) Regulated
  • Participate in or monitor European sectoral coordination groupsConformity Assessment Body
s.049 Subcontracting by a UK notified body (opens in a new tab) Regulated
  • UK Notified Bodies must ensure subcontractors meet standards and get consentConformity Assessment Body
s.051 Provision of information by approved bodies to the Secretary of State (opens in a new tab) Regulated
  • Approved bodies must report safety and certification data to the governmentConformity Assessment Body
1 other section in this Part — procedural and definitional
Part 5

Enforcement

5 of 7 sections shown
s.052 Enforcement action in cases of formal non-compliance (opens in a new tab) Prosecution
Other duties (1) — Crown / regulator
  • Trading Standards and OPSS may issue compliance notices for toy safetyStatutory regulator

Unlimited fine

s.053 Enforcement action in cases of toys presenting a risk (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Enforcement authorities must evaluate and act on risky toysLocal authority
s.054 Notification of enforcement action taken in cases of toys presenting a risk (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Local authorities must notify the Secretary of State of toy safety actionsLocal authority
s.055 Offence in respect of UK(NI) indication Prosecution
  • Contravene Regulation 15A (UK/NI indication)Any Person

Unlimited fine

s.055 Requirements relating to certain measures taken by enforcement authorities or other persons (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Regulators must provide grounds and remedy info when taking toy safety measuresStatutory regulator
2 other sections in this Part — procedural and definitional
Part 6

Review

1 of 1 section shown
s.058 Review (opens in a new tab) Regulated
Other duties (1) — Crown / regulator
  • Secretary of State must review the Toy Safety Regulations every five yearsCrown / Minister / Government department
Schedules

Schedules

25 of 58 shown
s.002 PARTICULAR SAFETY REQUIREMENTS (Annex II to the Directive) (opens in a new tab) Regulated
  • Ensure toys meet essential safety, flammability, and chemical standardsManufacturer
s.sch003 Object of the declaration (identification of toy allowing traceability). It... Regulated
  • Include a clear colour image of the toy in the Declaration of ConformityManufacturer
s.sch005 Packaging for fragrances in olfactory board games, cosmetic kits and... Regulated
  • Add allergy warning to packaging for fragrant toysManufacturer
s.sch005 Activity toys Activity toys must bear the following warning:‘Only for... Regulated
  • Label activity toys and provide safety instructionsManufacturer
s.sch005 Functional toys Functional toys must bear the following warning:‘To be... Regulated
  • Label functional toys with adult-supervision warning and include instructionsManufacturer
s.sch005 Chemical toys Without prejudice to the application of the provisions... Regulated
  • Warn users of dangers in chemical toys and provide first aid instructionsManufacturer
s.sch005 Skates, roller skates, online skates, skateboards, scooters and toy bicycles... Regulated
  • Add safety warning and instructions to children's skates and scootersAny Person
s.sch005 Aquatic toys Aquatic toys must bear the following warning:‘Only to... Regulated
  • Label aquatic toys with the water-safety warningAny Person
s.sch005 Toys in food Toys contained in food or co-mingled with... Regulated
  • Put 'Toy inside. Adult supervision recommended' warning on toys in foodManufacturer
s.sch005 Imitations of protective masks and helmets Imitations of protective masks... Regulated
  • Warn that imitation protective masks and helmets provide no protectionAny Person
s.sch005 Toys intended to be strung across a cradle, cot or... Regulated
  • Put entanglement warning on cradle/cot strung toys and packagingManufacturer
s.sch007 A conformity assessment body must have the means necessary to... Regulated
  • Conformity assessment bodies must have necessary resources and equipmentConformity Assessment Body
s.sch007 The personnel responsible for carrying out the conformity assessment activities... Regulated
  • Ensure conformity assessment staff are properly qualifiedAny Person
s.sch007 A conformity assessment body must be able to demonstrate the... Regulated
  • Demonstrate impartiality of top management and assessment staffConformity Assessment Body
s.sch007 The renumeration of the top level management and personnel responsible... Regulated
  • Do not link management pay to assessment numbers or resultsConformity Assessment Body
s.sch007 A conformity assessment body must have, and must satisfy the... Regulated
  • Conformity assessment bodies must hold adequate civil liability insuranceConformity Assessment Body
s.sch007 A conformity assessment body must ensure that its personnel observe... Regulated
  • Keep information confidential and protect proprietary rightsConformity Assessment Body
s.sch007 A conformity assessment body must participate in, or ensure that... Regulated
  • Conformity assessment bodies must participate in standardisation activities and apply guidanceConformity Assessment Body
s.sch007 (1) A conformity assessment body, its top level management and... Regulated
  • Conformity assessment bodies must stay independent of toy supply chainConformity Assessment Body
s.sch007 A conformity assessment body, its top level management and the... Regulated
  • Avoid conflicts of interest: do not participate in toy lifecycle activities you assessConformity Assessment Body
s.sch007 A conformity assessment body must not engage in any activity,... Regulated
  • Avoid any activity that conflicts with your independence or integrityConformity Assessment Body
s.sch007 Conformity assessment bodies must ensure that the activities of their... Regulated
  • Ensure subsidiaries and subcontractors do not undermine assessment impartialityAny Person
s.sch007 Conformity assessment bodies and their personnel must carry out the... Regulated
  • Carry out conformity assessments with integrity and technical competenceAny Person
s.sch007 Conformity assessment bodies must be capable of carrying out the... Regulated
  • Conformity assessment bodies must be capable of performing assigned safety checksAny Person
s.sch007 At all times and for each conformity assessment procedure and... Regulated
Other duties (1) — Crown / regulator
  • Maintain skilled staff, procedures and policies for toy conformity assessmentStatutory regulator
33 other schedules
s.sch001 Products listed in paragraphs 2 to 20 are not to...
s.sch001 Guns and pistols using compressed gas, with the exception of...
s.sch001 Fireworks, including percussion caps which are not specifically designed for...
s.sch001 Products and games using sharp-pointed missiles, such as sets of...
s.sch001 Functional educational products, such as electric ovens, irons or other...
s.sch001 Products intended for use for educational purposes in schools and...
s.sch001 Electronic equipment, such as personal computers and game consoles, used...
s.sch001 Interactive software, intended for leisure and entertainment, such as computer...
s.sch001 Babies' soothers.
s.sch001 Child-appealing luminaires.
s.sch001 Electrical transformers for toys.
s.sch001 Decorative objects for festivities and celebrations.
s.sch001 Fashion accessories for children which are not for use in...
s.sch001 Products for collectors, provided that the product or its packaging...
s.sch001 Sports equipment, including roller skates, inline skates, and skateboards intended...
s.sch001 Bicycles with a maximum saddle height of more than 435...
s.sch001 Scooters and other means of transport designed for sport or...
s.sch001 Electrically driven vehicles which are intended to be used for...
s.sch001 Aquatic equipment intended to be used in deep water, and...
s.sch001 Puzzles with more than 500 pieces.
s.sch003 No (unique identification of the toy(s))
s.sch003 Name and address of the manufacturer or the manufacturer's authorised...
s.sch003 This declaration of conformity is issued under the sole responsibility...
s.sch003 The object of the declaration described in point 4 is...
s.sch003 References to the relevant designated standards used, or references to...
s.sch003 Where applicable: the approved body … (name, number) … performed...
s.sch003 Additional information: Signed for and on behalf of: (place and...
s.sch005 Toys not intended for use by children under 36 months...
s.sch007 (1) A conformity assessment body must have legal personality and...
s.sch007 Paragraph 15 does not prevent the personnel from providing information...
s.sch007 (1) A conformity assessment body must be a third-party body...
sch. 2 para. 11 sch. 2 para. 11 Regulated
  • List allergenic fragrances on toy packaging above 100 mg/kgAny Person
sch. 2 para. 12 sch. 2 para. 12 Regulated
  • Comply with labelling and safety requirements for scented games and kitsAny Person
sch. 2 para. 13 sch. 2 para. 13 Regulated
  • Ensure toys do not exceed chemical migration limitsAny Person
sch. 2 para. 4 sch. 2 para. 4 Regulated
  • Do not use explosive or flammable substances in toysAny Person
sch. 2 para. 7 sch. 2 para. 7 Regulated
  • Fit suitable brakes and speed limiters to ride-on toysManufacturer
sch. 2 para. 9 sch. 2 para. 9 Regulated
  • Ensure accessible surfaces and contained liquids/gases stay at safe temperaturesManufacturer
sch. 4 sch. 4 Regulated
  • Keep technical documentation for toys including safety detailsManufacturer
sch. 6 para. 2 sch. 6 para. 2 Regulated
  • Establish technical documentation for toy productsManufacturer
sch. 6 para. 3 sch. 6 para. 3 Regulated
  • Ensure manufacturing process and monitoring achieve product complianceManufacturer
sch. 6 para. 5 sch. 6 para. 5 Regulated
  • Approved body must keep evaluation report confidential unless manufacturer agreesConformity Assessment Body
sch. 6 para. 6 sch. 6 para. 6 Regulated
Other duties (1) — Crown / regulator
  • Approved body must issue or refuse type examination certificate for toy productsStatutory regulator
sch. 6 para. 7 sch. 6 para. 7 Regulated
  • Manufacturer must inform approved body of product modificationsManufacturer
sch. 6 para. 8 sch. 6 para. 8 Regulated
Other duties (1) — Crown / regulator
  • Approved bodies must notify Secretary of State and other bodies about type examination certificates, and keep recordsStatutory regulator
sch. 6 para. 9 sch. 6 para. 9 Regulated
  • Keep type examination certificates and technical documents for 10 yearsManufacturer
s.001 Toys and their parts and, in the case of fixed... (opens in a new tab) Regulated
  • Ensure toys have sufficient mechanical strength and stabilityManufacturer
s.002 Accessible edges, protrusions, cords, cables and fastenings on toys must... (opens in a new tab) Regulated
  • Design and manufacture toys to minimise injury from edges, protrusions and cordsManufacturer
s.003 Toys must be designed and manufactured in such a way... (opens in a new tab) Regulated
  • Design and manufacture toys to minimise risk from moving partsDesigner
s.003 Conformity marking and declaration of conformity Regulated
  • Affix UK marking to conforming toys after type examinationManufacturer
s.003 The manufacturer must draw up a written declaration of conformity... Regulated
  • Keep a declaration of conformity for 10 years and produce it when askedManufacturer
s.004 UK marking and declaration of conformity Regulated
  • Affix UK marking to each toy product before placing on marketManufacturer
s.004 The manufacturer must draw up a written declaration of conformity... Regulated
  • Draw up and keep a declaration of conformity for each toy modelManufacturer
s.004 carry out appropriate examinations and tests, or have them carried... Regulated
  • Test your toys to confirm the safety standards you chose are applied correctlyManufacturer
s.004 carry out appropriate examinations and tests, or have them carried... Regulated
  • Test toys against essential requirements when standards not fully appliedManufacturer
s.004 agree with the manufacturer on a location where the examinations... Regulated
  • Agree with manufacturer on testing location for toy safety checksManufacturer
8 other provisions
sch. 2 para. 10 sch. 2 para. 10
sch. 2 para. 5 sch. 2 para. 5
sch. 2 para. 8 sch. 2 para. 8
sch. 6 para. 1 sch. 6 para. 1
s.para.145 Specific limit values for chemicals used in toys intended for...
s.para.154 The technical documentation referred to in regulation 17(3) must contain...
s.para.155 The user limitations referred to in regulation 20(3) must include...
s.s.a1 In this Appendix— “ Regulation (EC) No 1272/2008 ” means...

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