UK Statutory Instrument 2006 United Kingdom

Cross-Border Insolvency Regulations 2006

At a glance

Enforced by

Insolvency Service

What's here

18 compliance obligations

Who this Act binds

Business-side actors with duties under this Act, ranked by how often they appear.

  • Any Person 11
  • Applicant 3

Plus 4 non-business duties on Crown ministers, regulators, local authorities or tribunals — shown collapsed under each section below.

Other Acts binding the same actors

For each actor bound by this Act, the other UK Acts that bind them most often. Useful for understanding the full compliance landscape facing each role.

Any Person also bound by 2338 other Acts (top 5 shown)
Applicants also bound by 294 other Acts (top 5 shown)

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

Schedules

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Application for relief under article 21 of the Model Law—affidavit in support

  • Support article 21 relief application with sworn affidavit Any Person
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Contents of application and affidavit in support

  • Include required information and supporting documents in application to court as replacement foreign representative Applicant
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Affidavit in support of recognition application

  • Submit recognition application in Form ML 1 with supporting affidavit Any Person
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Service of the application

  • Serve recognition application on debtor and other parties in cross-border insolvency Any Person
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Manner in which service to be effected

  • Serve application documents at least 5 business days before hearing Applicant
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Notification and advertisement of order

  • Notify relevant parties and advertise cross-border insolvency orders Any Person
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Applications to Chief Land Registrar following court orders

  • Foreign representative must notify Land Registry of court orders Any Person
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Transfer of proceedings within the High Court

Other duties (1) — Crown / regulator
  • Court must notify parties when transferring proceedings Tribunal / Court
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Contents of affidavit in support

  • Submit affidavit with required evidence for cross-border insolvency recognition Applicant
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Court records

Other duties (1) — Crown / regulator
  • Court must keep records of all cross-border insolvency proceedings Tribunal / Court
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Right to inspect the file

Other duties (1) — Crown / regulator
  • Right to inspect the court file in cross-border insolvency proceedings Crown / Minister / Government department
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Right of attendance

Other duties (1) — Crown / regulator
  • Court must allow creditor attendance and provide notice upon request Tribunal / Court
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Notification of subsequent information

  • File subsequent information with court using Form ML 3 Any Person
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Security in court

  • Provide security to the court as required in cross-border insolvency proceedings Any Person
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Application for interim relief—affidavit in support

  • Support interim relief application with sworn affidavit containing prescribed details Any Person
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Notification and advertisement of order

  • Notify relevant parties and advertise recognition orders Any Person
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Enforcement of foreign representative's duty to give notice to registrar

  • Comply with notice-giving duties to the registrar and remedy defaults within 14 days Any Person
s.schedule/1/part/3/crossheading/article/18/subseque

From the time of filing the application for recognition of...

  • Foreign representative must notify court of changes in insolvency proceedings Any Person
Browse 123 other Schedules — structural / supplementary
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Where the EU Insolvency Regulation applies the centre of the...

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Nothing in this article affects the right of a British...

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Nothing in paragraph 1 of this article shall apply in...

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Interpretation

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The hearing and powers of court

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Application for confirmation of status of replacement foreign representative

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The hearing and powers of court

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Reviews of court orders—where court makes order of its own motion

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Review application—affidavit in support

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Hearing of review application and powers of the court

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Preliminary and interpretation

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Form and contents of application

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Filing of application

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Proof of service

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In case of urgency

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The hearing

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Adjournment of hearing; directions

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Misfeasance by foreign representative

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Form and content of application

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Principal court rules and practice to apply with modifications

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Applications other than the principal applications—preliminary

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Form and contents of application

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Filing and service of application

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Other hearings

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Use of affidavit evidence

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Filing and service of affidavits

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Adjournment of hearings; directions

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Transfer of proceedings—actions to avoid acts detrimental to creditors

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Shorthand writers

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Enforcement procedures

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Title of proceedings

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Inspection of records

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File of court proceedings

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Copies of court orders

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Filing of Gazette notices and advertisements

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Persons incapable of managing their affairs—introductory

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The hearing and powers of court

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Appointment of another person to act

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Affidavit in support of application

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Service of notices following appointment

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Rights of audience

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Right of attendance for member State liquidator

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British insolvency officeholder's solicitor

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Formal defects

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Restriction on concurrent proceedings and remedies

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Affidavits

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Further information and disclosure

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Office copies of documents

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“The court”

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Requirement to assess costs by the detailed procedure

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Costs of officers charged with execution of writs or other process

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Final costs certificate

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Appeals from court orders

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Procedure on appeals

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Notices

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“Give notice” etc.

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Notice, etc. to solicitors

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Notice to joint British insolvency officeholders

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Forms for use in proceedings under these Regulations

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Time limits

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Service by post

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General provisions as to service and notice

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Service outside the jurisdiction

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False claim of status as creditor

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The Gazette

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Service of interim relief application not required

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The hearing and powers of court

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Interpretation

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Copies of court orders

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Transfer of proceedings—actions to avoid acts detrimental to creditors

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Giving of notices, etc

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Sending by post

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Certificate of giving notice, etc

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Forms for use in proceedings under these Regulations

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Application for confirmation of status of replacement foreign representative

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Misfeasance by a foreign representative

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Preliminary and interpretation

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Reviews of court orders—where court makes order of its own motion

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The hearing

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Registration of court order

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Right to inspect court process

s.sch004

Interpretation

s.sch004

Functions of the registrar of companies

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Registrar of companies to whom notices to be delivered

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Delivery to registrar of notices

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Rectification of the register under court order

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s.schedule/1/part/1/crossheading/article/2/definitio

For the purposes of this Law— (a) “British insolvency law”...

s.schedule/1/part/1/crossheading/article/3/internati

To the extent that this Law conflicts with an obligation...

s.schedule/1/part/1/crossheading/article/5/authorisa

A British insolvency officeholder is authorised to act in a...

s.schedule/1/part/1/crossheading/article/6/public/po

Nothing in this Law prevents the court from refusing to...

s.schedule/1/part/1/crossheading/article/7/additiona

Nothing in this Law limits the power of a court...

s.schedule/1/part/1/crossheading/article/8/interpret

In the interpretation of this Law, regard is to be...

s.schedule/1/part/2/crossheading/article/10/limited/

The sole fact that an application pursuant to this Law...

s.schedule/1/part/2/crossheading/article/11/applicat

A foreign representative appointed in a foreign main proceeding or...

s.schedule/1/part/2/crossheading/article/12/particip

Upon recognition of a foreign proceeding, the foreign representative is...

s.schedule/1/part/2/crossheading/article/9/right/of/

A foreign representative is entitled to apply directly to a...

s.schedule/1/part/3/crossheading/article/24/interven

Upon recognition of a foreign proceeding, the foreign representative may,...

s.schedule/1/part/4/crossheading/article/27/forms/of

Cooperation referred to in articles 25 and 26 may be...

s.schedule/1/part/5/crossheading/article/28/commence

After recognition of a foreign main proceeding, the effects of...

s.schedule/1/part/5/crossheading/article/29/coordina

Where a foreign proceeding and a proceeding under British insolvency...

s.schedule/1/part/5/crossheading/article/30/coordina

In matters referred to in paragraph 1 of article 1,...

s.schedule/1/part/5/crossheading/article/31/presumpt

In the absence of evidence to the contrary, recognition of...

s.schedule/1/part/5/crossheading/article/32/rule/of/

Without prejudice to secured claims or rights in rem, a...

Browse 15 other sections — procedural / definitional / commencement
s.001

Citation, commencement and interpretation

s.002

UNCITRAL Model Law to have force of law

s.003

Modification of British insolvency law

s.004

Procedural matters in England and Wales

s.005

Procedural matters in Scotland

s.006

Notices delivered to the registrar of companies

s.007

Co-operation between courts exercising jurisdiction in relation to cross-border insolvency

s.008

Disapplication of section 388 of the Insolvency Act 1986

Enforcement and responsible bodies

The regulators that administer or enforce this legislation.

The Insolvency Service

Administers compulsory company liquidations and personal bankruptcies. Investigates director misconduct and can seek disqualification orders. Manages redundancy payments from the National Insurance …

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Regulators

Learn more about the bodies that enforce this legislation.