UK Statutory Instrument SI 2006 United Kingdom

Cross-Border Insolvency Regulations 2006

Read it on legislation.gov.uk (opens in a new tab)
Enforced by
Insolvency Service
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Any Person12 Applicant3

Plus 4 duties on the regulator, Crown ministers and public bodies — folded into the section list below.

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Any Person — also bound by 2340 other Acts
Applicant — also bound by 307 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

15 other provisions — procedural and definitional
s.001 Citation, commencement and interpretation
s.001 This Law applies where— (a) assistance is sought in Great... (opens in a new tab)
s.002 UNCITRAL Model Law to have force of law
s.002 This Law does not apply to a proceeding concerning— (opens in a new tab)
s.003 Modification of British insolvency law
s.003 In paragraph 2 of this article— (a) in sub-paragraph (j)... (opens in a new tab)
s.004 Procedural matters in England and Wales
s.004 The court shall not grant any relief, or modify any... (opens in a new tab)
s.005 Procedural matters in Scotland
s.005 Where a foreign proceeding regarding a debtor who is an... (opens in a new tab)
s.006 Notices delivered to the registrar of companies
s.006 Any suspension under this Law of the right to transfer,... (opens in a new tab)
s.007 Co-operation between courts exercising jurisdiction in relation to cross-border insolvency
s.007 In paragraph 6— (a) “owner's powers” means the powers described... (opens in a new tab)
s.008 Disapplication of section 388 of the Insolvency Act 1986
Schedules

Schedules

19 of 141 shown
s.sch002 Application for relief under article 21 of the Model Law—affidavit in support Regulated
  • Support article 21 relief application with sworn affidavitAny Person
s.sch002 Contents of application and affidavit in support Regulated
  • Include required information and supporting documents in application to court as replacement foreign representativeApplicant
s.sch002 Affidavit in support of recognition application Regulated
  • Submit recognition application in Form ML 1 with supporting affidavitAny Person
s.sch002 Service of the application Regulated
  • Serve recognition application on debtor and other parties in cross-border insolvencyAny Person
s.sch002 Manner in which service to be effected Regulated
  • Serve application documents at least 5 business days before hearingApplicant
s.sch002 Notification and advertisement of order Regulated
  • Notify relevant parties and advertise cross-border insolvency ordersAny Person
s.sch002 Applications to Chief Land Registrar following court orders Regulated
  • Foreign representative must notify Land Registry of court ordersAny Person
s.sch002 Transfer of proceedings within the High Court Regulated
Other duties (1) — Crown / regulator
  • Court must notify parties when transferring proceedingsTribunal / Court
s.sch002 Contents of affidavit in support Regulated
  • Submit affidavit with required evidence for cross-border insolvency recognitionApplicant
s.sch002 Court records Regulated
Other duties (1) — Crown / regulator
  • Court must keep records of all cross-border insolvency proceedingsTribunal / Court
s.sch002 Right to inspect the file Regulated
Other duties (1) — Crown / regulator
  • Right to inspect the court file in cross-border insolvency proceedingsCrown / Minister / Government department
s.sch002 Filing of Gazette notices and advertisements Regulated
  • File newspaper advertisement copies with the courtAny Person
s.sch002 Right of attendance Regulated
Other duties (1) — Crown / regulator
  • Court must allow creditor attendance and provide notice upon requestTribunal / Court
s.sch002 Notification of subsequent information Regulated
  • File subsequent information with court using Form ML 3Any Person
s.sch002 Security in court Regulated
  • Provide security to the court as required in cross-border insolvency proceedingsAny Person
s.sch002 Application for interim relief—affidavit in support Regulated
  • Support interim relief application with sworn affidavit containing prescribed detailsAny Person
s.sch003 Notification and advertisement of order Regulated
  • Notify relevant parties and advertise recognition ordersAny Person
s.sch004 Enforcement of foreign representative's duty to give notice to registrar Regulated
  • Comply with notice-giving duties to the registrar and remedy defaults within 14 daysAny Person
s.schedule/1/part/3/crossheading/article/18/subseque From the time of filing the application for recognition of... Regulated
  • Foreign representative must notify court of changes in insolvency proceedingsAny Person
122 other schedules
s.sch001 Where the EU Insolvency Regulation applies the centre of the...
s.sch001 Nothing in this article affects the right of a British...
s.sch001 Nothing in paragraph 1 of this article shall apply in...
s.sch002 Interpretation
s.sch002 The hearing and powers of court
s.sch002 Application for confirmation of status of replacement foreign representative
s.sch002 The hearing and powers of court
s.sch002 Reviews of court orders—where court makes order of its own motion
s.sch002 Review application—affidavit in support
s.sch002 Hearing of review application and powers of the court
s.sch002 Preliminary and interpretation
s.sch002 Form and contents of application
s.sch002 Filing of application
s.sch002 Proof of service
s.sch002 In case of urgency
s.sch002 The hearing
s.sch002 Adjournment of hearing; directions
s.sch002 Misfeasance by foreign representative
s.sch002 Form and content of application
s.sch002 Principal court rules and practice to apply with modifications
s.sch002 Applications other than the principal applications—preliminary
s.sch002 Form and contents of application
s.sch002 Filing and service of application
s.sch002 Other hearings
s.sch002 Use of affidavit evidence
s.sch002 Filing and service of affidavits
s.sch002 Adjournment of hearings; directions
s.sch002 Transfer of proceedings—actions to avoid acts detrimental to creditors
s.sch002 Shorthand writers
s.sch002 Enforcement procedures
s.sch002 Title of proceedings
s.sch002 Inspection of records
s.sch002 File of court proceedings
s.sch002 Copies of court orders
s.sch002 Persons incapable of managing their affairs—introductory
s.sch002 The hearing and powers of court
s.sch002 Appointment of another person to act
s.sch002 Affidavit in support of application
s.sch002 Service of notices following appointment
s.sch002 Rights of audience
s.sch002 Right of attendance for member State liquidator
s.sch002 British insolvency officeholder's solicitor
s.sch002 Formal defects
s.sch002 Restriction on concurrent proceedings and remedies
s.sch002 Affidavits
s.sch002 Further information and disclosure
s.sch002 Office copies of documents
s.sch002 “The court”
s.sch002 Requirement to assess costs by the detailed procedure
s.sch002 Costs of officers charged with execution of writs or other process
s.sch002 Final costs certificate
s.sch002 Appeals from court orders
s.sch002 Procedure on appeals
s.sch002 Notices
s.sch002 “Give notice” etc.
s.sch002 Notice, etc. to solicitors
s.sch002 Notice to joint British insolvency officeholders
s.sch002 Forms for use in proceedings under these Regulations
s.sch002 Time limits
s.sch002 Service by post
s.sch002 General provisions as to service and notice
s.sch002 Service outside the jurisdiction
s.sch002 False claim of status as creditor
s.sch002 The Gazette
s.sch002 Service of interim relief application not required
s.sch002 The hearing and powers of court
s.sch003 Interpretation
s.sch003 Copies of court orders
s.sch003 Transfer of proceedings—actions to avoid acts detrimental to creditors
s.sch003 Giving of notices, etc
s.sch003 Sending by post
s.sch003 Certificate of giving notice, etc
s.sch003 Forms for use in proceedings under these Regulations
s.sch003 Application for confirmation of status of replacement foreign representative
s.sch003 Misfeasance by a foreign representative
s.sch003 Preliminary and interpretation
s.sch003 Reviews of court orders—where court makes order of its own motion
s.sch003 The hearing
s.sch003 Registration of court order
s.sch003 Right to inspect court process
s.sch004 Interpretation
s.sch004 Functions of the registrar of companies
s.sch004 Registrar of companies to whom notices to be delivered
s.sch004 Delivery to registrar of notices
s.sch004 Rectification of the register under court order
s.sch005 Schedule 5 para.wrapper19n2
s.sch005 Schedule 5 para.wrapper20n2
s.sch005 Schedule 5 para.wrapper21n2
s.sch005 Schedule 5 para.wrapper22n2
s.sch005 Schedule 5 para.wrapper23n2
s.sch005 Schedule 5 para.wrapper24n2
s.sch005 Schedule 5 para.wrapper25n2
s.sch005 Schedule 5 para.wrapper26n2
s.sch005 Schedule 5 para.wrapper27n2
s.sch005 Schedule 5 para.wrapper28n2
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s.sch005 Schedule 5 para.wrapper31n2
s.sch005 Schedule 5 para.wrapper32n2
s.sch005 Schedule 5 para.wrapper33n2
s.sch005 Schedule 5 para.wrapper34n2
s.sch005 Schedule 5 para.wrapper35n2
s.sch005 Schedule 5 para.wrapper36n2
s.sch005 Schedule 5 para.wrapper37n2
s.sch005 Schedule 5 para.wrapper38n2
s.schedule/1/part/1/crossheading/article/2/definitio For the purposes of this Law— (a) “British insolvency law”...
s.schedule/1/part/1/crossheading/article/3/internati To the extent that this Law conflicts with an obligation...
s.schedule/1/part/1/crossheading/article/5/authorisa A British insolvency officeholder is authorised to act in a...
s.schedule/1/part/1/crossheading/article/6/public/po Nothing in this Law prevents the court from refusing to...
s.schedule/1/part/1/crossheading/article/7/additiona Nothing in this Law limits the power of a court...
s.schedule/1/part/1/crossheading/article/8/interpret In the interpretation of this Law, regard is to be...
s.schedule/1/part/2/crossheading/article/10/limited/ The sole fact that an application pursuant to this Law...
s.schedule/1/part/2/crossheading/article/11/applicat A foreign representative appointed in a foreign main proceeding or...
s.schedule/1/part/2/crossheading/article/12/particip Upon recognition of a foreign proceeding, the foreign representative is...
s.schedule/1/part/2/crossheading/article/9/right/of/ A foreign representative is entitled to apply directly to a...
s.schedule/1/part/3/crossheading/article/24/interven Upon recognition of a foreign proceeding, the foreign representative may,...
s.schedule/1/part/4/crossheading/article/27/forms/of Cooperation referred to in articles 25 and 26 may be...
s.schedule/1/part/5/crossheading/article/28/commence After recognition of a foreign main proceeding, the effects of...
s.schedule/1/part/5/crossheading/article/29/coordina Where a foreign proceeding and a proceeding under British insolvency...
s.schedule/1/part/5/crossheading/article/30/coordina In matters referred to in paragraph 1 of article 1,...
s.schedule/1/part/5/crossheading/article/31/presumpt In the absence of evidence to the contrary, recognition of...
s.schedule/1/part/5/crossheading/article/32/rule/of/ Without prejudice to secured claims or rights in rem, a...

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.