- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Employer2
Any Person1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Employer — also bound by 682 other Acts
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.009
Scheme funder requirements: accounts
Regulated
- Maintain audited accounts and comply with accounts requirements as a scheme funderAny Person
32 other provisions — procedural and definitional
s.001
Citation and commencement
s.002
Interpretation and notices
s.003
Connected employers
s.004
Application for authorisation
s.005
Fit and proper persons requirement
s.006
Financial sustainability requirement
s.007
Financial sustainability requirement: business plan
s.008
Scheme funder requirements: activities
s.010
Systems and processes requirements
s.011
Continuity strategy: administration charges
s.012
Continuity strategy: information
s.013
Supervisory return: contents
s.014
Significant events: notifying the Regulator
s.015
Fixed and escalating penalties
s.016
Triggering events: notification requirements
s.017
Implementation strategy: approval
s.018
Implementation strategy: administration charges
s.019
Implementation strategy: content
s.020
Continuity option 1: transfer out and winding up
s.021
Continuity option 2: resolving triggering event
s.022
Periodic reporting requirement
s.023
Fraud compensation
s.024
Pause orders
s.025
Administration charges
s.026
Application of Part 1 of the Act
s.027
(1) Part 1 of the Act does not apply to...
s.028
(1) This paragraph applies to a Master Trust scheme which—...
s.029
(1) 2 or more pension schemes are treated as a...
s.030
Amendment of the Companies Act
s.031
Amendment of the Limited Liability Partnerships (Accounts and Audit) (Application of Companies Act 2006) Regulations
s.032
Amendment of the Overseas Companies Regulations
s.033
Revocation
Schedules
Schedules
2 of 66 shown
s.sch002
A Master Trust scheme and each scheme funder must meet...
Regulated
- Meet financing and asset requirements for your Master Trust schemeEmployer
s.sch005
(1) Each employer which receives a notice under paragraph 4...
Regulated
- Respond to trustee default scheme notice and notify workers if nominating alternativeEmployer
64 other schedules
s.sch001
For the purposes of section 7(4)(a) of the Act, the...
s.sch001
For the purposes of section 7(3)(b) of the Act, the...
s.sch001
For the purposes of section 7(4)(a) of the Act, the...
s.sch001
(1) In this Schedule— “arrangement” means a voluntary agreement entered...
s.sch002
The Regulator must take account of the following matters in...
s.sch002
The Regulator must take account of the following matters in...
s.sch002
The Regulator must take account of the following matters in...
s.sch002
The Regulator must take account of the following information in...
s.sch002
(1) This paragraph applies in respect of a Master Trust...
s.sch003
The effective date of the business plan.
s.sch003
The name of— (a) each scheme trustee;
s.sch003
The name and address of any scheme administrator.
s.sch003
The number of participating employers.
s.sch003
The number of members, broken down into active members, deferred...
s.sch003
The numbers of members joining, transferring from and leaving the...
s.sch003
The scheme’s pension registry number.
s.sch003
The scheme’s HM Revenue & Customs reference number.
s.sch003
If a scheme funder has a single shareholder or is,...
s.sch003
Where section 10(3) of the Act (scheme funder requirements) applies...
s.sch003
Whether a scheme funder is regulated by a financial regulator...
s.sch003
The period to which the business plan relates, to be...
s.sch003
A declaration as to the overall competence of the scheme...
s.sch003
Where a triggering event has reduced the value of the...
s.sch003
Information to be provided by schemes which provide non-money purchase...
s.sch003
The scheme’s objectives and its strategy for meeting them.
s.sch003
Costs in relation to money purchase benefits.
s.sch003
Assets and liquidity in relation to costs.
s.sch003
Income in relation to money purchase benefits.
s.sch003
Profit and loss in relation to money purchase benefits.
s.sch003
In each case where this Schedule or a Code requires...
s.sch003
The name of the person who prepared the business plan....
s.sch003
A statement, signed by the trustees, each scheme funder and,...
s.sch003
The registered name of the scheme.
s.sch003
If different, any trading or brand name under which the...
s.sch003
The date when the scheme was established.
s.sch003
The address of the scheme’s registered office.
s.sch004
Whether the IT systems have the capacity and capability—
s.sch004
Whether there are systems and processes— (a) for investing contributions...
s.sch004
Whether there are systems and processes— (a) for facilitating members’...
s.sch004
Whether the IT systems— (a) are of sufficient standard to...
s.sch004
Whether the IT systems— (a) are maintained at regular intervals,...
s.sch004
Whether the scheme’s systems and processes ensure that—
s.sch004
Whether there are systems and processes— (a) for the fair...
s.sch004
Whether there are systems and processes— (a) for ensuring that...
s.sch004
Whether there are systems and processes— (a) for identifying, managing...
s.sch004
Whether there are systems and processes— (a) for preventing unauthorised...
s.sch004
Whether there are systems and processes for ensuring that there...
s.sch005
(1) In this Schedule— “applicable scheme” means whichever of the...
s.sch005
(1) The trustees of the applicable scheme must, as soon...
s.sch005
The trustee default scheme and any employer default scheme must...
s.sch005
(1) Where the trustees cannot identify a scheme which they...
s.sch005
(1) For the purposes of section 24(5)(i) of the Act...
s.sch005
The trustees of a scheme that is pursuing continuity option...
s.sch005
(1) On the transfer date, the trustees of the transferring...
s.sch005
The Regulator may direct the trustees of the transferring scheme...
s.sch005
The trustees of a Master Trust scheme must comply with...
s.sch005
Article 10 of the 1995 Order (civil penalties) applies to...
s.sch005
(1) In this Schedule, a “cash equivalent” of any rights...
s.sch005
(1) The trustees of a scheme that is pursuing continuity...
s.sch005
(1) When the trustees have identified the trustee default scheme,...
s.sch005
(1) After the period allowed for employers to send notice...
s.sch005
(1) A member who has received notice from the trustees...
s.sch005
(1) If the trustees receive notice from a member in...
s.sch005
Not less than one month before the expected transfer date,...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.