- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Trustee1
Any Person1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Trustee — also bound by 104 other Acts
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
36 other provisions — procedural and definitional
s.001
Citation and commencement
s.002
Interpretation and notices
s.003
Connected employers
s.004
Qualifying schemes
s.005
Schemes divided into sections
s.006
Authorisation: contents
s.007
Application for authorisation: fee
s.008
Fit and proper persons requirement
s.009
Scheme design requirement
s.010
Viability report
s.011
Viability certificate
s.012
Financial sustainability requirement
s.013
Communication requirement
s.014
Systems and processes requirement
s.015
Continuity strategy: contents
s.016
Continuity strategy: administration charges
s.017
Calculation of benefits
s.018
Advice of scheme actuary
s.019
Actuarial valuations
s.020
Reporting requirements relating to benefit adjustments
s.021
Powers of the Regulator
s.022
Supervisory return: contents
s.023
Significant events
s.024
Risk notices
s.025
Triggering events: notification requirements
s.026
Implementation strategy: approval
s.027
Implementation strategy: charges
s.028
Implementation strategy: content
s.029
Continuity option 1: discharge of liabilities and winding up
s.030
Continuity option 2: resolving the triggering event
s.031
Continuity option 3: conversion to closed scheme
s.032
Periodic reporting requirement
s.033
Pause orders
s.034
Administration charges during a triggering event period
s.035
Collective money purchase benefits – amendments to subordinate legislation
s.036
Revocation
Schedules
Schedules
2 of 85 shown
s.sch006
(1) The quantification of the value of each beneficiary’s accrued...
Regulated
- Quantify members' accrued rights at specified times during scheme winding-upTrustee
s.sch006
(1) The information mentioned in sub-paragraph (2) must be given...
Regulated
- Notify pensioner beneficiaries about income changes during winding-upAny Person
83 other schedules
s.sch001
(1) In this Schedule— “arrangement” means a voluntary arrangement entered...
s.sch001
For the purposes of section 62(3)(a) of the 2021 Act...
s.sch001
For the purposes of section 62(3)(a) of the 2021 Act,...
s.sch002
The Regulator must take into account the following matters in...
s.sch002
The viability certificate must contain the information set out in...
s.sch002
The date which has been agreed in respect of the...
s.sch002
The name and contact details of the scheme actuary.
s.sch002
The name of the scheme in respect of which the...
s.sch002
A statement, signed by the scheme actuary, confirming that—
s.sch002
A viability report must include the information set out in...
s.sch002
The date which has been chosen in respect of the...
s.sch002
The name and contact details of the person to be...
s.sch002
A statement, signed by the trustees confirming that—
s.sch002
A statement, signed by the scheme actuary, confirming that, to...
s.sch002
The name of the scheme in respect of which the...
s.sch002
(1) An explanation of— (a) the design of the scheme;...
s.sch002
The explanation required by paragraph 8(1) must include—
s.sch003
The other information to be included in an application, in...
s.sch003
The Regulator must take account of the following matters in...
s.sch003
The Regulator must take account of the following matters in...
s.sch003
A collective money purchase scheme must meet the following requirements...
s.sch004
In this Schedule— “scheme communication” means a notification, notice, document,...
s.sch004
The matters that the Regulator must take into account in...
s.sch004
Whether the IT systems used for the purposes of carrying...
s.sch004
Whether there are systems and processes for ensuring that there...
s.sch004
Whether there are systems and processes— (a) for assessing and...
s.sch004
Whether there are systems and processes— (a) for gathering feedback...
s.sch005
The matters that the Regulator must take into account in...
s.sch005
Whether there are systems and processes— (a) for preventing unauthorised...
s.sch005
Whether there are systems and processes for ensuring that there...
s.sch005
Whether there are systems and processes— (a) for investing contributions...
s.sch005
Whether there are systems and processes— (a) for ensuring that...
s.sch005
Whether there are systems and processes— (a) for facilitating members’...
s.sch005
Whether the IT systems have the capacity and capability—
s.sch005
Whether the IT systems— (a) are capable of being upgraded...
s.sch005
Whether the IT systems— (a) are maintained at regular intervals,...
s.sch005
Whether the scheme’s systems and processes ensure that—
s.sch005
Whether there are systems and processes— (a) for the fair...
s.sch005
Whether there are systems and processes— (a) for establishing that...
s.sch005
Whether there are systems and processes— (a) for the identification...
s.sch005
Whether there are systems and processes— (a) for identifying, managing...
s.sch006
(1) In this Schedule— “arrangement” has the meaning given in...
s.sch006
(1) The trustees of a collective money purchase scheme that...
s.sch006
(1) The trustees of a collective money purchase scheme that...
s.sch006
(1) The trustees of a collective money purchase scheme that...
s.sch006
(1) The trustees of a collective money purchase scheme that...
s.sch006
(1) A beneficiary who has received notice from the trustees...
s.sch006
(1) Not less than one month before the date of...
s.sch006
(1) This paragraph applies where the trustees of a collective...
s.sch006
(1) If the trustees of a collective money purchase scheme...
s.sch006
(1) This paragraph applies to the trustees or managers of...
s.sch006
Where the trustees of a collective money purchase scheme that...
s.sch006
(1) For the purposes of section 87(2)(b) of the 2021...
s.sch006
As soon as practicable after the trustees of a collective...
s.sch006
(1) The Regulator may direct the trustees of a collective...
s.sch006
Article 10 of the 1995 Order (civil penalties) applies to...
s.sch006
(1) The rules of a collective money purchase scheme must...
s.sch006
(1) Where the trustees of a collective money purchase scheme...
s.sch006
(1) Subject to sub-paragraph (5), no new members may be...
s.sch006
(1) Where a person was a pensioner beneficiary of the...
s.sch006
(1) A “collective money purchase scheme” for the purposes of...
s.sch007
Amendments to the Occupational Pension Schemes (Scheme Administration) Regulations
s.sch007
After regulation 5 insert— Prohibited charge structures – qualifying collective...
s.sch007
In the heading to regulation 6 (limits on charges) after...
s.sch007
After regulation 6 insert— Limits on charges – qualifying collective...
s.sch007
In the heading to regulation 7 (assessment of charges) after...
s.sch007
After regulation 7 insert— Assessment of charges – qualifying collective...
s.sch007
In the heading to regulation 8 (alternative assessment of charges)...
s.sch007
After regulation 8 insert— Alternative assessment of charges – qualifying...
s.sch007
In regulation 9 (member agreement for services)—
s.sch007
In regulation 10(1) (charge limits adjustment) after “relevant scheme” insert...
s.sch007
In regulation 11(5) (non-contributing members) in the definition of “relevant...
s.sch007
Amendment of the Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations
s.sch007
In regulation 11A (relevant information)— (a) in paragraph (1)—
s.sch007
In regulation 11B (relevant information) after paragraph (7) add—
s.sch007
In regulation 11C (member agreement for payments to advisers) for...
s.sch007
Amendments to the Occupational Pension Schemes (Charges and Governance) Regulations
s.sch007
(1) Regulation 2 (interpretation) is amended in accordance with sub-paragraphs...
s.sch007
In regulation 3(9) (default arrangement) after the definition of “relevant...
s.sch007
After regulation 3 insert— Qualifying collective money purchase schemes (1) A relevant scheme is a “qualifying collective money purchase...
s.sch007
In the heading to Chapter 1 of Part 2 (default...
s.sch007
(1) Regulation 4 (restrictions on charges) is amended in accordance...
s.sch007
In the heading to regulation 5 (prohibited charge structures) after...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.