- Enforced by
- RQIA
- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Registered Care Provider4
Licence Holder4
Any Person1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Registered Care Provider — also bound by 25 other Acts
Housing and Regeneration Act 2008
11 duties
Licence Holder — also bound by 225 other Acts
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
Part 1
GENERAL
0 of 11 sections shown11 other sections in this Part — procedural and definitional
s.001
Citation, commencement and extent
s.002
Interpretation
s.003
Exceptions to the definition of independent hospital
s.004
Prescribed techniques or technology
s.004
Modification of Article 2(7) of the Order
s.005
Meaning of independent clinic
s.006
Exception of undertaking from the definition of independent medical agency
s.007
Statement of purpose
s.008
Patient’s guide
s.009
Review of statement of purpose and patient’s guide
s.009
Requirements for statements of policies & procedures
Part 2
REGISTERED PERSONS
3 of 5 sections shown
s.011
Appointment of manager
Regulated
- Appoint a registered manager and notify RQIARegistered Care Provider
s.013
Registered person: general requirements
Regulated
- Run your healthcare establishment with proper care, competence and trainingRegistered Care Provider
s.014
Registered person: notification of offences
Regulated
- Notify RQIA of any criminal convictionLicence Holder
2 other sections in this Part — procedural and definitional
s.010
Fitness of registered person provider
s.012
Fitness of registered manager
Part 3
CONDUCT OF HEALTH CARE ESTABLISHMENTS AND AGENCIES
4 of 18 sections shown
s.015
Quality of treatment and other service provision
Regulated
- Provide quality treatment and services meeting individual needs, research evidence, and safe equipmentLicence Holder
s.016
Care and welfare of patients
Regulated
- Respect patient rights and welfare in independent healthcareLicence Holder
s.026
Visits by registered provider
Regulated
- Arrange unannounced visits every six months and keep inspection reportsRegistered Care Provider
s.027
Financial position
Regulated
- Ensure financial viability and provide financial information to RQIA on requestRegistered Care Provider
14 other sections in this Part — procedural and definitional
s.017
Review of quality of treatment and other services
s.018
Staffing
s.019
Fitness of workers
s.020
Guidance for health care professionals.
s.021
Records
s.022
Staff views as to conduct of establishment or agency
s.023
Complaints
s.024
Clinical trials and research
s.025
Fitness of premises
s.028
Notification of deaths and other events
s.029
Notice of absence
s.030
Notice of changes
s.031
Appointment of liquidators etc
s.032
Death of registered person
Part 4
ADDITIONAL REQUIREMENTS APPLYING TO INDEPENDENT HOSITALS
0 of 12 sections shown12 other sections in this Part — procedural and definitional
s.033
Application of regulations 34 to 36
s.034
Pathology services
s.035
Resuscitation
s.036
Treatment of children
s.037
Surgical procedures
s.038
Dental treatment under general anaesthesia or sedation
s.039
Use of certain techniques or technology
s.039
”INDEPENDENT HOSPITALS THE MAIN PURPOSE OF WHICH IS TO PROVIDE MEDICAL OR PSYCHIATRIC TREATMENT FOR MENTAL DISORDER
s.039
Safety of patients and others
s.039
Management of disturbed behaviour
s.039
Visitors
s.039
Mental health records
Part 5
ADDITIONAL REQUIREMENTS APPLYING TO INDEPENDENT MEDICAL AGENCIES
0 of 1 section shown1 other section in this Part — procedural and definitional
s.040
Independent medical agencies
Part 6
MISCELLANEOUS
0 of 2 sections shown2 other sections in this Part — procedural and definitional
s.041
Compliance with regulations
s.042
Offences
Schedules
Schedules
2 of 30 shown
s.sch003
A register of patients, including – (a) the name, address,...
Regulated
- Keep a patient register with detailed recordsAny Person
s.sch003
A register of all events which must be notified to...
Regulated
- Keep a register of events notifiable to RQIALicence Holder
28 other schedules
s.sch001
The aims and objectives of the establishment or agency.
s.sch001
The arrangements for respecting the privacy and dignity of patients....
s.sch001
The name and address of the registered provider and of...
s.sch001
The relevant qualifications and experience of the registered provider and...
s.sch001
The number, relevant qualifications and experience of the staff working...
s.sch001
The organisational structure of the establishment or agency.
s.sch001
The kinds of treatment and any other services provided for...
s.sch001
The arrangements made for consultation with patients about the operation...
s.sch001
The arrangements made for contact between any in-patients and their...
s.sch001
The arrangements for dealing with complaints.
s.sch002
Positive proof of identity including a recent photograph.
s.sch002
Details of any professional indemnity insurance.
s.sch002
Either— (a) where a certificate is required for a position...
s.sch002
Two written references relating to the person, including a reference...
s.sch002
Where a person has previously worked in a position whose...
s.sch002
Documentary evidence of any relevant qualifications or accredited training.
s.sch002
A full employment history, together with a satisfactory written explanation...
s.sch002
Where he is a health care professional, details of his...
s.sch002
Details of any criminal offences – (a) of which the...
s.sch002
Confirmation that he is physically and mentally fit to fulfil...
s.sch003
A record of the annual appraisal for each member of...
s.sch003
A register of all surgical operations performed in an establishment...
s.sch003
A register of each occasion on which a technique or...
s.sch003
A register of all mechanical and technical equipment used for...
s.sch003
A register of each person employed in or for the...
s.sch003
A written record of suspected, alleged or actual incidents of...
s.sch003
A record of all documentation relating to the recruitment process....
s.sch003
A record of all training and professional development activities completed...
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.