- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Trustee3
Director or Officer2
Plus 3 duties on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Trustee — also bound by 120 other Acts
Director or Officer — also bound by 482 other Acts
Insolvency (England and Wales) Rules 2016
162 duties
Companies Act 2006
126 duties
Insolvency Act 1986
77 duties
Building Societies Act 1986
32 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.002
(1) A statement, as at the end of the accounting... (opens in a new tab)
Regulated
- Prepare annual pension scheme asset and liability statementTrustee
s.004
Notification of insolvency events in respect of employers
Regulated
- Insolvency practitioner must notify PPF Board of employer insolvency events within 14 daysDirector or Officer
s.009
Confirmation of scheme status by insolvency practitioner
Regulated
- Insolvency practitioner must confirm scheme rescue status and issue written noticeDirector or Officer
s.010
Confirmation of scheme status by Board
Regulated
Other duties (1) — Crown / regulator
- PPF Board must confirm scheme rescue status and issue written noticeStatutory regulator
s.013
Confirmation of scheme status – binding notices
Regulated
Other duties (1) — Crown / regulator
- PPF Board must issue written notices confirming pension scheme statusStatutory regulator
s.016
Restrictions on winding up, discharge of liabilities etc.
Regulated
- You must not make pension conversions, transfers or refunds that worsen the scheme's deficitTrustee
s.019
Withdrawal following issue of Article 106(4) notice
Regulated
Other duties (1) — Crown / regulator
- PPF Board must issue withdrawal and binding notices with specified contentStatutory regulator
s.020
Consequences of the Board ceasing to be involved with a scheme
Regulated
- Accept qualifying late pension contributions after a PPF assessment period endsTrustee
29 other provisions — procedural and definitional
sch. para. 6
In respect of every other amount shown in the accounts...
s.001
Citation, commencement and interpretation
s.002
Schemes which are not eligible schemes
s.003
Schemes which cease to be eligible schemes
s.004
Particulars of any investment (other than in United Kingdom Government... (opens in a new tab)
s.005
Prescribed insolvency events
s.005
European insolvency event
s.005
Where the scheme has employer-related investments, within the meaning of... (opens in a new tab)
s.006
Circumstances in which insolvency proceedings in relation to the employer are stayed or come to an end
s.007
Applications and notifications to the Board
s.007
Applications and notifications to the Board – multi-employer schemes
s.008
Applications and notifications to the Board – further provision
s.008
Applications and notifications to the Board – further provision for multi-employer schemes
s.011
Confirmation of scheme status by insolvency practitioner – multi-employer schemes
s.012
Confirmation of scheme status by Board – multi-employer schemes
s.014
Contributions to schemes
s.015
Directions
s.017
Payment of scheme benefits
s.017
Exception to Article 122(2A)
s.018
Loans to pay scheme benefits
s.021
Refusal to assume responsibility – schemes which become eligible schemes
s.022
Refusal to assume responsibility – new schemes created to replace existing schemes
s.023
Form and content of withdrawal notices issued under Article 130 or 131
s.024
Applications for reconsideration
s.025
Form and content of audited scheme accounts
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.