- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Any Person6
Operator6
Plus 1 duty on the regulator, Crown ministers and public bodies — folded into the section list below.
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Any Person — also bound by 2340 other Acts
Human Medicines Regulations 2012
184 duties
Merchant Shipping Act 1995
144 duties
Insolvency (England and Wales) Rules 2016
104 duties
Communications Act 2003
92 duties
Road Traffic Act 1988
92 duties
Operator — also bound by 746 other Acts
Regulation (EU) No 965/2012 (Air Operations)
203 duties
Space Industry Regulations 2021
76 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
uri:annex/vii/division/2
uri:annex/vii/division/2
Regulated
- Ensure aircraft operator name matches Monitoring Plan in Union RegistryOperator
s.art010
The administering of accounts
Regulated
Other duties (1) — Crown / regulator
- Regulator must administer Union Registry accounts and process requestsStatutory regulator
s.art014
Opening operator holding accounts in the Union Registry
Regulated
- Request opening of operator holding account in Union RegistryOperator
s.art015
Opening aircraft operator holding accounts in the Union Registry
Regulated
- Open an aircraft operator holding account in the Union Registry within 20 working days of monitoring plan approvalOperator
s.art022
Updating of account information and information on authorised representatives
Regulated
- Keep your emissions trading account information up to dateAny Person
s.art023
Trusted account list
Regulated
- Manage changes to trusted account list using two‑authorised‑representative procedureAny Person
s.art031
Verified emissions data for an installation or aircraft operator
Regulated
- Submit verified emissions data and appoint a verifier if required by national lawOperator
s.art035
Execution of transfers
Regulated
- Use out-of-band confirmation and dual approval for all registry transfersAny Person
s.art054
Auctioning of allowances
Regulated
- Account holders must transfer auctioned allowances to successful biddersAny Person
s.art055
Transfers of allowances
Regulated
- Only transfer allowances to accounts on your trusted account listOperator
s.art056
Surrender of allowances
Regulated
- Surrender emissions allowances to cover verified emissionsOperator
s.art063
Accessing accounts in the Union Registry
Regulated
- Account representatives must suspend access if credentials are compromisedAny Person
s.art064
Authentication and authorisation in the Union Registry
Regulated
- Safeguard your Union Registry credentials and report compromise immediatelyAny Person
106 other provisions — procedural and definitional
uri:annex/iv/division/6
uri:annex/iv/division/6
uri:annex/vi/division/5
uri:annex/vi/division/5
uri:annex/vii/division/5
uri:annex/vii/division/5
s.annex v para.1
A document proving that the verifier requesting registration is accredited...
s.annex xii para.1
Row No Information on the auction platform 1 Identification code...
s.annex xi para.1
Row No Quantity of aviation allowances allocated free of charge...
s.annex xi para.2
Rows No 2 to 13 shall be repeated for each...
s.annex x para.1
Row No Quantity of general allowances allocated free of charge...
s.annex x para.2
Rows No 2 to 13 shall be repeated for each...
s.art001
Subject matter
s.art002
Scope
s.art003
Definitions
s.art004
Union Registry
s.art005
European Union Transaction Log
s.art006
Communication links between registries and the EUTL
s.art007
National administrators
s.art008
Accounts
s.art009
Account status
s.art011
Notifications from the central administrator
s.art012
Opening accounts administered by the central administrator
s.art013
Opening an auction collateral delivery account in the Union Registry
s.art016
Opening trading accounts in the Union Registry
s.art017
Opening national holding accounts in the Union Registry
s.art018
Registering verifiers in the Union Registry
s.art019
Refusal to open an account or register a verifier
s.art020
Authorised representatives
s.art021
Nominating and approval of authorised representatives
s.art024
Closure of accounts
s.art025
Closure of operator holding accounts
s.art026
Closure of aircraft operator holding accounts
s.art027
Removing verifiers
s.art027
Closure of the ESR Compliance Account
s.art028
Closure of accounts and removal of authorised representatives on the administrator's initiative
s.art029
Positive balance on accounts under closure
s.art030
Suspension of access to accounts
s.art032
Blocking of accounts due to a failure to submit verified emissions
s.art033
Calculation of compliance status figures
s.art034
Only transactions expressly provided for in this Regulation for each...
s.art036
Nature of allowances and finality of transactions
s.art037
Creation of allowances
s.art038
Transfer of general allowances to be auctioned
s.art039
Transfer of general allowances to be allocated free of charge
s.art040
Transfer of aviation allowances to be auctioned
s.art041
Transfer of aviation allowances to be allocated free of charge
s.art042
Transfer of aviation allowances to the special reserve
s.art043
Transfer of general allowances to the EU Total Quantity-Account
s.art044
Transfer of aviation allowances to the EU Aviation Total Quantity Account
s.art045
Deletion of aviation allowances
s.art046
Entry of national allocation tables into the Union Registry
s.art047
Changes to the national allocation tables
s.art048
Free allocation of general allowances
s.art049
Changes to the national aviation allocation tables
s.art050
Free allocation of aviation allowances
s.art051
Return of aviation allowances
s.art052
Entry of auction tables into the EUTL
s.art053
Changes to the auction tables
s.art057
Deletion of allowances
s.art058
Reversal of finalised processes initiated in error
s.art059
Implementation of linking arrangements
s.art059
Creation of AEAs
s.art059
Annual emission allocation units
s.art059
Transfer of AEAs to each ESR Compliance Account
s.art059
Introduction of the relevant greenhouse gas emissions data
s.art059
Calculation of the balance of the ESR Compliance Account
s.art059
Determination of the compliance status figures
s.art059
Application of Article 9(1)(a) and (b) of Regulation (EU) 2018/842
s.art059
Use of flexibility laid down in Article 6 of Regulation (EU) 2018/842
s.art059
Borrowing of AEAs
s.art059
Banking of AEAs
s.art059
Use of Land Mitigation Units
s.art059
Ex ante
transfers of a Member State's annual emission allocation
s.art059
Transfers after the calculation of the balance of the ESR Compliance Account
s.art059
Safety Reserve
s.art059
First round of distribution of the Safety Reserve
s.art059
Second round of distribution of the Safety Reserve
s.art059
Adjustments
s.art059
Transfers of previously banked AEAs
s.art059
Execution and reversal of transfers
s.art060
Availability and reliability of the Union Registry and the EUTL
s.art061
Helpdesks
s.art062
Authentication of the Union Registry
s.art065
Suspension of all access due to a security breach or a security risk
s.art066
Suspension of access to allowances in the case of a suspected fraudulent transaction
s.art067
Cooperation with relevant competent authorities and notification of money laundering, terrorist financing or criminal activity
s.art068
Suspension of processes
s.art069
Suspension of linking agreements
s.art070
Automated checking of processes
s.art071
Detection of discrepancies
s.art072
Detection of discrepancies within the Union Registry
s.art073
Reconciliation — detection of inconsistencies by the EUTL
s.art074
Finalisation of processes
s.art075
Data exchange and technical specifications
s.art076
Change and release management
s.art077
Processing of information and personal data
s.art078
Records
s.art079
Reporting and availability of information
s.art080
Confidentiality
s.art081
Fees
s.art082
Interruption of operation
s.art083
Implementation
s.art084
Further use of accounts
s.art085
Use restrictions
s.art086
Provision of new account information
s.art087
Amendments to Regulation (EU) No 389/2013
s.art088
Repeal
s.art089
Entry into force and application
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.