- Enforced by
- FCA
- Status
- Amended (in force with amendments)
What it defines
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
50 other provisions — procedural and definitional
s.art001
Subject matter, scope and exemptions
s.art002
Definitions
s.art003
Obligation to publish a prospectus and exemption
s.art004
Voluntary prospectus
s.art005
Subsequent resale of securities
s.art006
The prospectus
s.art007
The prospectus summary
s.art008
The base prospectus
s.art009
The universal registration document
s.art010
Prospectuses consisting of separate documents
s.art011
Responsibility attaching to the prospectus
s.art012
Validity of a prospectus, registration document and universal registration document
s.art013
Minimum information and format
s.art014
Simplified disclosure regime for secondary issuances
s.art015
UK Growth prospectus
s.art016
Risk factors
s.art017
Final offer price and amount of securities
s.art018
Omission of information
s.art019
Incorporation by reference
s.art020
Scrutiny and approval of the prospectus
s.art021
Publication of the prospectus
s.art022
Advertisements
s.art023
Supplements to the prospectus
s.art024
Union scope of approvals of prospectuses
s.art025
Notification of prospectuses and supplements and communication of final terms
s.art026
Notification of registration documents or universal registration documents
s.art027
Use of language
s.art028
Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with this Regulation
s.art029
Offer of securities to the public or admission to trading on a regulated market made under a prospectus drawn up in accordance with the laws of a third country
s.art030
Cooperation with third countries
s.art031
Competent authorities
s.art032
Powers of the competent authority
s.art033
Cooperation between competent authorities
s.art034
Cooperation with ESMA
s.art035
Professional secrecy
s.art036
Data protection
s.art037
Precautionary measures
s.art038
Administrative sanctions and other administrative measures
s.art039
Exercise of supervisory powers and powers to impose sanctions
s.art040
Right of appeal
s.art041
Reporting of infringements
s.art042
Publication of decisions
s.art043
Reporting sanctions to ESMA
s.art044
Exercise of the delegation
s.art045
Committee procedure
s.art045
Treasury regulations
s.art046
Repeal
s.art047
ESMA report on prospectuses
s.art048
Review
s.art049
Entry into force and application
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.