Retained EU Law SI 2017/1018 United Kingdom

Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance)

Read it on legislation.gov.uk (opens in a new tab)
Status
In Force
Penalty ceiling
Regulated

Does it bind you?

Business-side roles with duties under this instrument.

Financial Services Firm5

Other Acts binding the same actors

If a role above is yours, these are the other instruments that most often bind it.

Financial Services Firm — also bound by 167 other Acts

What it requires

Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.

s.art003 Information to be notified for the purposes of the investment services and activities passport notification Regulated
  • Include all required information in your passport notificationFinancial Services Firm
s.art004 Information to be notified concerning the change of investment services and activities particulars Regulated
  • Notify regulator of changes to your passporting informationFinancial Services Firm
s.art005 Information to be notified concerning arrangements to facilitate access to an MTF or OTF Regulated
  • Include specific information when notifying about MTF/OTF access arrangementsFinancial Services Firm
s.art006 Information to be notified in a branch passport notification or a tied agent passport notification Regulated
  • Include detailed programme of operations in your branch or tied agent passport notificationFinancial Services Firm
s.art007 Information to be notified concerning the change of branch or tied agent particulars Regulated
  • Notify changes to branch or tied agent passport detailsFinancial Services Firm
3 other provisions — procedural and definitional
s.art001 Scope
s.art002 Definitions
s.art008 Entry into force and application

Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.