Information to be notified for the purposes of the investment services and activities passport notification
- Include all required information in your passport notification
Retained EU Law
2017
United Kingdom
Commission Delegated Regulation (EU) 2017/1018 of 29 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying information to be notified by investment firms, market operators and credit institutions (Text with EEA relevance)
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What's here
5 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Information to be notified concerning the change of investment services and activities particulars
- Notify regulator of changes to your passporting information
Information to be notified concerning arrangements to facilitate access to an MTF or OTF
- Include specific information when notifying about MTF/OTF access arrangements
Information to be notified in a branch passport notification or a tied agent passport notification
- Include detailed programme of operations in your branch or tied agent passport notification
Information to be notified concerning the change of branch or tied agent particulars
- Notify changes to branch or tied agent passport details
Browse 3 other sections — procedural / definitional / commencement
Scope
Definitions
Entry into force and application
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