Information necessary for the registration
- Submit registration information to the regulator
Retained EU Law
2016
United Kingdom
Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients (Text with EEA relevance)
At a glance
What's here
3 compliance obligations
What this Act requires
Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.
Information submission requirements
- Notify ESMA of changes to registration information and submit in English
Information concerning type of clients in the Union
- Provide client information in a durable medium with specified formatting
Browse 1 other section — procedural / definitional / commencement
Entry into force and application
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