Retained EU Law 2013 United Kingdom

Regulation (EU) No 345/2013 of the European Parliament and of the Council of 17 April 2013 on European venture capital funds (Text with EEA relevance)

At a glance

What's here

8 compliance obligations

What this Act requires

Sections that create concrete duties on businesses or carry penalties. Procedural and definitional sections are folded into the “Browse other sections” expander at the bottom of each group. Click any section title to read the source text on legislation.gov.uk.

s.art005

(1) Managers of qualifying venture capital funds shall ensure that,...

  • Follow investment limits and leverage rules for qualifying venture capital funds
s.art006

(1) Managers of qualifying venture capital funds shall market the...

  • Market venture capital fund shares only to eligible investors
s.art007

Managers of qualifying venture capital funds shall, in relation to...

  • Act honestly, fairly and with due skill; prevent malpractices; put investors first; treat all investors fairly
s.art009

(1) Managers of qualifying venture capital funds shall identify and...

  • Identify, manage and disclose conflicts of interest
s.art010

(1) At all times, managers of qualifying venture capital funds...

  • Maintain sufficient own funds and resources for venture capital fund management
s.art012

(1) Managers of qualifying venture capital funds shall make available...

  • Submit annual report to FCA and provide to investors on request
s.art013

(1) Managers of qualifying venture capital funds shall, in relation...

  • Give investors full written information before they invest
s.art014

(1) Managers of qualifying venture capital funds that intend to...

  • Notify FCA before marketing funds as 'RVECA' venture capital funds
Browse 24 other sections — procedural / definitional / commencement
s.art001

This Regulation lays down uniform requirements and conditions for managers...

s.art002

(1) This Regulation applies to managers of collective investment undertakings...

s.art003

For the purposes of this Regulation, the following definitions apply:...

s.art004

Managers of qualifying venture capital funds that comply with the...

s.art008

(1) Where a manager of a qualifying venture capital fund...

s.art011

(1) Rules for the valuation of assets shall be laid...

s.art014

(1) Managers of collective investment undertakings who have permission under...

s.art014

Member States shall ensure that any refusal to register a...

s.art015

Managers of qualifying venture capital funds shall inform the competent...

s.art016

(1) The competent authority of the home Member State shall...

s.art016

(1) For the purpose of organising and conducting peer reviews...

s.art017

(1) The FCA shall maintain a central database that is...

s.art018

(1) The FCA shall supervise compliance with the requirements laid...

s.art019

Competent authorities shall, in accordance with national law, have all...

s.art020

(1) Member States shall lay down the rules on administrative...

s.art021

(1) While respecting the principle of proportionality, the FCA shall...

s.art021

The powers conferred on the FCA in respect of AIFMs...

s.art022

(1) Competent authorities and ESMA shall cooperate with each other...

s.art023

(1) All persons who work or who have worked for...

s.art024

In the event of disagreement between competent authorities of Member...

s.art025

(1) Any power to make regulations conferred on the Treasury...

s.art026

(1) The Commission shall review this Regulation in accordance with...

s.art027

(1) By 22 July 2017, the Commission shall start a...

s.art028

This Regulation shall enter into force on the twentieth day...

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