- Status
- In Force
- Penalty ceiling
- Regulated
Does it bind you?
Business-side roles with duties under this instrument.
Applicant1
Other Acts binding the same actors
If a role above is yours, these are the other instruments that most often bind it.
Applicant — also bound by 307 other Acts
Human Medicines Regulations 2012
42 duties
The Land Registration Rules 2003
25 duties
Regulation (EU) No 1178/2011 (Aircrew)
20 duties
Value Added Tax Regulations 1995
18 duties
What it requires
Regulations creating concrete business duties or carrying penalties, grouped as the instrument is structured. Titles link to the source text — blue means you’re leaving for legislation.gov.uk.
s.art011
Fitness and properness
Regulated
- Include staff details in trade repository registration applicationApplicant
25 other provisions — procedural and definitional
s.art001
Identification, legal status and class of derivatives
s.art002
Policies and procedures
s.art003
Ownership of the trade repository
s.art004
Ownership chart
s.art005
Organisational chart
s.art006
Corporate governance
s.art007
Internal control
s.art008
Regulatory compliance
s.art009
Senior management and members of the Board
s.art010
Staffing policies and procedures
s.art012
Financial reports and business plans
s.art013
Management of conflicts of interest
s.art014
Confidentiality
s.art015
Inventory and mitigation of conflicts of interest
s.art016
Information Technology resources and outsourcing
s.art017
Ancillary services
s.art018
Transparency of access rules
s.art019
Verification of completeness and correctness of data
s.art020
Pricing policy transparency
s.art021
Operational risk
s.art022
Recordkeeping policy
s.art023
Data availability mechanisms
s.art023
Direct and immediate access to data by authorities
s.art024
Verification of the accuracy and completeness of the application
s.art025
Entry into force
Duty extraction and severity labels are Guvnor’s analysis of the instrument, not the instrument itself. Always verify against the linked source text.